UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-7803
NAME OF REGISTRANT: VANGUARD SCOTTSDALE FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: ANNE E. ROBINSON
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: AUGUST 31
DATE OF REPORTING PERIOD: JULY 1, 2017 - JUNE 30, 2018
FUND: VANGUARD RUSSELL 2000 GROWTH INDEX FUND
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ISSUER: 1-800-FLOWERS.COM, Inc.
TICKER: FLWS CUSIP: 68243Q106
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALYN R. BREIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CELIA R. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES CANNAVINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE DEMARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEONARD J. ELMORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SEAN HEGARTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER G. MCCANN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES F. MCCANN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LARRY ZARIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
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ISSUER: 2U, Inc.
TICKER: TWOU CUSIP: 90214J101
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL A. MAEDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. STAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. PAUCEK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY K. PETERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
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ISSUER: 3D Systems Corporation
TICKER: DDD CUSIP: 88554D205
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. CURRAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES W. HULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM D. HUMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VYOMESH I. JOSHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JIM D. KEVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR G. WALTER LOEWENBAUM, ISSUER YES FOR FOR
II
PROPOSAL #1.8: ELECT DIRECTOR CHARLES G. MCCLURE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEVIN S. MOORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN J. TRACY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY WADSWORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
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ISSUER: 8x8, Inc.
TICKER: EGHT CUSIP: 282914100
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GUY L. HECKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIKRAM VERMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC SALZMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR IAN POTTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JASWINDER PAL SINGH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VLADIMIR JACIMOVIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: A. Schulman, Inc.
TICKER: SHLM CUSIP: 808194104
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR EUGENE R. ALLSPACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID G. BIRNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL S. EICHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH M. GINGO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEE D. MEYER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. MITAROTONDA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERNEST J. NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KATHLEEN M. OSWALD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALLEN A. SPIZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: A. Schulman, Inc.
TICKER: SHLM CUSIP: 808194104
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: AAON, Inc.
TICKER: AAON CUSIP: 000360206
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN H. ASBJORNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA E. KOUPLEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abaxis, Inc.
TICKER: ABAX CUSIP: 002567105
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLINTON H. SEVERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VERNON E. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. BASTIANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL D. CASEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENK J. EVENHUIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PRITHIPAL SINGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: ABM Industries Incorporated
TICKER: ABM CUSIP: 000957100
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA CHAVEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. PHILIP FERGUSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ART A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT SALMIRS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Abraxas Petroleum Corporation
TICKER: AXAS CUSIP: 003830106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. DEAN KARRASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. POWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD P. RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Acacia Communications, Inc.
TICKER: ACIA CUSIP: 00401C108
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STAN J. REISS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. SWANSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Accelerate Diagnostics, Inc.
TICKER: AXDX CUSIP: 00430H102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE MEHREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN PATIENCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK SCHULER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW W. STROBECK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK J.M. TEN BRINK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES WATTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Acceleron Pharma Inc.
TICKER: XLRN CUSIP: 00434H108
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HABIB J. DABLE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TERRENCE C. KEARNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KAREN L. SMITH ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Access National Corporation
TICKER: ANCX CUSIP: 004337101
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ANZILOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY D. LECLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JANET A. NEUHARTH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY R. SHOOK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHILDS F. BURDEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. EDGEMOND, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN S. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. LEE, IV ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARY LEIGH MCDANIEL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Access National Corporation
TICKER: ANCX CUSIP: 004337101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL G. ANZILOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY D. LECLAIR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET A. NEUHARTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Accuray Incorporated
TICKER: ARAY CUSIP: 004397105
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS L. WINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Achaogen, Inc.
TICKER: AKAO CUSIP: N/A
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAREN BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL FISCHBACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. SMITHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: ACI Worldwide, Inc.
TICKER: ACIW CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET O. ESTEP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. HEASLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES E. PETERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. POE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADALIO T. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS W. WARSOP, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Aclaris Therapeutics, Inc.
TICKER: ACRS CUSIP: 00461U105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER MOLINEAUX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN REASONS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Acorda Therapeutics, Inc.
TICKER: ACOR CUSIP: 00484M106
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY GREENE ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR IAN SMITH ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE D. STRADER ISSUER NO N/A N/A
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
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ISSUER: Actuant Corporation
TICKER: ATU CUSIP: 00508X203
MEETING DATE: 1/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDAL W. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANNY L. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR E. JAMES FERLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. ALAN HUNTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOLLY A. VAN DEURSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS K. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
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ISSUER: Acxiom Corporation
TICKER: ACXM CUSIP: 005125109
MEETING DATE: 8/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY R. CADOGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM T. DILLARD, II ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT E. HOWE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Adamas Pharmaceuticals, Inc.
TICKER: ADMS CUSIP: 00548A106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. ERICSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTHA J. DEMSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IVAN LIEBERBURG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
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ISSUER: Addus HomeCare Corporation
TICKER: ADUS CUSIP: N/A
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DIRK ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK L. FIRST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DARIN J. GORDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Aduro Biotech, Inc.
TICKER: ADRO CUSIP: 00739L101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD CHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE MONAGHAN ISSUER YES FOR FOR
O'BRIEN
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Advanced Disposal Services, Inc.
TICKER: ADSW CUSIP: 00790X101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERNEST J. MROZEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Advanced Drainage Systems, Inc.
TICKER: WMS CUSIP: 00790R104
MEETING DATE: 7/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH A. CHLAPATY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TANYA FRATTO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARL A. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Advanced Emissions Solutions, Inc.
TICKER: ADES CUSIP: 00770C101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILBERT LI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR L. HEATH SAMPSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. TAYLOR SIMONTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. SPENCER WELLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAX ASSET PROTECTION PLAN ISSUER YES FOR FOR
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ISSUER: Advanced Energy Industries, Inc.
TICKER: AEIS CUSIP: 007973100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK A. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GRANT H. BEARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD C. GRADY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. ROHRS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. ROUSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YUVAL WASSERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AdvanSix Inc.
TICKER: ASIX CUSIP: 00773T101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL E. HUCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL F. SANSONE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON S. SPURLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Advaxis, Inc.
TICKER: ADXS CUSIP: 007624208
MEETING DATE: 3/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID SIDRANSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES P. PATTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONI A. APPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAMIR N. KHLEIF ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerie Pharmaceuticals, Inc.
TICKER: AERI CUSIP: 00771V108
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: "ELECT DIRECTOR MECHIEL ""MICHAEL"" M. ISSUER YES WITHHOLD AGAINST
DU TOIT"
PROPOSAL #1.2: ELECT DIRECTOR MURRAY A. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerohive Networks, Inc.
TICKER: HIVE CUSIP: 007786106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REMO CANESSA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CURTIS E. GARNER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHANGMING LIU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aerojet Rocketdyne Holdings, Inc.
TICKER: AJRD CUSIP: 007800105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. CORCORAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN P. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WARREN G. LICHTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LANCE W. LORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MERRILL A. MCPEAK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN TURCHIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agenus Inc.
TICKER: AGEN CUSIP: 00847G705
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WADIH JORDAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND DEFERRED COMPENSATION PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aileron Therapeutics, Inc.
TICKER: ALRN CUSIP: 00887A105
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN H. MCARTHUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JODIE P. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aimmune Therapeutics, Inc.
TICKER: AIMT CUSIP: 00900T107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK G. ENRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN E. FALBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air Transport Services Group, Inc.
TICKER: ATSG CUSIP: 00922R105
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD M. BAUDOUIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RAYMOND E. JOHNS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH C. HETE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDY D. RADEMACHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY J. VORHOLT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akcea Therapeutics, Inc.
TICKER: AKCA CUSIP: 00972L107
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVAL OF LICENSE AGREEMENT, THE STOCK ISSUER YES FOR FOR
PURCHASE AGREEMENT, THE AMENDED AND RESTATED
SERVICES AGREEMENT AND THE AMENDED AND RESTATED
INVESTOR RIGHTS AGREEMENT
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akebia Therapeutics, Inc.
TICKER: AKBA CUSIP: 00972D105
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. CLAYMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUANE NASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD C. RENAUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MUNEER A. SATTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL S. WYZGA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akoustis Technologies, Inc.
TICKER: AKTS CUSIP: 00973N102
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN P. DENBAARS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR E. GEISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY K. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN P. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY D. NEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUZANNE B. RUDY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY B. SHEALY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alamo Group Inc.
TICKER: ALG CUSIP: 011311107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RODERICK R. BATY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID W. GRZELAK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY C. JOKINEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. PAROD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD A. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alarm.com Holdings, Inc.
TICKER: ALRM CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARIUS G. NEVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAYO SHATTUCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN TRUNDLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany International Corp.
TICKER: AIN CUSIP: 012348108
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. CASSIDY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDGAR G. HOTARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERLAND E. KAILBOURNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHARINE L. PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. SCANNELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE L. STANDISH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OLIVIER M. JARRAULT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LEE C. WORTHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OUTSIDE DIRECTOR STOCK ISSUER YES FOR FOR
AWARDS/OPTIONS IN LIEU OF CASH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany Molecular Research, Inc.
TICKER: AMRI CUSIP: 012423109
MEETING DATE: 8/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alder BioPharmaceuticals, Inc.
TICKER: ALDR CUSIP: 014339105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. DOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. BRUCE MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alexander's, Inc.
TICKER: ALX CUSIP: 014752109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. MANDELBAUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR I. SONNENBLICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ALJ Regional Holdings, Inc.
TICKER: ALJJ CUSIP: 001627108
MEETING DATE: 8/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAL G. BYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RAE G. RAVICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARGARITA PALAU- ISSUER YES WITHHOLD AGAINST
HERNANDEZ
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegiance Bancshares, Inc.
TICKER: ABTX CUSIP: 01748H107
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT IVANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM 'NICK' S. ISSUER YES FOR FOR
NICHOLS, III
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. RETZLOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAIMUNDO RIOJAS E. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRED S. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAMON A. VITULLI, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allegiant Travel Company
TICKER: ALGT CUSIP: 01748X102
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MAURICE J. GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1B: ELECT DIRECTOR MONTIE BREWER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GARY ELLMER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LINDA A. MARVIN ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHARLES W. POLLARD ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JOHN REDMOND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allena Pharmaceuticals, Inc.
TICKER: ALNA CUSIP: N/A
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A.F. HACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXEY MARGOLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES N. TOPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allied Motion Technologies Inc.
TICKER: AMOT CUSIP: 019330109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. FEDERICO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD J. (BUD) LABER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. TANOUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY T. TEVENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. WARZALA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. WINTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Almost Family, Inc.
TICKER: AFAM CUSIP: 020409108
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alpha and Omega Semiconductor Limited
TICKER: AOSL CUSIP: G6331P104
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE F. CHANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YUEH-SE HO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCAS S. CHANG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. CHEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KING OWYANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SALAMEH ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alteryx, Inc.
TICKER: AYX CUSIP: 02156B103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY I. MAUDLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN M. SCHLOSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altimmune, Inc.
TICKER: ALT CUSIP: 02155H101
MEETING DATE: 10/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. ENRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. DRUTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. GILL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP L. HODGES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MITCHEL B. SAYARE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KLAUS O. SCHAFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DERACE L. SCHAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE THE SECTION 203 AMENDMENT ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELIMINATE RIGHT TO ACT BY WRITTEN ISSUER YES AGAINST AGAINST
CONSENT
PROPOSAL #7: AUTHORIZE BOARD TO FILL VACANCIES ISSUER YES FOR FOR
PROPOSAL #8: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
REGARDING PROVISIONS OF INDEMNIFICATION
PROPOSAL #9: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE ISSUANCE OF SHARES FOR A ISSUER YES FOR FOR
PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altisource Portfolio Solutions S.A.
TICKER: ASPS CUSIP: L0175J104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMO VATTO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ORIN S. KRAMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR W. MICHAEL LINN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH L. MORETTINI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROLAND MULLER-INEICHEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM B. SHEPRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED AUDITORS AND ATWELL S.A R.L.
AS CERTIFIED AUDITOR FOR STATUTORY ACCOUNTS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RECEIVE AND APPROVE DIRECTORS' AND ISSUER YES FOR FOR
AUDITORS' SPECIAL REPORTS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altra Industrial Motion Corp.
TICKER: AIMC CUSIP: 02208R106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDMUND M. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL R. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYLE G. GANSKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARGOT L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL S. LIPSCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY P. MCPHERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS W. SWIDARSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. WOODWARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ambarella, Inc.
TICKER: AMBA CUSIP: G037AX101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HSIAO-WUEN HON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER B. PAISLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREW W. VERHALEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amber Road, Inc.
TICKER: AMBR CUSIP: 02318Y108
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. PREUNINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH FAISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amedisys, Inc.
TICKER: AMED CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JULIE D. KLAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR PAUL B. KUSSEROW ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD A. LECHLEITER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAKE L. NETTERVILLE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BRUCE D. PERKINS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JEFFREY A. RIDEOUT ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR NATHANIEL M. ZILKHA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Assets Trust, Inc.
TICKER: AAT CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST S. RADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY E. FINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS S. OLINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Outdoor Brands Corporation
TICKER: AOBC CUSIP: 02874P103
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY M. MONHEIT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR P. JAMES DEBNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. FURMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY J. GLUCHOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL A. SALTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR I. MARIE WADECKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Renal Associates Holdings, Inc.
TICKER: ARA CUSIP: 029227105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SYED T. KAMAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JARED S. HENDRICKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. JURELLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSANNE V. CLARK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Software, Inc.
TICKER: AMSWA CUSIP: 029683109
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR W. DENNIS HOGUE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American States Water Company
TICKER: AWR CUSIP: 029899101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANNE M. HOLLOWAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Woodmark Corporation
TICKER: AMWD CUSIP: 030506109
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES G. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. CARY DUNSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA M. HAYES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL B. MOERDYK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. MOON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ameris Bancorp
TICKER: ABCB CUSIP: 03076K108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DALE EZZELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEO J. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIMMY D. VEAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amicus Therapeutics, Inc.
TICKER: FOLD CUSIP: 03152W109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. HAYDEN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG WHEELER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amkor Technology, Inc.
TICKER: AMKR CUSIP: 031652100
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. KIM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN Y. KIM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARYFRANCES MCCOURT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID N. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMN Healthcare Services, Inc.
TICKER: AMN CUSIP: 001744101
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK G. FOLETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. JEFFREY HARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW M. STERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amphastar Pharmaceuticals, Inc.
TICKER: AMPH CUSIP: 03209R103
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY ZIPING LUO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD LEE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. ZASLOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AnaptysBio, Inc.
TICKER: ANAB CUSIP: N/A
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS FENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES N. TOPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anavex Life Sciences Corp.
TICKER: AVXL CUSIP: 032797300
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER MISSLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ATHANASIOS 'TOM' ISSUER YES FOR FOR
SKARPELOS
PROPOSAL #1.3: ELECT DIRECTOR ELLIOT FAVUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEFFEN THOMAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER DONHAUSER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAUS VAN DER VELDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Angie's List, Inc.
TICKER: ANGI CUSIP: 034754101
MEETING DATE: 9/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ANI Pharmaceuticals, Inc.
TICKER: ANIP CUSIP: 00182C103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT E. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR S. PRZYBYL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID B. NASH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. PENN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. HAUGHEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anika Therapeutics, Inc.
TICKER: ANIK CUSIP: 035255108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFERY S. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
MASSACHUSETTS TO DELAWARE
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Antares Pharma, Inc.
TICKER: ATRS CUSIP: N/A
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTON G. GUETH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. ROCHE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apellis Pharmaceuticals, Inc.
TICKER: APLS CUSIP: 03753U106
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHANIE MONAGHAN ISSUER YES FOR FOR
O'BRIEN
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apogee Enterprises, Inc.
TICKER: APOG CUSIP: N/A
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNARD P. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERBERT K. PARKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH F. PUISHYS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LLOYD E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AppFolio, Inc.
TICKER: APPF CUSIP: 03783C100
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY BLISS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JASON RANDALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Industrial Technologies, Inc.
TICKER: AIT CUSIP: 03820C105
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL A. SCHRIMSHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Applied Optoelectronics, Inc.
TICKER: AAOI CUSIP: 03823U102
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. YEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEX IGNATIEV ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apptio, Inc.
TICKER: APTI CUSIP: 03835C108
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SACHIN (SUNNY) GUPTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAVI MOHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN PHILIPS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apptio, Inc.
TICKER: APTI CUSIP: 03835C108
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS BOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER KLEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW MCILWAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aqua Metals, Inc.
TICKER: AQMS CUSIP: 03837J101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT L. DIVITO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK SLADE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC A. PROUTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR S. SHARIQ YOSUFZAI ISSUER YES FOR FOR
PROPOSAL #1.6: "ELECT DIRECTOR SUSHIL ""SAM"" KAPOOR" ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ARMANINO LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aquantia Corp.
TICKER: AQ CUSIP: 03842Q108
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFFREY G. RIBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDERS SWAHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE AUTHORIZED COMMON AND PREFERRED ISSUER YES FOR FOR
STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcBest Corporation
TICKER: ARCB CUSIP: 03937C105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDUARDO F. CONRADO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN E. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. HOGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM M. LEGG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHLEEN D. MCELLIGOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG E. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JANICE E. STIPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ardmore Shipping Corporation
TICKER: ASC CUSIP: Y0207T100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY GURNEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN ROBERT MCILWRAITH ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arena Pharmaceuticals, Inc.
TICKER: ARNA CUSIP: N/A
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAYSON DALLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR OLIVER FETZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER JARRETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AMIT D. MUNSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARRY A. NEIL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RANDALL E. WOODS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argan, Inc.
TICKER: AGX CUSIP: 4.01E+112
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAINER H. BOSSELMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. FLANDERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER W. GETSINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. GRIFFIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN R. JEFFREY, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM F. LEIMKUHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W.G. CHAMPION MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. QUINN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN R. SHERRAS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argos Therapeutics, Inc.
TICKER: ARGS CUSIP: 040221103
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. ABBEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRACKLY MTIBELISHVILY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Armada Hoffler Properties, Inc.
TICKER: AHH CUSIP: 04208T108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS S. HADDAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVA S. HARDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. HOFFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. RUSSELL KIRK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Array BioPharma Inc.
TICKER: ARRY CUSIP: 04269X105
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KYLE A. LEFKOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RON SQUARER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHALINI SHARP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arsanis, Inc.
TICKER: ASNS CUSIP: N/A
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID MCGIRR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CLAUDIO NESSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Artisan Partners Asset Management Inc.
TICKER: APAM CUSIP: 04316A108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW R. BARGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SETH W. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC R. COLSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHANIE G. DIMARCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY A. JOERRES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW A. ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asbury Automotive Group, Inc.
TICKER: ABG CUSIP: 043436104
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIDGET RYAN-BERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS E. CLEMENTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. HULT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EUGENE S. KATZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASGN Incorporated
TICKER: ASGN CUSIP: 00191U102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEREMY M. JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIEL A. JOLIET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTY R. KITTRELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aspen Technology, Inc.
TICKER: AZPN CUSIP: 045327103
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOAN C. MCARDLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMON J. OREBI GANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assembly Biosciences, Inc.
TICKER: ASMB CUSIP: 045396108
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY E. ALTIG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK AUERBACH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. DIMARCHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MYRON Z. HOLUBIAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HELEN S. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN MAHONY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM R. RINGO, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DEREK A. SMALL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #7: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astec Industries, Inc.
TICKER: ASTE CUSIP: 046224101
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL K. FRIERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLEN E. TELLOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. BAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asterias Biotherapeutics, Inc.
TICKER: AST CUSIP: 04624N107
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW ARNO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DON M. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN L. CARTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD T. LEBUHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADITYA MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL H. MULROY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NATALE S. RICCIARDI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HOWARD I. SCHER ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astronics Corporation
TICKER: ATRO CUSIP: 046433108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND W. BOUSHIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. DRENNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFRY D. FRISBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER J. GUNDERMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WARREN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN T. KEANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL KIM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: At Home Group Inc.
TICKER: HOME CUSIP: 04650Y100
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY A. BECK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY D. STONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athenex, Inc.
TICKER: ATNX CUSIP: 04685N103
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CANNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JINN WU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES ZUKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Athersys, Inc.
TICKER: ATHX CUSIP: 04744L106
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIL VAN BOKKELEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. HARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEE E. BABISS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISMAIL KOLA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LORIN J. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARDY TS KAGIMOTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atkore International Group Inc.
TICKER: ATKR CUSIP: 047649108
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES G. BERGES ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JERI L. ISBELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILBERT W. JAMES, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JONATHAN L. ZREBIEC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Capital Bancshares, Inc.
TICKER: ACBI CUSIP: 048269203
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. 'SONNY' ISSUER YES FOR FOR
DERISO, JR.
PROPOSAL #1.2: ELECT DIRECTOR ADAM D. COMPTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENCHY R. ENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. HERTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY D. MAULDIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. CHARLES SHUFELDT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIZANNE THOMAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DOUGLAS L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARIETTA EDMUNDS ZAKAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlantic Power Corporation
TICKER: AT CUSIP: 04878Q863
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRVING R. GERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. FOSTER DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN T. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GILBERT S. PALTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES J. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Financial Holdings, Inc.
TICKER: AFH CUSIP: G06207115
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GORDON G. PRATT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JORDAN M. KUPINSKY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN T. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WALTER F. WALKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT D. WOLLNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AtriCure, Inc.
TICKER: ATRC CUSIP: 04963C209
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL H. CARREL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK A. COLLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT W. DRAKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REGINA E. GROVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK R. LANNING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT S. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atrion Corporation
TICKER: ATRI CUSIP: 049904105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PRESTON G. ATHEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HUGH J. MORGAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Audentes Therapeutics, Inc.
TICKER: BOLD CUSIP: 05070R104
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOUIS LANGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KUSH PARMAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avid Technology, Inc.
TICKER: AVID CUSIP: 05367P100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NANCY HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. PARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER M. WESTLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avis Budget Group, Inc.
TICKER: CAR CUSIP: 053774105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. DE SHON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN J. CHOI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN KROMINGA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN LURIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAGDEEP PAHWA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR F. ROBERT SALERNO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANCIS J. SHAMMO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL SPARKS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SANOKE VISWANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axcelis Technologies, Inc.
TICKER: ACLS CUSIP: 054540208
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TZU-YIN ('TY') CHIU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. FAUBERT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. JOHN FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR L. GEORGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH P. KEITHLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. KURTZWEIL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY G. PUMA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS ST. DENNIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AxoGen, Inc.
TICKER: AXGN CUSIP: 05463X106
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY G. FREITAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK GOLD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMIE M. GROOMS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GUIDO J. NEELS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. RUDELIUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR AMY WENDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN ZADEREJ ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ISSUER YES AGAINST AGAINST
CHANGE REGISTERED OFFICE OF INCORPORATION AND
INCREASE AUTHORIZED COMMON STOCK
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axon Enterprise, Inc.
TICKER: AAXN CUSIP: 05464C101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRET TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE CULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE STOCK OPTION PLAN GRANTS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axovant Sciences Ltd.
TICKER: AXON CUSIP: G0750W104
MEETING DATE: 8/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID T. HUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ATUL PANDE ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR VIVEK RAMASWAMY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axovant Sciences Ltd.
TICKER: AXON CUSIP: G0750W104
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYE-LAWS TO MODIFY SHAREHOLDER ISSUER YES AGAINST AGAINST
PROPOSAL AND NOMINATION PROCEDURES
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYE-LAWS TO PERMIT AXOVANT'S ISSUER YES FOR FOR
PRINCIPAL EXECUTIVE OFFICER TO SUMMON MEETINGS OF THE
BOARD
PROPOSAL #5: AMEND BYE-LAWS TO PERMIT MODIFY DIRECTOR ISSUER YES FOR FOR
REMOVAL AND VACANCY REQUIREMENTS
PROPOSAL #6: AMEND BYE-LAWS TO REVISE CERTAIN OTHER ISSUER YES FOR FOR
PROVISIONS IN THE EXISTING BYE-LAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AZZ Inc.
TICKER: AZZ CUSIP: 002474104
MEETING DATE: 7/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL EISMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVERN R. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VENITA MCCELLON-ALLEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ED MCGOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN E. PIRNAT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN R. PURVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B&G Foods, Inc.
TICKER: BGS CUSIP: 05508R106
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEANN L. BRUNTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. CANTWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. MARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT D. MILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS M. MULLEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHERYL M. PALMER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED POE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN C. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID L. WENNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Badger Meter, Inc.
TICKER: BMI CUSIP: 056525108
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. FISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GALE E. KLAPPA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL A. LIONE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. MEEUSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES F. STERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLEN E. TELLOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD J. TESKE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Balchem Corporation
TICKER: BCPC CUSIP: N/A
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. COOMBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL E. KNUTSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bankwell Financial Group, Inc.
TICKER: BWFG CUSIP: 06654A103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAIL E.D. BRATHWAITE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. CASTIGLIONI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC J. DALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE S. DREXLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. FIEBER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. GARNETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER R. GRUSEKE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DANIEL S. JONES ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TODD LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VICTOR S. LISS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL M. PORTO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barnes Group Inc.
TICKER: B CUSIP: 067806109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS O. BARNES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELIJAH K. BARNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY G. BENANAV ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK J. DEMPSEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD J. HIPPLE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS J. HOOK ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MYLLE H. MANGUM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR HANS-PETER MANNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HASSELL H. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM J. MORGAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ANTHONY V. NICOLOSI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JOANNA L. SOHOVICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barracuda Networks, Inc.
TICKER: CUDA CUSIP: 068323104
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHET KAPOOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. "BJ" ISSUER YES FOR FOR
JENKINS, JR.
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barracuda Networks, Inc.
TICKER: CUDA CUSIP: 068323104
MEETING DATE: 2/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrett Business Services, Inc.
TICKER: BBSI CUSIP: 068463108
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. CARLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. ELICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. HICKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. CUSICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON L. JUSTESEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY MEEKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINCENT P. PRICE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT SHAREHOLDERS TO AMEND BYLAWS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Beacon Roofing Supply, Inc.
TICKER: BECN CUSIP: 073685109
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL M. ISABELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARL T. BERQUIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN GERSHENHORN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP W. KNISELY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL S. NOVICH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART A. RANDLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NATHAN K. SLEEPER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DOUGLAS L. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bear State Financial, Inc.
TICKER: BSF CUSIP: 073844102
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bellicum Pharmaceuticals, Inc.
TICKER: BLCM CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK B. MCGUYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON P. STONEHOUSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benefitfocus, Inc.
TICKER: BNFT CUSIP: 08180D106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MASON R. HOLLAND, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN M. SWAD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Big Lots, Inc.
TICKER: BIG CUSIP: 089302103
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY P. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARLA C. GOTTSCHALK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA T. JAMISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP E. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY A. REARDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WENDY L. SCHOPPERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RUSSELL E. SOLT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioCryst Pharmaceuticals, Inc.
TICKER: BCRX CUSIP: 09058V103
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NANCY J. HUTSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Biohaven Pharmaceutical Holding Company Ltd.
TICKER: BHVN CUSIP: G11196105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ERIC I. AGUIAR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ALBERT CHA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JULIA P. GREGORY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioScrip, Inc.
TICKER: BIOS CUSIP: 09069N108
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. GREENLEAF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. BRONFEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. GOLDING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN NEUMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CARTER PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioSpecifics Technologies Corp.
TICKER: BSTC CUSIP: N/A
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS WEGMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL GITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTelemetry, Inc.
TICKER: BEAT CUSIP: 090672106
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY J. CONTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIRK E. GORMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BioTime, Inc.
TICKER: BTX CUSIP: 09066L105
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL C. BRADSHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADITYA P. MOHANTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL H. MULROY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID SCHLACHET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL D. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BJ's Restaurants, Inc.
TICKER: BJRI CUSIP: 09180C106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER 'PETE' A. BASSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY D. BOUTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES 'JIM' A. DAL ISSUER YES FOR FOR
POZZO
PROPOSAL #1.4: ELECT DIRECTOR GERALD 'JERRY' W. ISSUER YES FOR FOR
DEITCHLE
PROPOSAL #1.5: ELECT DIRECTOR NOAH A. ELBOGEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEA ANNE S. OTTINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY A. TROJAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK D. WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackbaud, Inc.
TICKER: BLKB CUSIP: 09227Q100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE H. ELLIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW M. LEITCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blackhawk Network Holdings, Inc.
TICKER: HAWK CUSIP: 09238E104
MEETING DATE: 3/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BlackLine, Inc.
TICKER: BL CUSIP: 09239B109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON BABCOKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bloomin' Brands, Inc.
TICKER: BLMN CUSIP: 094235108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. FITZJOHN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. MICHAEL MOHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blucora, Inc.
TICKER: BCOR CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. CLENDENING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LANCE G. DUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. MCINTYRE GARDNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Bird Corporation
TICKER: BLBD CUSIP: 095306106
MEETING DATE: 3/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GURMINDER S. BEDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN PENN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blue Hills Bancorp, Inc.
TICKER: BHBK CUSIP: 095573101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY 'BUD' LACAVA, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR BRIAN G. LEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD K. PERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAMELA C. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bluebird bio, Inc.
TICKER: BLUE CUSIP: 09609G100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN O. AGWUNOBI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY LYNNE HEDLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL S. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bluegreen Vacations Corporation
TICKER: BXG CUSIP: 09629F108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN B. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. ABDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAWN B. PEARSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES R. ALLMAND, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN H. BECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE A. CIRILLO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JARETT S. LEVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK A. NERENHAUSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ARNOLD SEVELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ORLANDO SHARPE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SETH M. WISE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Blueprint Medicines Corporation
TICKER: BPMC CUSIP: 09627Y109
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL S. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE D. DEMETRI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYNN SEELY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMC Stock Holdings, Inc.
TICKER: BMCH CUSIP: 05591B109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL T. MILLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES O'LEARY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bob Evans Farms, Inc.
TICKER: BOBE CUSIP: 096761101
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS N. BENHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARY KAY HABEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. HEAD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KATHLEEN S. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EILEEN A. MALLESCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY S. MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR J. MICHAEL TOWNSLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL F. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bob Evans Farms, Inc.
TICKER: BOBE CUSIP: 096761101
MEETING DATE: 1/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BofI Holding, Inc.
TICKER: BOFI CUSIP: 05566U108
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN GARY BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS A. MOSICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boingo Wireless, Inc.
TICKER: WIFI CUSIP: 09739C102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID HAGAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LANCE ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boise Cascade Company
TICKER: BCC CUSIP: 09739D100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS K. CORRICK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR RICHARD H. FLEMING ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MACK L. HOGANS ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHRISTOPHER J. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bojangles', Inc.
TICKER: BOJA CUSIP: N/A
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. HULL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN M. TADLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bonanza Creek Energy, Inc.
TICKER: BCEI CUSIP: N/A
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC T. GREAGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL KEGLEVIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN STECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. TYREE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK E. VAUGHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY E. WOJAHN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bottomline Technologies (de), Inc.
TICKER: EPAY CUSIP: 101388106
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. D'AMATO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. EBERLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY C. LEATHE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Box, Inc.
TICKER: BOX CUSIP: 10316T104
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANA EVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN KRAUSZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AARON LEVIE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Boyd Gaming Corporation
TICKER: BYD CUSIP: 103304101
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. BOYD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. BOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD E. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIANNE BOYD JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE J. SPADAFOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER M. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VERONICA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY APPOINTMENT OF DELOITTE & TOUCHE ISSUER YES FOR FOR
LLP AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bridgepoint Education, Inc.
TICKER: BPI CUSIP: 10807M105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW S. CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TERESA S. CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRSTEN M. MARRINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brightcove Inc.
TICKER: BCOV CUSIP: 10921T101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY E. HAROIAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE HESSAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brightsphere Investment Group Plc
TICKER: BSIG CUSIP: G1644T109
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. BELGRAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. CHERSI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUREN S. RANA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BARBARA TREBBI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GUANG YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPOINT KPMG LLP AS UK STATUTORY AUDITOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brinker International, Inc.
