UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-22538

 

 

Advisers Investment Trust

(Exact name of registrant as specified in charter)

 

 

50 S. LaSalle Street

Chicago, Illinois 60603

(Address of principal executive offices) (Zip code)

 

 

The Northern Trust Company

50 S. LaSalle Street

Chicago, Illinois 60603

(Name and address of agent for service)

 

 

Registrant’s telephone number, including area code: (855) 351-4583

Date of fiscal year end: September 30

Date of reporting period: July 1, 2021 – June 30, 2022

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 


Item 1.

Proxy Voting Record.


Independent Franchise Partners US Equity Fund

 

Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

Electronic Arts Inc.   EA   285512109   08/12/2021    Elect Director Kofi A. Bruce   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Elect Director Leonard S. Coleman   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Elect Director Jeffrey T. Huber   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Elect Director Talbott Roche   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Elect Director Richard A. Simonson   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Elect Director Luis A. Ubinas   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Elect Director Heidi J. Ueberroth   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Elect Director Andrew Wilson   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Ratify KPMG LLP as Auditors   Mgmt   Against   Against
Electronic Arts Inc.   EA   285512109   08/12/2021    Provide Right to Act by Written Consent   Mgmt   For   For
Electronic Arts Inc.   EA   285512109   08/12/2021    Provide Right to Act by Written Consent   SH   Against   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Jeffrey S. Berg   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Michael J. Boskin   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Safra A. Catz   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Bruce R. Chizen   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director George H. Conrades   Mgmt   Withhold   Against
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Lawrence J. Ellison   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Rona A. Fairhead   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Jeffrey O. Henley   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Renee J. James   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Charles W. Moorman, IV   Mgmt   Withhold   Against
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Leon E. Panetta   Mgmt   Withhold   Against
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director William G. Parrett   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Naomi O. Seligman   Mgmt   Withhold   Against
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Vishal Sikka   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Against   Against
Oracle Corporation   ORCL   68389X105   11/10/2021    Amend Omnibus Stock Plan   Mgmt   Against   Against
Oracle Corporation   ORCL   68389X105   11/10/2021    Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Report on Racial Equity Audit   SH   For   Against


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

Oracle Corporation   ORCL   68389X105   11/10/2021    Require Independent Board Chair   SH   Against   For
Oracle Corporation   ORCL   68389X105   11/10/2021    Report on Political Contributions   SH   Against   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director K. Rupert Murdoch   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director Lachlan K. Murdoch   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director Robert J. Thomson   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director Kelly Ayotte   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director Jose Maria Aznar   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director Natalie Bancroft   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director Peter L. Barnes   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director Ana Paula Pessoa   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Elect Director Masroor Siddiqui   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
News Corporation   NWSA   65249B109   11/17/2021    Adopt Simple Majority Vote   SH   Against   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Reid G. Hoffman   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Hugh F. Johnston   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Teri L. List   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Satya Nadella   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Sandra E. Peterson   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Penny S. Pritzker   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Carlos A. Rodriguez   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Charles W. Scharf   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director John W. Stanton   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director John W. Thompson   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Emma N. Walmsley   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Padmasree Warrior   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Approve Qualified Employee Stock Purchase Plan   Mgmt   For   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Ratify Deloitte & Touche LLP as Auditors   Mgmt   Against   Against
Microsoft Corporation   MSFT   594918104   11/30/2021    Report on Gender/Racial Pay Gap   SH   For   Against


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

Microsoft Corporation   MSFT   594918104   11/30/2021    Report on Effectiveness of Workplace Sexual Harassment Policies   SH   For   Against
Microsoft Corporation   MSFT   594918104   11/30/2021    Prohibit Sales of Facial Recognition Technology to All Government Entities   SH   Against   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Report on Implementation of the Fair Chance Business Pledge   SH   Against   For
Microsoft Corporation   MSFT   594918104   11/30/2021    Report on Lobbying Activities Alignment with Company Policies   SH   For   Against
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Jaime Ardila   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Nancy McKinstry   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Beth E. Mooney   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Gilles C. Pelisson   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Paula A. Price   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Venkata (Murthy) Renduchintala   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Arun Sarin   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Julie Sweet   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Frank K. Tang   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Tracey T. Travis   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Amend Omnibus Stock Plan   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Renew the Board’s Authority to Issue Shares Under Irish Law   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Authorize Board to Opt-Out of Statutory Pre-Emption Rights   Mgmt   For   For
Accenture plc   ACN   G1151C101   01/26/2022    Determine Price Range for Reissuance of Treasury Shares   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Accept Financial Statements and Statutory Reports   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Approve Discharge of Board and Senior Management   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Approve Allocation of Income and Dividends of CHF 3.10 per Share   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Approve CHF 15.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Approve Remuneration of Directors in the Amount of CHF 8.6 Million   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Approve Remuneration Report   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Joerg Reinhardt as Director and Board Chairman   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Nancy Andrews as Director   Mgmt   For   For


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

Novartis AG       NOVN   H5820Q150   03/04/2022    Reelect Ton Buechner as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Patrice Bula as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Elizabeth Doherty as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Bridgette Heller as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Frans van Houten as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Simon Moroney as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Andreas von Planta as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect Charles Sawyers as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reelect William Winters as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Elect Ana de Pro Gonzalo as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Elect Daniel Hochstrasser as Director   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reappoint Patrice Bula as Member of the Compensation Committee   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reappoint Bridgette Heller as Member of the Compensation Committee   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reappoint Simon Moroney as Member of the Compensation Committee   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Reappoint William Winters as Member of the Compensation Committee   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Ratify KPMG AG as Auditors   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Designate Peter Zahn as Independent Proxy   Mgmt   For   For
Novartis AG   NOVN   H5820Q150   03/04/2022    Transact Other Business (Voting)   Mgmt   Against   Against
Alcon Inc.   ALC   H01301128   04/27/2022    Accept Financial Statements and Statutory Reports   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Approve Discharge of Board and Senior Management   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Approve Allocation of Income and Dividends of CHF 0.20 per Share   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Approve Remuneration Report (Non-Binding)   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Approve Remuneration of Directors in the Amount of CHF 3.6 Million   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect Michael Ball as Director and Board Chair   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect Lynn Bleil as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect Arthur Cummings as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect David Endicott as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect Thomas Glanzmann as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect Keith Grossman as Director   Mgmt   For   For


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

Alcon Inc.       ALC   H01301128   04/27/2022    Reelect Scott Maw as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect Karen May as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect Ines Poeschel as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reelect Dieter Spaelti as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Elect Raquel Bono as Director   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reappoint Thomas Glanzmann as Member of the Compensation Committee   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reappoint Karen May as Member of the Compensation Committee   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Reappoint Ines Poeschel as Member of the Compensation Committee   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Appoint Scott Maw as Member of the Compensation Committee   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Ratify PricewaterhouseCoopers SA as Auditors   Mgmt   For   For
Alcon Inc.   ALC   H01301128   04/27/2022    Transact Other Business (Voting)   Mgmt   Against   Against
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Erik Olsson   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Ann Fandozzi   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Robert George Elton   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Sarah Raiss   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Christopher Zimmerman   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Adam DeWitt   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Lisa Hook   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Mahesh Shah   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Elect Director Carol M. Stephenson   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Amend Shareholder Rights Plan   Mgmt   Against   Against
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Approve Increase in Size of Board from Ten to Twelve   Mgmt   For   For
Ritchie Bros. Auctioneers Incorporated   RBA   767744105   04/27/2022    Advisory Vote on Say on Pay Frequency   Mgmt   One Year   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Accept Financial Statements and Statutory Reports   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Approve Remuneration Policy   Mgmt   Against   Against
British American Tobacco plc   BATS   G1510J102   04/28/2022    Approve Remuneration Report   Mgmt   Against   Against
British American Tobacco plc   BATS   G1510J102   04/28/2022    Reappoint KPMG LLP as Auditors   Mgmt   For   For


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

British American Tobacco plc   BATS   G1510J102       04/28/2022    Authorise the Audit Committee to Fix Remuneration of Auditors   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Luc Jobin as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Jack Bowles as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Tadeu Marroco as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Sue Farr as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Karen Guerra as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Holly Keller Koeppel as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Savio Kwan as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Dimitri Panayotopoulos as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Re-elect Darrell Thomas as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Elect Kandy Anand as Director   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Authorise UK Political Donations and Expenditure   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Authorise Issue of Equity   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Authorise Issue of Equity without Pre-emptive Rights   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Authorise Market Purchase of Ordinary Shares   Mgmt   For   For
British American Tobacco plc   BATS   G1510J102   04/28/2022    Authorise the Company to Call General Meeting with Two Weeks’ Notice   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Darius Adamczyk   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Mary C. Beckerle   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director D. Scott Davis   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Ian E. L. Davis   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Jennifer A. Doudna   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Joaquin Duato   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Alex Gorsky   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Marillyn A. Hewson   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Hubert Joly   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Mark B. McClellan   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Anne M. Mulcahy   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director A. Eugene Washington   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Mark A. Weinberger   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Nadja Y. West   Mgmt   For   For


