X0404
  
    N-CEN
    
      LIVE
      
        
          0000844779
          XXXXXXXX
        
        811-05742
      
      
        false
        false
        false
      
      N-1A
    
    
      
        
          S000051092
          
            C000160934
          
          
            C000160935
          
          
            C000166019
          
          
            C000160936
          
        
        
          S000001511
          
            C000198240
          
          
            C000004071
          
          
            C000004069
          
          
            C000004067
          
        
        
          S000033601
          
            C000103250
          
          
            C000198241
          
          
            C000103251
          
          
            C000103252
          
        
        
          S000039982
          
            C000166014
          
          
            C000124021
          
          
            C000124019
          
          
            C000124020
          
        
        
          S000073490
          
            C000230443
          
          
            C000230442
          
          
            C000230441
          
        
        
          S000001505
          
            C000004040
          
          
            C000004038
          
          
            C000166016
          
          
            C000004037
          
          
            C000004036
          
          
            C000037625
          
        
        
          S000001869
          
            C000004877
          
          
            C000004873
          
          
            C000004875
          
        
        
          S000001510
          
            C000004064
          
          
            C000037630
          
          
            C000216612
          
          
            C000004062
          
          
            C000004063
          
          
            C000004066
          
        
        
          S000001509
          
            C000004061
          
          
            C000004059
          
          
            C000004057
          
          
            C000219259
          
        
        
          S000008399
          
            C000023028
          
          
            C000023032
          
          
            C000023030
          
          
            C000037670
          
          
            C000198216
          
        
        
          S000001871
          
            C000037656
          
          
            C000004885
          
          
            C000004883
          
          
            C000198239
          
          
            C000004887
          
        
        
          S000072352
          
            C000228505
          
          
            C000228503
          
          
            C000228504
          
        
        
          S000001877
          
            C000037661
          
          
            C000004916
          
          
            C000172900
          
          
            C000004913
          
          
            C000004914
          
          
            C000004912
          
        
      
    
  
  
    
    
      BlackRock Funds
      811-05742
      0000844779
      549300OZUEVJZHOBFP42
      100 Bellevue Parkway
      Wilmington
      19809
      US-DE
      US
      800-441-7762
      
        
      
      
        
          BlackRock (Singapore) Limited
          20 Anson Road
          18-01
          Singapore
          SG
          079912
          0 65 6411 3000
          Records related to its functions as sub-advisor.
        
        
          The Bank of New York Mellon
          240 Greenwich Street
          New York
          
          10286
          1-212-495-1784
          Records related to its functions as custodian.
        
        
          BlackRock International Limited
          1 Semple Street
          Edinburgh
          GB
          EH3 8BL
          44 13 1472 7200
          Records related to its functions as sub-advisor.
        
        
          BNY Mellon Investment Servicing (US) Inc.
          301 Bellevue Parkway
          Wilmington
          
          19809
          1-302-791-1700
          Records related to its functions as transfer agent, sub-administrator and accounting agent.
        
        
          BlackRock Investments, LLC
          40 East 52nd Street
          New York
          
          10022
          609-282-3046
          Records related to its functions as distributor.
        
        
          BlackRock Advisors, LLC
          100 Bellevue Parkway
          Wilmington
          
          19809
          302-797-2000
          Records related to its functions as advisor and administrator.
        
        
          State Street Bank and Trust Company
          1 Lincoln Street
          Boston
          
          02111
          617-786-3000
          Records related to its functions as custodian, sub-administrator and accounting agent.
        