TICKER: EAT CUSIP: 109641100
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELAINE L. BOLTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. DEPINTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRIET EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL A. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. GILES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERARDO I. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE R. MRKONIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSE LUIS PRADO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BroadSoft, Inc.
TICKER: BSFT CUSIP: 11133B409
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookdale Senior Living Inc.
TICKER: BKD CUSIP: 112463104
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR FRANK M. BUMSTEAD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DANIEL A. DECKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR T. ANDREW SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brooks Automation, Inc.
TICKER: BRKS CUSIP: 114340102
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBYN C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN K. MCGILLICUDDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KRISHNA G. PALEPU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIRK P. POND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN S. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALFRED WOOLLACOTT, III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK. S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ELLEN M. ZANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bryn Mawr Bank Corporation
TICKER: BMTC CUSIP: 117665109
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCIS J. LETO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRITTON H. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. KEVIN TYLUS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIEGO F. CALDERIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BSB Bancorp, Inc.
TICKER: BLMT CUSIP: 05573H108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. BORELLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. GAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. WHITTEMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER NEWMAN & NOYES, LLC AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Buffalo Wild Wings, Inc.
TICKER: BWLD CUSIP: 119848109
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Builders FirstSource, Inc.
TICKER: BLDR CUSIP: 12008R107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRETT N. MILGRIM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Byline Bancorp, Inc.
TICKER: BY CUSIP: 124411109
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Byline Bancorp, Inc.
TICKER: BY CUSIP: 124411109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. GENE BEUBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP R. CABRERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTONIO DEL VALLE ISSUER YES FOR FOR
PEROCHENA
PROPOSAL #1.4: ELECT DIRECTOR ROBERTO R. HERENCIA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM G. KISTNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALBERTO J. PARACCHINI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. RULL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAIME RUIZ SACRISTAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Microelectronics Corporation
TICKER: CCMP CUSIP: 12709P103
MEETING DATE: 3/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA A. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. LI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cactus, Inc.
TICKER: WHD CUSIP: 127203107
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN (ANDY) O'DONNELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesars Entertainment Corporation
TICKER: CZR CUSIP: 127686103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK FRISSORA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES HUNT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN DIONNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD SCHIFTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caesarstone Ltd.
TICKER: CSTE CUSIP: M20598104
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT ARIEL HALPERIN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.2: REELECT DORI BROWN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.3: REELECT ROGER ABRAVANEL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.4: REELECT ERIC HERSCHMANN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.5: REELECT RONALD KAPLAN AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.6: REELECT OFER TSIMCHI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1.7: REELECT AMIT BEN ZVI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2.1: REELECT OFER BOROVSKY AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: REELECT IRIT BEN-DOV AS EXTERNAL ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE EMPLOYMENT TERMS OF CEO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE COMPENSATION TERMS OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5: APPROVE DIRECTOR OPTION GRANTS ISSUER YES FOR FOR
PROPOSAL #6: AMEND REGISTRATION RIGHTS AGREEMENT WITH ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #7: REAPPOINT KOST, FORER, GABBAY & KASIERER ISSUER YES FOR FOR
AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #A: VOTE FOR IF YOU ARE A CONTROLLING ISSUER YES AGAINST N/A
SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ONE OR
SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY CARD;
OTHERWISE, VOTE AGAINST. YOU MAY NOT ABSTAIN. IF YOU
VOTE FOR, PLEASE PROVIDE AN EXPLANATION TO YOUR ACCO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAI INTERNATIONAL, INC.
TICKER: CAI CUSIP: 12477X106
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHRYN G. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW S. OGAWA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CalAmp Corp.
TICKER: CAMP CUSIP: 128126109
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR A.J. 'BERT' MOYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KIMBERLY ALEXY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL BURDIEK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFERY GARDNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMAL JOHNSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JORGE TITINGER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LARRY WOLFE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calavo Growers, Inc.
TICKER: CVGW CUSIP: 128246105
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LECIL E. COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES D. HELIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DONALD M. SANDERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC L. BROWN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL A. DIGREGORIO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT VAN DER KAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. LINK LEAVENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DORCAS H. THILLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN M. HUNT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EGIDIO CARBONE, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR HAROLD S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KATHLEEN M. HOLMGREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calgon Carbon Corporation
TICKER: CCC CUSIP: 129603106
MEETING DATE: 12/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: California Water Service Group
TICKER: CWT CUSIP: 130788102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GREGORY E. ALIFF ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TERRY P. BAYER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR EDWIN A. GUILES ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MARTIN A. KROPELNICKI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR THOMAS M. KRUMMEL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD P. MAGNUSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PETER C. NELSON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR CAROL M. POTTENGER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR LESTER A. SNOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calithera Biosciences, Inc.
TICKER: CALA CUSIP: 13089P101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUNIL AGARWAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEAN M. GEORGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Callidus Software Inc.
TICKER: CALD CUSIP: 13123E500
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calyxt, Inc.
TICKER: CLXT CUSIP: 13173L107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRE CHOULIKA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LAURENT ARTHAUD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIPPE DUMONT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAIN GODARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ANNA EWA KOZICZ- ISSUER YES FOR FOR
STANKIEWICZ
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cambium Learning Group, Inc.
TICKER: ABCD CUSIP: 13201A107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. BAINBRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WALTER G. BUMPHUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN CAMPBELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD K. CHIU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CAROLYN GETRIDGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR THOMAS KALINSKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY T. STEVENSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JOE WALSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cambrex Corporation
TICKER: CBM CUSIP: 132011107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAES GLASSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS J. GRABOWSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNHARD HAMPL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KATHRYN R. HARRIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN M. KLOSK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Camping World Holdings, Inc.
TICKER: CWH CUSIP: 13462K109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRIS A. BALTINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENT L. MOODY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cantel Medical Corp.
TICKER: CMD CUSIP: 138098108
MEETING DATE: 1/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK N. DIKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANTHONY B. EVNIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LAURA L. FORESE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GEORGE L. FOTIADES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JORGEN B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RONNIE MYERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER J. PRONOVOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capella Education Company
TICKER: CPLA CUSIP: 139594105
MEETING DATE: 1/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital Senior Living Corporation
TICKER: CSU CUSIP: 140475104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JILL M. KRUEGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. REID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROSS B. LEVIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CapStar Financial Holdings, Inc.
TICKER: CSTR CUSIP: 14070T102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS C. BOTTORFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. EARL BENTZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS R. FLYNN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE D. FRIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS A. GREEN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DALE W. POLLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN B. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD E. THORNBURGH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAIRE W. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES S. TURNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TOBY S. WILT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cara Therapeutics, Inc.
TICKER: CARA CUSIP: 140755109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HARRISON M. BAINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carbonite, Inc.
TICKER: CARB CUSIP: 141337105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MOHAMAD ALI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT DANIELS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER GYENES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardiovascular Systems, Inc.
TICKER: CSII CUSIP: 141619106
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM E. COHN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cardtronics plc
TICKER: CATM CUSIP: G1991C105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. TIM ARNOULT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JULI C. SPOTTISWOOD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS F. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP (U.S.) AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG LLP (U.K.) AS STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE TO RATIFY DIRECTORS' ISSUER YES FOR FOR
COMPENSATION REPORT
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Care Capital Properties, Inc.
TICKER: CCP CUSIP: 141624106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Care.com, Inc.
TICKER: CRCM CUSIP: 141633107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL S. YOO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CareTrust REIT, Inc.
TICKER: CTRE CUSIP: 14174T107
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2a: ELECT DIRECTOR ALLEN C. BARBIERI ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carolina Financial Corporation
TICKER: CARO CUSIP: 143873107
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carolina Financial Corporation
TICKER: CARO CUSIP: 143873107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BEVERLY LADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. MOISE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. MORROW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEROLD L. REXROAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAUDIUS E. 'BUD' ISSUER YES FOR FOR
WATTS, IV
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ELLIOTT DAVIS, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carriage Services, Inc.
TICKER: CSV CUSIP: 143905107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELVIN C. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. SCHENCK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carrizo Oil & Gas, Inc.
TICKER: CRZO CUSIP: 144577103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S.P. JOHNSON, IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. WEBSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALDRICH SEVILLA-SACASA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. CARTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT F. FULTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER A. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK A. WOJTEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carvana Co.
TICKER: CVNA CUSIP: 146869102
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNIE GARCIA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRA PLATT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casa Systems, Inc.
TICKER: CASA CUSIP: 14713L102
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY GUO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WEIDONG CHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. MEAD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Casella Waste Systems, Inc.
TICKER: CWST CUSIP: 147448104
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CASELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. HULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cass Information Systems, Inc.
TICKER: CASS CUSIP: 14808P109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. EBEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL L. SCHILLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN D. WICKS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castle Brands Inc.
TICKER: ROX CUSIP: 148435100
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK E. ANDREWS, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BEAUDETTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Castlight Health, Inc.
TICKER: CSLT CUSIP: 14862Q100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETH COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYAN ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNY VAN ZANT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalent, Inc.
TICKER: CTLT CUSIP: 148806102
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROLF CLASSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGORY T. LUCIER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR UWE ROHRHOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND BYLAWS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
FOR REMOVAL OF DIRECTORS
PROPOSAL #6: AMEND ARTICLES TO ELIMINATE OBSOLETE ISSUER YES FOR FOR
PROVISIONS AND MAKE OTHER NON-SUBSTANTIVE AND
CONFORMING CHANGES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Catalyst Pharmaceuticals, Inc.
TICKER: CPRX CUSIP: 14888U101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. MCENANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP H. COELHO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. O'KEEFFE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DALY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. DENKHAUS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cavco Industries, Inc.
TICKER: CVCO CUSIP: 149568107
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. BOOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH H. STEGMAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBTX, Inc.
TICKER: CBTX CUSIP: 12481V104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. FRANKLIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. PAT PARSONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. HAVARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TOMMY W. LOTT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLEN W. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOE E. PENLAND, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WAYNE A. REAUD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH B. SWINBANK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHEILA G. UMPHREY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN E. WILLIAMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM E. WILSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Celcuity Inc.
TICKER: CELC CUSIP: 15102K100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAUREEN CRONIN ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DAVID F. DALVEY ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR LANCE G. LAING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR BRIAN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BOULAY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #7: REDUCE AUTHORIZED COMMON AND PREFERRED ISSUER YES FOR FOR
STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cempra, Inc.
TICKER: CEMP CUSIP: 15130J109
MEETING DATE: 11/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2a: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2b: CHANGE COMPANY NAME TO MELINTA ISSUER YES FOR FOR
THERAPEUTICS, INC.
PROPOSAL #2c: AMEND CERTIFICATE OF INCORPORATION FOR ISSUER YES FOR FOR
CEMPRA NOT TO BE GOVERNED BY OR SUBJECT TO SECTION
203 OF THE DELAWARE GENERAL CORPORATION LAW
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR RICHARD KENT ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR P. SHERRILL NEFF ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Garden & Pet Company
TICKER: CENTA CUSIP: 153527106
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN B. BALOUSEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. BROWN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. COLLIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BROOKS M. PENNINGTON, ISSUER YES WITHHOLD AGAINST
III
PROPOSAL #1.6: ELECT DIRECTOR JOHN R. RANELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GEORGE C. ROETH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR MARY BETH SPRINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREW K. WOEBER ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Pacific Financial Corp.
TICKER: CPF CUSIP: 154760409
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINE H. H. CAMP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN C. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE K. KAMITAKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL J. KOSASA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE K. KURISU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER T. LUTES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLBERT M. MATSUMOTO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. CATHERINE NGO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SAEDENE K. OTA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL K. YONAMINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Aluminum Company
TICKER: CENX CUSIP: 156431108
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JARL BERNTZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERROL GLASSER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILHELM VAN JAARSVELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE A. WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Century Communities, Inc.
TICKER: CCS CUSIP: 156504300
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. FRANCESCON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. BOX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEITH R. GUERICKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. LIPPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CERUS CORPORATION
TICKER: CERS CUSIP: 157085101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. SWISHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK WITNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CEVA, Inc.
TICKER: CEVA CUSIP: 157210105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIYAHU AYALON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZVI LIMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE A. MANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIA MARCED ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER MCMANAMON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SVEN-CHRISTER NILSSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LOUIS SILVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GIDEON WERTHEIZER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChannelAdvisor Corporation
TICKER: ECOM CUSIP: 159179100
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY J. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH L. COWAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC E. HUFFMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charter Financial Corporation
TICKER: CHFN CUSIP: 16122W108
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE W. DARDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. LANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chase Corporation
TICKER: CCF CUSIP: 16150R104
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM P. CHASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER R. CHASE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY CLAIRE CHASE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. DERBY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEWIS P. GACK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHAD A. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANA MOHLER-FARIA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS WROE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chegg, Inc.
TICKER: CHGG CUSIP: 163092109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARNE LEVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD SARNOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chemed Corporation
TICKER: CHE CUSIP: 16359R103
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL F. GEMUNDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK P. GRACE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS C. HUTTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER L. KREBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA R. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. RICE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD E. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE J. WALSH, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK E. WOOD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChemoCentryx, Inc.
TICKER: CCXI CUSIP: 16383L106
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. SCHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH M. FECZKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chesapeake Utilities Corporation
TICKER: CPK CUSIP: 165303108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS P. HILL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS S. HUDSON, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CALVERT A. MORGAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ChromaDex Corporation
TICKER: CDXC CUSIP: 171077407
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Churchill Downs Incorporated
TICKER: CHDN CUSIP: 171484108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM C. CARSTANJEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAROLE F. LLOYD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chuy's Holdings, Inc.
TICKER: CHUY CUSIP: 171604101
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVE HISLOP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN ZAPP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ciena Corporation
TICKER: CIEN CUSIP: 171779309
MEETING DATE: 4/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE L. CLAFLIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK T. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM D. FATHERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimpress N.V.
TICKER: CMPR CUSIP: N20146101
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JOHN J. GAVIN, JR. TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #2: ELECT ZACHARY S. STERNBERG TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #3: ELECT ROBERT S. KEANE TO MANAGEMENT ISSUER YES FOR FOR
BOARD
PROPOSAL #4: ELECT SEAN E. QUINN TO MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 6.3 ISSUER YES FOR FOR
MILLION OF ISSUED AND OUTSTANDING ORDINARY SHARES
PROPOSAL #10: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCES
PROPOSAL #12: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cimpress N.V.
TICKER: CMPR CUSIP: N20146101
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED SHARE CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: DECREASE SHARE CAPITAL WITHOUT REPAYMENT ISSUER YES FOR FOR
TO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIRCOR International, Inc.
TICKER: CIR CUSIP: 17273K109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID F. DIETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TINA M. DONIKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cirrus Logic, Inc.
TICKER: CRUS CUSIP: 172755100
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER M. DAVERN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY R. DEHNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTINE KING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JASON P. RHODE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN R. SCHUELE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: City Office REIT, Inc.
TICKER: CIO CUSIP: 178587101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN MCLERNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES FARRAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM FLATT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK MURSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN SHRAIBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN SWEET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Civitas Solutions, Inc.
TICKER: CIVI CUSIP: 17887R102
MEETING DATE: 3/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS A. DURBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK M. GRAY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE F. NARDELLA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearfield, Inc.
TICKER: CLFD CUSIP: 18482P103
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL BERANEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD G. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK GOEPEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER HARDING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES N. HAYSSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD R. HAYWARD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearside Biomedical, Inc.
TICKER: CLSD CUSIP: 185063104
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD D. CAGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD CROARKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. HUMPHRIES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clipper Realty Inc.
TICKER: CLPR CUSIP: 18885T306
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR DAVID BISTRICER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SAM LEVINSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT J. IVANHOE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROBERTO A. VERRONE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR HARMON S. SPOLAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RICHARD N. BURGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cloudera, Inc.
TICKER: CLDR CUSIP: 18914U100
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. REILLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. STANKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clovis Oncology, Inc.
TICKER: CLVS CUSIP: 189464100
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK J. MAHAFFY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR M. JAMES BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THORLEF SPICKSCHEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NON-EMPLOYEE DIRECTOR ISSUER YES AGAINST AGAINST
COMPENSATION POLICY
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClubCorp Holdings, Inc.
TICKER: MYCC CUSIP: 18948M108
MEETING DATE: 7/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC L. AFFELDT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR J. LAMB, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARGARET M. SPELLINGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SIMON M. TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ClubCorp Holdings, Inc.
TICKER: MYCC CUSIP: 18948M108
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoBiz Financial Inc.
TICKER: COBZ CUSIP: 190897108
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN BANGERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL G. HUTCHINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGELA M. MACPHEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOEL R. MONTBRIAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN P. PINKUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY K. RHINEHART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL N. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TERRANCE M. SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE H. SCHROFFEL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARY BETH VITALE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARC S. WALLACE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIS T. WIEDEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Bottling Co. Consolidated
TICKER: COKE CUSIP: 191098102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. FRANK HARRISON, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SHARON A. DECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORGAN H. EVERETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY W. FLINT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JAMES R. HELVEY, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR UMESH M. KASBEKAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JENNIFER K. MANN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES H. MORGAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN W. MURREY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUE ANNE H. WELLS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DENNIS A. WICKER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RICHARD T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Codexis, Inc.
TICKER: CDXS CUSIP: 192005106
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN S. GLAUB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BERNARD J. KELLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. NICOLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coeur Mining, Inc.
TICKER: CDE CUSIP: 192108504
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA L. ADAMANY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN S. CRUTCHFIELD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SEBASTIAN EDWARDS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RANDOLPH E. GRESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MITCHELL J. KREBS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDUARDO LUNA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JESSICA L. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN H. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cogent Communications Holdings, Inc.
TICKER: CCOI CUSIP: 19239V302
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVE SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY WEINGARTEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. LIEBHABER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. BLAKE BATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC MONTAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohen & Steers, Inc.
TICKER: CNS CUSIP: 19247A100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN COHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT H. STEERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER L. RHEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD P. SIMON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMOND D. VILLANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FRANK T. CONNOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR REENA AGGARWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coherus BioSciences, Inc.
TICKER: CHRS CUSIP: 19249H103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOS RICHARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR V. BRYAN LAWLIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cohu, Inc.
TICKER: COHU CUSIP: 192576106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW M. CAGGIA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUIS A. MULLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collectors Universe, Inc.
TICKER: CLCT CUSIP: 19421R200
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. CLINTON ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. DEUSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH A. FARRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID G. HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. J. 'BERT' MOYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH J. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VAN D. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Collegium Pharmaceutical, Inc.
TICKER: COLL CUSIP: 19459J104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GAREN G. BOHLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GWEN A. MELINCOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THEODORE R. SCHROEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Columbia Banking System, Inc.
TICKER: COLB CUSIP: 197236102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID A. DIETZLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG D. EERKES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FORD ELSAESSER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK A. FINKELSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN P. FOLSOM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIC FORREST ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS M. HULBERT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHELLE M. LANTOW ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RANDAL LUND ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR S. MAE FUJITA NUMATA ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR HADLEY S. ROBBINS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ELIZABETH W. SEATON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JANINE TERRANO ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR WILLIAM T. WEYERHAEUSER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COLUMBIA SPORTSWEAR COMPANY
TICKER: COLM CUSIP: 198516106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERTRUDE BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH A. BANY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MURREY R. ALBERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN E. BABSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD S. GEORGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER T. KLENZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD E. NELSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR MALIA H. WASSON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELIMINATE PREEMPTIVE RIGHTS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comfort Systems USA, Inc.
TICKER: FIX CUSIP: 199908104
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARCY G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERMAN E. BULLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN E. LANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. SANDBROOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CONSTANCE E. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CommerceHub, Inc.
TICKER: CHUBK CUSIP: 20084V108
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commercial Vehicle Group, Inc.
TICKER: CVGI CUSIP: 202608105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT C. ARVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD C. BEVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER L. FIX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK E. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE M. RANCOURT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. SNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CERTIFICATE TO PERMIT REMOVAL OF ISSUER YES FOR FOR
DIRECTORS WITH OR WITHOUT CAUSE
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Community Healthcare Trust Incorporated
TICKER: CHCT CUSIP: 20369C106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN GARDNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAIRE GULMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE VAN HORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Commvault Systems, Inc.
TICKER: CVLT CUSIP: 204166102
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN G. BUNTE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FANZILLI, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL PULVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Minerals International, Inc.
TICKER: CMP CUSIP: 20451N101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. D'ANTONI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ALLAN R. ROTHWELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LORI A. WALKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Programs and Systems, Inc.
TICKER: CPSI CUSIP: 205306103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. AUSTIN MULHERIN, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN P. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Conatus Pharmaceuticals Inc.
TICKER: CNAT CUSIP: 20600T108
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL L. KISNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES SCOPA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Concert Pharmaceuticals, Inc.
TICKER: CNCE CUSIP: 206022105
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILFRED E. JAEGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER D. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST &YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConforMIS, Inc.
TICKER: CFMS CUSIP: 20717E101
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH FALLON, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY LANGDALE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConnectOne Bancorp, Inc.
TICKER: CNOB CUSIP: 20786W107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK SORRENTINO, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK W. BAIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALEXANDER A. BOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN T. BOSWELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FREDERICK FISH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK HUTTLE, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL KEMPNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS MINOIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH PARISI, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HAROLD SCHECHTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM A. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Communications Holdings, Inc.
TICKER: CNSL CUSIP: 209034107
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. LUMPKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY D. TARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WAYNE WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated-Tomoka Land Co.
TICKER: CTO CUSIP: 210226106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. ALBRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURA M. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER W . HAGA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. OLIVARI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD C. SERKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS P. WARLOW, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CASEY R. WOLD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER YES AGAINST N/A
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH N. COHERNOUR SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR EVAN H. HO SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. WINTERS SHAREHOLDER NO N/A N/A
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER NO N/A N/A
PROPOSAL #5: HIRE ADVISOR/MAXIMIZE SHAREHOLDER VALUE SHAREHOLDER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental Building Products, Inc.
TICKER: CBPX CUSIP: 211171103
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL KEOUGH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHANTAL D. VEEVAETE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Control4 Corporation
TICKER: CTRL CUSIP: 21240D107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROB BORN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES CAUDILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEREMY JAECH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cooper-Standard Holdings Inc.
TICKER: CPS CUSIP: 21676P103
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID J. MASTROCOLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN E. MIRRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. REMENAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SONYA F. SEPAHBAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. SIDLIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. VAN OSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MOLLY P. ZHANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corbus Pharmaceuticals Holdings, Inc.
TICKER: CRBP CUSIP: 21833P103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YUVAL COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN HOLMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID P. HOCHMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AVERY W. (CHIP) CATLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PARIS PANAYIOTOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corcept Therapeutics Incorporated
TICKER: CORT CUSIP: 218352102
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. WILSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. LEONARD BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH K. BELANOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL M. BRADBURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RENEE D. GALA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL N. SWISHER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Core-Mark Holding Company, Inc.
TICKER: CORE CUSIP: 218681104
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STUART W. BOOTH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY F. COLTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LAURA FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT G. GROSS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THOMAS B. PERKINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HARVEY L. TEPNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RANDOLPH I. THORNTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. MICHAEL WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corindus Vascular Robotics, Inc.
TICKER: CVRS CUSIP: 218730109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY G. GOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAMPBELL D. ROGERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corium International, Inc.
TICKER: CORI CUSIP: 21887L107
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BHASKAR CHAUDHURI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD EASTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL GODDARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cornerstone OnDemand, Inc.
TICKER: CSOD CUSIP: 21925Y103
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT CAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINA SALEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARCUS S. RYU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELISA A. STEELE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD HADDRILL ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CorVel Corporation
TICKER: CRVL CUSIP: 221006109
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR V. GORDON CLEMONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. HAMERSLAG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. HOOPS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JUDD JESSUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEAN H. MACINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY J. MICHAEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY HASKELL & WHITE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cotiviti Holdings, Inc.
TICKER: COTV CUSIP: 22164K101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELIZABETH CONNOLLY ISSUER YES FOR FOR
ALEXANDER
PROPOSAL #1.2: ELECT DIRECTOR JAMES PARISI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER PIKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID SWIFT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coupa Software Incorporated
TICKER: COUP CUSIP: 22266L106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER SIBONI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAYLOE STANSBURY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Covanta Holding Corporation
TICKER: CVA CUSIP: 22282E102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID M. BARSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD J. BROGLIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C.B. BYNOE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LINDA J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH M. HOLSTEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN J. JONES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIELLE PLETKA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. RANGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEAN SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SAMUEL ZELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cowen Inc.
TICKER: COWN CUSIP: 223622606
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRETT BARTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE E. DIETZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN KOTLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE E. LEIBOWITZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEROME S. MARKOWITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACK H. NUSBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS A. REDIKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY M. SOLOMON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CPI Card Group Inc.
TICKER: PMTS CUSIP: 12634H200
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS PEARCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT PEARCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NICHOLAS PETERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID ROWNTREE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT SCHEIRMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY SEAMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VALERIE SORANNO KEATING ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SILVIO TAVARES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cracker Barrel Old Country Store, Inc.
TICKER: CBRL CUSIP: 22410J106
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS H. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEG G. CROFTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DOBKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Craft Brew Alliance, Inc.
TICKER: BREW CUSIP: 224122101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. BOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC J. CRAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL D. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN R. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. LORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICKOLAS A. MILLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL R. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACQUELINE S. WOODWARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crawford & Company
TICKER: CRD.A CUSIP: 224633107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARSHA V. AGADI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSE C. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE C. CRAWFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOIA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES H. OGBURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAHUL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Crocs, Inc.
TICKER: CROX CUSIP: 227046109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. FRASCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW REES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cross Country Healthcare, Inc.
TICKER: CCRN CUSIP: 227483104
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. DIRCKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. MASTALER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK PERLBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. TRUNFIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CryoLife, Inc.
TICKER: CRY CUSIP: 228903100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS F. ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL J. BEVEVINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES W. BULLOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. BURBANK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. PATRICK MACKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD D. MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARVEY MORGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JON W. SALVESON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Systems International, Inc.
TICKER: CSGS CUSIP: 126349109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRET C. GRIESS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. UNRUH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSW Industrials, Inc.
TICKER: CSWI CUSIP: 126402106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA A. LIVINGSTONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. QUINN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CU Bancorp
TICKER: CUNB CUSIP: 126534106
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cue Biopharma, Inc.
TICKER: CUE CUSIP: 22978P106
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL R. PASSERI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR PETER A. KIENER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY DIGIANDOMENICO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CAMERON GRAY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER MARLETT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR STEVEN MCKNIGHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR BARRY SIMON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GUMBINER SAVETT INC. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Culp, Inc.
TICKER: CULP CUSIP: 230215105
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. CULP, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK B. FLAVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH R. LARSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH W. MCALLISTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANKLIN N. SAXON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curis, Inc.
TICKER: CRIS CUSIP: 231269101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALI FATTAEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORI A. KUNKEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Curtiss-Wright Corporation
TICKER: CW CUSIP: 231561101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN M. FLATT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. MARCE FULLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RITA J. HEISE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE D. HOECHNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALLEN A. KOZINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN B. NATHMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT J. RIVET ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cutera, Inc.
TICKER: CUTR CUSIP: 232109108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. APFELBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY A. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY J. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. DANIEL PLANTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. REINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLINTON H. SEVERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVR Energy, Inc.
TICKER: CVI CUSIP: 12662P108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOB G. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUNGHWAN CHO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN FRATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. LAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN MONGILLO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS J. PASTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JAMES M. STROCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES AGAINST AGAINST
PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CyberOptics Corporation
TICKER: CYBE CUSIP: 232517102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG D. GATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUBODH KULKARNI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRENE M. QUALTERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. SELZER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VIVEK MOHINDRA ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cytokinetics, Incorporated
TICKER: CYTK CUSIP: 23282W605
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT I. BLUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. CALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDFORD D. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytomX Therapeutics, Inc.
TICKER: CTMX CUSIP: 23284F105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES S. FUCHS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOYOUNG HUH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CytRx Corporation
TICKER: CYTR CUSIP: 232828509
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. KRIEGSMAN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #8: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dana Incorporated
TICKER: DAN CUSIP: 235825205
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RACHEL A. GONZALEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES K. KAMSICKAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VIRGINIA A. KAMSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND E. MABUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. MACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. BRUCE MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIARMUID B. O'CONNELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daseke, Inc.
TICKER: DSKE CUSIP: 23753F107
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN BONNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD GAFFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN SHEPKO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daseke, Inc.
TICKER: DSKE CUSIP: 23753F107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN M. CHARLTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. SCOTT WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dave & Buster's Entertainment, Inc.
TICKER: PLAY CUSIP: 238337109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR L. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAMISH A. DODDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JONATHAN S. HALKYARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN M. KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA M. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JENNIFER STORMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dean Foods Company
TICKER: DF CUSIP: 242370203
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANET HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. WAYNE MAILLOUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HELEN E. MCCLUSKEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. MUSE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RALPH P. SCOZZAFAVA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT T. WISEMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deciphera Pharmaceuticals, Inc.
TICKER: DCPH CUSIP: 24344T101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES A. BRISTOL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL J. ROSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL D. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deckers Outdoor Corporation
TICKER: DECK CUSIP: 243537107
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KARYN O. BARSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL F. DEVINE, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. PERENCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID POWERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES QUINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURI M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BONITA C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REPEAL AMENDMENTS TO THE COMPANY'S BY- SHAREHOLDER YES AGAINST FOR
LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER MAY
24, 2016
PROPOSAL #1.1: ELECT DIRECTOR KIRSTEN J. FELDMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR STEVE FULLER SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR ANNE WATERMAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE MICHAEL F. DEVINE, SHAREHOLDER NO N/A N/A
III
PROPOSAL #1.5: MANAGEMENT NOMINEE NELSON C. CHAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.6: MANAGEMENT NOMINEE DAVID POWERS SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE JAMES QUINN SHAREHOLDER NO N/A N/A
PROPOSAL #1.8: MANAGEMENT NOMINEE LAURI M. SHANAHAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.9: MANAGEMENT NOMINEE BONITA C. STEWART SHAREHOLDER NO N/A N/A
PROPOSAL #2: REPEAL AMENDMENTS TO THE COMPANY'S BY- SHAREHOLDER NO N/A N/A
LAWS ADOPTED WITHOUT STOCKHOLDER APPROVAL AFTER MAY
24, 2016
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER NO N/A N/A
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deltic Timber Corporation
TICKER: DEL CUSIP: 247850100
MEETING DATE: 2/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deluxe Corporation
TICKER: DLX CUSIP: 248019101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL E. MAYBERRY ISSUER YES FOR FOR
MCKISSACK
PROPOSAL #1.3: ELECT DIRECTOR DON J. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NEIL J. METVINER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. REDDIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTYN R. REDGRAVE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEE J. SCHRAM ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN L. STAUCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VICTORIA A. TREYGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denali Therapeutics Inc.
TICKER: DNLI CUSIP: 24823R105
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY FLATLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Denny's Corporation
TICKER: DENN CUSIP: 24869P104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BERNADETTE S. AULESTIA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GREGG R. DEDRICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSE M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GEORGE W. HAYWOOD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. MARKS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN C. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DONALD C. ROBINSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAYSHA WARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR F. MARK WOLFINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT POLICY TO PHASE OUT THE USE OF SHAREHOLDER YES AGAINST FOR
MEDICALLY IMPORTANT ANTIBIOTICS IN MEAT AND POULTRY
SUPPLY CHAIN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Depomed, Inc.
TICKER: DEPO CUSIP: 249908104
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. MCKEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER D. STAPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. TYREE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Depomed, Inc.
TICKER: DEPO CUSIP: 249908104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS J. LAVIGNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM T. MCKEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER D. STAPLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. TYREE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
CALIFORNIA TO DELAWARE
PROPOSAL #4: CHANGE COMPANY NAME TO ASSERTIO ISSUER YES FOR FOR
THERAPEUTICS, INC.
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REPORT ON GOVERNANCE MEASURES SHAREHOLDER YES AGAINST FOR
IMPLEMENTED RELATED TO OPIOIDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DERMIRA, INC.