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

Johnson & Johnson       JNJ   478160104   04/28/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Approve Omnibus Stock Plan   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Adopt a Mandatory Arbitration Bylaw *Withdrawn Resolution*   SH     For
Johnson & Johnson   JNJ   478160104   04/28/2022    Report on a Civil Rights, Equity, Diversity and Inclusion Audit   SH   Against   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Oversee and Report a Racial Equity Audit   SH   For   Against
Johnson & Johnson   JNJ   478160104   04/28/2022    Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics   SH   For   Against
Johnson & Johnson   JNJ   478160104   04/28/2022    Report on Public Health Costs of Limited Sharing of Vaccine Technology   SH   Against   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Discontinue Global Sales of Baby Powder Containing Talc   SH   Against   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Report on Charitable Contributions   SH   Against   For
Johnson & Johnson   JNJ   478160104   04/28/2022    Publish Third-Party Review of Alignment of Company’s Lobbying Activities with its Public Statements   SH   For   Against
Johnson & Johnson   JNJ   478160104   04/28/2022    Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics   SH   For   Against
Johnson & Johnson   JNJ   478160104   04/28/2022    Consider Pay Disparity Between Executives and Other Employees   SH   Against   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Lamberto Andreotti   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Klaus A. Engel   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director David C. Everitt   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Janet P. Giesselman   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Karen H. Grimes   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Michael O. Johanns   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Rebecca B. Liebert   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Marcos M. Lutz   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Charles V. Magro   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Nayaki R. Nayyar   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Gregory R. Page   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Kerry J. Preete   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Patrick J. Ward   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Corteva, Inc.   CTVA   22052L104   04/29/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Peter J. Arduini   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Giovanni Caforio   Mgmt   For   For


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Bristol-Myers Squibb Company   BMY       110122108   05/03/2022    Elect Director Julia A. Haller   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Manuel Hidalgo Medina   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Paula A. Price   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Derica W. Rice   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Theodore R. Samuels   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Gerald L. Storch   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Karen H. Vousden   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Phyllis R. Yale   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Ratify Deloitte & Touche LLP as Auditors   Mgmt   For   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   SH   Against   For
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Require Independent Board Chair   SH   For   Against
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Brant Bonin Bough   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Andre Calantzopoulos   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Michel Combes   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Juan Jose Daboub   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Werner Geissler   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Lisa A. Hook   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Jun Makihara   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Kalpana Morparia   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Lucio A. Noto   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Jacek Olczak   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Frederik Paulsen   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Robert B. Polet   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Dessislava Temperley   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Elect Director Shlomo Yanai   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   Against   Against
Philip Morris International Inc   PM   718172109   05/04/2022    Approve Omnibus Stock Plan   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Ratify PricewaterhouseCoopers SA as Auditors   Mgmt   For   For
Philip Morris International Inc   PM   718172109   05/04/2022    Phase Out Production of Health-Hazardous and Addictive Products   SH   Against   For


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For/Against Mgmt

S&P Global Inc.   SPGI       78409V104   05/04/2022    Elect Director Marco Alvera   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Jacques Esculier   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Gay Huey Evans   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director William D. Green   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Stephanie C. Hill   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Rebecca Jacoby   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Robert P. Kelly   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Ian Paul Livingston   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Deborah D. McWhinney   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Maria R. Morris   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Douglas L. Peterson   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Edward B. Rust, Jr.   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Richard E. Thornburgh   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Elect Director Gregory Washington   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
S&P Global Inc.   SPGI   78409V104   05/04/2022    Ratify Ernst & Young LLP as Auditors   Mgmt   Against   Against
TransUnion   TRU   89400J107   05/11/2022    Elect Director George M. Awad   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Elect Director William P. (Billy) Bosworth   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Elect Director Christopher A. Cartwright   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Elect Director Suzanne P. Clark   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Elect Director Russell P. Fradin   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Elect Director Charles E. Gottdiener   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Elect Director Pamela A. Joseph   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Elect Director Thomas L. Monahan, III   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Elect Director Andrew Prozes   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
TransUnion   TRU   89400J107   05/11/2022    Advisory Vote on Say on Pay Frequency   Mgmt   One Year   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director Sharon Y. Bowen   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director Shantella E. Cooper   Mgmt   For   For


Issuer Name

 

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Intercontinental Exchange, Inc.   ICE       45866F104   05/13/2022    Elect Director Duriya M. Farooqui   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director The Right Hon. the Lord Hague of Richmond   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director Mark F. Mulhern   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director Thomas E. Noonan   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director Caroline L. Silver   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director Jeffrey C. Sprecher   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director Judith A. Sprieser   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Elect Director Martha A. Tirinnanzi   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Approve Omnibus Stock Plan   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Approve Non-Employee Director Stock Option Plan   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting to 20%   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Intercontinental Exchange, Inc.   ICE   45866F104   05/13/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting to 10%   SH   Against   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Martin I. Cole   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Richard A. Goodman   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Betsy D. Holden   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Jeffrey A. Joerres   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Devin B. McGranahan   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Michael A. Miles, Jr.   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Timothy P. Murphy   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Joyce A. Phillips   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Jan Siegmund   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Angela A. Sun   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Elect Director Solomon D. Trujillo   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
The Western Union Company   WU   959802109   05/19/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   SH   Against   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Vincent K. McMahon   Mgmt   For   For


Issuer Name

 

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World Wrestling     Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Nick Khan   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Stephanie McMahon Levesque   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Paul “Triple H” Levesque   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Steve Koonin   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Ignace Lahoud   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Erika Nardini   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Steve Pamon   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Connor Schell   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Man Jit Singh   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Jeffrey R. Speed   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Elect Director Alan M. Wexler   Mgmt   For   For
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Ratify Deloitte & Touche LLP as Auditors   Mgmt   Against   Against
World Wrestling Entertainment, Inc.   WWE   98156Q108   05/19/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Terminix Global Holdings, Inc.   TMX   88087E100   05/23/2022    Elect Director Laurie Ann Goldman   Mgmt   Abstain   Against
Terminix Global Holdings, Inc.   TMX   88087E100   05/23/2022    Elect Director Steven B. Hochhauser   Mgmt   Abstain   Against
Terminix Global Holdings, Inc.   TMX   88087E100   05/23/2022    Elect Director Chris S. Terrill   Mgmt   Abstain   Against
Terminix Global Holdings, Inc.   TMX   88087E100   05/23/2022    Elect Director Teresa M. Sebastian   Mgmt   Abstain   Against
Terminix Global Holdings, Inc.   TMX   88087E100   05/23/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Terminix Global Holdings, Inc.   TMX   88087E100   05/23/2022    Ratify Deloitte & Touche LLP as Auditors   Mgmt   Against   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director Larry Page   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director Sergey Brin   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director Sundar Pichai   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director John L. Hennessy   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director Frances H. Arnold   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director L. John Doerr   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director Roger W. Ferguson, Jr.   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director Ann Mather   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director K. Ram Shriram   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Elect Director Robin L. Washington   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Ratify Ernst & Young LLP as Auditors   Mgmt   For   For


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Alphabet Inc.       GOOGL   02079K305   06/01/2022    Amend Omnibus Stock Plan   Mgmt   Against   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Increase Authorized Common Stock   Mgmt   For   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Lobbying Payments and Policy   SH   For   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Climate Lobbying   SH   For   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Physical Risks of Climate Change   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Metrics and Efforts to Reduce Water Related Risk   SH   For   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Oversee and Report a Third-Party Racial Equity Audit   SH   For   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Risks Associated with Use of Concealment Clauses   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Approve Recapitalization Plan for all Stock to Have One-vote per Share   SH   For   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Government Takedown Requests   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Risks of Doing Business in Countries with Significant Human Rights Concerns   SH   For   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Managing Risks Related to Data Collection, Privacy and Security   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Disclose More Quantitative and Qualitative Information on Algorithmic Systems   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Commission Third Party Assessment of Company’s Management of Misinformation and Disinformation Across Platforms   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on External Costs of Misinformation and Impact on Diversified Shareholders   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Steps to Improve Racial and Gender Board Diversity   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Establish an Environmental Sustainability Board Committee   SH   For   Against
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   SH   Against   For
Alphabet Inc.   GOOGL   02079K305   06/01/2022    Report on Policies Regarding Military and Militarized Policing Agencies   SH   Against   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director Adriane M. Brown   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director Logan D. Green   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director E. Carol Hayles   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director Jamie Iannone   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director Kathleen C. Mitic   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director Paul S. Pressler   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director Mohak Shroff   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director Robert H. Swan   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Elect Director Perry M. Traquina   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Mgmt   Against   Against
eBay, Inc.   EBAY   278642103   06/08/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For


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eBay, Inc.       EBAY   278642103   06/08/2022    Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
eBay, Inc.   EBAY   278642103   06/08/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   SH   Against   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Timothy Armstrong   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Glenn D. Fogel   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Mirian M. Graddick-Weir   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Wei Hopeman   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Robert J. Mylod, Jr.   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Charles H. Noski   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Nicholas J. Read   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Thomas E. Rothman   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Sumit Singh   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Lynn Vojvodich Radakovich   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Elect Director Vanessa A. Wittman   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Ratify Deloitte & Touche LLP as Auditors   Mgmt   Against   Against
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   SH   Against   For
Booking Holdings Inc.   BKNG   09857L108   06/09/2022    Report on Climate Change Performance Metrics Into Executive Compensation Program   SH   Against   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Marc Benioff   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Bret Taylor   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Laura Alber   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Craig Conway   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Parker Harris   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Alan Hassenfeld   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Neelie Kroes   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Oscar Munoz   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Sanford Robertson   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director John V. Roos   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Robin Washington   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Maynard Webb   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Elect Director Susan Wojcicki   Mgmt   For   For


