UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On September 9, 2021, Ferro Corporation (“Ferro”) held a special meeting of shareholders (the “Ferro Special Meeting”) at which holders of Ferro’s common stock, par value $1.00 per share, voted on each of the proposals at the Ferro Special Meeting relating to the transactions contemplated by the Agreement and Plan of Merger, dated as of May 11, 2021 (the “Merger Agreement”), by and among by and among PMHC II Inc., PMHC Fortune Merger Sub, Inc. and Ferro. Of the 82,704,290 shares of Ferro’s common stock outstanding at the close of business on July 15, 2021, the record date for the Ferro Special Meeting, 68,259,923 shares were present or represented by proxy at the Ferro Special Meeting, which constituted a quorum. The voting results were as follows:
1. Ferro’s shareholders adopted the Merger Agreement and approved the transactions contemplated thereby, including the merger (the “Merger Proposal”):
Votes For |
Votes Against |
Abstentions |
Broker Non-Votes | |||
67,976,884 |
153,000 | 130,039 | — |
2. Ferro’s shareholders did not approve on a non-binding, advisory basis, certain compensation that will or may be paid to Ferro’s named executive officers by Ferro based on or otherwise relating to the merger:
Votes For |
Votes Against |
Abstentions |
Broker Non-Votes | |||
32,713,991 |
33,570,863 | 1,975,069 | — |
3. In connection with the Ferro Special Meeting, the Board of Directors of Ferro also solicited proxies with respect to the proposal to adjourn the Ferro Special Meeting to a later date or dates, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Merger Proposal if there were insufficient votes to approve the Merger Proposal at the time of the special meeting or to ensure that any supplement or amendment to the proxy statement was timely provided to Ferro shareholders (the “Adjournment Proposal”). The Adjournment Proposal was not submitted to Ferro shareholders for approval at the Ferro Special Meeting because Ferro shareholders approved the Merger Proposal.
Item 8.01 Other Events.
On September 9, 2021, Ferro issued a press release announcing results of the voting at the Ferro Special Meeting held on September 9, 2021. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. | Description | |
99.1 | Press release, dated September 9, 2021, issued by Ferro announcing results of the voting at the Ferro Special Meeting held on September 9, 2021. | |
104 | The cover page from this Current Report on Form 8-K, formatted in iXBRL (Inline eXtensible Business Reporting Language). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Ferro Corporation | ||||||
September 9, 2021 | By: | /s/ Benjamin J. Schlater | ||||
Name: Benjamin J. Schlater | ||||||
Title: Group Vice President and Chief Financial Officer |