TICKER: DERM CUSIP: 24983L104
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW K. FUST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. RINGO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN SEBELIUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Destination XL Group, Inc.
TICKER: DXLG CUSIP: 25065K104
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEYMOUR HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. LEVIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK BOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. KYEES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLEM MESDAG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WARD K. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL S. PRESSER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IVY ROSS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR OLIVER WALSH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diamond Hill Investment Group, Inc.
TICKER: DHIL CUSIP: 25264R207
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. H. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDOLPH J. FORTENER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. LAIRD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL A. REEDER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRADLEY C. SHOUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diebold Nixdorf, Incorporated
TICKER: DBD CUSIP: 253651103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PATRICK W. ALLENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHILLIP R. COX ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. CRANDALL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEXANDER DIBELIUS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIETER W. DUSEDAU ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GALE S. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GARY G. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GERRARD B. SCHMID ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RAJESH K. SOIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ALAN J. WEBER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUERGEN WUNRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Digimarc Corporation
TICKER: DMRC CUSIP: 25381B101
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY DESTEFANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. KING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES T. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW J. WALTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD WHITNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dine Brands Global, Inc.
TICKER: DIN CUSIP: 254423106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD J. DAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. JOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LILIAN C. TOMOVICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diodes Incorporated
TICKER: DIOD CUSIP: 254543101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C.H. CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEH-SHEW LU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND SOONG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER M. MENARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINA WEN-CHI SUNG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL K.C. TSAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Donnelley Financial Solutions, Inc.
TICKER: DFIN CUSIP: 25787G100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL N. LEIB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOIS M. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES D. DRUCKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY G. GREENFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OLIVER R. SOCKWELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dorman Products, Inc.
TICKER: DORM CUSIP: 258278100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN L. BERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MATHIAS J. BARTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. GAVIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL R. LEDERER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD T. RILEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KELLY A. ROMANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR G. MICHAEL STAKIAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Douglas Dynamics, Inc.
TICKER: PLOW CUSIP: 25960R105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. PACKARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH W. KRUEGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dova Pharmaceuticals, Inc.
TICKER: DOVA CUSIP: 25985T102
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. MANNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALFRED J. NOVAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Drive Shack Inc.
TICKER: DS CUSIP: 262077100
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART A. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duluth Holdings Inc.
TICKER: DLTH CUSIP: 26443V101
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN L. SCHLECHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE L. PUGLIESE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR E. DAVID COOLIDGE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCESCA M. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. FERRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID C. FINCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS G. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR C. ROGER LEWIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRENDA I. MORRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duluth Holdings Inc.
TICKER: DLTH CUSIP: 26443V101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN L. SCHLECHT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE L. PUGLIESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. DAVID COOLIDGE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCESCA M. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID C. FINCH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS G. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRENDA I. MORRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DURECT Corporation
TICKER: DRRX CUSIP: 266605104
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARMAND P. NEUKERMANS ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DXP Enterprises, Inc.
TICKER: DXPE CUSIP: 233377407
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. LITTLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLETUS DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY P. HALTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID PATTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dycom Industries, Inc.
TICKER: DY CUSIP: 267475101
MEETING DATE: 11/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DWIGHT B. DUKE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dycom Industries, Inc.
TICKER: DY CUSIP: 267475101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN C. COLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN E. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD K. SYKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynavax Technologies Corporation
TICKER: DVAX CUSIP: 268158201
MEETING DATE: 7/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dynavax Technologies Corporation
TICKER: DVAX CUSIP: 268158201
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD L. ORONSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCIS R. CANO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PEGGY V. PHILLIPS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: e.l.f. Beauty, Inc.
TICKER: ELF CUSIP: 26856L103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAUREN COOKS LEVITAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHELLE P. PARHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD G. WOLFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Bancorp, Inc.
TICKER: EGBN CUSIP: 268948106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LESLIE M. ALPERSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUDLEY C. DWORKEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY M. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD D. PAUL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN R. POZEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHY A. RAFFA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUSAN G. RIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD R. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LELAND M. WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eagle Pharmaceuticals, Inc.
TICKER: EGRX CUSIP: 269796108
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL GRAVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT GLENNING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. EDLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EastGroup Properties, Inc.
TICKER: EGP CUSIP: 277276101
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR D. PIKE ALOIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR H.C. BAILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR H. ERIC BOLTON, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DONALD F. COLLERAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HAYDEN C. EAVES, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR FREDRIC H. GOULD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID H. HOSTER, II ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARSHALL A. LOEB ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY E. MCCORMICK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LELAND R. SPEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eastman Kodak Company
TICKER: KODK CUSIP: 277461406
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD TODD BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY J. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES V. CONTINENZA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY D. ENGELBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JASON NEW ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM G. PARRETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edge Therapeutics, Inc.
TICKER: EDGE CUSIP: 279870109
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SOL J. BARER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN A. LEUTHNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Editas Medicine, Inc.
TICKER: EDIT CUSIP: 28106W103
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW HIRSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BORIS NIKOLIC ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eHealth, Inc.
TICKER: EHTH CUSIP: 28238P109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JACK L. OLIVER, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN O. TAUSCHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eldorado Resorts, Inc.
TICKER: ERI CUSIP: 28470R102
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. CARANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FAHRENKOPF, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL E. PEGRAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS R. REEG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID P. TOMICK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER P. WAGNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BONNIE BIUMI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY J. KOZICZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ELECTRONICS FOR IMAGING, INC.
TICKER: EFII CUSIP: 286082102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILL COGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GUY GECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD A. KASHNOW ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAN MAYDAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Elevate Credit, Inc.
TICKER: ELVT CUSIP: 28621V101
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH E. REES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN B. GALASSO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ellie Mae, Inc.
TICKER: ELLI CUSIP: 28849P100
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIGMUND ANDERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJAT TANEJA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMCOR Group, Inc.
TICKER: EME CUSIP: 29084Q100
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. ALTMEYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID A. B. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY J. GUZZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD F. HAMM, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID H. LAIDLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CAROL P. LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR M. KEVIN MCEVOY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM P. REID ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JERRY E. RYAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN B. SCHWARZWAELDER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL T. YONKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REDUCE OWNERSHIP THRESHOLD FOR SHAREHOLDER YES AGAINST FOR
SHAREHOLDERS TO CALL SPECIAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMCORE Corporation
TICKER: EMKR CUSIP: 290846203
MEETING DATE: 3/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR STEPHEN L. DOMENIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION
PROPOSAL #6: AMEND TAX BENEFITS PRESERVATION PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerald Expositions Events, Inc.
TICKER: EEX CUSIP: 29103B100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR MOTAMEDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY NAYLOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emergent BioSolutions Inc.
TICKER: EBS CUSIP: 29089Q105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. ABDUN-NABI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SUE BAILEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEROME M. HAUER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empire Resorts, Inc.
TICKER: NYNY CUSIP: 292052305
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN ELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMANUEL R. PEARLMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDMUND MARINUCCI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NANCY A. PALUMBO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG POLLE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEITH L. HORN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERARD EWE KENG LIM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Encompass Health Corporation
TICKER: EHC CUSIP: 29261A100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN W. CHIDSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR YVONNE M. CURL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEO I. HIGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LESLYE G. KATZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY M. SCHLICHTING ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR L. EDWARD SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARK J. TARR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endologix, Inc.
TICKER: ELGX CUSIP: 29266S106
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GUIDO J. NEELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REPRICING OF OPTIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Endurance International Group Holdings, Inc.
TICKER: EIGI CUSIP: 29272B105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE CRANDALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOMAS GORNY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUSTIN L. SADRIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energous Corporation
TICKER: WATT CUSIP: 29272C103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. RIZZONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. GAULDING ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. GRIFFIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR REX S. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CAROL LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICOLAOS G. ALEXOPOULOS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES AGAINST AGAINST
STOCK PLAN
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Recovery, Inc.
TICKER: ERII CUSIP: 29270J100
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OLAV FJELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OLE PETER LORENTZEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy XXI Gulf Coast, Inc.
TICKER: EGC CUSIP: 29276K101
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL S. BAHORICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GABRIEL L. ELLISOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY C. HANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STANFORD SPRINGEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES W. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnerSys
TICKER: ENS CUSIP: 29275Y102
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. LEHMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS S. MARLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enova International, Inc.
TICKER: ENVA CUSIP: 29357K103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES A. GRAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGG A. KAPLAN ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR MARK P. MCGOWAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK A. TEBBE ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnPro Industries, Inc.
TICKER: NPO CUSIP: 29355X107
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. MACADAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. BOTTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FELIX M. BRUECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR B. BERNARD BURNS, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE C. CREEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. HAUSER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEES VAN DER GRAAF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entegris, Inc.
TICKER: ENTG CUSIP: 29362U104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. NICHOLAS BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES F. GENTILCORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES P. LEDERER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BERTRAND LOY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL L. H. OLSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AZITA SALEKI-GERHARDT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entellus Medical, Inc.
TICKER: ENTL CUSIP: 29363K105
MEETING DATE: 2/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entercom Communications Corp.
TICKER: ETM CUSIP: 293639100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID LEVY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entravision Communications Corporation
TICKER: EVC CUSIP: 29382R107
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER F. ULLOA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL A. ZEVNIK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT R. VASQUEZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICIA DIAZ DENNIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUAN SALDIVAR VON ISSUER YES FOR FOR
WUTHENAU
PROPOSAL #1.6: ELECT DIRECTOR MARTHA ELENA DIAZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARNOLDO AVALOS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envestnet, Inc.
TICKER: ENV CUSIP: 29404K106
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUIS A. AGUILAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSS CHAPIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES FOX ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Envestnet, Inc.
TICKER: ENV CUSIP: 29404K106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES ROAME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EnviroStar, Inc.
TICKER: EVI CUSIP: 29414M100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY M. NAHMAD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. STEINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DENNIS MACK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DAVID BLYER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY P. LAMACCHIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN M. GRUNSPAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAL M. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TODD ORETSKY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enzo Biochem, Inc.
TICKER: ENZ CUSIP: 294100102
MEETING DATE: 1/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ELAZAR RABBANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EPAM Systems, Inc.
TICKER: EPAM CUSIP: 29414B104
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARKADIY DOBKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. SEGERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Epizyme, Inc.
TICKER: EPZM CUSIP: 29428V104
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN T. CONROY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL GOLDFISCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BETH SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ePlus inc.
TICKER: PLUS CUSIP: 294268107
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILLIP G. NORTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE M. BOWEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. THOMAS FAULDERS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TERRENCE O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE S. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA A. HUNT, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. CALLIES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC D. HOVDE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Equity Bancshares, Inc.
TICKER: EQBK CUSIP: 29460X109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRAD S. ELLIOTT ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GREGORY H. KOSSOVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE CHIZEK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eros International Plc
TICKER: EROS CUSIP: G3788M114
MEETING DATE: 12/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT DIRECTOR DAVID MAISEL ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR KISHORE LULLA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SHAILENDRA SWARUP ISSUER YES FOR FOR
PROPOSAL #5: RATIFY GRANT THORNTON INDIA LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esperion Therapeutics, Inc.
TICKER: ESPR CUSIP: 29664W105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY BERKOWITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTONIO M. GOTTO, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR NICOLE VITULLO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Essent Group Ltd.
TICKER: ESNT CUSIP: G3198U102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE P. CHWICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADITYA DUTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY J. KASMAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANGELA L. HEISE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Etsy, Inc.
TICKER: ETSY CUSIP: 29786A106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY S. BRIGGS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDITH W. COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MELISSA REIFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everbridge, Inc.
TICKER: EVBG CUSIP: 29978A104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KENT MATHY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evercore Inc.
TICKER: EVR CUSIP: 29977A105
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER C. ALTMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD I. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GAIL B. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. MILLARD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLARD J. OVERLOCK, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR SIR SIMON M. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RALPH L. SCHLOSSTEIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. WEINBERG ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SARAH K. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Everi Holdings Inc.
TICKER: EVRI CUSIP: 30034T103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. MILES KILBURN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EILEEN F. RANEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evertec, Inc.
TICKER: EVTC CUSIP: 30040P103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK G. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MORGAN M. SCHUESSLER, ISSUER YES FOR FOR
JR.
PROPOSAL #1c: ELECT DIRECTOR OLGA BOTERO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JORGE A. JUNQUERA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERESITA LOUBRIEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NESTOR O. RIVERA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALAN H. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS W. SWIDARSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolent Health, Inc.
TICKER: EVH CUSIP: 30050B101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRUCE FELT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH SAMET ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHERYL SCOTT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR FRANK WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Evolution Petroleum Corporation
TICKER: EPM CUSIP: 30049A107
MEETING DATE: 12/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD J. DIPAOLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. DOZIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. HERLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KELLY W. LOYD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GENE G. STOEVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HEIN & ASSOCIATES LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exact Sciences Corporation
TICKER: EXAS CUSIP: 30063P105
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MANEESH K. ARORA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES E. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIONEL N. STERLING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ExlService Holdings, Inc.
TICKER: EXLS CUSIP: 302081104
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORAH KERR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NITIN SAHNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAREN K. STAGLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exponent, Inc.
TICKER: EXPO CUSIP: 30214U102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE FORD CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL R. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROL LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN A. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DEBRA L. ZUMWALT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Extreme Networks, Inc.
TICKER: EXTR CUSIP: 30226D106
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES P. CARINALLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. HOLMGREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJENDRA KHANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD H. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD B. MEYERCORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN C. SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT, RENEW OR AMEND NOL RIGHTS PLAN ISSUER YES FOR FOR
(NOL PILL)
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fabrinet
TICKER: FN CUSIP: G3323L100
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SEAMUS GRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. KELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK H. LEVINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS ABAS LTD. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: AMEND OMNIBUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fair Isaac Corporation
TICKER: FICO CUSIP: 303250104
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADEN R. KELLY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR A. GEORGE BATTLE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARK W. BEGOR ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES D. KIRSNER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM J. LANSING ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC F. MCMORRIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOANNA REES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. REY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairmount Santrol Holdings Inc.
TICKER: FMSA CUSIP: 30555Q108
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FARO Technologies, Inc.
TICKER: FARO CUSIP: 311642102
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN BRUBAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY A. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIMON RAAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fate Therapeutics, Inc.
TICKER: FATE CUSIP: 31189P102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMIR NASHAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM H. RASTETTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FB Financial Corporation
TICKER: FBK CUSIP: 30257X104
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FB Financial Corporation
TICKER: FBK CUSIP: 30257X104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. ANDREWS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. AYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR J. JONATHAN AYERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR AGENIA W. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES L. EXUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER T. HOLMES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ORRIN H. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STUART C. MCWHORTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EMILY J. REYNOLDS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Federal Signal Corporation
TICKER: FSS CUSIP: 313855108
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BONNIE C. LIND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD R. MUDGE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. OWENS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRENDA L. REICHELDERFER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JENNIFER L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN L. WORKMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ferro Corporation
TICKER: FOE CUSIP: 315405100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY E. HYLAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. LORBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW M. ROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLEN A. SPIZZO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD P. VARGO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FibroGen, Inc.
TICKER: FGEN CUSIP: 31572Q808
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS B. NEFF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY W. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. SCHOENECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiesta Restaurant Group, Inc.
TICKER: FRGI CUSIP: 31660B101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NICHOLAS DARAVIRAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD C. STOCKINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fifth Street Asset Management Inc.
TICKER: FSAM CUSIP: 31679P109
MEETING DATE: 10/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Financial Engines, Inc.
TICKER: FNGN CUSIP: 317485100
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. OLENA BERG-LACY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. SHOVEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finisar Corporation
TICKER: FNSR CUSIP: 31787A507
MEETING DATE: 9/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL L. DREYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Connecticut Bancorp, Inc.
TICKER: FBNK CUSIP: 319850103
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. GREEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES T. HEALEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. PATRICK, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Bankshares, Inc.
TICKER: FFIN CUSIP: 32020R109
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR APRIL ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TUCKER S. BRIDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID COPELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. SCOTT DUESER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RON GIDDIENS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR TIM LANCASTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KADE L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROSS H. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHNNY E. TROTTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Financial Northwest, Inc.
TICKER: FFNW CUSIP: 32022K102
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD P. JACOBSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL L. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Foundation Inc.
TICKER: FFWM CUSIP: 32026V104
MEETING DATE: 8/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ULRICH E. KELLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT F. KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES BRAKKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAX BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WARREN D. FIX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN HAKOPIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL M. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACOB SONENSHINE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Industrial Realty Trust, Inc.
TICKER: FR CUSIP: 32054K103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER E. BACCILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW S. DOMINSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE W. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR H. PATRICK HACKETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN RAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. PETER SHARPE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ED TYLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENISE A. OLSEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FirstCash, Inc.
TICKER: FCFS CUSIP: 33767D105
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICK L. WESSEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five Below, Inc.
TICKER: FIVE CUSIP: 33829M101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL J. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DINESH S. LATHI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. MARKEE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS G. VELLIOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Five9, Inc.
TICKER: FIVN CUSIP: 338307101
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BURDIEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID DEWALT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flexion Therapeutics, Inc.
TICKER: FLXN CUSIP: 33938J106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. CLAYMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDESH MAHATME ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MERRIFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Flotek Industries, Inc.
TICKER: FTK CUSIP: 343389102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHELLE M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TED D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. CHISHOLM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH T. HERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L.V. "BUD" MCGUIRE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fluidigm Corporation
TICKER: FLDM CUSIP: 34385P108
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK S. JONES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICOLAS BARTHELEMY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: APPROVE STOCK OPTION EXCHANGE PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fluidigm Corporation
TICKER: FLDM CUSIP: 34385P108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERHARD F. BURBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARLOS PAYA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fonar Corporation
TICKER: FONR CUSIP: 344437405
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND V. DAMADIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CLAUDETTE J.V. CHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. JANOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES N. O'DATA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD G. LEHMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ForeScout Technologies, Inc.
TICKER: FSCT CUSIP: 34553D101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR YEHEZKEL "HEZY" YESHURUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ENRIQUE SALEM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THERESIA GOUW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FormFactor, Inc.
TICKER: FORM CUSIP: 346375108
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD DELATEUR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EDWARD ROGAS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forrester Research, Inc.
TICKER: FORR CUSIP: 346563109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN M. BIRCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BOYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEIL BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE F. COLONY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY FRISCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT M. GALFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GRETCHEN G. ISSUER YES FOR FOR
TEICHGRAEBER
PROPOSAL #1.8: ELECT DIRECTOR YVONNE WASSENAAR ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forterra, Inc.
TICKER: FRTA CUSIP: 34960W106
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS MEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD 'CHIP' ISSUER YES FOR FOR
CAMMERER, JR.
PROPOSAL #1.3: ELECT DIRECTOR KYLE VOLLUZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fortress Biotech, Inc.
TICKER: FBIO CUSIP: 34960Q109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDSAY A. ROSENWALD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIMMIE HARVEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MALCOLM HOENLEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOV KLEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. JAY LOBELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: AMEND CERTIFICATE TO REMOVE SERIES A ISSUER YES FOR FOR
PREFERRED STOCK DESIGNATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Forward Air Corporation
TICKER: FWRD CUSIP: 349853101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANA B. AMICARELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VALERIE A. BONEBRAKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE A. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR C. ROBERT CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. CRAIG CARLOCK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. JOHN LANGLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR G. MICHAEL LYNCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foundation Building Materials, Inc.
TICKER: FBM CUSIP: 350392106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS MEYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DOMINIC LAVALLE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RAFAEL COLORADO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Foundation Medicine, Inc.
TICKER: FMI CUSIP: 350465100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXIS BORISY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TROY COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL R. DOUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANDRA HORNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EVAN JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL O'DAY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL PELLINI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL VARNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR KRISHNA YESHWANT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Four Corners Property Trust, Inc.
TICKER: FCPT CUSIP: 35086T109
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOUGLAS B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. MOODY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARRAN H. OGILVIE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAUL E. SZUREK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES L. JEMLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ERIC S. HIRSCHHORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fox Factory Holding Corp.
TICKER: FOXF CUSIP: 35138V102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL DENNISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TED WAITMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Francesca's Holding Corporation
TICKER: FRAN CUSIP: 351793104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA BENDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIE TOULANTIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Covey Co.
TICKER: FC CUSIP: 353469109
MEETING DATE: 1/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNE H. CHOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLAYTON M. CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL FUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS G. HEINER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD J. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOEL C. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. KAY STEPP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT A. WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Electric Co., Inc.
TICKER: FELE CUSIP: 353514102
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGG C. SENGSTACK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID M. WATHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Financial Network, Inc.
TICKER: FSB CUSIP: 35352P104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIMMY E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY W. BROCKMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD E. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID H. KEMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANIL C. PATEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAMELA J. STEPHENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELODY J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GREGORY E. WALDRON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BENJAMIN P. WYND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fred's, Inc.
TICKER: FRED CUSIP: 356108100
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATH B. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY A. BARTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANA GOLDSMITH ISSUER YES FOR FOR
NEEDLEMAN
PROPOSAL #1.4: ELECT DIRECTOR STEVEN B. ROSSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS E. ZACHARIAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Freshpet, Inc.
TICKER: FRPT CUSIP: 358039105
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES A. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM B. CYR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN S. MARLOW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE LITIGATION COSTS PROVISION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Funko, Inc.
TICKER: FNKO CUSIP: 361008105
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES DENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ADAM KRIGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN MARIOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G1 Therapeutics, Inc.
TICKER: GTHX CUSIP: 3621LQ109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIE A. DEESE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA L. SCHWALM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAIN Capital Holdings, Inc.
TICKER: GCAP CUSIP: 36268W100
MEETING DATE: 7/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER QUICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS BEVILACQUA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Galena Biopharma, Inc.
TICKER: GALE CUSIP: 363256504
MEETING DATE: 7/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE 2011 SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY THE 2013 SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY THE 2015 SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY THE 2016 SHARE INCREASE AMENDMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY THE REVERSE STOCK SPLIT AMENDMENT ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
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ISSUER: GAMCO Investors, Inc.
TICKER: GBL CUSIP: 361438104
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWIN L. ARTZT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND C. AVANSINO, ISSUER YES WITHHOLD AGAINST
JR.
PROPOSAL #1.3: ELECT DIRECTOR LESLIE B. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO J. GABELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR EUGENE R. MCGRATH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ELISA M. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF SHARES TO MARIO ISSUER YES AGAINST AGAINST
J. GABELLI
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ISSUER: Gastar Exploration Inc.
TICKER: GST CUSIP: 36729W202
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDOLPH C. COLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN A. HOLDITCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. PENNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRY QUARLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JERRY R. SCHUYLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V305
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V305
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD A. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGG L. ENGLES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONNE F. FISHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD R. GREEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUE ANN HAMILTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GCI Liberty, Inc.
TICKER: GLIBA CUSIP: 36164V503
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Generac Holdings Inc.
TICKER: GNRC CUSIP: 368736104
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. DIXON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. RAMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. JENKINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KATHRYN V. ROEDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Cable Corporation
TICKER: BGC CUSIP: 369300108
MEETING DATE: 2/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: General Communication, Inc.
TICKER: GNCMA CUSIP: 369385109
MEETING DATE: 2/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REORGANIZATION AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE ADOPTION OF THE RESTATED GCI ISSUER YES FOR FOR
LIBERTY, INC. ARTICLES
PROPOSAL #3: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
REORGANIZATION AGREEMENT
PROPOSAL #4: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genesis Healthcare, Inc.
TICKER: GEN CUSIP: 37185X106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. FISH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE V. HAGER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARNOLD WHITMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GenMark Diagnostics, Inc.
TICKER: GNMK CUSIP: 372309104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANY MASSARANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. O'BOYLE ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genocea Biosciences, Inc.
TICKER: GNCA CUSIP: 372427104
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH BATE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ALI BEHBAHANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD MAYER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Genomic Health, Inc.
TICKER: GHDX CUSIP: 37244C101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY J. POPOVITS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FELIX J. BAKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED E. COHEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY J. FUCHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GINGER L. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEOFFREY M. PARKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gentherm Incorporated
TICKER: THRM CUSIP: 37253A103
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS J. CASTAING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SOPHIE DESORMIERE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP M. EYLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAURICE E.P. GUNDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YVONNE HAO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD HUNDZINSKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BYRON T. SHAW, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN STACEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GERON CORPORATION
TICKER: GERN CUSIP: 374163103
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. SCARLETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. SPIEGEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gigamon Inc.
TICKER: GIMO CUSIP: 37518B102
MEETING DATE: 12/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glacier Bancorp, Inc.
TICKER: GBCI CUSIP: 37637Q105
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL M. CHESLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHERRY L. CLADOUHOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. ENGLISH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNIE M. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DALLAS I. HERRON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG A. LANGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS J. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK J. SEMMENS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GEORGE R. SUTTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GLAUKOS CORPORATION
TICKER: GKOS CUSIP: 377322102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. BURNS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GILBERT H. KLIMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARC A. STAPLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Blood Therapeutics, Inc.
TICKER: GBT CUSIP: 37890U108
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT W. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEVAL L. PATRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK L. PERRY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Brass and Copper Holdings, Inc.
TICKER: BRSS CUSIP: 37953G103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DONALD L. MARSH ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BRADFORD T. RAY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JOHN J. WASZ ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARTIN E. WELCH, III ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Eagle Entertainment Inc.
TICKER: ENT CUSIP: 37951D102
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT W. REDING ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RONALD STEGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Eagle Entertainment Inc.
TICKER: ENT CUSIP: 37951D102
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN HASKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFF LEDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSH MARKS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Medical REIT Inc.
TICKER: GMRE CUSIP: 37954A204
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY BUSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY COLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW L. CYPHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZHANG JINGGUO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RONALD MARSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROSCOE MOORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ZHANG HUIQI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR LORI BETH WITTMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY MALONEBAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Water Resources, Inc.
TICKER: GWRS CUSIP: 379463102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TREVOR T. HILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM S. LEVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD M. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. TEDESCO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CINDY M. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RON L. FLEMING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA G. COY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRETT HUCKELBRIDGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globalstar, Inc.
TICKER: GSAT CUSIP: 378973408
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM A. HASLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES MONROE, III ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR KENNETH M. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globus Medical, Inc.
TICKER: GMED CUSIP: 379577208
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID D. DAVIDAR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT W. LIPTAK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES R. TOBIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glu Mobile Inc.
TICKER: GLUU CUSIP: 379890106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC R. BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICK EARL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GMS Inc.
TICKER: GMS CUSIP: 36251C103
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR G. MICHAEL CALLAHAN, JR. ISSUER YES AGAINST AGAINST
PROPOSAL #1b: ELECT DIRECTOR PETER C. BROWNING ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR THERON I. GILLIAM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gogo Inc.
TICKER: GOGO CUSIP: 38046C109
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD T. LEMAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHELE COLEMAN MAYES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. MUNDHEIM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HARRIS N. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Golden Entertainment, Inc.
TICKER: GDEN CUSIP: 381013101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BLAKE L. SARTINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LYLE A. BERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. COPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. LIPPARELLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT L. MIODUNSKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NEIL I. SELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRENCE L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GoPro, Inc.
TICKER: GPRO CUSIP: 38268T103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS WOODMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALEXANDER LURIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN LYNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC WELTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAUREN ZALAZNICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gramercy Property Trust
TICKER: GPT CUSIP: 385002308
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES E. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GORDON F. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN J. BAUM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR Z. JAMIE BEHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS D. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. FRANCIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY F. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY E. KELTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LOUIS P. SALVATORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grand Canyon Education, Inc.
TICKER: LOPE CUSIP: 38526M106
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN E. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARA R. DIAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN F. WARREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GRANITE CONSTRUCTION INCORPORATED
TICKER: GVA CUSIP: 387328107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID H. KELSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES W. BRADFORD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL F. MCNALLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gray Television, Inc.
TICKER: GTN CUSIP: 389375106
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HILTON H. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWELL W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. BOGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T.L. (GENE) ELDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUIS A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD B. HARE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBIN R. HOWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH R. (BETH) ISSUER YES FOR FOR
NEUHOFF
PROPOSAL #1.9: ELECT DIRECTOR HUGH E. NORTON ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS SHAREHOLDER YES AGAINST N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Lakes Dredge & Dock Corporation
TICKER: GLDD CUSIP: 390607109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LASSE J. PETTERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHLEEN M. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Bancorp, Inc.
TICKER: GNBC CUSIP: 39260X100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. ELLIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT SCHAEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEFANIE L. SHELLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Dot Corporation
TICKER: GDOT CUSIP: 39304D102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH C. ALDRICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. CHRIS BREWSTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLINDA BRIDGFORTH ISSUER YES FOR FOR
HODGES
PROPOSAL #1.4: ELECT DIRECTOR RAJEEV V. DATE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM I. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greene County Bancorp, Inc.
TICKER: GCBC CUSIP: 394357107
MEETING DATE: 11/4/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER W. HOGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BONADIO & CO, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greenhill & Co., Inc.
TICKER: GHL CUSIP: 395259104
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. GREENHILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT L. BOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN L. KEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN D. LIU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KAREN P. ROBARDS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Greif, Inc.
TICKER: GEF CUSIP: 397624206
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICKI L. AVRIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN F. FINN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. GASSER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DANIEL J. GUNSETT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JUDITH D. HOOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PATRICK J. NORTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PETER G. WATSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Griffon Corporation
TICKER: GFF CUSIP: 398433102
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY A. ALPERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRADLEY J. GROSS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD J. KUTYNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Groupon, Inc.
TICKER: GRPN CUSIP: 399473107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL ANGELAKIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER BARRIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT BASS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC LEFKOFSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THEODORE LEONSIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH LEVIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH WAHL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICH WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANN ZIEGLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grubhub Inc.
TICKER: GRUB CUSIP: 400110102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATRINA LAKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW MALONEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN MCANDREWS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GTT Communications, Inc.
TICKER: GTT CUSIP: 362393100
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD D. CALDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. BRIAN THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR S. JOSEPH BRUNO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RHODRIC C. HACKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. JANZEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICK ADAMO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEODORE B. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH SATIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JULIUS ERVING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guaranty Bancorp
TICKER: GBNK CUSIP: 40075T607
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SUZANNE R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR EDWARD B. CORDES ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOHN M. EGGEMEYER ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR KEITH R. FINGER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR STEPHEN D. JOYCE ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR GAIL H. KLAPPER ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR STEPHEN G. MCCONAHEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PAUL W. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR W. KIRK WYCOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Guaranty Bancshares, Inc.
TICKER: GNTY CUSIP: 400764106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. BUNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOLLY CURL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER B. ELLIOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WELDON C. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. PRIEFERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H&E Equipment Services, Inc.
TICKER: HEES CUSIP: 404030108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. ENGQUIST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL N. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE C. BRUCKMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK L. EDSELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. GALLIGAN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE C. KARLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SAWYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: H.B. Fuller Company
TICKER: FUL CUSIP: 359694106
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. HANDLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA TERESA HILADO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUTH KIMMELSHUE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Halozyme Therapeutics, Inc.
TICKER: HALO CUSIP: 40637H109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-PIERRE BIZZARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. DALY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hamilton Lane Incorporated
TICKER: HLNE CUSIP: 407497106
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID J. BERKMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HarborOne Bancorp, Inc.
TICKER: HONE CUSIP: 41165F101
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH F. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID P. FRENETTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY R. KORETZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HarborOne Bancorp, Inc.
TICKER: HONE CUSIP: 41165F101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GORDON JEZARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD F. KENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. PAYNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WALLACE H. PECKHAM, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harsco Corporation
TICKER: HSC CUSIP: 415864107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. EARL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHY G. EDDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. EVERITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. NICHOLAS GRASBERGER, ISSUER YES FOR FOR
III
PROPOSAL #1.5: ELECT DIRECTOR ELAINE LA ROCHE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARIO LONGHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDGAR (ED) M. PURVIS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Holdings, Inc.
TICKER: HA CUSIP: 419879101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ABHINAV DHAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EARL E. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE S. HERSHFIELD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER R. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RANDALL L. JENSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD N. ZWERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawkins, Inc.