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

Salesforce, Inc.       CRM   79466L302   06/09/2022    Amend Omnibus Stock Plan   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Amend Qualified Employee Stock Purchase Plan   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Ratify Ernst & Young LLP as Auditors   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
Salesforce, Inc.   CRM   79466L302   06/09/2022    Require Independent Board Chair   SH   For   Against
Salesforce, Inc.   CRM   79466L302   06/09/2022    Oversee and Report a Racial Equity Audit   SH   Against   For
Zillow Group, Inc.   Z   98954M200   06/14/2022    Elect Director Richard N. Barton   Mgmt   For   For
Zillow Group, Inc.   Z   98954M200   06/14/2022    Elect Director Lloyd D. Frink   Mgmt   For   For
Zillow Group, Inc.   Z   98954M200   06/14/2022    Elect Director April Underwood   Mgmt   For   For
Zillow Group, Inc.   Z   98954M200   06/14/2022    Ratify Deloitte & Touche LLP as Auditors   Mgmt   For   For
IAA, Inc.   IAA   449253103   06/15/2022    Elect Director Brian Bales   Mgmt   For   For
IAA, Inc.   IAA   449253103   06/15/2022    Elect Director Bill Breslin   Mgmt   For   For
IAA, Inc.   IAA   449253103   06/15/2022    Elect Director Gail Evans   Mgmt   For   For
IAA, Inc.   IAA   449253103   06/15/2022    Elect Director Sue Gove   Mgmt   For   For
IAA, Inc.   IAA   449253103   06/15/2022    Elect Director Olaf Kastner   Mgmt   For   For
IAA, Inc.   IAA   449253103   06/15/2022    Elect Director John P. Larson   Mgmt   For   For
IAA, Inc.   IAA   449253103   06/15/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For
IAA, Inc.   IAA   449253103   06/15/2022    Ratify KPMG LLP as Auditors   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Lester B. Knight   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Gregory C. Case   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Jin-Yong Cai   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Jeffrey C. Campbell   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Fulvio Conti   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Cheryl A. Francis   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director J. Michael Losh   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Richard C. Notebaert   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Gloria Santona   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Byron O. Spruell   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Elect Director Carolyn Y. Woo   Mgmt   For   For
Aon plc   AON   G0403H108   06/17/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Mgmt   For   For


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

For/Against Mgmt

Aon plc       AON   G0403H108   06/17/2022    Ratify Ernst & Young LLP as Auditors   Mgmt   Against   Against
Aon plc   AON   G0403H108   06/17/2022    Ratify Ernst & Young Chartered Accountants as Statutory Auditor   Mgmt   Against   Against
Aon plc   AON   G0403H108   06/17/2022    Authorize Board to Fix Remuneration of Auditors   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Approve Allocation of Income, with a Final Dividend of JPY 1410   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Amend Articles to Disclose Shareholder Meeting Materials on Internet   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director Furukawa, Shuntaro   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director Miyamoto, Shigeru   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director Takahashi, Shinya   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director Shiota, Ko   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director Shibata, Satoru   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director Chris Meledandri   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director and Audit Committee Member Yoshimura, Takuya   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director and Audit Committee Member Umeyama, Katsuhiro   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director and Audit Committee Member Yamazaki, Masao   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Elect Director and Audit Committee Member Shinkawa, Asa   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members   Mgmt   For   For
Nintendo Co., Ltd.   7974   J51699106   06/29/2022    Approve Restricted Stock Plan   Mgmt   For   For


JOHCM Emerging Markets Opportunities Fund

 

Issuer Name   Ticker   Primary CUSIP   Meeting Date    Proposal Text   Proponent   Vote Instruction   Voted   Vote Against Management
Prosus NV   PRX   N7163R103   2021/07/09    Approve Proposed Transaction   Management   Against   Yes   Yes
Prosus NV   PRX   N7163R103   2021/07/09    Close Meeting   Management     Yes   No


JOHCM Emerging Markets Small Mid Cap Equity Fund

 

Issuer Name   Ticker   Primary CUSIP   Meeting Date    Proposal Text   Proponent   Vote Instruction   Voted   Vote Against Management
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Approve Financial Statements   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Approve Plan on Profit Distribution   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Approve Amendments to Rules and Procedures Regarding Shareholder’s General Meeting   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect YEH, I-Hau, with Shareholder No. 5, as Non-independent Director   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect YEN, Kuo-Lung, with Shareholder No. 259, as Non-independent Director   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect a Representative of Yue Lung Investment Co. Ltd. with Shareholder No. 17356, as Non-independent Director   Management   Against   Yes   Yes
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect CHIU, Te-Chen, with ID No. H120145XXX, as Non-independent Director   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect WEA, Chi-Lin, a Representative of Zonglong Investment Co. Ltd. with Shareholder No. 43970, as Non-independent Director   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect LIN, Hsien-Ming with ID No. D101317XXX as Independent Director   Management   Against   Yes   Yes
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect TANG, Chuan-Yi with ID No. A110319XXX as Independent Director   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect SHAW, Ming-Fu with ID No. P121657XXX as Independent Director   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Elect LU, Fang-Cheng with Shareholder No. 354418 as Independent Director   Management   For   Yes   No
ELAN Microelectronics Corp.   2458   Y2268H108   2021/07/02    Approve Release of Restrictions of Competitive Activities of Directors   Management   For   Yes   No
Shriram Transport Finance Company Limited   511218   Y7758E119   2021/07/07    Approve Issuance of Equity Shares to Shriram Capital Limited on Preferential Basis   Management   For   Yes   No
Shriram Transport Finance Company Limited   511218   Y7758E119   2021/07/07    Approve Issuance of Warrants Convertible into Equity Shares to Shriram Capital Limited on Preferential Basis   Management   For   Yes   No
Taiwan Paiho Co., Ltd.   9938   Y8431R105   2021/07/08    Approve Financial Statements   Management   For   Yes   No
Taiwan Paiho Co., Ltd.   9938   Y8431R105   2021/07/08    Approve Profit Distribution   Management   For   Yes   No
Taiwan Paiho Co., Ltd.   9938   Y8431R105   2021/07/08    Amend Rules and Procedures Regarding Shareholders’ General Meeting   Management   For   Yes   No
Taiwan Paiho Co., Ltd.   9938   Y8431R105   2021/07/08    Approve Amendment to Rules and Procedures for Election of Directors   Management   For   Yes   No
Taiwan Paiho Co., Ltd.   9938   Y8431R105   2021/07/08    Approve Release of Restrictions of Competitive Activities of Directors   Management   For   Yes   No
Sany Heavy Equipment International Holdings Company Limited   631   G78163105   2021/07/13    Approve 2021 Supplemental Automated Machinery and Other Products Sales Agreement, Annual Caps and Related Transactions   Management   For   Yes   No
Sany Heavy Equipment International Holdings Company Limited   631   G78163105   2021/07/13    Approve 2021 Supplemental Products Sales Agreement, Annual Caps and Related Transactions   Management   For   Yes   No
Sany Heavy Equipment International Holdings Company Limited   631   G78163105   2021/07/13    Approve Equipment Sales and Leasing Framework Agreement, Annual Caps and Related Transactions   Management   For   Yes   No


JOHCM Global Income Builder Fund

 

Company Name   Ticker   Primary CUSIP   Meeting Date    Proposal Text   Proponent   Vote Instruction   Voted   Vote Against Management
Coca-Cola FEMSA SAB de CV   KOFUBL   P2861Y177   2021/07/12    Amend Article 2 Re: Corporate Purpose   Management   For   Yes   No
Coca-Cola FEMSA SAB de CV   KOFUBL   P2861Y177   2021/07/12    Amend Article 29 Re: Board Meetings   Management   For   Yes   No
Coca-Cola FEMSA SAB de CV   KOFUBL   P2861Y177   2021/07/12    Authorize Board to Ratify and Execute Approved Resolutions   Management   For   Yes   No
Coca-Cola FEMSA SAB de CV   KOFUBL   P2861Y177   2021/07/12    Approve Minutes of Meeting   Management   For   Yes   No
Mapletree Industrial Trust   ME8U   Y5759S103   2021/07/14    Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements, and Auditor’s Report   Management   For   Yes   No
Mapletree Industrial Trust   ME8U   Y5759S103   2021/07/14    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration   Management   For   Yes   No
Mapletree Industrial Trust   ME8U   Y5759S103   2021/07/14    Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights   Management   For   Yes   No


JOHCM Global Select Fund (formerly known as JOHCM Global Equity Fund)

 

Company Name   Ticker   Primary CUSIP   Meeting Date    Proposal Text   Proponent   Vote Instruction   Voted   Vote Against Management
Prosus NV   PRX   N7163R103   2021/07/09    Approve Proposed Transaction   Management   Against   Yes   Yes
Prosus NV   PRX   N7163R103   2021/07/09    Close Meeting   Management     Yes   No


JOHCM International Opportunities Fund

 

Company Name   Ticker   Primary CUSIP   Meeting Date    Proposal Text   Proponent   Vote Instruction   Voted   Vote Against Management
HomeServe Plc   HSV   G4639X119   2021/07/16    Accept Financial Statements and Statutory Reports   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Approve Remuneration Report   Management   Abstain   Yes   Yes
HomeServe Plc   HSV   G4639X119   2021/07/16    Approve Final Dividend   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Elect Tommy Breen as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Elect Ross Clemmow as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Elect Roisin Donnelly as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Re-elect Richard Harpin as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Re-elect David Bower as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Re-elect Tom Rusin as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Re-elect Katrina Cliffe as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Re-elect Stella David as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Re-elect Edward Fitzmaurice as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Re-elect Olivier Gremillon as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Re-elect Ron McMillan as Director   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Reappoint Deloitte LLP as Auditors   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Authorise Board to Fix Remuneration of Auditors   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Authorise Issue of Equity   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Authorise Issue of Equity without Pre-emptive Rights   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Authorise Market Purchase of Ordinary Shares   Management   For   Yes   No
HomeServe Plc   HSV   G4639X119   2021/07/16    Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   For   Yes   No


JOHCM International Select Fund

 

Company Name   Ticker   Primary CUSIP   Meeting Date    Proposal Text   Proponent   Vote Instruction   Voted   Vote Against Management
Prosus NV   PRX   N7163R103   2021/07/09    Approve Proposed Transaction   Management   Against   Yes   Yes
Prosus NV   PRX   N7163R103   2021/07/09    Close Meeting   Management     Yes   No


NTAM Treasury Assets Fund

There was no proxy voting activity for the Fund during the reporting period.


State Farm Balanced Fund

 

Issuer Name

 

Ticker

 

CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

NortonLifeLock Inc.   NLOK   668771108   11/04/2021    Issue Shares in Connection with Merger   Management   For   No
NortonLifeLock Inc.   NLOK   668771108   11/04/2021    Adjourn Meeting   Management   For   No

Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Peter Bisson   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Richard T. Clark   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Linnie M. Haynesworth   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director John P. Jones   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Francine S. Katsoudas   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Nazzic S. Keene   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Thomas J. Lynch   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Scott F. Powers   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director William J. Ready   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Carlos A. Rodriguez   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Elect Director Sandra S. Wijnberg   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Ratify Deloitte & Touche LLP as Auditors   Management   For   No
Automatic Data Processing, Inc.   ADP   053015103   11/10/2021    Report on Workforce Engagement in Governance   Shareholder   Against   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Jeffrey S. Berg   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Michael J. Boskin   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Safra A. Catz   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Bruce R. Chizen   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director George H. Conrades   Management   Withhold   Yes
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Lawrence J. Ellison   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Rona A. Fairhead   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Jeffrey O. Henley   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Renee J. James   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Charles W. Moorman, IV   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Leon E. Panetta   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director William G. Parrett   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Naomi O. Seligman   Management   Withhold   Yes


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Oracle Corporation   ORCL   68389X105   11/10/2021    Elect Director Vishal Sikka   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Against   Yes
Oracle Corporation   ORCL   68389X105   11/10/2021    Amend Omnibus Stock Plan   Management   Against   Yes
Oracle Corporation   ORCL   68389X105   11/10/2021    Ratify Ernst & Young LLP as Auditors   Management   For   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Report on Racial Equity Audit   Shareholder   For   Yes
Oracle Corporation   ORCL   68389X105   11/10/2021    Require Independent Board Chair   Shareholder   Against   No
Oracle Corporation   ORCL   68389X105   11/10/2021    Report on Political Contributions   Shareholder   For   Yes
Royal Gold, Inc.   RGLD   780287108   11/17/2021    Elect Director William Heissenbuttel   Management   For   No
Royal Gold, Inc.   RGLD   780287108   11/17/2021    Elect Director Jamie Sokalsky   Management   For   No
Royal Gold, Inc.   RGLD   780287108   11/17/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Royal Gold, Inc.   RGLD   780287108   11/17/2021    Ratify Ernst & Young LLP as Auditors   Management   For   No
Donaldson Company, Inc.   DCI   257651109   11/19/2021    Elect Director Christopher M. Hilger   Management   For   No
Donaldson Company, Inc.   DCI   257651109   11/19/2021    Elect Director James J. Owens   Management   For   No
Donaldson Company, Inc.   DCI   257651109   11/19/2021    Elect Director Trudy A. Rautio   Management   For   No
Donaldson Company, Inc.   DCI   257651109   11/19/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Donaldson Company, Inc.   DCI   257651109   11/19/2021    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Reid G. Hoffman   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Hugh F. Johnston   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Teri L. List   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Satya Nadella   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Sandra E. Peterson   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Penny S. Pritzker   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Carlos A. Rodriguez   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Charles W. Scharf   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director John W. Stanton   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director John W. Thompson   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Emma N. Walmsley   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Elect Director Padmasree Warrior   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Approve Qualified Employee Stock Purchase Plan   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Microsoft Corporation   MSFT   594918104   11/30/2021    Ratify Deloitte & Touche LLP as Auditors   Management   For   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Report on Gender/Racial Pay Gap   Shareholder   Against   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Report on Effectiveness of Workplace Sexual Harassment Policies   Shareholder   For   Yes
Microsoft Corporation   MSFT   594918104   11/30/2021    Prohibit Sales of Facial Recognition Technology to All Government Entities   Shareholder   Against   No
Microsoft Corporation   MSFT   594918104   11/30/2021    Report on Implementation of the Fair Chance Business Pledge   Shareholder   For   Yes
Microsoft Corporation   MSFT   594918104   11/30/2021    Report on Lobbying Activities Alignment with Company Policies   Shareholder   For   Yes
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Willis J. Johnson   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director A. Jayson Adair   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Matt Blunt   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Steven D. Cohan   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Daniel J. Englander   Management   Against   Yes
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director James E. Meeks   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Thomas N. Tryforos   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Diane M. Morefield   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Stephen Fisher   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Cherylyn Harley LeBon   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Elect Director Carl D. Sparks   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Copart, Inc.   CPRT   217204106   12/03/2021    Ratify Ernst & Young LLP as Auditors   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Richard H. Anderson   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Craig Arnold   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Scott C. Donnelly   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Andrea J. Goldsmith   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Randall J. Hogan, III   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Kevin E. Lofton   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Geoffrey S. Martha   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Elizabeth G. Nabel   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Denise M. O’Leary   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Elect Director Kendall J. Powell   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Medtronic plc   MDT   G5960L103   12/09/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Advisory Vote on Say on Pay Frequency   Management   One Year   No
Medtronic plc   MDT   G5960L103   12/09/2021    Approve Omnibus Stock Plan   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Renew the Board’s Authority to Issue Shares Under Irish Law   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law   Management   For   No
Medtronic plc   MDT   G5960L103   12/09/2021    Authorize Overseas Market Purchases of Ordinary Shares   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director M. Michele Burns   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Wesley G. Bush   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Michael D. Capellas   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Mark Garrett   Management   Against   Yes
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director John D. Harris, II   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Kristina M. Johnson   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Roderick C. McGeary   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Charles H. Robbins   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Brenton L. Saunders   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Lisa T. Su   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Elect Director Marianna Tessel   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Cisco Systems, Inc.   CSCO   17275R102   12/13/2021    Amend Proxy Access Right   Shareholder   Against   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director Douglas H. Brooks   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director Linda A. Goodspeed   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director Earl G. Graves, Jr.   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director Enderson Guimaraes   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director D. Bryan Jordan   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director Gale V. King   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director George R. Mrkonic, Jr.   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director William C. Rhodes, III   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Elect Director Jill A. Soltau   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Ratify Ernst & Young LLP as Auditors   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