TICKER: HWKN CUSIP: 420261109
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN S. MCKEON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK H. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES A. FAULCONBRIDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DUANE M. JERGENSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARY J. SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DARYL I. SKAAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL J. STAUBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY L. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HC2 Holdings, Inc.
TICKER: HCHC CUSIP: 404139107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP A. FALCONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAYNE BARR, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WARREN H. GFELLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LEE S. HILLMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT V. LEFFLER, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCI GROUP, INC.
TICKER: HCI CUSIP: 40416E103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES MACCHIAROLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HARISH M. PATEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Health Insurance Innovations, Inc.
TICKER: HIIQ CUSIP: 42225K106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL E. AVERY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY J. BARKETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL G. GABOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL W. KOSLOSKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GAVIN D. SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT S. MURLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN A. FICHTHORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Healthcare Services Group, Inc.
TICKER: HCSG CUSIP: 421906108
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE WAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. BRIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FROME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. MOSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DINO D. OTTAVIANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL E. MCBRYAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DIANE S. CASEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN J. MCFADDEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUDE VISCONTO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIELA CASTAGNINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthEquity, Inc.
TICKER: HQY CUSIP: 42226A107
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT W. SELANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. NEELEMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK A. CORVINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADRIAN T. DILLON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EVELYN DILSAVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA MCCOWAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK T. MEDICI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR IAN SACKS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR GAYLE WELLBORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthStream, Inc.
TICKER: HSTM CUSIP: 42222N103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. FRIST, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. MARTIN HARRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Express, Inc.
TICKER: HTLD CUSIP: 422347104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LARRY J. GORDON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BENJAMIN J. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRENDA S. NEVILLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES G. PRATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TAHIRA K. HIRA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helen of Troy Limited
TICKER: HELE CUSIP: G4388N106
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY B. ABROMOVITZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KRISTA BERRY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THURMAN K. CASE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY F. MEEKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JULIEN R. MININBERG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BERYL B. RAFF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM F. SUSETKA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DARREN G. WOODY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hemisphere Media Group, Inc.
TICKER: HMTV CUSIP: 42365Q103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. MCNAMARA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERIC C. NEUMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN ENGELMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW S. FREY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Herc Holdings Inc.
TICKER: HRI CUSIP: 42704L104
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LAWRENCE H. SILBER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICK D. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICHOLAS GRAZIANO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEAN K. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JACOB M. KATZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICHAEL A. KELLY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR COURTNEY MATHER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LOUIS J. PASTOR ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARY PAT SALOMONE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Commerce Corp
TICKER: HTBK CUSIP: 426927109
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIANNE M. BIAGINI- ISSUER YES FOR FOR
KOMAS
PROPOSAL #1.2: ELECT DIRECTOR FRANK G. BISCEGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK W. CONNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. PHILIP DINAPOLI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN L. HALLGRIMSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER T. KACZMAREK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT T. MOLES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURA RODEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RANSON W. WEBSTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Insurance Holdings, Inc.
TICKER: HRTG CUSIP: 42727J102
MEETING DATE: 12/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage Insurance Holdings, Inc.
TICKER: HRTG CUSIP: 42727J102
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE LUCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD WIDDICOMBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PANAGIOTIS (PETE) ISSUER YES FOR FOR
APOSTOLOU
PROPOSAL #1.4: ELECT DIRECTOR IRINI BARLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR TRIFON HOUVARDAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN MARTINDALE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES MASIELLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS PAPPAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH VATTAMATTAM ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR VIJAY WALVEKAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heritage-Crystal Clean, Inc.
TICKER: HCCI CUSIP: 42726M106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED FEHSENFELD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIM SCHUMACHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Herman Miller, Inc.
TICKER: MLHR CUSIP: 600544100
MEETING DATE: 10/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY VERMEER ANDRINGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRENDA FREEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. BARRY GRISWELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heron Therapeutics, Inc.
TICKER: HRTX CUSIP: 427746102
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. TANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY D. QUART ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. POYHONEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTIAN WAAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heska Corporation
TICKER: HSKA CUSIP: 42805E306
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT W. HUMPHREY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON J. LARSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BONNIE J. TROWBRIDGE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HFF, Inc.
TICKER: HF CUSIP: 40418F108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN P. MCGALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LENORE M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORGAN K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hillenbrand, Inc.
TICKER: HI CUSIP: 431571108
MEETING DATE: 2/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD B. CLOUES, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HELEN W. CORNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDUARDO R. MENASCE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART A. TAYLOR, II ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hingham Institution for Savings
TICKER: HIFS CUSIP: 433323102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. DESMOND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD D. FALCIONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. LANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT L. MOSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KARA GAUGHEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JACQUELINE M. ISSUER YES FOR FOR
YOUNGWORTH
PROPOSAL #2: ELECT COMPANY CLERK JACQUELINE M. ISSUER YES FOR FOR
YOUNGWORTH
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HMS Holdings Corp.
TICKER: HMSY CUSIP: 40425J101
MEETING DATE: 8/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM F. MILLER, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELLEN A. RUDNICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD H. STOWE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HMS HOLDINGS CORP.
TICKER: HMSY CUSIP: 40425J101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT BECKER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRAIG R. CALLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. LUCIA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BART M. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HNI Corporation
TICKER: HNI CUSIP: 404251100
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STAN A. ASKREN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RONALD V. WATERS, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home BancShares, Inc.
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home BancShares, Inc.
TICKER: HOMB CUSIP: 436893200
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. RANDALL SIMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MILBURN ADAMS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ADCOCK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD H. ASHLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MIKE D. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JACK E. ENGELKES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TRACY M. FRENCH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KAREN E. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAMES G. HINKLE ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ALEX R. LIEBLONG ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS J. LONGE ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JIM RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hooker Furniture Corporation
TICKER: HOFT CUSIP: 439038100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. TOMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHRISTOPHER BEELER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR PAULETTE GARAFALO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. GREGORY, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONYA H. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR E. LARRY RYDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELLEN C. TAAFFE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HENRY G. WILLIAMSON, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Horizon Global Corporation
TICKER: HZN CUSIP: 44052W104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT G. KUNSELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAXIMILIANE C. STRAUB ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hortonworks, Inc.
TICKER: HDP CUSIP: 440894103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BEARDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN KLAUSMEYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hostess Brands, Inc.
TICKER: TWNK CUSIP: 44109J106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY D. KAMINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG D. STEENECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Houghton Mifflin Harcourt Company
TICKER: HMHC CUSIP: 44157R109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L. GORDON CROVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN S. DESRAVINES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE K. FISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JILL A. GREENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. KILLIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. LYNCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN R. MCKERNAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR E. ROGERS NOVAK, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TRACEY D. WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Houlihan Lokey, Inc.
TICKER: HLI CUSIP: 441593100
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRWIN N. GOLD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BENNET VAN DE BUNT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RON K. BARGER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. WILSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hovnanian Enterprises, Inc.
TICKER: HOV CUSIP: 442487203
MEETING DATE: 3/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARA K. HOVNANIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOSEPH A. MARENGI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. LARRY SORSBY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. WEINROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Howard Bancorp, Inc.
TICKER: HBMD CUSIP: 442496105
MEETING DATE: 12/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Howard Bancorp, Inc.
TICKER: HBMD CUSIP: 442496105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD FEINGLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. KEENAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. KUNISCH, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KENNETH C. LUNDEEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS P. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. GARY DORSCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL B. HIGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES T. DRESHER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK E. STEIL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HRG Group, Inc.
TICKER: HRG CUSIP: 40434J100
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW A. MCKNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW WHITTAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HRG Group, Inc.
TICKER: HRG CUSIP: 40434J100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CURTIS A. GLOVIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH S. STEINBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HSN, Inc.
TICKER: HSNI CUSIP: 404303109
MEETING DATE: 12/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HubSpot, Inc.
TICKER: HUBS CUSIP: 443573100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN HALLIGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RON GILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JILL WARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Ltd.
TICKER: HUD CUSIP: G46408103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JUAN CARLOS TORRES ISSUER YES AGAINST AGAINST
CARRETERO
PROPOSAL #2: ELECT DIRECTOR JULIAN DIAZ GONZALEZ ISSUER YES AGAINST AGAINST
PROPOSAL #3: ELECT DIRECTOR JOSEPH DIDOMIZIO ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF THE AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hudson Technologies, Inc.
TICKER: HDSN CUSIP: 444144109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOMINIC J. MONETTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD PARRILLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC A. PROUTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN J. ZUGIBE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huttig Building Products, Inc.
TICKER: HBP CUSIP: 448451104
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD L. GLASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DELBERT H. TANNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyster-Yale Materials Handling, Inc.
TICKER: HY CUSIP: 449172105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BEMOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J.C. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. JUMPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS W. LABARRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. VINCENT POOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED M. RANKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAIBORNE R. RANKIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN M. STROPKI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRITTON T. TAPLIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EUGENE WONG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ichor Holdings, Ltd.
TICKER: ICHR CUSIP: G4740B105
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANDREW KOWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICU Medical, Inc.
TICKER: ICUI CUSIP: 44930G107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIVEK JAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. LOPEZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. SWINNEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS E. GIORDANO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID F. HOFFMEISTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DONALD M. ABBEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K306
MEETING DATE: 1/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idera Pharmaceuticals, Inc.
TICKER: IDRA CUSIP: 45168K306
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIAN C. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. GERAGHTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAXINE GOWEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDT Corporation
TICKER: IDT CUSIP: 448947507
MEETING DATE: 12/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CHENKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC F. COSENTINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BILL PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDAH SCHORR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE GRANT OF OPTIONS TO HOWARD S. ISSUER YES FOR FOR
JONAS
PROPOSAL #4: APPROVE AND RATIFY THE HOWARD JONAS ISSUER YES FOR FOR
STOCK SALES
PROPOSAL #5: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: II-VI Incorporated
TICKER: IIVI CUSIP: 902104108
MEETING DATE: 11/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH J. CORASANTI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM A. SCHROMM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ILG, Inc.
TICKER: ILG CUSIP: 44967H101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CRAIG M. NASH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID FLOWERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTORIA L. FREED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LIZANNE GALBREATH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHAD HOLLINGSWORTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEWIS J. KORMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. KUHN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS J. MCINERNEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN R. QUAZZO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SERGIO D. RIVERA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR AVY H. STEIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IMAX Corporation
TICKER: IMAX CUSIP: 4.52E+113
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEIL S. BRAUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC A. DEMIRIAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN DOUGLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. GELFOND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. LEEBRON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL LYNNE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL MACMILLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANA SETTLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DARREN THROOP ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY J. WECHSLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immersion Corporation
TICKER: IMMR CUSIP: 452521107
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR KENNETH H. TRAUB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immune Design Corp.
TICKER: IMDZ CUSIP: 45252L103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ED PENHOET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPRICING OF OPTIONS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ImmunoGen, Inc.
TICKER: IMGN CUSIP: 45253H101
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR STEPHEN C. MCCLUSKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MARK GOLDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.4: ELECT DIRECTOR DEAN J. MITCHELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.5: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2.6: ELECT DIRECTOR MARK J. ENYEDY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR STUART A. ARBUCKLE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES AGAINST AGAINST
PURCHASE PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Immunomedics, Inc.
TICKER: IMMU CUSIP: 452907108
MEETING DATE: 4/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECTION DIRECTOR BEHZAD AGHAZADEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECTION DIRECTOR SCOTT CANUTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECTION DIRECTOR PETER BARTON HUTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECTION DIRECTOR KHALID ISLAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECTION DIRECTOR MICHAEL PEHL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imperva, Inc.
TICKER: IMPV CUSIP: 45321L100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER SIPPL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALLAN TESSLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INC Research Holdings, Inc.
TICKER: INCR CUSIP: 45329R109
MEETING DATE: 7/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infinity Property and Casualty Corporation
TICKER: IPCC CUSIP: 45665Q103
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Information Services Group, Inc.
TICKER: III CUSIP: 45675Y104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KALPANA RAINA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD C. WAITE, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingevity Corporation
TICKER: NGVT CUSIP: 45688C107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. MICHAEL FITZPATRICK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FREDERICK J. LYNCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InnerWorkings, Inc.
TICKER: INWK CUSIP: 45773Y105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ERIC D. BELCHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD S. STODDART ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES K. BOBRINSKOY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID FISHER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. PATRICK GALLAGHER, ISSUER YES FOR FOR
JR.
PROPOSAL #1G: ELECT DIRECTOR JULIE M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LINDA S. WOLF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Innoviva, Inc.
TICKER: INVA CUSIP: 45781M101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GEORGE W. BICKERSTAFF, ISSUER YES FOR FOR
III
PROPOSAL #1b: ELECT DIRECTOR MARK DIPAOLO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULES HAIMOVITZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ODYSSEAS D. KOSTAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SARAH J. SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inogen, Inc.
TICKER: INGN CUSIP: 45780L104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. SCOTT GREER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEATHER RIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT A. BEARDSLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inovalon Holdings, Inc.
TICKER: INOV CUSIP: 45781D101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. DUNLEAVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. GREEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDRE S. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK A. PULIDO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. TEUBER, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inovio Pharmaceuticals, Inc.
TICKER: INO CUSIP: 45773H201
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AVTAR S. DHILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. JOSEPH KIM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SIMON X. BENITO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MORTON COLLINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ADEL A. F. MAHMOUD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANGEL CABRERA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID B. WEINER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WENDY YARNO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inphi Corporation
TICKER: IPHI CUSIP: 45772F107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIOSDADO P. BANATAO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FORD TAMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. RUEHLE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insight Enterprises, Inc.
TICKER: NSIT CUSIP: 45765U103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA BREARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY A. CROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CATHERINE COURAGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY A. IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHLEEN S. PUSHOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GIRISH RISHI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insmed Incorporated
TICKER: INSM CUSIP: 457669307
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. BRENNAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELVIN SHAROKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insperity, Inc.
TICKER: NSP CUSIP: 45778Q107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL R. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. SARVADI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inspired Entertainment, Inc.
TICKER: INSE CUSIP: 45782N108
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. LORNE WEIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LUKE L. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M. ALEXANDER HOYE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRA H. RAPHAELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN M. VANDEMORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER D. WITHERS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Installed Building Products, Inc.
TICKER: IBP CUSIP: 45780R101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARGOT L. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. SCHOTTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL H. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insteel Industries, Inc.
TICKER: IIIN CUSIP: 45774W108
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES B. NEWSOME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. KENNEDY ('KEN') ISSUER YES FOR FOR
THOMPSON
PROPOSAL #1.3: ELECT DIRECTOR H. O. WOLTZ III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Instructure, Inc.
TICKER: INST CUSIP: 45781U103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA L. COATES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN LEVY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LLOYD G. WATERHOUSE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insulet Corporation
TICKER: PODD CUSIP: 45784P101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. FALLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY J. SCANNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insys Therapeutics, Inc.
TICKER: INSY CUSIP: 45824V209
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PIERRE LAPALME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAEED MOTAHARI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROHIT VISHNOI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integra LifeSciences Holdings Corporation
TICKER: IART CUSIP: 457985208
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. ARDUINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART M. ESSIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARBARA B. HILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LLOYD W. HOWELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD E. MOREL, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND G. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTIAN S. SCHADE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Integrated Device Technology, Inc.
TICKER: IDTI CUSIP: 458118106
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEN KANNAPPAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR UMESH PADVAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON PARNELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT RANGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NORMAN TAFFE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SELENA LACROIX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY L. WATERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inter Parfums, Inc.
TICKER: IPAR CUSIP: 458334109
MEETING DATE: 9/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN MADAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIPPE BENACIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RUSSELL GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIPPE SANTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANCOIS HEILBRONN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT BENSOUSSAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK CHOEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHEL DYENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VERONIQUE GABAI-PINSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: InterDigital, Inc.
TICKER: IDCC CUSIP: 45867G101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY K. BELK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOAN H. GILLMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR S. DOUGLAS HUTCHESON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN A. KRITZMACHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN D. MARKLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM J. MERRITT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KAI O. OISTAMO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN F. RANKIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PHILIP P. TRAHANAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Interface, Inc.
TICKER: TILE CUSIP: 458665304
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW B. COGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY D. GOULD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL T. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER G. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR K. DAVID KOHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERIN A. MATTS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES B. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHERYL D. PALMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Internap Corporation
TICKER: INAP CUSIP: 45885A409
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID B. POTTS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LANCE L. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intersect ENT, Inc.
TICKER: XENT CUSIP: 46071F103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIERAN T. GALLAHUE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA D. EARNHARDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERESA L. KLINE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CYNTHIA L. LUCCHESE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA G. MEAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERIC H. MOLL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ANTHONY VERNON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intevac, Inc.
TICKER: IVAC CUSIP: 461148108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID S. DURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WENDELL T. BLONIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN D. BARBER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK P. POPOVICH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS M. ROHRS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. SCHAEFER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investar Holding Corporation
TICKER: ISTR CUSIP: 46134L105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. BESSELMAN, ISSUER YES FOR FOR
SR.
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BOYCE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. BOYCE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN J. D'ANGELO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. HIDALGO, SR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GORDON H. JOFFRION, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT CHRIS JORDAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID J. LUKINOVICH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SUZANNE O. MIDDLETON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREW C. NELSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CARL R. SCHNEIDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR FRANK L. WALKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investment Technology Group, Inc.
TICKER: ITG CUSIP: 46145F105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRIAN G. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MINDER CHENG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY L. JONES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR R. JARRETT LILIEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEE M. SHAVEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR FRANCIS J. TROISE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN S. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investors Title Company
TICKER: ITIC CUSIP: 461804106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. FINE, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. JOE KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. MORTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Invitae Corporation
TICKER: NVTA CUSIP: 46185L103
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RANDAL W. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iovance Biotherapeutics, Inc.
TICKER: IOVA CUSIP: 462260100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IAIN DUKES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA FARDIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL WEISER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RYAN MAYNARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MERRILL A. MCPEAK ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR WAYNE ROTHBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iRhythm Technologies, Inc.
TICKER: IRTC CUSIP: 450056106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. NOEL BAIREY MERZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK J. RUBASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: iRobot Corporation
TICKER: IRBT CUSIP: 462726100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR COLIN M. ANGLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH G. ELLINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ironwood Pharmaceuticals, Inc.
TICKER: IRWD CUSIP: 46333X108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE S. OLANOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS E. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMY W. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPEAL BYLAWS NOT INCLUDED IN THE BYLAWS SHAREHOLDER YES AGAINST FOR
PUBLICLY FILED AS OF MARCH 27, 2018
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Isramco, Inc.
TICKER: ISRL CUSIP: 465141406
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH FROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAX PRIDGEON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NIR HASSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAIM TSUFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR FRANS SLUITER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ASAF YARKONI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MALONE BAILEY, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iteris, Inc.
TICKER: ITI CUSIP: 46564T107
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. JOSEPH (JOE) BERGERA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. DALY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT E. DEETER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GERARD M. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MIKEL H. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itron, Inc.
TICKER: ITRI CUSIP: 465741106
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP C. MEZEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL S. PELINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY M. LEYDEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J & J SNACK FOODS CORP.
TICKER: JJSF CUSIP: 466032109
MEETING DATE: 2/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SIDNEY R. BROWN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: J.Jill, Inc.
TICKER: JILL CUSIP: 46620W102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TRAVIS NELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARKA HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. SCULLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: j2 Global, Inc.
TICKER: JCOM CUSIP: 48123V102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS Y. BECH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. CRESCI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SARAH FAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. BRIAN KRETZMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD S. RESSLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN ROSS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR VIVEK SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jack in the Box Inc.
TICKER: JACK CUSIP: 466367109
MEETING DATE: 2/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LEONARD A. COMMA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID L. GOEBEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON P. JOHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL W. MURPHY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES M. MYERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID M. TEHLE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. WYATT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VIVIEN M. YEUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jagged Peak Energy Inc.
TICKER: JAG CUSIP: 47009K107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES D. DAVIDSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BLAKE A. WEBSTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JELD-WEN Holding, inc.
TICKER: JELD CUSIP: 47580P103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIRK HACHIGIAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ANTHONY MUNK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN WYNNE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John B. Sanfilippo & Son, Inc.
TICKER: JBSS CUSIP: 800422107
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIM R. EDGAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN C. TAAFFE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL M. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: John Bean Technologies Corporation
TICKER: JBT CUSIP: 477839104
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. MAURY DEVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jones Energy, Inc.
TICKER: JONE CUSIP: 48019R108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIKE S. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HALBERT S. WASHBURN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jounce Therapeutics, Inc.
TICKER: JNCE CUSIP: 481116101
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. DUNCAN HIGGONS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT TEPPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: K2M Group Holdings, Inc.
TICKER: KTWO CUSIP: 48273J107
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC D. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL B. QUEALLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND A. RANELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kadant Inc.
TICKER: KAI CUSIP: 48282T104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM P. TULLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE THE ISSUANCE OF RESTRICTED STOCK ISSUER YES FOR FOR
UNITS TO NON-EMPLOYEE DIRECTORS
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kala Pharmaceuticals, Inc.
TICKER: KALA CUSIP: 483119103
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK T. IWICKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW I. KOVEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY D. PERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kaman Corporation
TICKER: KAMN CUSIP: 483548103
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR E. REEVES CALLAWAY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR A. WILLIAM HIGGINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #7: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: EFFECTUATE A TAX-DEFERRED SPIN-OFF SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KapStone Paper and Packaging Corporation
TICKER: KS CUSIP: 48562P103
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN R. FURER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW H. PAULL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAURICE S. REZNIK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER W. STONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Karyopharm Therapeutics Inc.
TICKER: KPTI CUSIP: 48576U106
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEEPIKA R. PAKIANATHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KB Home
TICKER: KBH CUSIP: 48666K109
MEETING DATE: 4/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DORENE C. DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY W. FINCHEM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STUART A. GABRIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS W. GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH M. JASTROW, II ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MELISSA LORA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY T. MEZGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL M. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND TAX BENEFITS RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KBR, Inc.
TICKER: KBR CUSIP: 48242W106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MARK E. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES R. BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR STUART J. B. BRADIE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LOREN K. CARROLL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR UMBERTO DELLA SALA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR LESTER L. LYLES ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR WENDY M. MASIELLO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ANN D. PICKARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keane Group, Inc.
TICKER: FRAC CUSIP: 48669A108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. STEWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC G. R. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LUCAS N. BATZER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DALE M. DUSTERHOFT ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CHRISTIAN A. GARCIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LISA A. GRAY ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR GARY M. HALVERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHAWN KEANE ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR ELMER D. REED ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LENARD B. TESSLER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SCOTT WILLE ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennametal Inc.
TICKER: KMT CUSIP: 489170100
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CINDY L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. HARVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SAGAR A. PATEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER ROSSI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN H. WUNNING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 10/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kennedy-Wilson Holdings, Inc.
TICKER: KW CUSIP: 489398107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. MCMORROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NORMAN CREIGHTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENT MOUTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Keryx Biopharmaceuticals, Inc.
TICKER: KERX CUSIP: 492515101
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL ROGERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN J. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL P. REGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. HEFFERNAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JODIE P. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK J. ENYEDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY UHY LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kforce Inc.
TICKER: KFRC CUSIP: 493732101
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. DUNKEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK F. FURLONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RANDALL A. MEHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR N. JOHN SIMMONS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kimball International, Inc.
TICKER: KBAL CUSIP: 494274103
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEOFFREY L. STRINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN B. FRAMPTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kindred Biosciences, Inc.
TICKER: KIN CUSIP: 494577109
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAYMOND TOWNSEND ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR ERVIN VESZPREMI ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY KMJ CORBIN & COMPANY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinsale Capital Group, Inc.
TICKER: KNSL CUSIP: 49714P108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MICHAEL P. KEHOE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR STEVEN J. BENSINGER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ANNE C. KRONENBERG ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ROBERT LIPPINCOTT, III ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR JAMES J. RITCHIE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FREDERICK L. RUSSELL, ISSUER YES FOR FOR
JR.
PROPOSAL #2.7: ELECT DIRECTOR GREGORY M. SHARE ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR ROBERT LIPPINCOTT, III ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR FREDERICK L. RUSSELL, ISSUER YES FOR FOR
JR.
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KMG Chemicals, Inc.
TICKER: KMG CUSIP: 482564101
MEETING DATE: 12/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD G. ERMENTROUT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER T. FRASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. GILMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT HARRER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. HUNTER, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRED C. LEONARD, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MARGARET C. MONTANA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KNIGHT TRANSPORTATION, INC.
TICKER: KNX CUSIP: 499064103
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knight-Swift Transportation Holdings Inc.
TICKER: KNX CUSIP: 499049104
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY KNIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN MUNRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE CERTAIN PROVISIONS RELATING TO CLASS B
COMMON STOCK
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
ELIMINATE LEGACY PROVISIONS REGARDING APPROVAL OF
CERTAIN CORPORATE ACTIONS
PROPOSAL #5: AMEND BYLAWS TO ELIMINATE LEGACY ISSUER YES FOR FOR
PROVISIONS REGARDING AMENDMENT OF CERTAIN PROVISIONS
OF BY-LAWS
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Knoll, Inc.
TICKER: KNL CUSIP: 498904200
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHANIE STAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER G. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL W. DIENST ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kopin Corporation
TICKER: KOPN CUSIP: 500600101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C.C. FAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES K. BREWINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID E. BROOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW H. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MORTON COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHI CHIA HSIEH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. LANDINE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koppers Holdings Inc.
TICKER: KOP CUSIP: 50060P106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CYNTHIA A. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY M. BALL, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHARON FENG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. HILLENBRAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT J. NEUPAVER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOUIS L. TESTONI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN R. TRITCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR T. MICHAEL YOUNG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kraton Corporation
TICKER: KRA CUSIP: 50077C106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLEY J. BAUSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN M. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN A. TWITCHELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kratos Defense & Security Solutions, Inc.
TICKER: KTOS CUSIP: 50077B207
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BANDEL CARANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC DEMARCO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM HOGLUND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOT JARVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE JUDD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SAMUEL LIBERATORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR AMY ZEGART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kronos Worldwide, Inc.
TICKER: KRO CUSIP: 50105F105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH R. COOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN E. HARPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MEREDITH W. MENDES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CECIL H. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS P. STAFFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. GERALD TURNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kura Oncology, Inc.
TICKER: KURA CUSIP: 50127T109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FAHEEM HASNAIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La Jolla Pharmaceutical Company
TICKER: LJPC CUSIP: 503459604
MEETING DATE: 9/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. TIDMARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN C. TANG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAURA L. DOUGLASS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La Quinta Holdings Inc.
TICKER: LQ CUSIP: 50420D108
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladenburg Thalmann Financial Services Inc.
TICKER: LTS CUSIP: 50575Q102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILLIP FROST ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAUL GILINSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. KRASNO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. LAMPEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE M. SIMKIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK D. ZEITCHICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lakeland Financial Corporation
TICKER: LKFN CUSIP: 511656100
MEETING DATE: 4/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BLAKE W. AUGSBURGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT E. BARTELS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL F. EVANS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID M. FINDLAY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS A. HIATT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL L. KUBACKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EMILY E. PICHON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN D. ROSS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRIAN J. SMITH ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRADLEY J. TOOTHAKER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RONALD D. TRUEX ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lancaster Colony Corporation
TICKER: LANC CUSIP: 513847103
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. FOX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. GERLACH, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT P. OSTRYNIEC ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Landec Corporation
TICKER: LNDC CUSIP: 514766104
MEETING DATE: 10/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT D. BOLLES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEBORAH CAROSELLA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TONIA PANKOPF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT TOBIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MOLLY A. HEMMETER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lantheus Holdings, Inc.
TICKER: LNTH CUSIP: 516544103
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN MARKISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY J. PRUDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH J. PUCEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. THRALL ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
TO AMEND CERTAIN CHARTER PROVISIONS
PROPOSAL #3: APPROVE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #4: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lattice Semiconductor Corporation
TICKER: LSCC CUSIP: 518415104
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN A. ABRAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN M. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN BOURGOIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK E. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES P. LEDERER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KRISHNA RANGASAYEE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR D. JEFFREY RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lawson Products, Inc.
TICKER: LAWS CUSIP: 520776105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. ALBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR I. STEVEN EDELSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. POSTEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: La-Z-Boy Incorporated
TICKER: LZB CUSIP: 505336107
MEETING DATE: 8/29/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KURT L. DARROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH M. GALLAGHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWIN J. HOLMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANET E. KERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL T. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR H. GEORGE LEVY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR W. ALAN MCCOLLOUGH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREN B. PETERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LCI Industries
TICKER: LCII CUSIP: 50189K103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. GERO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. CRESPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDAN J. DEELY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. FENECH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TRACY D. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FREDERICK B. HEGI, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VIRGINIA L. HENKELS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JASON D. LIPPERT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIERAN M. O'SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID A. REED ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LegacyTexas Financial Group, Inc.
TICKER: LTXB CUSIP: 52471Y106
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARCILIA C. ACOSTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. FISK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN J. HANIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE W. HUNT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY J. LEVECCHIO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES BRIAN MCCALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAREN H. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR R. GREG WILKINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LeMaitre Vascular, Inc.
TICKER: LMAT CUSIP: 525558201
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE J. JASINSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH P. PELLEGRINO, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LendingClub Corporation
TICKER: LC CUSIP: 52603A109
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL CIPORIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TIMOTHY J. MAYOPOULOS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PATRICIA MCCORD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LendingTree, Inc.
TICKER: TREE CUSIP: 52603B107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GABRIEL DALPORTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS M. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL DERMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER HORAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS LEBDA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN OZONIAN ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR SARAS SARASVATHY ISSUER YES AGAINST AGAINST
PROPOSAL #1.9: ELECT DIRECTOR G. KENNEDY THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR CRAIG TROYER ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexicon Pharmaceuticals, Inc.
TICKER: LXRX CUSIP: 528872302
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE J. AMOUYAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LONNEL COATS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANK P. PALANTONI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LGI Homes, Inc.
TICKER: LGIH CUSIP: 50187T106
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RYAN EDONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DUNCAN GAGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC LIPAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN SANSBURY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT VAHRADIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LHC Group, Inc.
TICKER: LHCG CUSIP: 50187A107
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LHC Group, Inc.
TICKER: LHCG CUSIP: 50187A107
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH G. MYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD T. NIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. EARL REED, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Media Corporation
TICKER: BATRK CUSIP: 531229706
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN M. DEEVY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANDREA L. WONG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Tax, Inc.
TICKER: TAX CUSIP: 53128T102
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. GAREL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN IBBOTSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSS N. LONGFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE T. ROBSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Tax, Inc.
TICKER: TAX CUSIP: 53128T102
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. WILLIAM MINNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS HERSKOVITS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK A. COZZA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE MILLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CARR, RIGGS & INGRAM, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lifeway Foods, Inc.
TICKER: LWAY CUSIP: 531914109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUDMILA SMOLYANSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JULIE SMOLYANSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EDWARD SMOLYANSKY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR POL SIKAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RENZO BERNARDI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PAUL LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JASON SCHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAURENT MARCEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P. C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ligand Pharmaceuticals Incorporated
TICKER: LGND CUSIP: 53220K504
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ARYEH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD C. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCY RYAN GRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. KOZARICH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. LAMATTINA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUNIL PATEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN L. SABBA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lilis Energy, Inc.
TICKER: LLEX CUSIP: 532403201
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NUNO BRANDOLINI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR R. GLENN DAWSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOHN JOHANNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARKUS SPECKS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL G. LONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARK CHRISTENSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NICHOLAS STEINSBERGER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID M. WOOD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RONALD D. ORMAND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limelight Networks, Inc.
TICKER: LLNW CUSIP: 53261M104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DOUG BEWSHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Limoneira Company
TICKER: LMNR CUSIP: 532746104
MEETING DATE: 3/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD S. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. H. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDGAR A. TERRY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lindblad Expeditions Holdings, Inc.