AutoZone, Inc.   AZO   053332102   12/15/2021    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
AutoZone, Inc.   AZO   053332102   12/15/2021    Report on Annual Climate Transition   Shareholder   For   Yes
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director Susan L. Decker   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director Kenneth D. Denman   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director Richard A. Galanti   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director Hamilton E. James   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director W. Craig Jelinek   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director Sally Jewell   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director Charles T. Munger   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director Jeffrey S. Raikes   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director John W. Stanton   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Elect Director Mary Agnes (Maggie) Wilderotter   Management   Against   Yes
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Ratify KPMG LLP as Auditors   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Report on Charitable Contributions   Shareholder   Against   No
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Report on GHG Emissions Reduction Targets   Shareholder   For   Yes
Costco Wholesale Corporation   COST   22160K105   01/20/2022    Report on Racial Justice and Food Equity   Shareholder   For   Yes
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Eve Burton   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Scott D. Cook   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Richard L. Dalzell   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Sasan K. Goodarzi   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Deborah Liu   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Tekedra Mawakana   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Suzanne Nora Johnson   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Dennis D. Powell   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Brad D. Smith   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Thomas Szkutak   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Raul Vazquez   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Elect Director Jeff Weiner   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Intuit Inc.   INTU   461202103   01/20/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Intuit Inc.   INTU   461202103   01/20/2022    Amend Omnibus Stock Plan   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Lloyd A. Carney   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Mary B. Cranston   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Francisco Javier Fernandez-Carbajal   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Alfred F. Kelly, Jr.   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Ramon Laguarta   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director John F. Lundgren   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Robert W. Matschullat   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Denise M. Morrison   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Linda J. Rendle   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Elect Director Maynard G. Webb, Jr.   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Visa Inc.   V   92826C839   01/25/2022    Ratify KPMG LLP as Auditors   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Jaime Ardila   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Nancy McKinstry   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Beth E. Mooney   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Gilles C. Pelisson   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Paula A. Price   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Venkata (Murthy) Renduchintala   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Arun Sarin   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Julie Sweet   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Frank K. Tang   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Elect Director Tracey T. Travis   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Amend Omnibus Stock Plan   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Renew the Board’s Authority to Issue Shares Under Irish Law   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Authorize Board to Opt-Out of Statutory Pre-Emption Rights   Management   For   No
Accenture plc   ACN   G1151C101   01/26/2022    Determine Price Range for Reissuance of Treasury Shares   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Emerson Electric Co.   EMR   291011104   02/01/2022    Elect Director Joshua B. Bolten   Management   For   No
Emerson Electric Co.   EMR   291011104   02/01/2022    Elect Director William H. Easter, III   Management   For   No
Emerson Electric Co.   EMR   291011104   02/01/2022    Elect Director Surendralal (Lal) L. Karsanbhai   Management   For   No
Emerson Electric Co.   EMR   291011104   02/01/2022    Elect Director Lori M. Lee   Management   For   No
Emerson Electric Co.   EMR   291011104   02/01/2022    Ratify KPMG LLP as Auditors   Management   For   No
Emerson Electric Co.   EMR   291011104   02/01/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Elect Director Charles I. Cogut   Management   For   No
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Elect Director Lisa A. Davis   Management   For   No
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Elect Director Seifollah (Seifi) Ghasemi   Management   For   No
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Elect Director David H. Y. Ho   Management   For   No
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Elect Director Edward L. Monser   Management   Against   Yes
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Elect Director Matthew H. Paull   Management   For   No
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Elect Director Wayne T. Smith   Management   For   No
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Air Products and Chemicals, Inc.   APD   009158106   02/03/2022    Ratify Deloitte & Touche LLP as Auditors   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Leanne G. Caret   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Tamra A. Erwin   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Alan C. Heuberger   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Charles O. Holliday, Jr.   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Michael O. Johanns   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Clayton M. Jones   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director John C. May   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Gregory R. Page   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Sherry M. Smith   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Dmitri L. Stockton   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Elect Director Sheila G. Talton   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Ratify Deloitte & Touche LLP as Auditors   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Approve Non-Employee Director Restricted Stock Plan   Management   For   No
Deere & Company   DE   244199105   02/23/2022    Amend Governing Documents Regarding Requirements to Call for a Special Meeting   Shareholder   Against   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Apple Inc.   AAPL   037833100   03/04/2022    Elect Director James Bell   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Elect Director Tim Cook   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Elect Director Al Gore   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Elect Director Alex Gorsky   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Elect Director Andrea Jung   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Elect Director Art Levinson   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Elect Director Monica Lozano   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Elect Director Ron Sugar   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Elect Director Sue Wagner   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Approve Omnibus Stock Plan   Management   For   No
Apple Inc.   AAPL   037833100   03/04/2022    Amend Articles of Incorporation to become a Social Purpose Corporation   Shareholder   Against   No
Apple Inc.   AAPL   037833100   03/04/2022    Approve Revision of Transparency Reports   Shareholder   For   Yes
Apple Inc.   AAPL   037833100   03/04/2022    Report on Forced Labor   Shareholder   For   Yes
Apple Inc.   AAPL   037833100   03/04/2022    Report on Median Gender/Racial Pay Gap   Shareholder   Against   No
Apple Inc.   AAPL   037833100   03/04/2022    Report on Civil Rights Audit   Shareholder   For   Yes
Apple Inc.   AAPL   037833100   03/04/2022    Report on Concealment Clauses   Shareholder   For   Yes
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Sylvia Acevedo   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Cristiano R. Amon   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Mark Fields   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Jeffrey W. Henderson   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Gregory N. Johnson   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Ann M. Livermore   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Mark D. McLaughlin   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Jamie S. Miller   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Irene B. Rosenfeld   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Kornelis (Neil) Smit   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Jean-Pascal Tricoire   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Elect Director Anthony J. Vinciquerra   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
QUALCOMM Incorporated   QCOM   747525103   03/09/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Susan E. Arnold   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Mary T. Barra   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Safra A. Catz   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Amy L. Chang   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Robert A. Chapek   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Francis A. deSouza   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Michael B.G. Froman   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Maria Elena Lagomasino   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Calvin R. McDonald   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Mark G. Parker   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Elect Director Derica W. Rice   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
The Walt Disney Company   DIS   254687106   03/09/2022    Report on Lobbying Payments and Policy   Shareholder   For   Yes
The Walt Disney Company   DIS   254687106   03/09/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   Shareholder   Against   No
The Walt Disney Company   DIS   254687106   03/09/2022    Report on Human Rights Due Diligence   Shareholder   For   Yes
The Walt Disney Company   DIS   254687106   03/09/2022    Report on Gender/Racial Pay Gap   Shareholder   Against   No
The Walt Disney Company   DIS   254687106   03/09/2022    Report on Workplace Non-Discrimination Audit   Shareholder   Against   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Rani Borkar   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Judy Bruner   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Xun (Eric) Chen   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Aart J. de Geus   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Gary E. Dickerson   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Thomas J. Iannotti   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Alexander A. Karsner   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Adrianna C. Ma   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Yvonne McGill   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Elect Director Scott A. McGregor   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Applied Materials, Inc.   AMAT   038222105   03/10/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Ratify KPMG LLP as Auditors   Management   For   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   Shareholder   Against   No
Applied Materials, Inc.   AMAT   038222105   03/10/2022    Improve Executive Compensation Program and Policy   Shareholder   Against   No
Agilent Technologies, Inc.   A   00846U101   03/16/2022    Elect Director Hans E. Bishop   Management   For   No
Agilent Technologies, Inc.   A   00846U101   03/16/2022    Elect Director Otis W. Brawley   Management   For   No
Agilent Technologies, Inc.   A   00846U101   03/16/2022    Elect Director Mikael Dolsten   Management   For   No
Agilent Technologies, Inc.   A   00846U101   03/16/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Agilent Technologies, Inc.   A   00846U101   03/16/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Agilent Technologies, Inc.   A   00846U101   03/16/2022    Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold   Shareholder   For   Yes
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Richard E. Allison, Jr.   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Andrew Campion   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Mary N. Dillon   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Isabel Ge Mahe   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Mellody Hobson   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Kevin R. Johnson   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Jorgen Vig Knudstorp   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Satya Nadella   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Joshua Cooper Ramo   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Clara Shih   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Elect Director Javier G. Teruel   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Amend Omnibus Stock Plan   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Ratify Deloitte & Touche LLP as Auditors   Management   For   No
Starbucks Corporation   SBUX   855244109   03/16/2022    Report on Prevention of Harassment and Discrimination in the Workplace   Shareholder   For   Yes
Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Diane M. Bryant   Management   For   No
Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Gayla J. Delly   Management   For   No
Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Raul J. Fernandez   Management   For   No
Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Eddy W. Hartenstein   Management   For   No
Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Check Kian Low   Management   For   No


Issuer Name

 

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Vote Instruction

 

Vote Against Mgmt

Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Justine F. Page   Management   For   No
Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Henry Samueli   Management   For   No
Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Hock E. Tan   Management   For   No
Broadcom Inc.   AVGO   11135F101   04/04/2022    Elect Director Harry L. You   Management   Against   Yes
Broadcom Inc.   AVGO   11135F101   04/04/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Broadcom Inc.   AVGO   11135F101   04/04/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Meeting for ADR Holders   Management    
Nestle SA   NESN   H57312649   04/07/2022    Accept Financial Statements and Statutory Reports   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Approve Remuneration Report   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Approve Discharge of Board and Senior Management   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Approve Allocation of Income and Dividends of CHF 2.80 per Share   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Paul Bulcke as Director and Board Chairman   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Ulf Schneider as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Henri de Castries as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Renato Fassbind as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Pablo Isla as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Eva Cheng as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Patrick Aebischer as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Kimberly Ross as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Dick Boer as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Dinesh Paliwal as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Hanne Jimenez de Mora as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Reelect Lindiwe Sibanda as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Elect Chris Leong as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Elect Luca Maestri as Director   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Appoint Pablo Isla as Member of the Compensation Committee   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Appoint Patrick Aebischer as Member of the Compensation Committee   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Appoint Dick Boer as Member of the Compensation Committee   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Appoint Dinesh Paliwal as Member of the Compensation Committee   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Ratify Ernst & Young AG as Auditors   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

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Vote Instruction

 

Vote Against Mgmt

Nestle SA   NESN   H57312649   04/07/2022    Designate Hartmann Dreyer as Independent Proxy   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Approve Remuneration of Directors in the Amount of CHF 10 Million   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Approve Remuneration of Executive Committee in the Amount of CHF 68 Million   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Approve CHF 6.5 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares   Management   For   No
Nestle SA   NESN   H57312649   04/07/2022    Transact Other Business (Voting)   Management   Against   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Meeting for ADR Holders   Management    
Rio Tinto Plc   RIO   G75754104   04/08/2022    Accept Financial Statements and Statutory Reports   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Approve Remuneration Report for UK Law Purposes   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Approve Remuneration Report for Australian Law Purposes   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Elect Dominic Barton as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Elect Peter Cunningham as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Elect Ben Wyatt as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Re-elect Megan Clark as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Re-elect Simon Henry as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Re-elect Sam Laidlaw as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Re-elect Simon McKeon as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Re-elect Jennifer Nason as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Re-elect Jakob Stausholm as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Re-elect Ngaire Woods as Director   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Reappoint KPMG LLP as Auditors   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Authorise the Audit Committee to Fix Remuneration of Auditors   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Authorise UK Political Donations and Expenditure   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Approve Climate Action Plan   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Authorise Issue of Equity   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Authorise Issue of Equity without Pre-emptive Rights   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Authorise Market Purchase of Ordinary Shares   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Authorise the Company to Call General Meeting with Two Weeks’ Notice   Management   For   No
Rio Tinto Plc   RIO   G75754104   04/08/2022    Approve the Spill Resolution   Management   Against   No
IQVIA Holdings Inc.   IQV   46266C105   04/12/2022    Elect Director John P. Connaughton   Management   For   No
IQVIA Holdings Inc.   IQV   46266C105   04/12/2022    Elect Director John G. Danhakl   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

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Vote Instruction

 

Vote Against Mgmt

IQVIA Holdings Inc.   IQV   46266C105   04/12/2022    Elect Director James A. Fasano   Management   For   No
IQVIA Holdings Inc.   IQV   46266C105   04/12/2022    Elect Director Leslie Wims Morris   Management   For   No
IQVIA Holdings Inc.   IQV   46266C105   04/12/2022    Declassify the Board of Directors   Management   For   No
IQVIA Holdings Inc.   IQV   46266C105   04/12/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
IQVIA Holdings Inc.   IQV   46266C105   04/12/2022    Require a Majority Vote for the Election of Directors   Shareholder   For   Yes
IQVIA Holdings Inc.   IQV   46266C105   04/12/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Amy Banse   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Brett Biggs   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Melanie Boulden   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Frank Calderoni   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Laura Desmond   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Shantanu Narayen   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Spencer Neumann   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Kathleen Oberg   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Dheeraj Pandey   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director David Ricks   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director Daniel Rosensweig   Management   Against   Yes
Adobe Inc.   ADBE   00724F101   04/14/2022    Elect Director John Warnock   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Ratify KPMG LLP as Auditors   Management   For   No
Adobe Inc.   ADBE   00724F101   04/14/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Samuel R. Allen   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Gaurdie Banister, Jr.   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Wesley G. Bush   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Richard K. Davis   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Jerri DeVard   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Debra L. Dial   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Jeff M. Fettig   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Jim Fitterling   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Jacqueline C. Hinman   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Luis Alberto Moreno   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

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Vote Instruction

 

Vote Against Mgmt

Dow Inc.   DOW   260557103   04/14/2022    Elect Director Jill S. Wyant   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Elect Director Daniel W. Yohannes   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Ratify Deloitte & Touche LLP as Auditors   Management   For   No
Dow Inc.   DOW   260557103   04/14/2022    Require Independent Board Chair   Shareholder   Against   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Aida M. Alvarez   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Shumeet Banerji   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Robert R. Bennett   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Charles “Chip” V. Bergh   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Bruce Broussard   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Stacy Brown-Philpot   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Stephanie A. Burns   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Mary Anne Citrino   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Richard L. Clemmer   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Enrique J. Lores   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Judith “Jami” Miscik   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Kim K.W. Rucker   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Elect Director Subra Suresh   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Amend Omnibus Stock Plan   Management   For   No
HP Inc.   HPQ   40434L105   04/19/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   Shareholder   Against   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Ralph Izzo   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Susan Tomasky   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Willie A. Deese   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Jamie M. Gentoso   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director David Lilley   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Barry H. Ostrowsky   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Valerie A. Smith   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Scott G. Stephenson   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Laura A. Sugg   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director John P. Surma   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Elect Director Alfred W. Zollar   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Public Service Enterprise Group Incorporated   PEG   744573106   04/19/2022    Ratify Deloitte & Touche LLP as Auditors   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Warner L. Baxter   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Dorothy J. Bridges   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Elizabeth L. Buse   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Andrew Cecere   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Kimberly N. Ellison-Taylor   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Kimberly J. Harris   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Roland A. Hernandez   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Olivia F. Kirtley   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Richard P. McKenney   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Yusuf I. Mehdi   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director John P. Wiehoff   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Elect Director Scott W. Wine   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
U.S. Bancorp   USB   902973304   04/19/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Kerrii B. Anderson   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Arthur F. Anton   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Jeff M. Fettig   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Richard J. Kramer   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director John G. Morikis   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Christine A. Poon   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Aaron M. Powell   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Marta R. Stewart   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Michael H. Thaman   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Matthew Thornton, III   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Elect Director Steven H. Wunning   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

The Sherwin-Williams Company   SHW   824348106   04/20/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
The Sherwin-Williams Company   SHW   824348106   04/20/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Patrick G. Awuah, Jr.   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Gregory H. Boyce   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Bruce R. Brook   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Maura Clark   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Emma FitzGerald   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Mary A. Laschinger   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Jose Manuel Madero   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Rene Medori   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Jane Nelson   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Thomas Palmer   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Julio M. Quintana   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Elect Director Susan N. Story   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Newmont Corporation   NEM   651639106   04/21/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director Diane M. Aigotti   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director Anne L. Arvia   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director Brian A. Kenney   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director Robert C. Lyons   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director James B. Ream   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director Adam L. Stanley   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director David S. Sutherland   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director Stephen R. Wilson   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Elect Director Paul G. Yovovich   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
GATX Corporation   GATX   361448103   04/22/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director John P. Barnes   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Robert T. Brady   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Calvin G. Butler, Jr.   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Jane Chwick   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director William F. Cruger, Jr.   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director T. Jefferson Cunningham, III   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Gary N. Geisel   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Leslie V. Godridge   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Rene F. Jones   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Richard H. Ledgett, Jr.   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Melinda R. Rich   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Robert E. Sadler, Jr.   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Denis J. Salamone   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director John R. Scannell   Management   Against   Yes
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Rudina Seseri   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Kirk W. Walters   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Elect Director Herbert L. Washington   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
M&T Bank Corporation   MTB   55261F104   04/25/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Sharon L. Allen   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Frank P. Bramble, Sr.   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Pierre J.P. de Weck   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Arnold W. Donald   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Linda P. Hudson   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Monica C. Lozano   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Brian T. Moynihan   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Lionel L. Nowell, III   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Denise L. Ramos   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Clayton S. Rose   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Michael D. White   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Thomas D. Woods   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director R. David Yost   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Elect Director Maria T. Zuber   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Bank of America Corporation   BAC   060505104   04/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes   Management   For   No
Bank of America Corporation   BAC   060505104   04/26/2022    Report on Civil Rights and Nondiscrimination Audit   Shareholder   Against   No
Bank of America Corporation   BAC   060505104   04/26/2022    Adopt Fossil Fuel Lending Policy Consistent with IEA’s Net Zero 2050 Scenario   Shareholder   For   Yes
Bank of America Corporation   BAC   060505104   04/26/2022    Report on Charitable Contributions   Shareholder   Against   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director W. Lance Conn   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Kim C. Goodman   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Craig A. Jacobson   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Gregory B. Maffei   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director John D. Markley, Jr.   Management   Against   Yes
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director David C. Merritt   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director James E. Meyer   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Steven A. Miron   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Balan Nair   Management   Against   Yes
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Michael A. Newhouse   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Mauricio Ramos   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Thomas M. Rutledge   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Elect Director Eric L. Zinterhofer   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Ratify KPMG LLP as Auditors   Management   For   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Report on Lobbying Payments and Policy   Shareholder   For   Yes
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Require Independent Board Chair   Shareholder   Against   No
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Report on Congruency of Political Spending with Company Values and Priorities   Shareholder   For   Yes
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Disclose Climate Action Plan and GHG Emissions Reduction Targets   Shareholder   For   Yes
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Adopt Policy to Annually Disclose EEO-1 Data   Shareholder   For   Yes
Charter Communications, Inc.   CHTR   16119P108   04/26/2022    Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics   Shareholder   For   Yes
Citigroup Inc.   C   172967424   04/26/2022    Elect Director Ellen M. Costello   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director Grace E. Dailey   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director Barbara J. Desoer   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director John C. Dugan   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

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Proponent

 

Vote Instruction

 

Vote Against Mgmt

Citigroup Inc.   C   172967424   04/26/2022    Elect Director Jane N. Fraser   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director Duncan P. Hennes   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director Peter B. Henry   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director S. Leslie Ireland   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director Renee J. James   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director Gary M. Reiner   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director Diana L. Taylor   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Elect Director James S. Turley   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Ratify KPMG LLP as Auditors   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Amend Omnibus Stock Plan   Management   For   No
Citigroup Inc.   C   172967424   04/26/2022    Adopt Management Pay Clawback Authorization Policy   Shareholder   Against   No
Citigroup Inc.   C   172967424   04/26/2022    Require Independent Board Chair   Shareholder   Against   No
Citigroup Inc.   C   172967424   04/26/2022    Report on Respecting Indigenous Peoples’ Rights   Shareholder   For   Yes
Citigroup Inc.   C   172967424   04/26/2022    Adopt a Financing Policy Consistent with IEA’s Net Zero Emissions by 2050 Scenario   Shareholder   For   Yes
Citigroup Inc.   C   172967424   04/26/2022    Report on Civil Rights and Non-Discrimination Audit   Shareholder   Against   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director David A. Brandon   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director C. Andrew Ballard   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director Andrew B. Balson   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director Corie S. Barry   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director Diana F. Cantor   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director Richard L. Federico   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director James A. Goldman   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director Patricia E. Lopez   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Elect Director Russell J. Weiner   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Domino’s Pizza, Inc.   DPZ   25754A201   04/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Linda Walker Bynoe   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Susan Crown   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Dean M. Harrison   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

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Vote Instruction

 

Vote Against Mgmt

Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Jay L. Henderson   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Marcy S. Klevorn   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Siddharth N. “Bobby” Mehta   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Michael G. O’Grady   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Jose Luis Prado   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Martin P. Slark   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director David H. B. Smith, Jr.   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Donald Thompson   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Elect Director Charles A. Tribbett, III   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Northern Trust Corporation   NTRS   665859104   04/26/2022    Ratify KPMG LLP as Auditors   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Herb Allen   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Marc Bolland   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Ana Botin   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Christopher C. Davis   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Barry Diller   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Helene D. Gayle   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Alexis M. Herman   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Maria Elena Lagomasino   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director James Quincey   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director Caroline J. Tsay   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Elect Director David B. Weinberg   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Against   Yes
The Coca-Cola Company   KO   191216100   04/26/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
The Coca-Cola Company   KO   191216100   04/26/2022    Report on External Public Health Costs   Shareholder   For   Yes
The Coca-Cola Company   KO   191216100   04/26/2022    Report on Global Public Policy and Political Influence   Shareholder   Against   No
The Coca-Cola Company   KO   191216100   04/26/2022    Require Independent Board Chair   Shareholder   Against   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Alan S. Armstrong   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Stephen W. Bergstrom   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Nancy K. Buese   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