TICKER: LIND CUSIP: 535219109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK D. EIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SVEN-OLOF LINDBLAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lindsay Corporation
TICKER: LNN CUSIP: 535555106
MEETING DATE: 1/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY L. HASSINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. WALTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lithia Motors, Inc.
TICKER: LAD CUSIP: 536797103
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY B. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. BECKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN O. CAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRYAN B. DEBOER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LOUIS P. MIRAMONTES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH E. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID J. ROBINO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Littelfuse, Inc.
TICKER: LFUS CUSIP: 537008104
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TZAU-JIN (T.J.) CHUNG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CARY T. FU ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTHONY GRILLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. HEINZMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GORDON HUNTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN E. MAJOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM P. NOGLOWS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RONALD L. SCHUBEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NATHAN ZOMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Live Oak Bancshares, Inc.
TICKER: LOB CUSIP: 53803X105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM H. CAMERON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE B. GLOSSMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLEN F. HOFFSIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD K. LANDIS, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. MAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MILTOM E. PETTY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JERALD L. PULLINS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NEIL L. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM L. WILLIAMS, ISSUER YES FOR FOR
III
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LivePerson, Inc.
TICKER: LPSN CUSIP: 538146101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. LAVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. LOCASCIO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loral Space & Communications Inc.
TICKER: LORL CUSIP: 543881106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANET T. YEUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Louisiana-Pacific Corporation
TICKER: LPX CUSIP: 546347105
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR OZEY K. HORTON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. BRADLEY SOUTHERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loxo Oncology, Inc.
TICKER: LOXO CUSIP: 548862101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA H. BILENKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVE D. HARR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR TIM M. MAYLEBEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LTC Properties, Inc.
TICKER: LTC CUSIP: 502175102
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOYD W. HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES J. PIECZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEVRA G. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WENDY L. SIMPSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY J. TRICHE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lumber Liquidators Holdings, Inc.
TICKER: LL CUSIP: 55003T107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS T. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NANCY M. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIMMIE L. WADE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FAMOUS P. RHODES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lumentum Holdings Inc.
TICKER: LITE CUSIP: 55024U109
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN A. KAPLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HAROLD L. COVERT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PENELOPE A. HERSCHER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SAMUEL F. THOMAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIAN J. LILLIE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAN S. LOWE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luminex Corporation
TICKER: LMNX CUSIP: 55027E102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR G. WALTER LOEWENBAUM, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD A. OGUNRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luther Burbank Corporation
TICKER: LBC CUSIP: 550550107
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTOR S. TRIONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. BIGGS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. ERICKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JACK KROUSKUP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANITA GENTLE NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS C. WAJNERT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lydall, Inc.
TICKER: LDL CUSIP: 550819106
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE G. BARNHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. BILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATHLEEN BURDETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. CANNON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW T. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC T. GILES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM D. GURLEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUZANNE HAMMETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR S. CARL SODERSTROM, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M.D.C. Holdings, Inc.
TICKER: MDC CUSIP: 552676108
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND T. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID E. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COURTNEY L. MIZEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M/I Homes, Inc.
TICKER: MHO CUSIP: 55305B101
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. THOMAS MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHAREN JESTER TURNEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MACOM Technology Solutions Holdings, Inc.
TICKER: MTSI CUSIP: 55405Y100
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN OCAMPO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOHN CROTEAU ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MacroGenics, Inc.
TICKER: MGNX CUSIP: 556099109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH GALBRAITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT JACKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID STUMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Madrigal Pharmaceuticals, Inc.
TICKER: MDGL CUSIP: 558868105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REBECCA TAUB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED B. CRAVES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magellan Health, Inc.
TICKER: MGLN CUSIP: 559079207
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERAN BROSHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW J. SIMAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SWATI ABBOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maiden Holdings, Ltd.
TICKER: MHLD CUSIP: G5753U112
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SIMCHA G. LYONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND M. NEFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YEHUDA L. NEUBERGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN H. NIGRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE LTD. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Majesco
TICKER: MJCO CUSIP: 56068V102
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARUN K. MAHESHWARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KETAN MEHTA ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR EARL GALLEGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ATUL KANAGAT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUDHAKAR RAM ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WESTLEY V. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MSPC CERTIFIED PUBLIC ACCOUNTANTS ISSUER YES FOR FOR
AND ADVISORS, P.C. AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Malibu Boats, Inc.
TICKER: MBUU CUSIP: 56117J100
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IVAR S. CHHINA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK W. LANIGAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marcus & Millichap, Inc.
TICKER: MMI CUSIP: 566324109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS F. MCCLANAHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM A. MILLICHAP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marine Products Corporation
TICKER: MPX CUSIP: 568427108
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY W. ROLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. HUBBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY L. PRINCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MarineMax, Inc.
TICKER: HZO CUSIP: 567908108
MEETING DATE: 2/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM H. MCGILL, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. OGLESBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marlin Business Services Corp.
TICKER: MRLN CUSIP: 571157106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. CALAMARI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. DEANGELO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT A. HEIMES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. HILZINGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. CHRISTOPHER TEETS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES W. WERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marriott Vacations Worldwide Corporation
TICKER: VAC CUSIP: 57164Y107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELQUIADES R. MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN P. WEISZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masimo Corporation
TICKER: MASI CUSIP: 574795100
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS HARKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOE KIANI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Masonite International Corporation
TICKER: DOOR CUSIP: 575385109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JODY L. BILNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER R. DACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JONATHAN F. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS W. GREENE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAPHNE E. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM S. OESTERLE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANCIS M. SCRICCO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MasTec, Inc.
TICKER: MTZ CUSIP: 576323109
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSE R. MAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAVIER PALOMAREZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matador Resources Company
TICKER: MTDR CUSIP: 576485205
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM M. BYERLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIA P. FORRESTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY E. PARKER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID M. POSNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH L. STEWART ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matinas BioPharma Holdings, Inc.
TICKER: MTNB CUSIP: 576810105
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT CONRAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROELOF RONGEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC ENDE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEFANO FERRARI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES S. SCIBETTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADAM STERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matson, Inc.
TICKER: MATX CUSIP: 57686G105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. CHUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW J. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS B. FARGO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK H. FUKUNAGA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STANLEY M. KURIYAMA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CONSTANCE H. LAU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Matthews International Corporation
TICKER: MATW CUSIP: 577128101
MEETING DATE: 2/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH C. BARTOLACCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE E. DIETZE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORGAN K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maui Land & Pineapple Company, Inc.
TICKER: MLP CUSIP: 577345101
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN M. CASE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN H. HARUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. HEENAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY P. TAKITANI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR C. TOKIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ACCUITY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MAXIMUS, Inc.
TICKER: MMS CUSIP: 577933104
MEETING DATE: 3/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRUCE L. CASWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD A. MONTONI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAYMOND B. RUDDY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MAXLINEAR, INC.
TICKER: MXL CUSIP: 57776J100
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KISHORE SEENDRIPU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MB Financial, Inc.
TICKER: MBFI CUSIP: 55264U108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID P. BOLGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR C. BRYAN DANIELS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MITCHELL FEIGER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUNIL GARG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHARLES J. GRIES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES N. HALLENE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS H. HARVEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD J. HOLMSTROM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK A. HOPPE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR KAREN J. MAY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RENEE TOGHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCBC HOLDINGS, INC.
TICKER: MCFT CUSIP: 55276F107
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD C. CAMPION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TZAU-JIN (TJ) CHUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McGrath RentCorp
TICKER: MGRC CUSIP: 580589109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. FETTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH F. HANNA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. RICHARD SMITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS P. STRADFORD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD H. ZECH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MDC Partners Inc.
TICKER: MDCA CUSIP: 552697104
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT L. KAUFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARE R. COPELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY J. GROSS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE S. KRAMER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANNE MARIE O'DONOVAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DESIREE ROGERS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IRWIN D. SIMON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE BDO USA, LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MedEquities Realty Trust, Inc.
TICKER: MRT CUSIP: 58409L306
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL L. CHURCHEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. FOY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN I. GERINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN L. GUILLARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM C. HARLAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELLIOTT MANDELBAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TODD W. MANSFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN W. MCROBERTS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STUART C. MCWHORTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MediciNova, Inc.
TICKER: MNOV CUSIP: 58468P206
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR YUICHI IWAKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medidata Solutions, Inc.
TICKER: MDSO CUSIP: 58471A105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TAREK A. SHERIF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GLEN M. DE VRIES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARLOS DOMINGUEZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NEIL M. KURTZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE W. MCCULLOCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT B. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medifast, Inc.
TICKER: MED CUSIP: 58470H101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY J. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN G. BYRNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. CHARD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONSTANCE J. HALLQUIST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. HOER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL C. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARL E. SASSANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT SCHLACKMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MING XIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melinta Therapeutics, Inc
TICKER: MLNT CUSIP: 58549G100
MEETING DATE: 12/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Melinta Therapeutics, Inc.
TICKER: MLNT CUSIP: 58549G100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL MARK WECHSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID GILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. JOHNSON ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merchants Bancorp
TICKER: MBIN CUSIP: 58844R108
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. PETRIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDALL D. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SCOTT A. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE ANNE GILROY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK D. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANNE E. SELLERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID N. SHANE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mercury Systems, Inc.
TICKER: MRCY CUSIP: 589378108
MEETING DATE: 10/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LISA S. DISBROW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK ASLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY LOUISE (ML) ISSUER YES FOR FOR
KRAKAUER
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bancorp, Inc.
TICKER: EBSB CUSIP: 58958U103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARILYN A. CENSULLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL L. CHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. GAVEGNANO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY F. NATALUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meridian Bioscience, Inc.
TICKER: VIVO CUSIP: 589584101
MEETING DATE: 1/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT E. ELLINGWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK KENNY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN A. KRAEUTLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN C. MCILWRAITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN M. RICE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID C. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CATHERINE A. SAZDANOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merit Medical Systems, Inc.
TICKER: MMSI CUSIP: 589889104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. SCOTT ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED P. LAMPROPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN J. MILLER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN SIZE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meritage Homes Corporation
TICKER: MTH CUSIP: 59001A102
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND OPPEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN J. HILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD T. BURKE, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANA C. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DEB HENRETTA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merrimack Pharmaceuticals, Inc.
TICKER: MACK CUSIP: 590328100
MEETING DATE: 8/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD PETERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR VIVIAN S. LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MENDELSOHN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ULRIK B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL E. PORTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUSSELL T. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merrimack Pharmaceuticals, Inc.
TICKER: MACK CUSIP: 590328209
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD PETERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY L. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE D. DEMETRI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN M. DINEEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ULRIK B. NIELSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RUSSELL T. RAY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mersana Therapeutics, Inc.
TICKER: MRSN CUSIP: 59045L106
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLARD H. DERE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mesa Laboratories, Inc.
TICKER: MLAB CUSIP: 59064R109
MEETING DATE: 11/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL T. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. STUART CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT V. DWYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EVAN C. GUILLEMIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID M. KELLY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. SCHMIEDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY M. OWENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meta Financial Group, Inc.
TICKER: CASH CUSIP: 59100U108
MEETING DATE: 1/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK V. MOORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BECKY S. SHULMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Meta Financial Group, Inc.
TICKER: CASH CUSIP: 59100U108
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Methode Electronics, Inc.
TICKER: MEI CUSIP: 591520200
MEETING DATE: 9/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WALTER J. ASPATORE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DARREN M. DAWSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DONALD W. DUDA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTHA GOLDBERG ARONSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ISABELLE C. GOOSSEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHRISTOPHER J. HORNUNG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL G. SHELTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAWRENCE B. SKATOFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metropolitan Bank Holding Corp.
TICKER: MCB CUSIP: 591774104
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK R. DEFAZIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARVEY M. GUTMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE J. WOLF, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT I. USDAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGE Energy, Inc.
TICKER: MGEE CUSIP: 55277P104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCIA M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. KEEBLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY J. WOLTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUEST A STUDY OF THE ELECTRIFICATION SHAREHOLDER YES AGAINST FOR
OF THE TRANSPORTATION SECTOR
PROPOSAL #5: DISCLOSE BUSINESS STRATEGY FOR ALIGNING SHAREHOLDER YES AGAINST FOR
WITH 2 DEGREE WARMING GOAL
PROPOSAL #6: REPORT ON RENEWABLE ENERGY ADOPTION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MGP Ingredients, Inc.
TICKER: MGPI CUSIP: 55303J106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES L. BAREUTHER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR TERRENCE P. DUNN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ANTHONY P. FOGLIO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID J. COLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroStrategy Incorporated
TICKER: MSTR CUSIP: 594972408
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. SAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR MARGARET A. BREYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN X. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JARROD M. PATTEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE J. RECHAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL J. RICKERTSEN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MicroVision, Inc.
TICKER: MVIS CUSIP: 594960304
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. CARLILE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YALON FARHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SLADE GORTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PERRY M. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERNEE D.L. STROM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN TURNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS M. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Middlesex Water Company
TICKER: MSEX CUSIP: 596680108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS W. DOLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM C. HANNEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midland States Bancorp, Inc.
TICKER: MSBI CUSIP: 597742105
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Midland States Bancorp, Inc.
TICKER: MSBI CUSIP: 597742105
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEBORAH A. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DWIGHT A. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT F. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MidSouth Bancorp, Inc.
TICKER: MSL CUSIP: 598039105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAKE DELHOMME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR D. MICHAEL 'MIKE' ISSUER YES FOR FOR
KRAMER
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY J. LEMOINE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Milacron Holdings Corp.
TICKER: MCRN CUSIP: 59870L106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY J. GLUCHOWSKI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. KRATOCHVIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. REEDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miller Industries, Inc.
TICKER: MLR CUSIP: 600551204
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THEODORE H. ASHFORD, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR A. RUSSELL CHANDLER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. MILLER, II ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINDBODY, Inc.
TICKER: MB CUSIP: 60255W105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD STOLLMEYER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE BLAIR ISSUER YES FOR FOR
CHRISTIE
PROPOSAL #1.3: ELECT DIRECTOR GRAHAM SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINERALS TECHNOLOGIES INC.
TICKER: MTX CUSIP: 603158106
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN J. CARMOLA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT L. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARC E. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Minerva Neurosciences, Inc.
TICKER: NERV CUSIP: 603380106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM F. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HANS PETER HASLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Miragen Therapeutics, Inc.
TICKER: MGEN CUSIP: 6.05E+107
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE L. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN KOCH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARLENE M. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. HATFIELD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER J. BOWDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mistras Group, Inc.
TICKER: MG CUSIP: 60649T107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS BERTOLOTTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES J. FORESE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. LANGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MANUEL N. STAMATAKIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SOTIRIOS J. VAHAVIOLOS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. CURTIS WELDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitek Systems, Inc.
TICKER: MITK CUSIP: 606710200
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES B. DEBELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM K. "BILL" AULET ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH D. DENMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. HALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE E. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEX W. "PETE" HART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MKS Instruments, Inc.
TICKER: MKSI CUSIP: 55306N104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD G. COLELLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELIZABETH A. MORA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MobileIron, Inc.
TICKER: MOBL CUSIP: 60739U204
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW HOWARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JESSICA DENECOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Model N, Inc.
TICKER: MODN CUSIP: 607525102
MEETING DATE: 2/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BALJIT DAIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MELISSA FISHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN HENRICKS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOELIS & COMPANY
TICKER: MC CUSIP: 60786M105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH MOELIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NAVID MAHMOODZADEGAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY RAICH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ERIC CANTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR J. RICHARD LEAMAN, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR JOHN A. ALLISON, IV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YVONNE GREENSTREET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH L. SHROPSHIRE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Molina Healthcare, Inc.
TICKER: MOH CUSIP: 60855R100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR GARREY E. CARRUTHERS ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DANIEL COOPERMAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD M. SCHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Momenta Pharmaceuticals, Inc.
TICKER: MNTA CUSIP: 60877T100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSE-CARLOS GUTIERREZ- ISSUER YES FOR FOR
RAMOS
PROPOSAL #1b: ELECT DIRECTOR JAMES R. SULAT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRAIG A. WHEELER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MoneyGram International, Inc.
TICKER: MGI CUSIP: 60935Y208
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR J. COLEY CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VICTOR W. DAHIR ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANTONIO O. GARZA ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. ALEXANDER HOLMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SETH W. LAWRY ISSUER YES AGAINST AGAINST
PROPOSAL #1g: ELECT DIRECTOR MICHAEL P. RAFFERTY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR GANESH B. RAO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR W. BRUCE TURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PEGGY VAUGHAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monmouth Real Estate Investment Corporation
TICKER: MNR CUSIP: 609720107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE B. ELFLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE W. LANDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL P. LANDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAMUEL A. LANDY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monolithic Power Systems, Inc.
TICKER: MPWR CUSIP: 609839105
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGEN ELMIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFF ZHOU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monotype Imaging Holdings Inc.
TICKER: TYPE CUSIP: 61022P100
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT E. LANDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA F. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY B. YEATON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monro Muffler Brake, Inc.
TICKER: MNRO CUSIP: 610236101
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK M. DANZIGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN C. MCCLUSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT E. MELLOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER J. SOLOMON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: CHANGE COMPANY NAME TO MONRO, INC. ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moog Inc.
TICKER: MOG.A CUSIP: 615394202
MEETING DATE: 2/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MSA Safety Incorporated
TICKER: MSA CUSIP: 553498106
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS W. GIACOMINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANDRA PHILLIPS ROGERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. RYAN, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ELECT DIRECTOR NISHAN J. VARTANIAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mueller Industries, Inc.
TICKER: MLI CUSIP: 624756102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY L. CHRISTOPHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. FLAHERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GENNARO J. FULVIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY S. GLADSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SCOTT J. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TERRY HERMANSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES P. HERZOG, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mueller Water Products, Inc.
TICKER: MWA CUSIP: 624758108
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHIRLEY C. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT HALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY W. KOLB ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK J. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD G. RETHORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LYDIA W. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL T. TOKARZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multi-Color Corporation
TICKER: LABL CUSIP: 625383104
MEETING DATE: 8/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARI J. BENACERRAF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES B. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT W. KUHN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SIMON T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VADIS A. RODATO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NIGEL A. VINECOMBE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myers Industries, Inc.
TICKER: MYE CUSIP: 628464109
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. DAVID BANYARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH R. COFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM A. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR F. JACK LIEBAU, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE M. LISMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JANE SCACCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT A. STEFANKO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MyoKardia, Inc.
TICKER: MYOK CUSIP: 62857M105
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TASSOS GIANAKAKOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MYR Group Inc.
TICKER: MYRG CUSIP: 55405W104
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD C.I. LUCKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAURICE E. MOORE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NANOMETRICS INCORPORATED
TICKER: NANO CUSIP: 630077105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. THOMAS BENTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD J. BROWN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT DEUSTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE-YVES LESAICHERRE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE C. RHINE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY J. STULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTINE A. TSINGOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NanoString Technologies, Inc.
TICKER: NSTG CUSIP: 63009R109
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY NORDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES P. WAITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Napco Security Technologies, Inc.
TICKER: NSSC CUSIP: 630402105
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNOLD BLUMENTHAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW J. WILDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natera, Inc.
TICKER: NTRA CUSIP: 632307104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROELOF F. BOTHA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD COZZENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATTHEW RABINOWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nathan's Famous, Inc.
TICKER: NATH CUSIP: 632347100
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. EIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC GATOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN S. GENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY LEISTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WAYNE NORBITZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. F. PETROCELLI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES RAICH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Bank Holdings Corporation
TICKER: NBHC CUSIP: 633707104
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RALPH W. CLERMONT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. DEAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED J. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR G. TIMOTHY LANEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHO F. SPRING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BURNEY S. WARREN, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ART ZEILE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Beverage Corp.
TICKER: FIZZ CUSIP: 635017106
MEETING DATE: 10/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NICK A. CAPORELLA ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Commerce Corporation
TICKER: NCOM CUSIP: 63546L102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOEL S. AROGETI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BOBBY A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. COLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK L. DREW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN C. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. HOLMAN HEAD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN H. HOLCOMB, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM E. MATTHEWS, V ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR C. PHILLIP MCWANE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD MURRAY, IV ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR G. RUFFNER PAGE, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR STEPHEN A. SEVIGNY ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR W. STANCIL STARNES ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR TEMPLE W. TUTWILER, ISSUER YES FOR FOR
III
PROPOSAL #1.15: ELECT DIRECTOR RUSSELL H. VANDEVELDE, ISSUER YES FOR FOR
IV
PROPOSAL #2: RATIFY PORTER KEADLE MOORE, LLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National General Holdings Corp.
TICKER: NGHC CUSIP: 636220303
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DONALD T. DECARLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK FALLON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT KARFUNKEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN MARSHALECK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN "JAY" D. NICHOLS, ISSUER YES FOR FOR
JR.
PROPOSAL #1.7: ELECT DIRECTOR BARBARA PARIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARRY D. ZYSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Health Investors, Inc.
TICKER: NHI CUSIP: 63633D104
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT T. WEBB ISSUER YES FOR FOR
PROPOSAL #2: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Presto Industries, Inc.
TICKER: NPK CUSIP: 637215104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARYJO COHEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRCIA CUSIP: 637372202
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Research Corporation
TICKER: NRC CUSIP: 637372202
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. HAYS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN N. NUNNELLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND NON-EMPLOYEE DIRECTOR STOCK OPTION ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Storage Affiliates Trust
TICKER: NSA CUSIP: 637870106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARLEN D. NORDHAGEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE L. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN M. HOWARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL W. HYLBERT, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CHAD L. MEISINGER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN G. OSGOOD ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOMINIC M. PALAZZO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARK VAN MOURICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR REBECCA L. STEINFORT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Vision Holdings, Inc.
TICKER: EYE CUSIP: 63845R107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR L. READE FAHS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR NATHANIEL H. TAYLOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natural Health Trends Corp.
TICKER: NHTC CUSIP: 63888P406
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE K. BROADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YIU T. CHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIN Y. CHUNG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RANDALL A. MASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRIS T. SHARNG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY MARCUM LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Natus Medical Incorporated
TICKER: BABY CUSIP: 639050103
MEETING DATE: 6/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DORIS E. ENGIBOUS ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. WEISS ISSUER NO N/A N/A
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER NO N/A N/A
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #4: REPEAL AMENDMENTS TO THE BYLAWS ADOPTED SHAREHOLDER NO N/A N/A
WITHOUT STOCKHOLDER APPROVAL SINCE MARCH 22, 2012
PROPOSAL #1.1: ELECT DIRECTOR LISA WIPPERMAN HEINE SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA H. LEVINE SHAREHOLDER YES FOR AGAINST
PROPOSAL #2: REMOVE EXISTING DIRECTOR ROBERT A. GUNST SHAREHOLDER YES AGAINST FOR
PROPOSAL #3: APPOINT MARK G. GILREATH TO THE BOARD OF SHAREHOLDER YES AGAINST FOR
DIRECTORS
PROPOSAL #4: REPEAL AMENDMENTS TO THE BYLAWS ADOPTED SHAREHOLDER YES FOR AGAINST
WITHOUT STOCKHOLDER APPROVAL SINCE MARCH 22, 2012
PROPOSAL #5: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nautilus, Inc.
TICKER: NLS CUSIP: 63910B102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD P. BADIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE M. CAZENAVE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. HORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. CARL JOHNSON, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANNE G. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARVIN G. SIEGERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Navistar International Corporation
TICKER: NAV CUSIP: 63934E108
MEETING DATE: 2/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TROY A. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE MARIA ALAPONT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN R. D'ARCY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHIAS GRUNDLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VINCENT J. INTRIERI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL A. NINIVAGGI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK H. RACHESKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANDREAS H. RENSCHLER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL F. SIRIGNANO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCI Building Systems, Inc.
TICKER: NCS CUSIP: 628852204
MEETING DATE: 2/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES G. BERGES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. VANARSDALE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE J. KREMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. HOLLAND ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NCS Multistage Holdings, Inc.
TICKER: NCSM CUSIP: 628877102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GURINDER GREWAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE QUALIFIED AND NON-QUALIFIED ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neenah, Inc.
TICKER: NP CUSIP: 640079109
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARGARET S. DANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN M. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nektar Therapeutics
TICKER: NKTR CUSIP: 640268108
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFF AJER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. CHESS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROY A. WHITFIELD ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neogen Corporation
TICKER: NEOG CUSIP: 640491106
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. HERBERT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. BRUCE PAPESH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. REED ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DARCI L. VETTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeoGenomics, Inc.
TICKER: NEO CUSIP: 64049M209
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. VANOORT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN C. JONES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KEVIN C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RAYMOND R. HIPP ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRUCE K. CROWTHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LYNN A. TETRAULT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALISON L. HANNAH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEPHEN M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neos Therapeutics, Inc.
TICKER: NEOS CUSIP: 64052L106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BETH HECHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN SCHMID ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LINDA M. SZYPER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nevro Corp.
TICKER: NVRO CUSIP: 64157F103
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRAD VALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL DEMANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LISA D. EARNHARDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Jersey Resources Corporation
TICKER: NJR CUSIP: 646025106
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAUREEN A. BORKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS C. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR M. WILLIAM HOWARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE R. ZOFFINGER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New Relic, Inc.
TICKER: NEWR CUSIP: 64829B100
MEETING DATE: 8/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEWIS CIRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER FENTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWLINK GENETICS CORPORATION
TICKER: NLNK CUSIP: 651511107
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERNEST J. TALARICO, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOTA S. ZOTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NewStar Financial, Inc.
TICKER: NEWS CUSIP: 65251F105
MEETING DATE: 12/21/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE SALE OF COMPANY ASSETS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NexPoint Residential Trust, Inc.
TICKER: NXRT CUSIP: 65341D102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES DONDERO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN MITTS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD CONSTANTINO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SCOTT KAVANAUGH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARTHUR LAFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nexstar Media Group, Inc.
TICKER: NXST CUSIP: 65336K103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PERRY A. SOOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEOFF ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY M. GROSSMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NIC Inc.
TICKER: EGOV CUSIP: 62914B100
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARRY H. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ART N. BURTSCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VENMAL 'RAJI' ARASU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN S. EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSS C. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR C. BRAD HENRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEXANDER C. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM M. LYONS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETE WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NMI Holdings, Inc.
TICKER: NMIH CUSIP: 629209305
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRADLEY M. SHUSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL EMBLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES G. JONES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REGINA MUEHLHAUSER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES H. OZANNE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. SCHEID ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NN, Inc.
TICKER: NNBR CUSIP: 629337106
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. BRUNNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD D. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. PUGH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noodles & Company
TICKER: NDLS CUSIP: 65540B105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS DUFRESNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DREW MADSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANDREW TAUB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northfield Bancorp, Inc.
TICKER: NFBK CUSIP: 66611T108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY C. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK L. RYAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PATRICK E. SCURA, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novanta Inc.
TICKER: NOVT CUSIP: 67000B104
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN W. BERSHAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LONNY J. CARPENTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS J. FORTINO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MATTHIJS GLASTRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN D. KING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA J. LAMEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOMINIC A. ROMEO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS N. SECOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novavax, Inc.
TICKER: NVAX CUSIP: 670002104
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. DOUGLAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GARY C. EVANS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NovoCure Limited
TICKER: NVCR CUSIP: G6674U108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ASAF DANZIGER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR WILLIAM F. DOYLE ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID T. HUNG ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SHERILYN D. MCCOY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CHARLES G. PHILLIPS, III ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR WILLIAM A. VERNON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nutanix, Inc.
TICKER: NTNX CUSIP: 67059N108
MEETING DATE: 12/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEFFREY T. PARKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nutrisystem, Inc.
TICKER: NTRI CUSIP: 67069D108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. BERNSTOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL GUYARDO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. HAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY HERRATTI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. MANGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRIAN P. TIERNEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAWN M. ZIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NuVasive, Inc.
TICKER: NUVA CUSIP: 670704105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICKIE L. CAPPS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN A. DEFORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NV5 Global, Inc.
TICKER: NVEE CUSIP: 62945V109
MEETING DATE: 6/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DICKERSON WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER A. HOCKMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARYJO E. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY A. LISS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM D. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD J. SALONTAI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANCOIS TARDAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVE Corporation
TICKER: NVEC CUSIP: 629445206
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRENCE W. GLARNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICIA M. HOLLISTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD W. KRAMP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY R. MAHARAJ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NxSTAGE MEDICAL, INC.
TICKER: NXTM CUSIP: 67072V103
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NxSTAGE MEDICAL, INC.
TICKER: NXTM CUSIP: 67072V103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY H. BURBANK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEYWARD R. DONIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT G. FUNARI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL A. GIANNINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EARL R. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN K. MIXER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CRAIG W. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REID S. PERPER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. PETERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nymox Pharmaceutical Corporation
TICKER: NYMX CUSIP: P73398102
MEETING DATE: 12/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT PAUL AVERBACK, RANDALL LANHAM, ISSUER YES WITHHOLD AGAINST
JAMES G. ROBINSON, DAVID MORSE, AND RICHARD CUTLER AS
DIRECTORS
PROPOSAL #2: APPROVE THAYER O'NEAL, CHARTERED ISSUER YES FOR FOR
ACCOUNTANTS AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #3: RATIFY ALL ACTS OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Obalon Therapeutics, Inc.
TICKER: OBLN CUSIP: 67424L100
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LES HOWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID MOATAZEDI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oclaro, Inc.
TICKER: OCLR CUSIP: 67555N206
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD COLLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENISE HAYLOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. SMITH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oconee Federal Financial Corp.
TICKER: OFED CUSIP: 675607105
MEETING DATE: 11/9/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. RHETT EVATT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR CURTIS T. EVATT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocular Therapeutix, Inc.
TICKER: OCUL CUSIP: 67576A100
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTONY MATTESSICH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. JAMES O'SHEA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES M. WARDEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ocwen Financial Corporation
TICKER: OCN CUSIP: 675746309
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHYLLIS R. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACQUES J. BUSQUET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL J. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT J. LIPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. SALCETTI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEFOREST B. SOARIES, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Odonate Therapeutics, Inc.
TICKER: ODT CUSIP: 676079106
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. TANG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFF L. VACIRCA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR AARON I. DAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR CRAIG A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT H. ROSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE F. TIDMARSH ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY SQUAR MILNER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Okta, Inc.
TICKER: OKTA CUSIP: 679295105
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD MCKINNON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL KOUREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL STANKEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Line Bancshares, Inc.
TICKER: OLBK CUSIP: 67984M100
MEETING DATE: 3/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Line Bancshares, Inc.
TICKER: OLBK CUSIP: 67984M100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC D. HOVDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDRE' J. GINGLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN M. SUIT, II ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN J. DEADRICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH J. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR STEVEN K. BREEDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. CLIFFORD, SR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ollie's Bargain Outlet Holdings, Inc.
TICKER: OLLI CUSIP: 681116109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK L. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS HENDRICKSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Flex, Inc.
TICKER: OFLX CUSIP: 682095104
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEWART B. REED ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID K. EVANS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US, LLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omeros Corporation
TICKER: OMER CUSIP: 682143102
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY A. DEMOPULOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LEROY E. HOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicell, Inc.
TICKER: OMCL CUSIP: 68213N109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL A. LIPPS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK W. PARRISH ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMNOVA Solutions Inc.
TICKER: OMN CUSIP: 682129101
MEETING DATE: 3/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET PLAUT GIESSELMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANNE P. NOONAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LARRY B. PORCELLATO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OneSpan, Inc.
TICKER: OSPN CUSIP: 92230Y104
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. KENDALL HUNT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. CULLINANE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN N. FOX, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEAN K. HOLLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW MOOG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARTHUR W. GILLILAND ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT M. CLEMENTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ooma, Inc.
TICKER: OOMA CUSIP: 683416101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALISON DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANDREW H. GALLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OptiNose, Inc.
TICKER: OPTN CUSIP: 68404V100
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER K. MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT P. O'NEIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SRIRAM VENKATARAMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Opus Bank
TICKER: OPB CUSIP: 684000102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DEASON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK CICIRELLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OraSure Technologies, Inc.
TICKER: OSUR CUSIP: 68554V108
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL CELANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES W. PATRICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ORBCOMM Inc.