The Williams Companies, Inc.   WMB       969457100   04/26/2022    Elect Director Michael A. Creel   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Stacey H. Dore   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Richard E. Muncrief   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Peter A. Ragauss   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Rose M. Robeson   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Scott D. Sheffield   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Murray D. Smith   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director William H. Spence   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Elect Director Jesse J. Tyson   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
The Williams Companies, Inc.   WMB   969457100   04/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Steven D. Black   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Mark A. Chancy   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Celeste A. Clark   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Theodore F. Craver, Jr.   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Richard K. Davis   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Wayne M. Hewett   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director CeCelia (“CeCe”) G. Morken   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Maria R. Morris   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Felicia F. Norwood   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Richard B. Payne, Jr.   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Juan A. Pujadas   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Ronald L. Sargent   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Charles W. Scharf   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Elect Director Suzanne M. Vautrinot   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   Against   Yes
Wells Fargo & Company   WFC   949746101   04/26/2022    Approve Omnibus Stock Plan   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Ratify KPMG LLP as Auditors   Management   For   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Adopt Management Pay Clawback Authorization Policy   Shareholder   Against   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Report on Incentive-Based Compensation and Risks of Material Losses   Shareholder   For   Yes


Issuer Name

 

Ticker

 

Primary CUSIP

 

Meeting Date

  

Proposal Text

 

Proponent

 

Vote Instruction

 

Vote Against Mgmt

Wells Fargo & Company   WFC       949746101   04/26/2022    Report on Board Diversity   Shareholder   Against   No
Wells Fargo & Company   WFC   949746101   04/26/2022    Report on Respecting Indigenous Peoples’ Rights   Shareholder   For   Yes
Wells Fargo & Company   WFC   949746101   04/26/2022    Adopt a Financing Policy Consistent with IEA’s Net Zero Emissions by 2050 Scenario   Shareholder   For   Yes
Wells Fargo & Company   WFC   949746101   04/26/2022    Oversee and Report a Racial Equity Audit   Shareholder   For   Yes
Wells Fargo & Company   WFC   949746101   04/26/2022    Report on Charitable Contributions   Shareholder   Against   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Curtis V. Anastasio   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Bradley J. Bell   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Mary B. Cranston   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Curtis J. Crawford   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Dawn L. Farrell   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Erin N. Kane   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Sean D. Keohane   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Mark E. Newman   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Guillaume Pepy   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Elect Director Sandra Phillips Rogers   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
The Chemours Company   CC   163851108   04/27/2022    Advisory Vote on Say on Pay Frequency   Management   One Year   No
The Chemours Company   CC   163851108   04/27/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
The New York Times Company   NYT   650111107   04/27/2022    Elect Director Amanpal S. Bhutani   Management   For   No
The New York Times Company   NYT   650111107   04/27/2022    Elect Director Manuel Bronstein   Management   For   No
The New York Times Company   NYT   650111107   04/27/2022    Elect Director Doreen Toben   Management   For   No
The New York Times Company   NYT   650111107   04/27/2022    Elect Director Rebecca Van Dyck   Management   For   No
The New York Times Company   NYT   650111107   04/27/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Donald W. Blair   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Leslie A. Brun   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Stephanie A. Burns   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Richard T. Clark   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Pamela J. Craig   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Robert F. Cummings, Jr.   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Roger W. Ferguson, Jr.   Management   For   No


Issuer Name

 

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Vote Instruction

 

Vote Against Mgmt

Corning Incorporated   GLW       219350105   04/28/2022    Elect Director Deborah A. Henretta   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Daniel P. Huttenlocher   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Kurt M. Landgraf   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Kevin J. Martin   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Deborah D. Rieman   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Hansel E. Tookes, II   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Wendell P. Weeks   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Elect Director Mark S. Wrighton   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Corning Incorporated   GLW   219350105   04/28/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director Douglas G. Duncan   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director Francesca M. Edwardson   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director Wayne Garrison   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director Sharilyn S. Gasaway   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director Gary C. George   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director Thad (John B., III) Hill   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director J. Bryan Hunt, Jr.   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director Gale V. King   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director John N. Roberts, III   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director James L. Robo   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Elect Director Kirk Thompson   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
J.B. Hunt Transport Services, Inc.   JBHT   445658107   04/28/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Darius Adamczyk   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Mary C. Beckerle   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director D. Scott Davis   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Ian E. L. Davis   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Jennifer A. Doudna   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Joaquin Duato   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Alex Gorsky   Management   For   No


Issuer Name

 

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Vote Instruction

 

Vote Against Mgmt

Johnson & Johnson   JNJ       478160104   04/28/2022    Elect Director Marillyn A. Hewson   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Hubert Joly   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Mark B. McClellan   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Anne M. Mulcahy   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director A. Eugene Washington   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Mark A. Weinberger   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Elect Director Nadja Y. West   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Approve Omnibus Stock Plan   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Adopt a Mandatory Arbitration Bylaw *Withdrawn Resolution*   Shareholder    
Johnson & Johnson   JNJ   478160104   04/28/2022    Report on a Civil Rights, Equity, Diversity and Inclusion Audit   Shareholder   Against   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Oversee and Report a Racial Equity Audit   Shareholder   For   Yes
Johnson & Johnson   JNJ   478160104   04/28/2022    Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics   Shareholder   For   Yes
Johnson & Johnson   JNJ   478160104   04/28/2022    Report on Public Health Costs of Limited Sharing of Vaccine Technology   Shareholder   For   Yes
Johnson & Johnson   JNJ   478160104   04/28/2022    Discontinue Global Sales of Baby Powder Containing Talc   Shareholder   Abstain   Yes
Johnson & Johnson   JNJ   478160104   04/28/2022    Report on Charitable Contributions   Shareholder   Against   No
Johnson & Johnson   JNJ   478160104   04/28/2022    Publish Third-Party Review of Alignment of Company’s Lobbying Activities with its Public Statements   Shareholder   For   Yes
Johnson & Johnson   JNJ   478160104   04/28/2022    Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics   Shareholder   For   Yes
Johnson & Johnson   JNJ   478160104   04/28/2022    Consider Pay Disparity Between Executives and Other Employees   Shareholder   For   Yes
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Ronald E. Blaylock   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Albert Bourla   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Susan Desmond-Hellmann   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Joseph J. Echevarria   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Scott Gottlieb   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Helen H. Hobbs   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Susan Hockfield   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Dan R. Littman   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Shantanu Narayen   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director Suzanne Nora Johnson   Management   For   No


Issuer Name

 

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Primary CUSIP

 

Meeting Date

  

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Vote Instruction

 

Vote Against Mgmt

Pfizer Inc.   PFE       717081103   04/28/2022    Elect Director James Quincey   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Elect Director James C. Smith   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Ratify KPMG LLP as Auditors   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Pfizer Inc.   PFE   717081103   04/28/2022    Amend Proxy Access Right   Shareholder   Against   No
Pfizer Inc.   PFE   717081103   04/28/2022    Report on Congruency of Political Electioneering Expenditures with Company Values and Policies   Shareholder   Against   No
Pfizer Inc.   PFE   717081103   04/28/2022    Report on Feasibility of Technology Transfer to Boost Covid-19 Vaccine Production   Shareholder   For   Yes
Pfizer Inc.   PFE   717081103   04/28/2022    Report on Board Oversight of Risks Related to Anticompetitive Practices   Shareholder   For   Yes
Pfizer Inc.   PFE   717081103   04/28/2022    Report on Public Health Costs of Limited Sharing of Vaccine Technology   Shareholder   For   Yes
Public Storage   PSA   74460D109   04/28/2022    Elect Director Ronald L. Havner, Jr.   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Tamara Hughes Gustavson   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Leslie S. Heisz   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Michelle Millstone-Shroff   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Shankh S. Mitra   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director David J. Neithercut   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Rebecca Owen   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Kristy M. Pipes   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Avedick B. Poladian   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director John Reyes   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Joseph D. Russell, Jr.   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Tariq M. Shaukat   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Ronald P. Spogli   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Elect Director Paul S. Williams   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Public Storage   PSA   74460D109   04/28/2022    Eliminate Supermajority Voting Requirements to Amend the Declaration of Trust   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Mark A. Blinn   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Todd M. Bluedorn   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Janet F. Clark   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Carrie S. Cox   Management   For   No


Issuer Name

 

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Vote Against Mgmt

Texas Instruments Incorporated   TXN       882508104   04/28/2022    Elect Director Martin S. Craighead   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Jean M. Hobby   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Michael D. Hsu   Management   Against   Yes
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Haviv Ilan   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Ronald Kirk   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Pamela H. Patsley   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Robert E. Sanchez   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Elect Director Richard K. Templeton   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Texas Instruments Incorporated   TXN   882508104   04/28/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   Shareholder   Against   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Robert J. Alpern   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Sally E. Blount   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Robert B. Ford   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Paola Gonzalez   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Michelle A. Kumbier   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Darren W. McDew   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Nancy McKinstry   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director William A. Osborn   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Michael F. Roman   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Daniel J. Starks   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director John G. Stratton   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Elect Director Glenn F. Tilton   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Abbott Laboratories   ABT   002824100   04/29/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   Shareholder   Against   No
Abbott Laboratories   ABT   002824100   04/29/2022    Require Independent Board Chair   Shareholder   Against   No
Abbott Laboratories   ABT   002824100   04/29/2022    Adopt Policy on 10b5-1 Plans   Shareholder   Against   No
Abbott Laboratories   ABT   002824100   04/29/2022    Report on Lobbying Payments and Policy   Shareholder   For   Yes
Abbott Laboratories   ABT   002824100   04/29/2022    Report on Public Health Costs of Antimicrobial Resistance   Shareholder   For   Yes