TICKER: ORBC CUSIP: 68555P100
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEROME B. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARCO FUCHS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Organovo Holdings, Inc.
TICKER: ONVO CUSIP: 68620A104
MEETING DATE: 8/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT BALTERA, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES GLOVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD MAROUN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orion Group Holdings, Inc.
TICKER: ORN CUSIP: 68628V308
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD L. DAERR, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. MICHAEL PEARSON ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ormat Technologies, Inc.
TICKER: ORA CUSIP: 686688102
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RAVIT BARNIV ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STAN H. KOYANAGI ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAFNA SHARIR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OrthoPediatrics Corp.
TICKER: KIDS CUSIP: 68752L100
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BERNIE B. BERRY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN F. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIE C. INFANTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OSI Systems, Inc.
TICKER: OSIS CUSIP: 671044105
MEETING DATE: 12/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DEEPAK CHOPRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AJAY MEHRA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MEYER LUSKIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. BALLHAUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD CHIZEVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overstock.com, Inc.
TICKER: OSTK CUSIP: 690370101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK M. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARCLAY F. CORBUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN E. JOHNSON, ISSUER YES FOR FOR
III
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ovid Therapeutics Inc.
TICKER: OVID CUSIP: 690469101
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oxford Immunotec Global PLC
TICKER: OXFD CUSIP: G6855A103
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RONALD A. ANDREWS, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MARK KLAUSNER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES R. TOBIN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDIT COMMITTEE'S APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG (U.S.) LLP AS AUDITORS
PROPOSAL #5: RE-APPOINT ERNST & YOUNG (U.K.) LLP AS ISSUER YES FOR FOR
UK STATUTORY AUDITORS
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oxford Industries, Inc.
TICKER: OXM CUSIP: 691497309
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS C. CHUBB, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. HOLDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN S. LANIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARENCE H. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Biosciences of California, Inc.
TICKER: PACB CUSIP: 69404D108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL HUNKAPILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN J. CARONA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AYAD A. FARGO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN R. GARDNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH L. GARRETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFF C. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SIMONE F. LAGOMARSINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL J. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ZAREH H. SARRAFIAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CORA M. TELLEZ ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacific Premier Bancorp, Inc.
TICKER: PPBI CUSIP: 69478X105
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
REORGANIZATION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pacira Pharmaceuticals, Inc.
TICKER: PCRX CUSIP: 695127100
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURA BREGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK I. FROIMSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. KRONENFELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Panhandle Oil and Gas Inc.
TICKER: PHX CUSIP: 698477106
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEE M. CANAAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER B. DELANEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Papa John's International, Inc.
TICKER: PZZA CUSIP: 698813102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER L. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LAURETTE T. KOELLNER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SONYA E. MEDINA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN H. SCHNATTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK S. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Par Pacific Holdings, Inc.
TICKER: PARR CUSIP: 69888T207
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MELVYN N. KLEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. SILBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CURTIS V. ANASTASIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CLOSSEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. MELVIN COOPER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER A. DODS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH ISRAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM MONTELEONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM C. PATE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paragon Commercial Corporation
TICKER: PBNC CUSIP: 69911U403
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD JUNG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT C. HATLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ELLIOTT DAVIS DECOSIMO, PLLC AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paragon Commercial Corporation
TICKER: PBNC CUSIP: 69911U403
MEETING DATE: 1/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paratek Pharmaceuticals, Inc.
TICKER: PRTK CUSIP: 699374302
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROLF K. HOFFMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY STEIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PAREXEL International Corporation
TICKER: PRXL CUSIP: 699462107
MEETING DATE: 9/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park City Group, Inc.
TICKER: PCYG CUSIP: 700215304
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL K. FIELDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. KIES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD JULIANO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR AUSTIN F. NOLL, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD C. HODGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY HAYNIE & COMPANY AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Park Sterling Corporation
TICKER: PSTB CUSIP: 70086Y105
MEETING DATE: 10/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Party City Holdco Inc.
TICKER: PRTY CUSIP: 702149105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN J. COLLINS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR GERALD C. RITTENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MORRY J. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Patrick Industries, Inc.
TICKER: PATK CUSIP: 703343103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH M. CERULLI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FORBES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL E. HASSLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. KITSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDY L. NEMETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR M. SCOTT WELCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WALTER E. WELLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
PERMIT SHAREHOLDERS TO AMEND BYLAWS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pattern Energy Group Inc.
TICKER: PEGI CUSIP: 70338P100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA S. BELLINGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THE LORD BROWNE OF ISSUER YES FOR FOR
MADINGLEY
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL M. GARLAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS G. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL B. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA M. NEWSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paycom Software, Inc.
TICKER: PAYC CUSIP: 70432V102
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. LEVENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK C. PETERS, II ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paylocity Holding Corporation
TICKER: PCTY CUSIP: 70438V106
MEETING DATE: 12/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN I. SAROWITZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ELLEN CARNAHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY T. DIEHL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDF Solutions, Inc.
TICKER: PDFS CUSIP: 693282105
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMON W. MICHAELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERALD Z. YIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pegasystems Inc.
TICKER: PEGA CUSIP: 705573103
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER GYENES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DIANNE LEDINGHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES O'HALLORAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHARON ROWLANDS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN TREFLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LARRY WEBER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn National Gaming, Inc.
TICKER: PENN CUSIP: 707569109
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn National Gaming, Inc.
TICKER: PENN CUSIP: 707569109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. HANDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. JACQUEMIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penn Virginia Corporation
TICKER: PVAC CUSIP: 70788V102
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARIN G. HOLDERNESS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID GEENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JERRY R. SCHUYLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL HANNA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Penumbra, Inc.
TICKER: PEN CUSIP: 70975L107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADAM ELSESSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARPREET GREWAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: People's Utah Bancorp
TICKER: PUB CUSIP: 712706209
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. GUNTHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. BRENT ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS H. SWENSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEN E. WILLIAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perficient, Inc.
TICKER: PRFT CUSIP: 71375U101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RALPH C. DERRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. KACKLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID S. LUNDEEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN L. MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY M. WIMBERLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Performance Food Group Company
TICKER: PFGC CUSIP: 71377A103
MEETING DATE: 11/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MEREDITH ADLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. OVERLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetIQ, Inc.
TICKER: PETQ CUSIP: 71639T106
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES N. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILL SANTANA ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED CLASS B COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetMed Express, Inc.
TICKER: PETS CUSIP: 716382106
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MENDERES AKDAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FORMICA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GIAN M. FULGONI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PGT INNOVATIONS, INC.
TICKER: PGTI CUSIP: 69336V101
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FLOYD F. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY HERSHBERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHEREE L. BARGABOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phibro Animal Health Corporation
TICKER: PAHC CUSIP: 71742Q106
MEETING DATE: 11/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL M. BENDHEIM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR SAM GEJDENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Physicians Realty Trust
TICKER: DOC CUSIP: 71943U104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN T. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STANTON D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK A. BAUMGARTNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBERT C. BLACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM A. EBINGER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAMELA J. KESSLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD A. WEISS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PICO Holdings, Inc.
TICKER: PICO CUSIP: 693366205
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY BYLINSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DOROTHY TIMIAN-PALMER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ERIC H. SPERON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MAXIM C.W. WEBB ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NICOLE WEYMOUTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Entertainment, Inc.
TICKER: PNK CUSIP: 72348Y105
MEETING DATE: 3/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pinnacle Entertainment, Inc.
TICKER: PNK CUSIP: 72348Y105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CHARLES L. ATWOOD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RON HUBERMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JAMES L. MARTINEAU ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DESIREE ROGERS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR CARLOS A. RUISANCHEZ ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR ANTHONY M. SANFILIPPO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JAYNIE M. STUDENMUND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piper Jaffray Companies
TICKER: PJC CUSIP: 724078100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHAD R. ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDREW S. DUFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM R. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR B. KRISTINE JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ADDISON L. PIPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SCOTT C. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHELE VOLPI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pixelworks, Inc.
TICKER: PXLW CUSIP: 72581M305
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD A. DEBONIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. SCOTT GIBSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. HENEGHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD L. SANQUINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. TUPMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Planet Fitness, Inc.
TICKER: PLNT CUSIP: 72703H101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER RONDEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANCES RATHKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plantronics, Inc.
TICKER: PLT CUSIP: 727493108
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARV TSEU ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOE BURTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN DEXHEIMER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT HAGERTY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GREGG HAMMANN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN HART ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARIA MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plug Power Inc.
TICKER: PLUG CUSIP: 72919P202
MEETING DATE: 10/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RATIFY THE JUNE 2000 AMENDMENT TO ISSUER YES FOR FOR
CERTIFICATE TO INCREASE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK
PROPOSAL #2: RATIFY THE JULY 2014 AMENDMENT TO ISSUER YES FOR FOR
CERTIFICATE TO INCREASE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK
PROPOSAL #3: RATIFY THE JUNE 2017 AMENDMENT TO ISSUER YES FOR FOR
CERTIFICATE TO INCREASE NUMBER OF SHARES OF
AUTHORIZED COMMON STOCK
PROPOSAL #4: RATIFY THE MAY 2011 AMENDMENT TO ISSUER YES FOR FOR
CERTIFICATE TO EFFECT A REVERSE STOCK SPLIT
PROPOSAL #5: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plug Power Inc.
TICKER: PLUG CUSIP: 72919P202
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW J. MARSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY K. WILLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAUREEN O. HELMER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ISSUANCE OF WARRANTS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PolyOne Corporation
TICKER: POL CUSIP: 73179P106
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. ABERNATHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. FEARON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM R. JELLISON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SANDRA BEACH LIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIM ANN MINK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT M. PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM H. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KERRY J. PREETE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM A. WULFSOHN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Portola Pharmaceuticals, Inc.
TICKER: PTLA CUSIP: 737010108
MEETING DATE: 6/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS M. FENTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES J. HOMCY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. STUMP ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potbelly Corporation
TICKER: PBPB CUSIP: 73754Y100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETE BASSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH BOEHM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANN-MARIE CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SUSAN CHAPMAN-HUGHES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUE COLLYNS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAN GINSBERG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARLA GOTTSCHALK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ALAN JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HARVEY KANTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BENJAMIN ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Potlatch Corporation
TICKER: PCH CUSIP: 737630103
MEETING DATE: 2/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PotlatchDeltic Corporation
TICKER: PCH CUSIP: 737630103
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. DRISCOLL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC J. CREMERS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR D. MARK LELAND ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LENORE M. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Power Integrations, Inc.
TICKER: POWI CUSIP: 739276103
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDY ARIENZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BALU BALAKRISHNAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. BICKELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NICHOLAS E. BRATHWAITE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM GEORGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BALAKRISHNAN S. IYER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E. FLOYD KVAMME ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NECIP SAYINER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN J. SHARP ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PQ Group Holdings Inc.
TICKER: PQG CUSIP: 73943T103
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREG BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONNY GINNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KYLE VANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRA Group, Inc.
TICKER: PRAA CUSIP: 69354N106
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIKRAM A. ATAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN D. FREDRICKSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PENELOPE W. KYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LANCE L. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRA Health Sciences, Inc.
TICKER: PRAH CUSIP: 69354M108
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAX C. LIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW P. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Preferred Bank
TICKER: PFBC CUSIP: 740367404
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LI YU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. RICHARD BELLISTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY S. NUNNELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLARK HSU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY CROWE HORWATH, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Presidio, Inc.
TICKER: PSDO CUSIP: 74102M103
MEETING DATE: 11/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HEATHER BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. REISS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TODD H. SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prestige Brands Holdings, Inc.
TICKER: PBH CUSIP: 74112D101
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD M. LOMBARDI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BYOM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY E. COSTLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHEILA A. HOPKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATALE S. RICCIARDI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PriceSmart, Inc.
TICKER: PSMT CUSIP: 741511109
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHERRY S. BAHRAMBEYGUI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GONZALO BARRUTIETA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON H. HANSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEATRIZ V. INFANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEON C. JANKS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSE LUIS LAPARTE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL G. LYNN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARY MALINO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PIERRE MIGNAULT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT E. PRICE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR EDGAR ZURCHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primerica, Inc.
TICKER: PRI CUSIP: 74164M108
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN A. ADDISON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOEL M. BABBIT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR P. GEORGE BENSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR C. SAXBY CHAMBLISS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GARY L. CRITTENDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CYNTHIA N. DAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK MASON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BEATRIZ R. PEREZ ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR D. RICHARD WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GLENN J. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR BARBARA A. YASTINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primo Water Corporation
TICKER: PRMW CUSIP: 74165N105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MALCOLM MCQUILKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW T. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID L. WARNOCK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Primoris Services Corporation
TICKER: PRIM CUSIP: 74164F103
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN PRATT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS E. TUCKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY MOSS ADAMS, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progenics Pharmaceuticals, Inc.
TICKER: PGNX CUSIP: 743187106
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER J. CROWLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK R. BAKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRADLEY L. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KAREN J. FERRANTE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. KISHBAUCH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID A. SCHEINBERG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NICOLE S. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Progress Software Corporation
TICKER: PRGS CUSIP: 743312100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. DACIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAINER GAWLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YOGESH GUPTA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES F. KANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SAMSKRITI (SAM) Y. KING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID A. KRALL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANGELA T. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proofpoint, Inc.
TICKER: PFPT CUSIP: 743424103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANA EVAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KRISTEN GIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY STEELE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ProPetro Holding Corp.
TICKER: PUMP CUSIP: 74347M108
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DALE REDMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER D. ARMOUR, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEVEN BEAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY BEST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PRYOR BLACKWELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN E. DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACK B. MOORE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PROS Holdings, Inc.
TICKER: PRO CUSIP: 74346Y103
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PENELOPE HERSCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE RECHAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM RUSSELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Protagonist Therapeutics, Inc.
TICKER: PTGX CUSIP: 74366E102
MEETING DATE: 5/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAITAN KHOSLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. WADDILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEWIS T. "RUSTY" ISSUER YES FOR FOR
WILLIAMS
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proteostasis Therapeutics, Inc.
TICKER: PTI CUSIP: 74373B109
MEETING DATE: 8/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MEENU CHHABRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HELEN M. BOUDREAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFERY W. KELLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prothena Corporation plc
TICKER: PRTA CUSIP: G72800108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD T. COLLIER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHANE M. COOKE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Proto Labs, Inc.
TICKER: PRLB CUSIP: 743713109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTORIA M. HOLT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARCHIE C. BLACK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAINER GAWLICK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD G. KRANTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUJEET CHAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Bancorp, Inc.
TICKER: PVBC CUSIP: 74383X109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK G. COUSINS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES F. WITHEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITTLESEY PC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PS Business Parks, Inc.
TICKER: PSB CUSIP: 69360J107
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD L. HAVNER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIA R. HAWTHORNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JENNIFER HOLDEN DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. KROPP ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SARA GROOTWASSINK LEWIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY E. PRUITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT S. ROLLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH D. RUSSELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PETER SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PTC Therapeutics, Inc.
TICKER: PTCT CUSIP: 69366J200
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL SCHMERTZLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN D. STEELE, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pulse Biosciences, Inc.
TICKER: PLSE CUSIP: 74587B101
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR KENNETH A. CLARK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ROBERT W. DUGGAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR THOMAS J. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MANMEET S. SONI ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DARRIN R. UECKER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MAHKAM 'MAKY' ZANGANEH ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
NEVADA TO DELAWARE
PROPOSAL #3: ISSUE UPDATED INDEMNIFICATION AGREEMENTS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Puma Biotechnology, Inc.
TICKER: PBYI CUSIP: 74587V107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN H. AUERBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. MILLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAY M. MOYES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADRIAN M. SENDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TROY E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK E. ZAVRL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pure Cycle Corporation
TICKER: PCYO CUSIP: 746228303
MEETING DATE: 1/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK W. HARDING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRISON H. AUGUR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK J. BEIRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR G. EPKER, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD L. GUIDO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER C. HOWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EKS&H LLLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pure Storage, Inc.
TICKER: PSTG CUSIP: 74624M102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY ROTHSCHILD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANITA SANDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELANGELO VOLPI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pzena Investment Management, Inc.
TICKER: PZN CUSIP: 74731Q103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. PZENA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. GOETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM L. LIPSEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN M. GALBRAITH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOEL M. GREENBLATT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. MEYEROWICH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES D. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Q2 Holdings, Inc.
TICKER: QTWO CUSIP: 74736L109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY T. DIEHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW P. FLAKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QAD Inc.
TICKER: QADA CUSIP: 74727D306
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KARL F. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1b: ELECT DIRECTOR PAMELA M. LOPKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1c: ELECT DIRECTOR SCOTT J. ADELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PETER R. VAN CUYLENBURG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QTS Realty Trust, Inc.
TICKER: QTS CUSIP: 74736A103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHAD L. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. BARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM O. GRABE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHERINE R. KINNEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER A. MARINO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHILIP P. TRAHANAS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN E. WESTHEAD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quad/Graphics, Inc.
TICKER: QUAD CUSIP: 747301109
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK A. ANGELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS P. BUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. FOWLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. FULLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR J. JOEL QUADRACCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR KATHRYN QUADRACCI ISSUER YES WITHHOLD AGAINST
FLORES
PROPOSAL #1.8: ELECT DIRECTOR JAY O. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quaker Chemical Corporation
TICKER: KWR CUSIP: 747316107
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND VOTES PER SHARE OF EXISTING STOCK ISSUER YES FOR FOR
PROPOSAL #2: ISSUE SHARES AS PART OF ACQUISITION ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quaker Chemical Corporation
TICKER: KWR CUSIP: 747316107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL F. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD R. CALDWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFRY D. FRISBY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quality Systems, Inc.
TICKER: QSII CUSIP: 747582104
MEETING DATE: 8/22/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN R. "RUSTY" FRANTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE H. BRISTOL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JULIE D. KLAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. MALONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY H. MARGOLIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORRIS PANNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHELDON RAZIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LANCE E. ROSENZWEIG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qualys, Inc.
TICKER: QLYS CUSIP: 74758T303
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIPPE F. COURTOT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY P. HANK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanex Building Products Corporation
TICKER: NX CUSIP: 747619104
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT R. BUCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN F. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH D. RUPP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CURTIS M. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quantenna Communications, Inc.
TICKER: QTNA CUSIP: 74766D100
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENDA DORCHAK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWIN 'NED' B. HOOPER, ISSUER YES FOR FOR
III
PROPOSAL #1.3: ELECT DIRECTOR JOHN SCULL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quanterix Corporation
TICKER: QTRX CUSIP: 74766Q101
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. CONNOLLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARTIN D. MADAUS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quantum Corporation
TICKER: QTM CUSIP: 747906501
MEETING DATE: 8/23/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL R. AUVIL, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEX PINCHEV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAGHAVENDRA RAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARC E. ROTHMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ADALIO T. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REDUCE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quidel Corporation
TICKER: QDEL CUSIP: 74838J101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. BRYANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH F. BUECHLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY LAKE POLAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES P. SLACIK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW W. STROBECK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENNETH J. WIDDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUOTIENT LIMITED
TICKER: QTNT CUSIP: G73268107
MEETING DATE: 10/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PAUL COWAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR THOMAS BOLOGNA ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FREDERICK HALLSWORTH ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR BRIAN MCDONOUGH ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SARAH O'CONNOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR HEINO VON PRONDZYNSKI ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ZUBEEN SHROFF ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN WILKERSON ISSUER YES FOR FOR
PROPOSAL #9: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quotient Technology Inc.
TICKER: QUOT CUSIP: 749119103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MIR M. AAMIR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVE M. HOROWITZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R.R. Donnelley & Sons Company
TICKER: RRD CUSIP: 257867200
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRENE M. ESTEVES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN M. GIANINNO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL L. KNOTTS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY R. MCLEVISH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMIE MOLDAFSKY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR P. CODY PHIPPS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. POPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R1 RCM Inc.
TICKER: RCM CUSIP: 749397105
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL C. FEINER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. HENNEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. SHULMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. DITKOFF ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH R. IMPICCICHE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: R1 RCM Inc.
TICKER: RCM CUSIP: 749397105
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES J. DITKOFF ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL C. FEINER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN B. HENNEMAN, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH R. IMPICCICHE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NEAL MOSZKOWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IAN SACKS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANTHONY J. SPERANZO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALBERT 'BERT' R. ISSUER YES FOR FOR
ZIMMERLI
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ra Pharmaceuticals, Inc.
TICKER: RARX CUSIP: 74933V108
MEETING DATE: 6/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT HEFT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAJEEV SHAH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radiant Logistics, Inc.
TICKER: RLGT CUSIP: 75025X100
MEETING DATE: 11/14/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOHN H. CRAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD P. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL GOULD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PETERSON SULLIVAN LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Radius Health, Inc.
TICKER: RDUS CUSIP: 750469207
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESPER HOILAND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OWEN HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBASISH ROYCHOWDHURY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RadNet, Inc.
TICKER: RDNT CUSIP: 750491102
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD G. BERGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN S. CADWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN V. CRUES, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NORMAN R. HAMES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE L. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL L. SHERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID L. SWARTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rambus Inc.
TICKER: RMBS CUSIP: 750917106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR E. THOMAS FISHER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES KISSNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID SHRIGLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ranger Energy Services, Inc.
TICKER: RNGR CUSIP: 75282U104
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRON M. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: "ELECT DIRECTOR MERRILL A. ""PETE"" ISSUER YES FOR FOR
MILLER, JR."
PROPOSAL #1.3: ELECT DIRECTOR BRETT AGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR RICHARD AGEE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM M. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. LEYKUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD CIMADOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KRISHNA SHIVRAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rapid7, Inc.
TICKER: RPD CUSIP: 753422104
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARC BROWN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raven Industries, Inc.
TICKER: RAVN CUSIP: 754212108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JASON M. ANDRINGA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS S. EVERIST ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN T. KIRBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC E. LEBARON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. PAROD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL A. RYKHUS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rayonier Advanced Materials Inc.
TICKER: RYAM CUSIP: 75508B104
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JULIE A. DILL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES F. KIRSCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RBB BANCORP
TICKER: RBB CUSIP: 74930B105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WENDELL CHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. KAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHIE MIN (CHRISTOPHER) ISSUER YES FOR FOR
KOO
PROPOSAL #1.4: ELECT DIRECTOR CHUANG-I (CHRISTOPHER) ISSUER YES FOR FOR
LIN
PROPOSAL #1.5: ELECT DIRECTOR PAUL LIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YEE PHONG (ALAN) THIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER M. CHANG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PEI-CHIN (PEGGY) HUANG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RUEY CHYR KAO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KO-YEN LIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR FENG 'RICHARD' LIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KATHERINE MCLAIN ISSUER YES FOR FOR
PROPOSAL #2: CHANGE RANGE FOR SIZE OF THE BOARD ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY VAVRINEK, TRINE, DAY & CO., LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RBC Bearings Incorporated
TICKER: ROLL CUSIP: 75524B104
MEETING DATE: 9/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MITCHELL I. QUAIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AMIR FAGHRI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RCI Hospitality Holdings, Inc.
TICKER: RICK CUSIP: 74934Q108
MEETING DATE: 9/19/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIC S. LANGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TRAVIS REESE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NOUR-DEAN ANAKAR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN L. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUKE LIROT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR YURA BARABASH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RealPage, Inc.
TICKER: RP CUSIP: 75606N109
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT S. INGRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY T. LEEDS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reata Pharmaceuticals, Inc.
TICKER: RETA CUSIP: 75615P103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM D. MCCLELLAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM E. ROSE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Recro Pharma, Inc.
TICKER: REPH CUSIP: 75629F109
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR WAYNE B. WEISMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Robin Gourmet Burgers, Inc.
TICKER: RRGB CUSIP: 75689M101
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAMBRIA W. DUNAWAY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KALEN F. HOLMES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GLENN B. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN K. LUMPKIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STUART I. ORAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNY MARIE POST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Rock Resorts, Inc.
TICKER: RRR CUSIP: 75700L108
MEETING DATE: 7/6/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANK J. FERTITTA, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORENZO J. FERTITTA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. CASHELL, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Rock Resorts, Inc.
TICKER: RRR CUSIP: 75700L108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK J. FERTITTA, III ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LORENZO J. FERTITTA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT A. CASHELL, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES E. NAVE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Redfin Corporation
TICKER: RDFN CUSIP: 75737F108
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AUSTIN LIGON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID H. LISSY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES SLAVET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REGENXBIO Inc.
TICKER: RGNX CUSIP: 75901B107
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LUKE M. BESHAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID C. STUMP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Regional Management Corp.
TICKER: RM CUSIP: 75902K106
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JONATHAN D. BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROEL C. CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARIA CONTRERAS-SWEET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL R. DUNN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER R. KNITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALVARO G. DE MOLINA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARLOS PALOMARES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Repligen Corporation
TICKER: RGEN CUSIP: 759916109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICOLAS M. BARTHELEMY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GLENN L. COOPER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TONY J. HUNT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GLENN P. MUIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS F. RYAN JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic First Bancorp, Inc.
TICKER: FRBK CUSIP: 760416107
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW B. COHEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA R. JACOBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRIS WILDSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Energy Corporation
TICKER: REN CUSIP: 76116A306
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR NICHOLAS J. SUTTON ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR GARY L. HULTQUIST ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JANET W. PASQUE ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Restoration Robotics, Inc.
TICKER: HAIR CUSIP: 76133C103
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY W. BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GIL KLIMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Retail Opportunity Investments Corp.
TICKER: ROIC CUSIP: 76131N101
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. INDIVERI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. MEYER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LEE S. NEIBART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES J. PERSICO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURA H. POMERANTZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STUART A. TANZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC S. ZORN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REV Group, Inc.
TICKER: REVG CUSIP: 749527107
MEETING DATE: 3/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEAN MARIE 'JOHN' CANAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CHARLES DUTIL ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DONN VIOLA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REVANCE THERAPEUTICS, INC.
TICKER: RVNC CUSIP: 761330109
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PHYLLIS GARDNER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JULIAN S. GANGOLLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Revlon, Inc.
TICKER: REV CUSIP: 761525609
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR E. SCOTT BEATTIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ALAN BERNIKOW ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KRISTIN DOLAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT KRETZMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CECI KURZMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL MEISTER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR TAMARA MELLON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DEBRA PERELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.1: ELECT DIRECTOR PAUL SAVAS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR JONATHAN SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CRISTIANA FALCONE ISSUER YES FOR FOR
SORRELL
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Revolution Lighting Technologies, Inc.
TICKER: RVLT CUSIP: 76155G206
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT V. LAPENTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES A. DEPALMA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM D. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DENNIS MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN G. VIRTUE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexford Industrial Realty, Inc.
TICKER: REXR CUSIP: 76169C100
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD S. ZIMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD SCHWIMMER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL S. FRANKEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. ANTIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN C. GOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DIANA J. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TYLER H. ROSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER E. SCHWAB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexnord Corporation
TICKER: RXN CUSIP: 76169B102
MEETING DATE: 7/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. CHRISTOPOUL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL W. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN S. STROUP ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RGC Resources, Inc.
TICKER: RGCO CUSIP: 74955L103
MEETING DATE: 2/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR T. JOE CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. D'ORAZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARYELLEN F. GOODLATTE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BROWN, EDWARDS & COMPANY, L.L.P. ISSUER YES FOR FOR
AS AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rhythm Pharmaceuticals, Inc.
TICKER: RYTM CUSIP: 76243J105
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH M. GOTTESDIENER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHE R. JEAN ISSUER YES AGAINST AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RIGEL PHARMACEUTICALS, INC.
TICKER: RIGL CUSIP: 766559603
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGG A. LAPOINTE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN L. KOTZIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY A. LYONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RigNet, Inc.
TICKER: RNET CUSIP: 766582100
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTIA CAPRIOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN MULLOY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN J. O'HARA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEITH OLSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRENT K. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DITLEF DE VIBE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN E. PICKETT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GAIL P. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ring Energy, Inc.
TICKER: REI CUSIP: 76680V108
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KELLY HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. FOWLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LLOYD T. ('TIM') ISSUER YES FOR FOR
ROCHFORD
PROPOSAL #1.4: ELECT DIRECTOR STANLEY M. MCCABE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANTHONY B. PETRELLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CLAYTON E. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY EIDE BAILLY LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RingCentral, Inc.
TICKER: RNG CUSIP: 76680R206
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VLADIMIR SHMUNIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEIL WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT THEIS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHELLE MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALLAN THYGESEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RLI Corp.
TICKER: RLI CUSIP: 749607107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KAJ AHLMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. ANGELINA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN T. BAILY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CALVIN G. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID B. DUCLOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JORDAN W. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JONATHAN E. MICHAEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT P. RESTREPO, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. SCANLAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL J. STONE ISSUER YES FOR FOR
PROPOSAL #2: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
ILLINOIS TO DELAWARE
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rogers Corporation
TICKER: ROG CUSIP: 775133101
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH L. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL F. BARRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRUCE D. HOECHNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CAROL R. JENSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GANESH MOORTHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEFFREY J. OWENS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELENE SIMONET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PETER C. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Roku, Inc.
TICKER: ROKU CUSIP: 77543R102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MAI FYFIELD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosehill Resources Inc.
TICKER: ROSE CUSIP: 777385105
MEETING DATE: 4/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosehill Resources Inc.
TICKER: ROSE CUSIP: 777385105
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J.A.(ALAN) TOWNSEND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD KOVALIK ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rosetta Stone Inc.
TICKER: RST CUSIP: 777780107
MEETING DATE: 6/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. LOGUE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JESSIE WOOLLEY-WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RTI Surgical, Inc.
TICKER: RTIX CUSIP: 74975N105
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAMILLE I. FARHAT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER F. GEAREN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. MCEACHIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK D. STOLPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL G. THOMAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NICHOLAS J. VALERIANI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHIRLEY A. WEIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rudolph Technologies, Inc.
TICKER: RTEC CUSIP: 781270103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LEO BERLINGHIERI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL P. PLISINSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rush Enterprises, Inc.
TICKER: RUSHA CUSIP: 781846209
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.M. "RUSTY" RUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. AKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rush Enterprises, Inc.
TICKER: RUSHA CUSIP: 781846308
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.M. "RUSTY" RUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. AKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES C. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. CARY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNON H. GUGLIELMO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ruth's Hospitality Group, Inc.
TICKER: RUTH CUSIP: 783332109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL P. O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBIN P. SELATI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GIANNELLA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY L. BAGLIVO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CARLA R. COOPER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN M. KING ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ryman Hospitality Properties, Inc.
TICKER: RHP CUSIP: 78377T107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL J. BENDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RACHNA BHASIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALVIN BOWLES, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELLEN LEVINE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FAZAL MERCHANT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK Q. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. PRATHER, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR COLIN V. REED ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL I. ROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: EFFECTUATE A TAX-DEFERRED SPIN-OFF OF SHAREHOLDER YES AGAINST N/A
THE COMPANY'S ENTERTAINMENT BUSINESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 8/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sabra Health Care REIT, Inc.
TICKER: SBRA CUSIP: 78573L106
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CRAIG A. BARBAROSH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT A. ETTL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. FOSTER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RONALD G. GEARY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RAYMOND J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY A. MALEHORN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD K. MATROS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MILTON J. WALTERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Safety, Income & Growth Inc.
TICKER: SAFE CUSIP: 78649D104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAY SUGARMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEAN S. ADLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBIN JOSEPHS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAY S. NYDICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEFAN M. SELIG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sage Therapeutics, Inc.
TICKER: SAGE CUSIP: 78667J108
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GENO GERMANO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN PAUL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saia, Inc.
TICKER: SAIA CUSIP: 78709Y105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DI-ANN EISNOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM F. EVANS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HERBERT A. TRUCKSESS, ISSUER YES FOR FOR
III
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY C. WARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanchez Energy Corporation
TICKER: SN CUSIP: 79970Y105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. R. SANCHEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANTONIO R. SANCHEZ, III ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sangamo Therapeutics, Inc.
TICKER: SGMO CUSIP: 800677106
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR H. STEWART PARKER ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT F. CAREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. DILLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER JEFFS ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER D. MACRAE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. MENTO ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR SAIRA RAMASASTRY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH S. ZAKRZEWSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sarepta Therapeutics, Inc.
TICKER: SRPT CUSIP: 803607100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS S. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HANS WIGZELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saul Centers, Inc.
TICKER: BFS CUSIP: 804395101
MEETING DATE: 5/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP D. CARACI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EARL A. POWELL, III ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK SULLIVAN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schneider National, Inc.
TICKER: SNDR CUSIP: 80689H102
MEETING DATE: 4/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY P. DEPREY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR THOMAS A. GANNON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JAMES R. GIERTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ADAM P. GODFREY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT W. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER B. LOFGREN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DANIEL J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHLEEN M. ZIMMERMANN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schweitzer-Mauduit International, Inc.
TICKER: SWM CUSIP: 808541106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KIMBERLY E. RITRIEVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SciClone Pharmaceuticals, Inc.
TICKER: SCLN CUSIP: 80862K104
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Science Applications International Corporation
TICKER: SAIC CUSIP: 808625107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT A. BEDINGFIELD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEBORAH B. DUNIE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN J. HAMRE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK J. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY J. MAYOPOULOS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANTHONY J. MORACO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONNA S. MOREA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR EDWARD J. SANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEVEN R. SHANE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scientific Games Corporation
TICKER: SGMS CUSIP: 80874P109
MEETING DATE: 11/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: CHANGE STATE OF INCORPORATION FROM ISSUER YES FOR FOR
DELAWARE TO NEVADA
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Scientific Games Corporation
TICKER: SGMS CUSIP: 80874P109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD O. PERELMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARRY L. COTTLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. HADDRILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. GAVIN ISAACS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR VIET D. DINH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD J. FORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID L. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GABRIELLE K. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MICHAEL J. REGAN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BARRY F. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR KEVIN M. SHEEHAN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR FRANCES F. TOWNSEND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OWNERSHIP LIMITATIONS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: scPharmaceuticals Inc.
TICKER: SCPH CUSIP: 810648105
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOROTHY COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK HUDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sears Holdings Corporation
TICKER: SHLD CUSIP: 812350106
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. DEPODESTA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KUNAL S. KAMLANI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. KUNKLER, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD S. LAMPERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANN N. REESE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. TISCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SeaWorld Entertainment, Inc.
TICKER: SEAS CUSIP: 81282V100
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RONALD BENSION ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM GRAY ISSUER YES AGAINST AGAINST
PROPOSAL #1c: ELECT DIRECTOR THOMAS E. MOLONEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR YOSHIKAZU MARUYAMA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SCOTT I. ROSS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Energy Services, Inc.
TICKER: WTTR CUSIP: 81617J301
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID C. BALDWIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD A. BURNETT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT V. DELANEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ADAM J. KLEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HOLLI C. LADHANI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEITH O. RATTIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN D. SCHMITZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DOUGLAS J. WALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Medical Holdings Corporation
TICKER: SEM CUSIP: 81619Q105
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. ELY, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROCCO A. ORTENZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS A. SCULLY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Selecta Biosciences, Inc.
TICKER: SELB CUSIP: 816212104
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR OMID FAROKHZAD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AMIR NASHAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR AYMERIC SALLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Semtech Corporation
TICKER: SMTC CUSIP: 816850101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES P. BURRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE C. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROCKELL N. HANKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR YE JANE LI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES T. LINDSTROM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MOHAN R. MAHESWARAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CARMELO J. SANTORO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SYLVIA SUMMERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SendGrid, Inc.
TICKER: SEND CUSIP: 816883102
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED BALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HILARY SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SRI VISWANATH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sensient Technologies Corporation
TICKER: SXT CUSIP: 81725T100
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HANK BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH CARLEONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD H. CICHURSKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIO FERRUZZI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD W. LANDRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL MANNING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBORAH MCKEITHAN- ISSUER YES FOR FOR
GEBHARDT
PROPOSAL #1.8: ELECT DIRECTOR SCOTT C. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ELAINE R. WEDRAL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ESSIE WHITELAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seres Therapeutics, Inc.
TICKER: MCRB CUSIP: 81750R102
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOUBAR B. AFEYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY BEHAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KURT C. GRAVES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServiceSource International, Inc.
TICKER: SREV CUSIP: 81763U100
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT G. ASHE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE W. DUNLEVIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY D. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ServisFirst Bancshares, Inc.
TICKER: SFBS CUSIP: 81768T108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. BROUGHTON, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR STANLEY M. BROCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. RICHARD CASHIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES J. FILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL D. FULLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HATTON C. V. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shake Shack Inc.
TICKER: SHAK CUSIP: 819047101
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JENNA LYONS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT VIVIAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shenandoah Telecommunications Company
TICKER: SHEN CUSIP: 82312B106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. BECKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. KOONTZ, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEIGH ANN SCHULTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shiloh Industries, Inc.
TICKER: SHLO CUSIP: 824543102
MEETING DATE: 3/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN A. BRUNOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL S. HANLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID J. HESSLER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shutterfly, Inc.
TICKER: SFLY CUSIP: 82568P304
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EVA MANOLIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELIZABETH (LIBBY) ISSUER YES FOR FOR
SARTAIN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shutterstock, Inc.
TICKER: SSTK CUSIP: 825690100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS R. EVANS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. HENNESSY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sienna Biopharmaceuticals, Inc.
TICKER: SNNA CUSIP: 82622H108
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FREDERICK C. ISSUER YES FOR FOR
BEDDINGFIELD, III
PROPOSAL #1.2: ELECT DIRECTOR TODD HARRIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silicon Laboratories Inc.
TICKER: SLAB CUSIP: 826919102
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR G. TYSON TUTTLE ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SUMIT SADANA ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GREGG LOWE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silver Spring Networks, Inc.
TICKER: SSNI CUSIP: 82817Q103
MEETING DATE: 1/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SilverBow Resources, Inc.
TICKER: SBOW CUSIP: 82836G102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GABRIEL L. ELLISOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES W. WAMPLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Silvercrest Asset Management Group Inc.
TICKER: SAMG CUSIP: 828359109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WINTHROP B. CONRAD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD R. HOUGH, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simpson Manufacturing Co., Inc.
TICKER: SSD CUSIP: 829073105
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KAREN COLONIAS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CELESTE VOLZ FORD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL A. BLESS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JENNIFER A. CHATMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBIN G. MACGILLIVRAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP E. DONALDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Simulations Plus, Inc.
TICKER: SLP CUSIP: 829214105
MEETING DATE: 2/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER S. WOLTOSZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THADDEUS H. GRASELA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN K. PAGLIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID L. RALPH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ROSE, SNYDER, AND JACOBS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sinclair Broadcast Group, Inc.
TICKER: SBGI CUSIP: 829226109
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID D. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK G. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR J. DUNCAN SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ROBERT E. SMITH ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HOWARD E. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE E. MCCANNA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL C. KEITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARTIN R. LEADER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS, LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SiteOne Landscape Supply, Inc.
TICKER: SITE CUSIP: 82982L103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUG BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK L. WYSZOMIERSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sleep Number Corporation
TICKER: SNBR CUSIP: 83125X103
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL I. ALEGRE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN L. GULIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMART Global Holdings, Inc.
TICKER: SGH CUSIP: G8232Y101
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.a: ELECT IAIN MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.b: ELECT SANDEEP NAYYAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.c: ELECT MUKESH PATEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2018 EMPLOYEE SHARE PURCHASE ISSUER YES AGAINST AGAINST
PLAN
PROPOSAL #4: AMEND 2017 SHARE INCENTIVE PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smart Sand, Inc.
TICKER: SND CUSIP: 83191H107
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW SPEAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR COLIN M. LEONARD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Solaris Oilfield Infrastructure, Inc.
TICKER: SOI CUSIP: 83418M103
MEETING DATE: 5/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES R. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR F. GARDNER PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonic Corp.
TICKER: SONC CUSIP: 835451105
MEETING DATE: 1/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR S. KIRK KINSELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KATE S. LAVELLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sorrento Therapeutics, Inc.
TICKER: SRNE CUSIP: 83587F202
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HENRY JI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. DEMING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIM D. JANDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAISIM SHAH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YUE ALEXANDER WU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sotheby's
TICKER: BID CUSIP: 835898107
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JESSICA M. BIBLIOWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LINUS W. L. CHEUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN C. CONROY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THE DUKE OF DEVONSHIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL S. LOEB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHA E. SIMMS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS S. SMITH, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DENNIS M. WEIBLING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HARRY J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: South State Corporation
TICKER: SSB CUSIP: 840441109
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN C. POLLOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. HARTLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. SUGGS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN P. WALKER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES C. CHERRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEAN E. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DIXON HUGHES GOODMAN LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southern Missouri Bancorp, Inc.
TICKER: SMBC CUSIP: 843380106
MEETING DATE: 10/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONNIE D. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REBECCA M. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS C. ROBISON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY BKD, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Holdings, Inc.
TICKER: SWX CUSIP: 844895102
MEETING DATE: 10/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Gas Holdings, Inc.
TICKER: SWX CUSIP: 844895102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BOUGHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE A. CARDENAS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS E. CHESTNUT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN C. COMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEROY C. HANNEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN P. HESTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANNE L. MARIUCCI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. MELARKEY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR A. RANDALL THOMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS A. THOMAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SP Plus Corporation
TICKER: SP CUSIP: 78469C103
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G MARC BAUMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAREN M. GARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALICE M. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY A. REID ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WYMAN T. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS R. WAGGONER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Energy, Inc.
TICKER: SPKE CUSIP: 846511103
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. KEITH MAXWELL, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KENNETH M. HARTWICK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spark Therapeutics, Inc.
TICKER: ONCE CUSIP: 84652J103
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY D. MARRAZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT J. MILANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLIOTT SIGAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spartan Motors, Inc.
TICKER: SPAR CUSIP: 846819100
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARYL M. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS R. CLEVINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sparton Corporation
TICKER: SPA CUSIP: 847235108
MEETING DATE: 10/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sparton Corporation
TICKER: SPA CUSIP: 847235108
MEETING DATE: 11/30/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALAN L. BAZAAR ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES D. FAST ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JOSEPH J. HARTNETT ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES R. KUMMETH ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR DAVID P. MOLFENTER ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR JAMES R. SWARTWOUT ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR FRANK A. 'ANDY' WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spero Therapeutics, Inc.
TICKER: SPRO CUSIP: 84833T103
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CASPER BREUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID SOUTHWELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sportsman's Warehouse Holdings, Inc.
TICKER: SPWH CUSIP: 84920Y106
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH P. SCHNEIDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER EASTLAND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPS Commerce, Inc.
TICKER: SPSC CUSIP: 78463M107
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ARCHIE C. BLACK ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR MELVIN L. KEATING ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR MARTIN J. LEESTMA ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR MICHAEL J. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR JAMES B. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR MARTY M. REAUME ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR TAMI L. RELLER ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR PHILIP E. SORAN ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR SVEN A. WEHRWEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX Corporation
TICKER: SPXC CUSIP: 784635104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. TOTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX FLOW, Inc.
TICKER: FLOW CUSIP: 78469X107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAJDI B. ABULABAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EMERSON U. FULLWOOD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRY S. LISENBY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELIMINATE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SRC Energy Inc.
TICKER: SRCI CUSIP: 78470V108
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN A. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK N. AYDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL E. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL J. KORUS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND E. MCELHANEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JENNIFER S. ZUCKER ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAAR Surgical Company
TICKER: STAA CUSIP: 852312305
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN C. FARRELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CAREN MASON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. MOORE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS E. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM P. WALL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
INCREASE MINIMUM NUMBER OF AUTHORIZED DIRECTORS FROM
THREE TO FIVE
PROPOSAL #6: AMEND BYLAWS TO INCREASE MINIMUM NUMBER ISSUER YES FOR FOR
OF AUTHORIZED DIRECTORS FROM THREE TO FIVE
PROPOSAL #7: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE DIRECTORS MAY BE REMOVED WITH OR WITHOUT
PROPOSAL #8: AMEND BYLAWS PROVIDE DIRECTORS MAY BE ISSUER YES FOR FOR
REMOVED WITH OR WITHOUT CAUSE
PROPOSAL #9: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF NON-EMPLOYEE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stamps.com Inc.
TICKER: STMP CUSIP: 852857200
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR G. BRADFORD JONES ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STANDARD MOTOR PRODUCTS, INC.
TICKER: SMP CUSIP: 853666105
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. GETHIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAMELA FORBES LIEBERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK S. MCCLYMONT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH W. MCDONNELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALISA C. NORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC P. SILLS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE I. SILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FREDERICK D. STURDIVANT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD S. WARD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROGER M. WIDMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standex International Corporation
TICKER: SXI CUSIP: 854231107
MEETING DATE: 10/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID A. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. HICKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL B. HOGAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State National Companies, Inc.
TICKER: SNC CUSIP: 85711T305
MEETING DATE: 10/24/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steelcase Inc.
TICKER: SCS CUSIP: 858155203
MEETING DATE: 7/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWRENCE J. BLANFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TIMOTHY C. E. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CONNIE K. DUCKWORTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. JOOS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES P. KEANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TODD P. KELSEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JENNIFER C. NIEMANN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT C. PEW, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CATHY D. ROSS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PETER M. WEGE, II ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR P. CRAIG WELCH, JR. ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR KATE PEW WOLTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stemline Therapeutics, Inc.
TICKER: STML CUSIP: 85858C107
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK SARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DARREN CLINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL HUME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IVAN BERGSTEIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN FORMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stepan Company
TICKER: SCL CUSIP: 858586100
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RANDALL S. DEARTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY E. LAWTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAN STERN REED ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Bancorp, Inc.
TICKER: SBT CUSIP: 85917W102
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON FOX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LYLE WOLBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sterling Construction Company, Inc.
TICKER: STRL CUSIP: 859241101
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH A. CUTILLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARIAN M. DAVENPORT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MAARTEN D. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND F. MESSER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES R. PATTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD O. SCHAUM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MILTON L. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Steven Madden, Ltd.
TICKER: SHOO CUSIP: 556269108
MEETING DATE: 5/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD R. ROSENFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSE PEABODY LYNCH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL S. KLIPPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER MIGLIORINI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD P. RANDALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAVI SACHDEV ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS H. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AMELIA NEWTON VARELA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stewart Information Services Corporation
TICKER: STC CUSIP: 860372101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNAUD AJDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS G. APEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. ALLEN BRADLEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES CHADWICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLENN C. CHRISTENSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. CLARKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERICK H. EPPINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR MATTHEW W. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLIFFORD PRESS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stonegate Bank
TICKER: SGBK CUSIP: 861811107
MEETING DATE: 9/25/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Straight Path Communications Inc.
TICKER: STRP CUSIP: 862578101
MEETING DATE: 8/2/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Straight Path Communications Inc.
TICKER: STRP CUSIP: 862578101
MEETING DATE: 2/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVIDI JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.2: ELECT DIRECTOR K. CHRIS TODD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM F. WELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED S. ZEIDMAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stratasys Ltd.
TICKER: SSYS CUSIP: M85548101
MEETING DATE: 7/18/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: REELECT ELCHANAN JAGLOM AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1b: REELECT S. SCOTT CRUMP AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1c: REELECT EDWARD J. FIERKO AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1d: REELECT VICTOR LEVENTHAL AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1e: REELECT ILAN LEVIN AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1f: REELECT JOHN J. MCELENEY AS DIRECTOR ISSUER YES FOR FOR
UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1g: REELECT DOV OFER AS DIRECTOR UNTIL THE ISSUER YES FOR FOR
END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1h: REELECT ZIVA PATIR AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1i: REELECT DAVID REIS AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #1j: REELECT YAIR SEROUSSI AS DIRECTOR UNTIL ISSUER YES FOR FOR
THE END OF THE NEXT ANNUAL GENERAL MEETING
PROPOSAL #2a: APPROVE ANNUAL COMPENSATION INCLUDING ISSUER YES FOR FOR
EQUITY GRANTS TO DOV OFER
PROPOSAL #2b: APPROVE ANNUAL COMPENSATION INCLUDING ISSUER YES FOR FOR
EQUITY GRANTS TO YAIR SEROUSSI
PROPOSAL #3: APPROVE COMPENSATION PACKAGE OF CEO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ONGOING COMPENSATION OF BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5: APPROVE GRANT OF OPTIONS TO EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: APPROVE RENEWAL OF D&O INSURANCE POLICY ISSUER YES FOR FOR
PROPOSAL #7: REAPPOINT KESSELMAN AND KESSELMAN AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #A: VOTE FOR IF YOU ARE NOT A CONTROLLING ISSUER YES FOR N/A
SHAREHOLDER AND DO NOT HAVE A PERSONAL INTEREST IN
ONE OR SEVERAL RESOLUTIONS, AS INDICATED IN THE PROXY
CARD; OTHERWISE, VOTE AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strayer Education, Inc.
TICKER: STRA CUSIP: 863236105
MEETING DATE: 1/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND CHARTER TO CHANGE COMPANY NAME TO ISSUER YES FOR FOR
STRATEGIC EDUCATION, INC. AND TO INCREASE AUTHORIZED
COMMON STOCK
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Strongbridge Biopharma plc
TICKER: SBBP CUSIP: G85347105
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MATTHEW PAULS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARHENG KONG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STURM, RUGER & COMPANY, INC.
TICKER: RGR CUSIP: 864159108
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. COSENTINO, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL O. FIFER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA S. FROMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. MICHAEL JACOBI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER J. KILLOY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TERRENCE G. O'CONNOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMIR P. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD C. WHITAKER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON GUN VIOLENCE SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Summit Materials, Inc.
TICKER: SUM CUSIP: 86614U100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD L. LANCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE K. WADE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sun Hydraulics Corporation
TICKER: SNHY CUSIP: 866942105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WOLFGANG H. DANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. GRZELAK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sunshine Bancorp, Inc.
TICKER: SBCP CUSIP: 86777J108
MEETING DATE: 11/17/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SUPERIOR UNIFORM GROUP, INC.
TICKER: SGC CUSIP: 868358102
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SIDNEY KIRSCHNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL BENSTOCK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBIN M. HENSLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PAUL MELLINI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TODD SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME TO SUPERIOR GROUP OF ISSUER YES FOR FOR
COMPANIES, INC.
PROPOSAL #3: RATIFY MAYER HOFFMAN MCCANN P.C. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Supernus Pharmaceuticals, Inc.
TICKER: SUPN CUSIP: 868459108
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGES GEMAYEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. SIEBERT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Surgery Partners, Inc.
TICKER: SGRY CUSIP: 86881A100
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER GORDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLIFFORD G. ADLERZ ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Surmodics, Inc.
TICKER: SRDX CUSIP: 868873100
MEETING DATE: 2/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID R. DANTZKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LISA W. HEINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY R. MAHARAJ ISSUER YES FOR FOR
PROPOSAL #2: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swift Transportation Company
TICKER: SWFT CUSIP: 87074U101
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH MERGER ISSUER YES FOR FOR
PROPOSAL #2: ELIMINATE CLASS OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #4: CLASSIFY THE BOARD OF DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES AGAINST AGAINST
PROPOSAL #6: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #7: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sykes Enterprises, Incorporated
TICKER: SYKE CUSIP: 871237103
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. SYKES ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. MEURER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. MARK WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synaptics Incorporated
TICKER: SYNA CUSIP: 87157D109
MEETING DATE: 10/31/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS F. LEE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD L. SANQUINI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syndax Pharmaceuticals, Inc.
TICKER: SNDX CUSIP: 87164F105
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR HENRY CHEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LUKE EVNIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syneos Health, Inc.
TICKER: SYNH CUSIP: 87166B102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS ALLEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ALISTAIR MACDONALD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synergy Pharmaceuticals Inc.
TICKER: SGYP CUSIP: 871639308
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY S. JACOB ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TROY HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELVIN K. SPIGELMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. BRANCACCIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. ADAMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ALAN F. JOSLYN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TIMOTHY S. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYNNEX Corporation
TICKER: SNX CUSIP: 87162W100
MEETING DATE: 3/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DWIGHT STEFFENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN MURAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRED BREIDENBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HAU LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW MIAU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY QUESNEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ANN VEZINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS WURSTER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DUANE ZITZNER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ANDREA ZULBERTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syntel, Inc.
TICKER: SYNT CUSIP: 87162H103
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PARITOSH K. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BHARAT DESAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS DOEKE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAKESH KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RAJESH MASHRUWALA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PRASHANT RANADE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR VINOD K. SAHNEY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REX E. SCHLAYBAUGH, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NEERJA SETHI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Synthetic Biologics, Inc.
TICKER: SYN CUSIP: 87164U102
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY J. KRAWS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY RILEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT L. TARRIFF ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY WOLF ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Syros Pharmaceuticals, Inc.
TICKER: SYRS CUSIP: 87184Q107
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SRINIVAS AKKARAJU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILLIP A. SHARP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Systemax Inc.
TICKER: SYX CUSIP: 871851101
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD LEEDS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LEEDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT LEEDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LAWRENCE REINHOLD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. ROSENTHAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY LITWIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHAD LINDBLOOM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: Tabula Rasa HealthCare, Inc.
TICKER: TRHC CUSIP: 873379101
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMIRA BECKWITH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DENNIS HELLING ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tactile Systems Technology, Inc.
TICKER: TCMD CUSIP: 87357P100
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND O. HUGGENBERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GERALD R. MATTYS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD J. NIGON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL PEGUS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KEVIN H. ROCHE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER H. SODERBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tailored Brands, Inc.
TICKER: TLRD CUSIP: 87403A107
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DINESH S. LATHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID H. EDWAB ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS S. EWERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR IRENE CHANG BRITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RINALDO S. BRUTOCO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SUE GOVE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THEO KILLION ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GRACE NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SHELDON I. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE &TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taylor Morrison Home Corporation
TICKER: TMHC CUSIP: 87724P106
MEETING DATE: 5/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID C. MERRITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES FOR FOR
PROVIDE FOR THE PHASED-IN DECLASSIFICATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Team, Inc.
TICKER: TISI CUSIP: 878155100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMERINO GATTI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. FERRAIOLI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL A. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG L. MARTIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tech Data Corporation
TICKER: TECD CUSIP: 878237106
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLES E. ADAIR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KAREN M. DAHUT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT M. DUTKOWSKY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HARRY J. HARCZAK, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BRIDGETTE P. HELLER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD T. HUME ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KATHLEEN MISUNAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS I. MORGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK G. SAYER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SAVIO W. TUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TechTarget, Inc.
TICKER: TTGT CUSIP: 87874R100
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT D. BURKE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LEVENSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teladoc, Inc.
TICKER: TDOC CUSIP: 87918A105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR HELEN DARLING ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WILLIAM H. FRIST ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MICHAEL GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR JASON GOREVIC ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR BRIAN MCANDREWS ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR THOMAS G. MCKINLEY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ARNEEK MULTANI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KENNETH H. PAULUS ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR DAVID SHEDLARZ ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR DAVID B. SNOW, JR. ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telenav, Inc.
TICKER: TNAV CUSIP: 879455103
MEETING DATE: 11/16/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS MILLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR KEN XIE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teligent, Inc.
TICKER: TLGT CUSIP: 87960W104
MEETING DATE: 5/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLE S. BEN-MAIMON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN CELENTANO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BHASKAR CHAUDHURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES C. GALE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JASON GRENFELL-GARDNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN KOEHLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS J. SABATINO, JR. ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY EISNERAMPER LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tellurian Inc.
TICKER: TELL CUSIP: 87968A104
MEETING DATE: 9/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANA DERYCZ-KESSLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DILLON J. FERGUSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MEG A. GENTLE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3a: INCREASE AUTHORIZED PREFERRED AND ISSUER YES AGAINST AGAINST
COMMON STOCK
PROPOSAL #3b: ELIMINATE RIGHT OF HOLDERS OF COMMON ISSUER YES AGAINST AGAINST
STOCK TO VOTE WITH RESPECT TO FUTURE AMENDMENTS TO
THE CERTIFICATE OF INCORPORATION THAT RELATE SOLELY
TO THE TERMS OF THE PREFERRED STOCK
PROPOSAL #3c: ESTABLISH RANGE FOR BOARD SIZE ISSUER YES AGAINST AGAINST
PROPOSAL #3d: AMEND ARTICLES ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELIMINATE/RESTRICT RIGHT TO ACT BY ISSUER YES AGAINST AGAINST
WRITTEN CONSENT
PROPOSAL #3f: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #3g: AMEND ARTICLES ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tellurian Inc.
TICKER: TELL CUSIP: 87968A104
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARTIN HOUSTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEAN JAYLET ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenet Healthcare Corporation
TICKER: THC CUSIP: 88033G407
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RONALD A. RITTENMEYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR J. ROBERT KERREY ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR JAMES L. BIERMAN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR RICHARD W. FISHER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BRENDA J. GAINES ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR RICHARD J. MARK ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR TAMMY ROMO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tennant Company
TICKER: TNC CUSIP: 880345103
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AZITA ARVANI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. SONNENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID S. WICHMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenneco Inc.
TICKER: TEN CUSIP: 880349105
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS C. FREYMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRIAN J. KESSELER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DENNIS J. LETHAM ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. METCALF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. PRICE, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR GREGG M. SHERRILL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JANE L. WARNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROGER J. WOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Terreno Realty Corporation
TICKER: TRNO CUSIP: 88146M101
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR W. BLAKE BAIRD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. COKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LEROY E. CARLSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GABRIELA FRANCO PARCELLA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DOUGLAS M. PASQUALE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tetra Tech, Inc.
TICKER: TTEK CUSIP: 88162G103
MEETING DATE: 3/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN L. BATRACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH M. GRANT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK C. HADEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. CHRISTOPHER LEWIS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOANNE M. MAGUIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KIMBERLY E. RITRIEVI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALBERT E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KIRSTEN M. VOLPI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Capital Bancshares, Inc.
TICKER: TCBI CUSIP: 88224Q107
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. KEITH CARGILL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JONATHAN E. BALIFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES H. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LARRY L. HELM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. HUNTLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHARLES S. HYLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELYSIA HOLT RAGUSA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN P. ROSENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT W. STALLINGS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE W. TREMBLAY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR IAN J. TURPIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WATSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Roadhouse, Inc.
TICKER: TXRH CUSIP: 882681109
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. KENT TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. ZARLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TG Therapeutics, Inc.
TICKER: TGTX CUSIP: 88322Q108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAURENCE N. CHARNEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR YANN ECHELARD ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM J. KENNEDY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KENNETH HOBERMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR DANIEL HUME ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MARK SCHOENEBAUM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL S. WEISS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY COHNREZNICK LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Advisory Board Company
TICKER: ABCO CUSIP: 00762W107
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Bank of N.T. Butterfield & Son Limited
TICKER: NTB CUSIP: G0772R208
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS (VOTING)
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: FIX NUMBER OF DIRECTORS AT TWELVE ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT DIRECTOR MICHAEL COLLINS ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT DIRECTOR ALASTAIR BARBOUR ISSUER YES FOR FOR
PROPOSAL #4.3: ELECT DIRECTOR JAMES F. BURR ISSUER YES FOR FOR
PROPOSAL #4.4: ELECT DIRECTOR MICHAEL COVELL ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT DIRECTOR CAROLINE FOULGER ISSUER YES FOR FOR
PROPOSAL #4.6: ELECT DIRECTOR CONOR O'DEA ISSUER YES FOR FOR
PROPOSAL #4.7: ELECT DIRECTOR MEROE PARK ISSUER YES FOR FOR
PROPOSAL #4.8: ELECT DIRECTOR PAMELA THOMAS-GRAHAM ISSUER YES FOR FOR
PROPOSAL #4.9: ELECT DIRECTOR JOHN WRIGHT ISSUER YES FOR FOR
PROPOSAL #4.10: ELECT DIRECTOR DAVID ZWIENER ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FILL VACANCIES ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boston Beer Company, Inc.
TICKER: SAM CUSIP: 100557107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL SPILLANE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGG A. TANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN-MICHEL VALETTE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Brink's Company
TICKER: BCO CUSIP: 109696104
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. BOYNTON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IAN D. CLOUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN E. DOCHERTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REGINALD D. HEDGEBETH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAN R. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. HERLING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS A. PERTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE I. STOECKERT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE AND TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Cheesecake Factory Incorporated
TICKER: CAKE CUSIP: 163072101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID OVERTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDIE A. AMES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALEXANDER L. CAPPELLO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEROME I. KRANSDORF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAURENCE B. MINDEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. PITTAWAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR HERBERT SIMON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chefs' Warehouse, Inc.
TICKER: CHEF CUSIP: 163086101
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTINA CARROLL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMINICK CERBONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. COURI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH CUGINE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN GUARINO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN HANSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KATHERINE OLIVER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHRISTOPHER PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN PAPPAS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID E. SCHREIBMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Children's Place, Inc.
TICKER: PLCE CUSIP: 168905107
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH ALUTTO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN E. BACHMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARLA MALCOLM BECK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JANE ELFERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH GROMEK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN MATTHEWS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. METTLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STANLEY W. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN SOBBOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Ensign Group, Inc.
TICKER: ENSG CUSIP: 29358P101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER R. ISSUER YES FOR FOR
CHRISTENSEN
PROPOSAL #1.2: ELECT DIRECTOR DAREN J. SHAW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MALENE S. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The ExOne Company
TICKER: XONE CUSIP: 302104104
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR S. KENT ROCKWELL ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JOHN IRVIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GREGORY F. PASHKE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LLOYD A. SEMPLE ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR WILLIAM F. STROME ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BONNIE K. WACHTEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY SCHNEIDER DOWNS & CO., INC. AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Finish Line, Inc.
TICKER: FINL CUSIP: 317923100
MEETING DATE: 7/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN S. LYON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TORRENCE BOONE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. CARMICHAEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE FIRST OF LONG ISLAND CORPORATION
TICKER: FLIC CUSIP: 320734106
MEETING DATE: 4/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL T. CANARICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ALEXANDER L. COVER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN V. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER QUICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENISE STRAIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC J. TVETER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY CROWE HORWATH LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The GEO Group, Inc.
TICKER: GEO CUSIP: 36162J106
MEETING DATE: 4/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLARENCE E. ANTHONY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANNE N. FOREMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD H. GLANTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER C. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIE MYERS WOOD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE C. ZOLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROXY ACCESS BYLAW AMENDMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Habit Restaurants, Inc.
TICKER: HABT CUSIP: 40449J103
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRA FILS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER REILLY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hackett Group, Inc.
TICKER: HCKT CUSIP: 404609109
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID N. DUNGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD N. HAMLIN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MARCUS CORPORATION
TICKER: MCS CUSIP: 566330106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN H. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DIANE MARCUS GERSHOWITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLAN H. SELIG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY E. HOEKSEMA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE J. OLSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP L. MILSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY S. MARCUS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN J. STARK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE M. GEHL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DAVID M. BAUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MEDICINES COMPANY
TICKER: MDCO CUSIP: 584688105
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR FREDRIC N. ESHELMAN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GENO J. GERMANO ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JOHN C. KELLY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR CLIVE A. MEANWELL ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR PARIS PANAYIOTOPOULOS ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR SARAH J. SCHLESINGER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Meet Group, Inc.
TICKER: MEET CUSIP: 58513U101
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JEAN CLIFTON ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GEOFFREY COOK ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR CHRISTOPHER FRALIC ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR SPENCER GRIMES ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR SPENCER RHODES ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BEDI SINGH ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR JASON WHITT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The New York Times Company
TICKER: NYT CUSIP: 650111107
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT E. DENHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RACHEL GLASER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR REBECCA VAN DYCK ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Providence Service Corporation
TICKER: PRSC CUSIP: 743815102
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TODD J. CARTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The RMR Group Inc.
TICKER: RMR CUSIP: 74967R106
MEETING DATE: 3/28/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN LOGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROSEN PLEVNELIEV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ADAM D. PORTNOY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WALTER C. WATKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Trade Desk, Inc.
TICKER: TTD CUSIP: 88339J105
MEETING DATE: 7/20/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFF T. GREEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIC B. PALEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Trade Desk, Inc.