Issuer Name

 

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Primary CUSIP

 

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Vote Against Mgmt

ASML Holding NV   ASML   N07059202   04/29/2022    Meeting for ADR Holders   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Open Meeting   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Discuss the Company’s Business, Financial Situation and Sustainability   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Approve Remuneration Report   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Adopt Financial Statements and Statutory Reports   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Receive Explanation on Company’s Reserves and Dividend Policy   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Approve Dividends of EUR 5.50 Per Share   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Approve Discharge of Management Board   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Approve Discharge of Supervisory Board   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Approve Number of Shares for Management Board   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Amend Remuneration Policy for Management Board   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Receive Information on the Composition of the Management Board   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Announce Vacancies on the Supervisory Board   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Opportunity to Make Recommendations   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Announce Recommendation to Reappoint T.L. Kelly and Appoint A.F.M. Everke and A.L. Steegen as Members of the Supervisory Board   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Reelect T.L. Kelly to Supervisory Board   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Elect A.F.M. Everke to Supervisory Board   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Elect A.L. Steegen to Supervisory Board   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Discuss Composition of the Supervisory Board   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Ratify KPMG Accountants N.V. as Auditors for the Reporting Years 2023 and 2024   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Ratify Deloitte Accountants B.V. as Auditors for the Reporting Year 2025   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Amend Articles of Association   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Authorize Board to Exclude Preemptive Rights from Share Issuances   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Authorize Repurchase of Up to 10 Percent of Issued Share Capital   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Authorize Cancellation of Repurchased Shares   Management   For   No
ASML Holding NV   ASML   N07059202   04/29/2022    Other Business (Non-Voting)   Management    
ASML Holding NV   ASML   N07059202   04/29/2022    Close Meeting   Management    
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Lamberto Andreotti   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Klaus A. Engel   Management   For   No


Issuer Name

 

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Vote Instruction

 

Vote Against Mgmt

Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director David C. Everitt   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Janet P. Giesselman   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Karen H. Grimes   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Michael O. Johanns   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Rebecca B. Liebert   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Marcos M. Lutz   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Charles V. Magro   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Nayaki R. Nayyar   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Gregory R. Page   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Kerry J. Preete   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Elect Director Patrick J. Ward   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Corteva, Inc.   CTVA   22052L104   04/29/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Kellogg Company   K   487836108   04/29/2022    Elect Director Rod Gillum   Management   For   No
Kellogg Company   K   487836108   04/29/2022    Elect Director Mary Laschinger   Management   For   No
Kellogg Company   K   487836108   04/29/2022    Elect Director Erica Mann   Management   For   No
Kellogg Company   K   487836108   04/29/2022    Elect Director Carolyn Tastad   Management   For   No
Kellogg Company   K   487836108   04/29/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Kellogg Company   K   487836108   04/29/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Kellogg Company   K   487836108   04/29/2022    Approve Omnibus Stock Plan   Management   For   No
Kellogg Company   K   487836108   04/29/2022    Consider Pay Disparity Between CEO and Other Employees   Shareholder   For   Yes
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Warren E. Buffett   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Charles T. Munger   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Gregory E. Abel   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Howard G. Buffett   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Susan A. Buffett   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Stephen B. Burke   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Kenneth I. Chenault   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Christopher C. Davis   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Susan L. Decker   Management   For   No


Issuer Name

 

Ticker

 

Primary CUSIP

 

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Vote Instruction

 

Vote Against Mgmt

Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director David S. Gottesman   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Charlotte Guyman   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Ajit Jain   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Ronald L. Olson   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Wallace R. Weitz   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Elect Director Meryl B. Witmer   Management   For   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Require Independent Board Chair   Shareholder   Against   No
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Report on Climate-Related Risks and Opportunities   Shareholder   For   Yes
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Report on GHG Emissions Reduction Targets   Shareholder   For   Yes
Berkshire Hathaway Inc.   BRK.B   084670702   04/30/2022    Report on Effectiveness of Diversity Equity and Inclusion Efforts and Metrics   Shareholder   For   Yes
Eli Lilly and Company   LLY   532457108   05/02/2022    Elect Director Ralph Alvarez   Management   For   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Elect Director Kimberly H. Johnson   Management   For   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Elect Director Juan R. Luciano   Management   For   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Declassify the Board of Directors   Management   For   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Eliminate Supermajority Voting Provisions   Management   For   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Amend Articles of Incorporation to Allow Shareholders to Amend Bylaws   Management   For   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Require Independent Board Chair   Shareholder   Against   No
Eli Lilly and Company   LLY   532457108   05/02/2022    Report on Lobbying Payments and Policy   Shareholder   For   Yes
Eli Lilly and Company   LLY   532457108   05/02/2022    Publish Third-Party Review of Alignment of Company’s Lobbying Activities with its Public Statements   Shareholder   For   Yes
Eli Lilly and Company   LLY   532457108   05/02/2022    Report on Board Oversight of Risks Related to Anticompetitive Pricing Strategies   Shareholder   For   Yes
American Express Company   AXP   025816109   05/03/2022    Elect Director Thomas J. Baltimore   Management   Against   Yes
American Express Company   AXP   025816109   05/03/2022    Elect Director Charlene Barshefsky   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director John J. Brennan   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Peter Chernin   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Ralph de la Vega   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Michael O. Leavitt   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Theodore J. Leonsis   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Karen L. Parkhill   Management   For   No


Issuer Name

 

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Vote Against Mgmt

American Express Company   AXP   025816109   05/03/2022    Elect Director Charles E. Phillips   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Lynn A. Pike   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Stephen J. Squeri   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Daniel L. Vasella   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Lisa W. Wardell   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Elect Director Christopher D. Young   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
American Express Company   AXP   025816109   05/03/2022    Require Independent Board Chair   Shareholder   Against   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Peter J. Arduini   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Giovanni Caforio   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Julia A. Haller   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Manuel Hidalgo Medina   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Paula A. Price   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Derica W. Rice   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Theodore R. Samuels   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Gerald L. Storch   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Karen H. Vousden   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Elect Director Phyllis R. Yale   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Ratify Deloitte & Touche LLP as Auditors   Management   For   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   Shareholder   Against   No
Bristol-Myers Squibb Company   BMY   110122108   05/03/2022    Require Independent Board Chair   Shareholder   Against   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director Glenn M. Alger   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director Robert P. Carlile   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director James M. DuBois   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director Mark A. Emmert   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director Diane H. Gulyas   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director Jeffrey S. Musser   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director Brandon S. Pedersen   Management   For   No


Issuer Name

 

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Vote Against Mgmt

Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director Liane J. Pelletier   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Elect Director Olivia D. Polius   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Ratify KPMG LLP as Auditors   Management   For   No
Expeditors International of Washington, Inc.   EXPD   302130109   05/03/2022    Report on Political Contributions and Expenditures   Shareholder   For   Yes
AptarGroup, Inc.   ATR   038336103   05/04/2022    Elect Director Giovanna Kampouri Monnas   Management   For   No
AptarGroup, Inc.   ATR   038336103   05/04/2022    Elect Director Isabel Marey-Semper   Management   For   No
AptarGroup, Inc.   ATR   038336103   05/04/2022    Elect Director Stephan B. Tanda   Management   For   No
AptarGroup, Inc.   ATR   038336103   05/04/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
AptarGroup, Inc.   ATR   038336103   05/04/2022    Ratify PricewaterhouseCoopers LLP as Auditors   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Mayank M. Ashar   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Gaurdie E. Banister   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Pamela L. Carter   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Susan M. Cunningham   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Gregory L. Ebel   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Jason B. Few   Management   Withhold   Yes
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Teresa S. Madden   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Al Monaco   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Stephen S. Poloz   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director S. Jane Rowe   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Dan C. Tutcher   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Elect Director Steven W. Williams   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Advisory Vote on Executive Compensation Approach   Management   For   No
Enbridge Inc.   ENB   29250N105   05/04/2022    Shareholder Proposal   Management    
Enbridge Inc.   ENB   29250N105   05/04/2022    Strengthen the Company’s Net Zero Commitment with a Science-Based Net Zero Target   Shareholder   Against   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Jacqueline K. Barton   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Jeffrey A. Bluestone   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Sandra J. Horning   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Kelly A. Kramer   Management   For   No


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Vote Against Mgmt

Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Kevin E. Lofton   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Harish Manwani   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Daniel P. O’Day   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Javier J. Rodriguez   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Elect Director Anthony Welters   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Ratify Ernst & Young LLP as Auditors   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Advisory Vote to Ratify Named Executive Officers’ Compensation   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Approve Omnibus Stock Plan   Management   For   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Require Independent Board Chair   Shareholder   Against   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates   Shareholder   Against   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Reduce Ownership Threshold for Shareholders to Call Special Meeting   Shareholder   Against   No
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Publish Third-Party Review of Alignment of Company’s Lobbying Activities with its Public Statements   Shareholder   For   Yes
Gilead Sciences, Inc.   GILD   375558103   05/04/2022    Report on Board Oversight of Risks Related to Anticompetitive Practices   Shareholder   For   Yes
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director Kathryn J. Boor   Management   For   No
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director Edward D. Breen   Management   Against   Yes
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director Barry A. Bruno   Management   For   No
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director Frank Clyburn   Management   For   No
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director Carol Anthony (John) Davidson   Management   For   No
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director Michael L. Ducker   Management   For   No
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director Roger W. Ferguson, Jr.   Management   For   No
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director John F. Ferraro   Management   For   No
International Flavors & Fragrances Inc.   IFF   459506101   05/04/2022    Elect Director Christina Gold   Man