TICKER: TTD CUSIP: 88339J105
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR THOMAS FALK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. PERDUE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The York Water Company
TICKER: YORW CUSIP: 987184108
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL W. GANG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY R. HINES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE W. HODGES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE HAY KAIN, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BAKER TILLY VIRCHOW KRAUSE, LLP ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TherapeuticsMD, Inc.
TICKER: TXMD CUSIP: 88338N107
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TOMMY G. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT G. FINIZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C.K. MILLIGAN, IV ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRIAN BERNICK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR COOPER C. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT V. LAPENTA, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JULES A. MUSING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANGUS C. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.1: ELECT DIRECTOR JANE F. BARLOW ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NICHOLAS SEGAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Theravance Biopharma, Inc.
TICKER: TBPH CUSIP: G8807B106
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERAN BROSHY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAURIE SMALDONE ALSUP ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BURTON G. MALKIEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Third Point Reinsurance Ltd.
TICKER: TPRE CUSIP: G8827U100
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. ROBERT BREDAHL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSHUA L. TARGOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK PARKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GRETCHEN A. HAYES ISSUER YES FOR FOR
PROPOSAL #2: AMEND BYLAWS ISSUER YES AGAINST AGAINST
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ELECTION OF DESIGNATED COMPANY DIRECTORS ISSUER YES FOR FOR
OF NON-U.S. SUBSIDIARIES
PROPOSAL #5: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tile Shop Holdings, Inc.
TICKER: TTS CUSIP: 88677Q109
MEETING DATE: 7/11/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER H. KAMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TODD KRASNOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP B. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Titan Pharmaceuticals, Inc.
TICKER: TTNP CUSIP: 888314309
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC RUBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUNIL BHONSLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH A. AKERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAJINDER KUMAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. DAVID MACFARLANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES R. MCNAB, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT A. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY OUM & CO. LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tivity Health, Inc.
TICKER: TVTY CUSIP: 88870R102
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SARA J. FINLEY ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR ARCHELLE GEORGIOU ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT J. GRECZYN, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PETER A. HUDSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BETH M. JACOB ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BRADLEY S. KARRO ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR PAUL H. KECKLEY ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR LEE A. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR DONATO J. TRAMUTO ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR KEVIN G. WILLS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tocagen Inc.
TICKER: TOCA CUSIP: 888846102
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. DARCY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRY E. GRUBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL SCHIMMEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tompkins Financial Corporation
TICKER: TMP CUSIP: 890110109
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL J. BATTAGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL J. FESSENDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES W. FULMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICIA A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FRANK C. MILEWSKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS R. ROCHON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN S. ROMAINE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL H. SPAIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ALFRED J. WEBER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR CRAIG YUNKER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLPAS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOOTSIE ROLL INDUSTRIES, INC.
TICKER: TR CUSIP: 890516107
MEETING DATE: 5/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. GORDON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LANA JANE LEWIS-BRENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRE A. SEIBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAULA M. WARDYNSKI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: REPORT ON SUSTAINABILITY SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TopBuild Corp.
TICKER: BLD CUSIP: 89055F103
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD VOLAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CARL T. CAMDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH S. CANTIE ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND BYLAWS
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT TO ISSUER YES FOR FOR
AMEND CERTAIN PROVISIONS OF THE CERTIFICATE OF
INCORPORATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TPI Composites, Inc.
TICKER: TPIC CUSIP: 87266J104
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL G. GIOVACCHINI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. DEROSA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAYSHREE S. DESAI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Travelport Worldwide Limited
TICKER: TVPT CUSIP: G9019D104
MEETING DATE: 6/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. STEENLAND ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GORDON A. WILSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ELIZABETH L. BUSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN R. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL J. DURHAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SCOTT E. FORBES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOUGLAS A. HACKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN B. SMITH ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trevena, Inc.
TICKER: TRVN CUSIP: 89532E109
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAXINE GOWEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JULIE H. MCHUGH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAKE R. NUNN ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADJOURN MEETING ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trex Company, Inc.
TICKER: TREX CUSIP: 89531P105
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES E. CLINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICIA B. ROBINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRI Pointe Group, Inc.
TICKER: TPH CUSIP: 87265H109
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS F. BAUER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE B. BURROWS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL S. FULTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GILBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANCE B. MOORE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS B. ROGERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriNet Group, Inc.
TICKER: TNET CUSIP: 896288107
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHERINE AUGUST- ISSUER YES FOR FOR
DEWILDE
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH GOLDMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinity Place Holdings Inc.
TICKER: TPHS CUSIP: 89656D101
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEXANDER C. MATINA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY B. CITRIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinseo S.A.
TICKER: TSE CUSIP: L9340P101
MEETING DATE: 11/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR HENRI STEINMETZ ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinseo S.A.
TICKER: TSE CUSIP: L9340P101
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOSEPH ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY J. COTE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PIERRE-MARIE DE LEENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE ALLOCATION TO LEGAL RESERVE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF DIRECTORS AND ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INTERNAL STATUTORY AUDITOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trinseo S.A.
TICKER: TSE CUSIP: L9340P111
MEETING DATE: 6/20/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE ISSUANCE OF SHARES WITH OR ISSUER YES AGAINST AGAINST
WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triple-S Management Corporation
TICKER: GTS CUSIP: 896749108
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LUIS A. CLAVELL- ISSUER YES FOR FOR
RODRIGUEZ
PROPOSAL #1b: ELECT DIRECTOR JOSEPH A. FRICK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL B. MARCUS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERTO GARCIA-RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TriState Capital Holdings, Inc.
TICKER: TSC CUSIP: 89678F100
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. GETZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIM A. RUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD B. SEIDEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: tronc, Inc.
TICKER: TRNC CUSIP: 89703P107
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROL CRENSHAW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JUSTIN C. DEARBORN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID DREIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP G. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. RECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrueBlue, Inc.
TICKER: TBI CUSIP: 89785X101
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR COLLEEN B. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN C. COOPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM C. GOINGS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KIM HARRIS JONES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEPHEN M. ROBB ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JEFFREY B. SAKAGUCHI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOSEPH P. SAMBATARO, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BONNIE W. SOODIK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TrueCar, Inc.
TICKER: TRUE CUSIP: 89785L107
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERIN LANTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHIP PERRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ION YADIGAROGLU ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trupanion, Inc.
TICKER: TRUP CUSIP: 898202106
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBIN FERRACONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. HAYS LINDSLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TTEC Holdings Inc
TICKER: TTEC CUSIP: 89854H102
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KENNETH D. TUCHMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEVEN J. ANENEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR TRACY L. BAHL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY A. CONLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ROBERT N. FRERICHS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARC L. HOLTZMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EKTA SINGH-BUSHELL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TTM Technologies, Inc.
TICKER: TTMI CUSIP: 87305R109
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REX D. GEVEDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. KLATELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN G. MAYER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tucows Inc.
TICKER: TCX CUSIP: 898697206
MEETING DATE: 9/5/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLEN KARP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAWLEIGH H. RALLS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EREZ GISSIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBIN CHASE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR ELLIOT NOSS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BRAD BURNHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turning Point Brands, Inc.
TICKER: TPB CUSIP: 90041L105
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY H. A. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H.C. CHARLES DIAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID GLAZEK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE W. HEBARD, III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS F. HELMS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE S. WEXLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARNOLD ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tutor Perini Corporation
TICKER: TPC CUSIP: 901109108
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD N. TUTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER ARKLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SIDNEY J. FELTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. FROST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL HORODNICEANU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL R. KLEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ROBERT C. LIEBER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DENNIS D. OKLAK ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RAYMOND R. ONEGLIA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DALE ANNE REISS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DONALD D. SNYDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.12: ELECT DIRECTOR DICKRAN M. TEVRIZIAN, ISSUER YES FOR FOR
JR.
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twilio Inc.
TICKER: TWLO CUSIP: 90138F102
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BYRON DEETER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFF LAWSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Concrete, Inc.
TICKER: USCR CUSIP: 90333L201
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. SANDBROOK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KURT M. CELLAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. LUNDIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT M. RAYNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR COLIN M. SUTHERLAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THEODORE P. ROSSI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Physical Therapy, Inc.
TICKER: USPH CUSIP: 90337L108
MEETING DATE: 10/3/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERALD L. PULLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. READING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRANCE W. MCAFEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. BROOKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY S. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERNARD A. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD L. KUNTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR REGINALD E. SWANSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CLAYTON K. TRIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Physical Therapy, Inc.
TICKER: USPH CUSIP: 90337L108
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERALD L. PULLINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER J. READING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRANCE W. MCAFEE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK J. BROOKNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HARRY S. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN A. GILMARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERNARD A. HARRIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD L. KUNTZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REGINALD E. SWANSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CLAYTON K. TRIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Silica Holdings, Inc.
TICKER: SLCA CUSIP: 90346E103
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR PETER BERNARD ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DIANE K. DUREN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR WILLIAM J. KACAL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR CHARLES SHAVER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR BRYAN A. SHINN ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR J. MICHAEL STICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ubiquiti Networks, Inc.
TICKER: UBNT CUSIP: 90347A100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. PERA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UCP, Inc.
TICKER: UCP CUSIP: 90265Y106
MEETING DATE: 8/1/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultra Clean Holdings, Inc.
TICKER: UCTT CUSIP: 90385V107
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR CLARENCE L. GRANGER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR JAMES P. SCHOLHAMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR DAVID T. IBNALE ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR LEONID MEZHVINSKY ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR EMILY M. LIGGETT ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR THOMAS T. EDMAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR BARBARA V. SCHERER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY MOSS ADAMS LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultragenyx Pharmaceutical Inc.
TICKER: RARE CUSIP: 90400D108
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DEBORAH DUNSIRE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL NARACHI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CLAY B. SIEGALL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UMH Properties, Inc.
TICKER: UMH CUSIP: 903002103
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANNA T. CHEW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EUGENE W. LANDY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL A. LANDY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STUART D. LEVY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PKF O'CONNOR DAVIES, LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Bankshares, Inc.
TICKER: UNB CUSIP: 905400107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN J. BOURGEOIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAWN D. BUGBEE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH D. GIBBONS ISSUER YES AGAINST AGAINST
PROPOSAL #1d: ELECT DIRECTOR JOHN M. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY C. PUTNAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TIMOTHY W. SARGENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID S. SILVERMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN H. STEEL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SCHUYLER W. SWEET ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CORNELIUS J. VAN DYKE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BERRY DUNN MCNEIL & PARKER, LLC ISSUER YES FOR FOR
AS AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unisys Corporation
TICKER: UIS CUSIP: 909214306
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER A. ALTABEF ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PHILIPPE GERMOND ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DEBORAH LEE JAMES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL E. MARTIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR REGINA PAOLILLO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Insurance Holdings Corp.
TICKER: UIHC CUSIP: 910710102
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALEC L. POITEVINT, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KERN M. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM H. HOOD, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHERRILL W. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PATRICK F. MARONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Lime & Minerals, Inc.
TICKER: USLM CUSIP: 911922102
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY W. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. CARDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTOINE M. DOUMET ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAY M. HARLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BILLY R. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR EDWARD A. ODISHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Electronics Inc.
TICKER: UEIC CUSIP: 913483103
MEETING DATE: 6/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL D. ARLING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SATJIV S. CHAHIL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J.C. SPARKMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY P. STAPLETON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CARL E. VOGEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD K. ZINSER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Forest Products, Inc.
TICKER: UFPI CUSIP: 913543104
MEETING DATE: 4/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MATTHEW J. MISSAD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS W. RHODES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRIAN C. WALKER ISSUER YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Health Realty Income Trust
TICKER: UHT CUSIP: 9.14E+109
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC D. MILLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAYLE L. CAPOZZALO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Insurance Holdings, Inc.
TICKER: UVE CUSIP: 91359V107
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR SCOTT P. CALLAHAN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KIMBERLY D. COOPER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR SEAN P. DOWNES ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DARRYL L. LEWIS ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR RALPH J. PALMIERI ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR RICHARD D. PETERSON ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR MICHAEL A. PIETRANGELO ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR OZZIE A. SCHINDLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JON W. SPRINGER ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR JOEL M. WILENTZ ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PLANTE & MORAN, PLLC AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Logistics Holdings, Inc.
TICKER: ULH CUSIP: 91388P105
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GRANT E. BELANGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FREDERICK P. CALDERONE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH J. CASAROLL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL J. DEANE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MANUEL J. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR MATTHEW T. MOROUN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL A. REGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFF ROGERS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR DANIEL C. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. URBAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR H.E. 'SCOTT' WOLFE ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Upland Software, Inc.
TICKER: UPLD CUSIP: 91544A109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN E. COURTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RODNEY C. FAVARON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG, LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Urban Edge Properties
TICKER: UE CUSIP: 91704F104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY S. OLSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. GOULD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN H. GRAPSTEIN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEVEN J. GUTTMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN P. O'SHEA ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEVEN ROTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: US Ecology, Inc.
TICKER: ECOL CUSIP: 91732J102
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOE F. COLVIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATINA DORTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GLENN A. EISENBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY R. FEELER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL FOX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD C. KEATING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN A. ROMANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. SAHLBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USA Technologies, Inc.
TICKER: USAT CUSIP: 90328S500
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN D. BARNHART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOEL BROOKS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. HERBERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. METZGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALBIN F. MOSCHNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM J. REILLY, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. SCHOCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USANA Health Sciences, Inc.
TICKER: USNA CUSIP: 90328M107
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MYRON W. WENTZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT ANCIAUX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GILBERT A. FULLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KEVIN G. GUEST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FENG PENG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. SCOTT NIXON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FREDERIC J. WINSSINGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UTAH MEDICAL PRODUCTS, INC.
TICKER: UTMD CUSIP: 917488108
MEETING DATE: 5/4/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN L. CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL O. RICHINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY JONES SIMKINS LLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valhi, Inc.
TICKER: VHI CUSIP: 918905100
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS E. BARRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LORETTA J. FEEHAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. GRAHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR TERRI L. HERRINGTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. HAYDEN MCILROY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARY A. TIDLUND ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Value Line, Inc.
TICKER: VALU CUSIP: 920437100
MEETING DATE: 10/13/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD A. BRECHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN R. ANASTASIO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARY BERNSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR ALFRED R. FIORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN P. DAVIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GLENN J. MUENZER ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vanda Pharmaceuticals Inc.
TICKER: VNDA CUSIP: 921659108
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MIHAEL H. POLYMEROPOULOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vanguard Market Liquidity Fund
TICKER: N/A CUSIP: 92202X209
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MORTIMER J. BUCKLEY ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.2: ELECT DIRECTOR EMERSON U. FULLWOOD ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.3: ELECT DIRECTOR AMY GUTMANN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.4: ELECT DIRECTOR JOANN HEFFERNAN HEISEN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.5: ELECT DIRECTOR F. JOSEPH LOUGHREY ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.6: ELECT DIRECTOR MARK LOUGHRIDGE ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.7: ELECT DIRECTOR SCOTT C. MALPASS ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.8: ELECT DIRECTOR F. WILLIAM MCNABB, III ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.9: ELECT DIRECTOR DEANNA MULLIGAN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.10: ELECT DIRECTOR ANDRE F. PEROLD ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.11: ELECT DIRECTOR SARAH BLOOM RASKIN ISSUER YES PROPORTIONAL N/A
PROPOSAL #1.12: ELECT DIRECTOR PETER F. VOLANAKIS ISSUER YES PROPORTIONAL N/A
PROPOSAL #3: APPROVE MANAGER OF MANAGERS ARRANGEMENT ISSUER YES PROPORTIONAL N/A
WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Varex Imaging Corporation
TICKER: VREX CUSIP: 92214X106
MEETING DATE: 2/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ERICH R. REINHARDT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Varonis Systems, Inc.
TICKER: VRNS CUSIP: 922280102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GILI IOHAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OFER SEGEV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONA SEGEV-GAL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY KOST FORER GABBAY & KASIERER AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VBI Vaccines Inc.
TICKER: VBIV CUSIP: 91822J103
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JEFF R. BAXTER ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR STEVEN GILLIS ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MICHEL DE WILDE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ADAM LOGAL ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TOMER KARIV ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SCOTT REQUADT ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR STEVEN D. RUBIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #3: APPROVE EISNERAMPER LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vector Group Ltd.
TICKER: VGR CUSIP: 92240M108
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENNETT S. LEBOW ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HOWARD M. LORBER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD J. BERNSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STANLEY S. ARKIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR HENRY C. BEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL V. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY S. PODELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR JEAN E. SHARPE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.9: ELECT DIRECTOR BARRY WATKINS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES FOR AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vectrus, Inc.
TICKER: VEC CUSIP: 92242T101
MEETING DATE: 5/18/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADFORD J. BOSTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES L. PROW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHILLIP C. WIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veracyte, Inc.
TICKER: VCYT CUSIP: 92337F107
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. BISHOP ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED E. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TINA S. NOVA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriFone Systems, Inc.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 3/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR ROBERT W. ALSPAUGH ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR KAREN AUSTIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RONALD BLACK ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR PAUL GALANT ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ALEX W. (PETE) HART ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ROBERT B. HENSKE ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR LARRY A. KLANE ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR JONATHAN I. SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR JANE J. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1J: ELECT DIRECTOR ROWAN TROLLOPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VeriFone Systems, Inc.
TICKER: PAY CUSIP: 92342Y109
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verint Systems Inc.
TICKER: VRNT CUSIP: 92343X100
MEETING DATE: 6/21/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN BODNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PENELOPE HERSCHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM KURTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD NOTTENBURG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD SAFIR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EARL SHANKS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritex Holdings, Inc.
TICKER: VBTX CUSIP: 923451108
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. MALCOLM HOLLAND, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM C. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAT S. BOLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR APRIL BOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BLAKE BOZMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NED N. FLEMING, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK C. GRIEGE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON HUDDLESTON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY B. MORRISON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN T. SUGHRUE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Veritone, Inc.
TICKER: VERI CUSIP: 92347M100
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NATHANIEL L. CHECKETTS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR JEFF P. GEHL ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. OATES ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Verizon Communications Inc.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELLYE L. ARCHAMBEAU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK T. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MELANIE L. HEALEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHRYN A. TESIJA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY D. WASSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GREGORY G. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: ASSESS FEASIBILITY OF CYBER SECURITY AND SHAREHOLDER YES AGAINST FOR
DATA PRIVACY AS A PERFORMANCE MEASURE FOR SENIOR
EXECUTIVE COMPENSATION
PROPOSAL #8: CLAWBACK OF INCENTIVE PAYMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: ELIMINATE ABOVE-MARKET EARNINGS IN SHAREHOLDER YES AGAINST FOR
EXECUTIVE RETIREMENT PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Versartis, Inc.
TICKER: VSAR CUSIP: 92529L102
MEETING DATE: 9/8/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND CERTIFICATE OF INCORPORATION TO ISSUER YES AGAINST AGAINST
CONFIRM THE NUMBER OF AUTHORIZED SHARES OF COMMON
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viad Corp
TICKER: VVI CUSIP: 92552R406
MEETING DATE: 5/17/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR RICHARD H. DOZER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR VIRGINIA L. HENKELS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR ROBERT E. MUNZENRIDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ViaSat, Inc.
TICKER: VSAT CUSIP: 92552V100
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK DANKBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VARSHA RAO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARVEY WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viavi Solutions Inc.
TICKER: VIAV CUSIP: 925550105
MEETING DATE: 11/15/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD E. BELLUZZO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH BARNES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TOR BRAHAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TIMOTHY CAMPOS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD COLVIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MASOOD A. JABBAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OLEG KHAYKIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA STRAYER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #6: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vicor Corporation
TICKER: VICR CUSIP: 925815102
MEETING DATE: 6/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SAMUEL J. ANDERSON ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ESTIA J. EICHTEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY KELLEHER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR JAMES A. SIMMS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR CLAUDIO TUOZZOLO ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR PATRIZIO VINCIARELLI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR JASON L. CARLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LIAM K. GRIFFIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. ALLEN HENDERSON ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ViewRay, Inc.
TICKER: VRAY CUSIP: 92672L107
MEETING DATE: 6/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CALEY CASTELEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN K. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT HUENNEKENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VirnetX Holding Corporation
TICKER: VHC CUSIP: 92823T108
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS M. O'BRIEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ROBERT D. SHORT, III ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY FARBER HASS HURLEY LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtu Financial, Inc.
TICKER: VIRT CUSIP: 928254101
MEETING DATE: 6/5/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN PHILIP ABIZAID ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN D. NIXON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL T. VIOLA ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtus Investment Partners, Inc.
TICKER: VRTS CUSIP: 92828Q109
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TIMOTHY A. HOLT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MELODY L. JONES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN T. ZARRILLI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Virtusa Corporation
TICKER: VRTU CUSIP: 92827P102
MEETING DATE: 9/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM K. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AL-NOOR RAMJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Viveve Medical, Inc.
TICKER: VIVE CUSIP: 92852W204
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DANIEL JANNEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BPM LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vocera Communications, Inc.
TICKER: VCRA CUSIP: 92857F107
MEETING DATE: 6/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN N. MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHARON L. O'KEEFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vonage Holdings Corp.
TICKER: VG CUSIP: 92886T201
MEETING DATE: 6/13/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY A. CITRON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR NAVEEN CHOPRA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN FISHER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: vTv Therapeutics Inc.
TICKER: VTVT CUSIP: 918385105
MEETING DATE: 4/30/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY B. KINDLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEVEN M. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. FRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL M. MEISTER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CRAIG C. PARKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL G. SAVAS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOEL J. SPIEGEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOWARD L. WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: W&T Offshore, Inc.
TICKER: WTI CUSIP: 92922P106
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STUART B. KATZ ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR TRACY W. KROHN ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR S. JAMES NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR B. FRANK STANLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wabash National Corporation
TICKER: WNC CUSIP: 929566107
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD J. GIROMINI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARTIN C. JISCHKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN G. BOSS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN E. KUNZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY J. MAGEE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANN D. MURTLOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SCOTT K. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRENT L. YEAGY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Walker & Dunlop, Inc.
TICKER: WD CUSIP: 93148P102
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN J. BOWERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA A. HALLENBECK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL D. MALONE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN RICE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANA L. SCHMALTZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HOWARD W. SMITH, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. WALKER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. WARREN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Washington Real Estate Investment Trust
TICKER: WRE CUSIP: 939653101
MEETING DATE: 5/31/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BENJAMIN S. BUTCHER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD S. CIVERA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELLEN M. GOITIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES T. NASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS H. NOLAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY L. WINNS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waterstone Financial, Inc.
TICKER: WSBF CUSIP: 94188P101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK S. LAWTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Watts Water Technologies, Inc.
TICKER: WTS CUSIP: 942749102
MEETING DATE: 5/16/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRISTOPHER L. CONWAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. DUNBAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUISE K. GOESER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JES MUNK HANSEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. CRAIG KISSEL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH T. NOONAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MERILEE RAINES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOSEPH W. REITMEIER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WAVE Life Sciences Ltd.
TICKER: WVE CUSIP: Y95308105
MEETING DATE: 8/10/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. BOLNO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY L. VERDINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTIAN HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER KOLCHINSKY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KOJI MIURA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ADRIAN RAWCLIFFE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEN TAKANASHI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE AUDIT COMMITTEE TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTORS' ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WD-40 Company
TICKER: WDFC CUSIP: 929236107
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. BEWLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL T. CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MELISSA CLAASSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC P. ETCHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA A. LANG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID B. PENDARVIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANIEL E. PITTARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GARRY O. RIDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GREGORY A. SANDFORT ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR NEAL E. SCHMALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Web.com Group, Inc.
TICKER: WEB CUSIP: 94733A104
MEETING DATE: 5/9/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY P. COST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HUGH M. DURDEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBORAH H. QUAZZO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Weight Watchers International, Inc.
TICKER: WTW CUSIP: 948626106
MEETING DATE: 5/8/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENIS F. KELLY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SACHA LAINOVIC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER J. SOBECKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR OPRAH WINFREY ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MINDY GROSSMAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Bancorporation, Inc.
TICKER: WTBA CUSIP: 95123P106
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN K. GAER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. GERDIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAYE R. LOZIER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEAN P. MCMURRAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID R. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID D. NELSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. NOYCE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT G. PULVER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LOU ANN SANDBURG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN T. SCHULER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PHILIP JASON WORTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Corporation
TICKER: WSTC CUSIP: 952355204
MEETING DATE: 7/26/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western New England Bancorp, Inc.
TICKER: WNEB CUSIP: 958892101
MEETING DATE: 5/15/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. HAGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. MASSE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREGG F. ORLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILIP R. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY WOLF & COMPANY, P.C. AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Westwood Holdings Group, Inc.
TICKER: WHG CUSIP: 961765104
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN O. CASEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. FRANK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN M. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELLEN H. MASTERSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT D. MCTEER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEOFFREY R. NORMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARTIN J. WEILAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RAYMOND E. WOOLDRIDGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WideOpenWest, Inc.
TICKER: WOW CUSIP: 96758W101
MEETING DATE: 5/10/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TERESA ELDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JEFFREY MARCUS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PHIL SESKIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY BDO USA, LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willdan Group, Inc.
TICKER: WLDN CUSIP: 96924N100
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. BRISBIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN A. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DEBRA COY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RAYMOND W. HOLDSWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DOUGLAS J. MCEACHERN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS V. MCGINN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CURTIS S. PROBST ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH W. RENKEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOHAMMAD SHAHIDEHPOUR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: William Lyon Homes
TICKER: WLH CUSIP: 552074700
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DOUGLAS K. AMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY H. HUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM H. LYON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW R. NIEMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LYNN CARLSON SCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MATTHEW R. ZAIST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Willis Lease Finance Corporation
TICKER: WLFC CUSIP: 970646105
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. KEADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR AUSTIN C. WILLIS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wingstop Inc.
TICKER: WING CUSIP: 974155103
MEETING DATE: 5/2/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KILANDIGALU (KAY) M. ISSUER YES FOR FOR
MADATI
PROPOSAL #1.2: ELECT DIRECTOR CHARLES R. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winmark Corporation
TICKER: WINA CUSIP: 974250102
MEETING DATE: 4/25/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR JOHN L. MORGAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR LAWRENCE A. BARBETTA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR JENELE C. GRASSLE ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BRETT D. HEFFES ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KIRK A. MACKENZIE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR PAUL C. REYELTS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MARK L. WILSON ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR STEVEN C. ZOLA ISSUER YES FOR FOR
PROPOSAL #3: RATIFY GRANT THORNTON LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Winnebago Industries, Inc.
TICKER: WGO CUSIP: 974637100
MEETING DATE: 12/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD (RICK) D. MOSS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN M. MURABITO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. HAPPE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM C. FISHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WisdomTree Investments, Inc.
TICKER: WETF CUSIP: 97717P104
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY BOSSONE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE LAVINE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL STEINHARDT ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wolverine World Wide, Inc.
TICKER: WWW CUSIP: 978097103
MEETING DATE: 5/3/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROXANE DIVOL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH R. GROMEK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRENDA J. LAUDERBACK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Woodward, Inc.
TICKER: WWD CUSIP: 980745103
MEETING DATE: 1/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS A. GENDRON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL G. KORTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD M. SEGA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Workhorse Group Inc.
TICKER: WKHS CUSIP: 98138J206
MEETING DATE: 8/7/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. CHESS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR HARRY DEMOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. BENJAMIN SAMUELS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR GERALD B. BUDDE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN S. BURNS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY CLARK, SCHAEFER, HACKETT & CO. AS ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Workiva Inc.
TICKER: WK CUSIP: 98139A105
MEETING DATE: 6/11/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. HERZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. MULCAHY ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Wrestling Entertainment, Inc.
TICKER: WWE CUSIP: 98156Q108
MEETING DATE: 4/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT K. MCMAHON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE A. BARRIOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELLE D. WILSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHANIE MCMAHON ISSUER YES FOR FOR
LEVESQUE
PROPOSAL #1.5: ELECT DIRECTOR PAUL "TRIPLE H" ISSUER YES FOR FOR
LEVESQUE
PROPOSAL #1.6: ELECT DIRECTOR STUART U. GOLDFARB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LAUREEN ONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBYN W. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK A. RIDDICK, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JEFFREY R. SPEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Worthington Industries, Inc.
TICKER: WOR CUSIP: 981811102
MEETING DATE: 9/27/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. ENDRES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OZEY K. HORTON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER KARMANOS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARL A. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wright Medical Group N.V.
TICKER: WMGI CUSIP: N96617118
MEETING DATE: 6/29/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID D. STEVENS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY D. BLACKFORD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR J. PATRICK MACKIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN L. MICLOT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KEVIN C. O'BOYLE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR AMY S. PAUL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ELIZABETH H. WEATHERMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY KPMG N.V. AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WSFS Financial Corporation
TICKER: WSFS CUSIP: 929328102
MEETING DATE: 4/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANAT BIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER W. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER T. GHEYSENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xactly Corporation
TICKER: XTLY CUSIP: 98386L101
MEETING DATE: 7/28/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XBiotech Inc.
TICKER: XBIT CUSIP: 98400H102
MEETING DATE: 6/19/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SIMARD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD H. MACADAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. THORPE MCKENZIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN-PAUL WALDIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xcerra Corporation
TICKER: XCRA CUSIP: 98400J108
MEETING DATE: 10/12/2017 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xencor, Inc.
TICKER: XNCR CUSIP: 98401F105
MEETING DATE: 6/26/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN C. GORMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR A. BRUCE MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BASSIL I. DAHIYAT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KURT GUSTAFSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YUJIRO S. HATA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. RANIERI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY RSM US LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: XO Group Inc.
TICKER: XOXO CUSIP: 983772104
MEETING DATE: 5/24/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DIANE IRVINE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BARBARA MESSING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL STEIB ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xperi Corporation
TICKER: XPER CUSIP: 98421B100
MEETING DATE: 4/27/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JOHN CHENAULT ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR DAVID C. HABIGER ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR JON KIRCHNER ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR V. SUE MOLINA ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR GEORGE A. RIEDEL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR CHRISTOPHER A. SEAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YELP INC.
TICKER: YELP CUSIP: 985817105
MEETING DATE: 6/7/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEOFF DONAKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT GIBBS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEREMY STOPPELMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yext, Inc.
TICKER: YEXT CUSIP: 98585N106
MEETING DATE: 6/12/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD LERMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRIAN DISTELBURGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JULIE RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: YRC Worldwide Inc.
TICKER: YRCW CUSIP: 984249607
MEETING DATE: 5/1/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND J. BROMARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW A. DOHENY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KNEELAND ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. WINESTOCK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA M. NAZEMETZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: ZAGG Inc
TICKER: ZAGG CUSIP: 98884U108
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHRIS AHERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHERYL A. LARABEE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR E. TODD HEINER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. MAURER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. SCOTT STUBBS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Zendesk, Inc.
TICKER: ZEN CUSIP: 98936J101
MEETING DATE: 5/22/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHELLE WILSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HILARIE KOPLOW-MCADAMS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CARYN MAROONEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Zix Corporation
TICKER: ZIXI CUSIP: 98974P100
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARK J. BONNEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAHER A. ELGAMAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT C. HAUSMANN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARIBESS L. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD D. SPURR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID J. WAGNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY WHITLEY PENN LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Zoe's Kitchen, Inc.
TICKER: ZOES CUSIP: 98979J109
MEETING DATE: 6/14/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR THOMAS BALDWIN ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR SUE COLLYNS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Zogenix, Inc.
TICKER: ZGNX CUSIP: 98978L204
MEETING DATE: 5/23/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR JAMES B. BREITMEYER ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR STEPHEN J. FARR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Zynerba Pharmaceuticals, Inc.
TICKER: ZYNE CUSIP: 98986X109
MEETING DATE: 6/6/2018 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARMANDO ANIDO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN P. BUTLER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WARREN D. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. FEDERICI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS L. HARRISON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DANIEL L. KISNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH I. MOCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD SCOTTSDALE FUNDS
By: /s/Mortimer J. Buckley
Mortimer J. Buckley*
Chief Executive Officer, President, and Trustee
Date: August 29, 2018
*By: /s/Anne E. Robinson
Anne E. Robinson, pursuant to a Power of Attorney filed on January 18, 2018,
see File Number 33-32216. Incorporated by Reference.