      
      N
      N
      
      N-1A
      44
      Y
      
        
          Cynthia A. Montgomery
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Kenneth L. Urish
          005352005
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          John M. Perlowski
          N/A
          Y
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Mark Stalnecker
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Susan J. Carter
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Donald C. Opatrny
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Henry R. Keizer
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Joseph P. Platt
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Lena G. Goldberg
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Claire A. Walton
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Collette Chilton
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Robert Fairbairn
          004992372
          Y
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
        
          Neil A. Cotty
          N/A
          N
          
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
            
          
        
      
      
        
          Charles Park
          N/A
          55 East 52nd Street
          New York
          
          10055
          XXXXXX
          N
          
            
          
        
      
      N
      N
      N
      N
      
      N
      
        
        
      
      
        
          BlackRock Investments, LLC
          008-48436
          000038642
          54930061FBHCKXL2G714
          
          Y
        
      
      N
      
        
          Deloitte & Touche LLP
          34
          N/A
          
        
      
      N
      N
      N
      N
      N
      N
      
        
        
        
        
        
        
      
    
    
      
        BlackRock Sustainable Advantage Large Cap Core Fund
        S000051092
        5493008RIHC1TBXSKI49
        N
        4
        0
        0
        
          
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Cash collateral reinvestment fee
          Revenue sharing split
          Other
          rebates paid to borrowers
        
        1041332.82000000
        20324.00000000
        
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 17a-7 (17 CFR 270.17a-7)
        
        Y
        Y
        Y
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Bloomberg L.P.
            549300B56MD0ZC402L06
            
            N
          
          
            IHS Markit Ltd.
            549300HLPTRASHS0E726
            GB
            N
          
          
            Refinitiv US Holdings Inc.
            549300NF240HXJO7N016
            
            N
          
          
            ICE Data Services, Inc.
            13-3668779
            Tax ID
            
            N
          
        
        N
        
          
            BofA Securities, Inc.
            549300HN4UKV1E2R3U73
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            STATE STREET BANK AND TRUST COMPANY
            571474TGEMMWANRLN572
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
        
        N
        
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Feldstein Financial Group, LLC
            8-53388
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC FILE NUMBER
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            STATE STREET BANK AND TRUST COMPANY
            571474TGEMMWANRLN572
            
            N
            Y
          
        
        N
        
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
        
        
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            30313.82000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            9705.16000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            7997.88000000
          
          
            CITIGROUP GLOBAL MARKETS INC.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            8303.10000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            6989.83000000
          
          
            WELLS FARGO SECURITIES, LLC
            008-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            6718.03000000
          
          
            Pershing LLC
            008-17574
            000007560
            ZI8Q1A8EI8LQFJNM0D94
            
            16284.82000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            7812.21000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            9888.87000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            11697.58000000
          
        
        165164.64000000
        
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            141520.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            568880292.55000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            1189638.00000000
          
        
        570211450.55000000
        Y
        574623924.12000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock International Dividend Fund
        S000001511
        YJHG4TWZP5ZO7GSHVF29
        N
        4
        0
        2
        
          
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Revenue sharing split
          Other
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        438896.00000000
        890.00000000
        
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 17a-7 (17 CFR 270.17a-7)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BlackRock International Limited
            801-51087
            000106843
            5493008YUGP5E01IBD70
            Y
            GB
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
        
        N
        
          
            Deutsche Bank A.S. (Turkey)
            789000N5SE3LWDK7OI11
            TR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            BNP Paribas Securities Services (Athens)
            549300WCGB70D06XZS54
            GR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Manila Branch Philippines
            7LTWFZYICNSX8D621K86
            PH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Argentina
            579100KKDGKCFFKKF005
            AR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC, Hungarian Branch Office
            N1FBEDJ5J41VKZLO2475
            HU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Polska Kasa Opieki S.A.
            5493000LKS7B3UTF7H35
            PL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Clearstream Banking AG
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear Bank SA/NV (Belgium)
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank (Malaysia) Berhad
            529900DLWFR8HK7DR278
            MY
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            HSBC Bank Bermuda Limited
            0W1U67PTV5WY3WYWKD79
            BM
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Cititrust Colombia S A Sociedad Fiduciaria
            549300242J3IJCOSGI49
            CO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Seoul Branch
            7LTWFZYICNSX8D621K86
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Copenhagen Branch
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch
            2HI3YI5320L3RW6NJ957
            TH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC (Czech Republic)
            N1FBEDJ5J41VKZLO2475
            CZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Bank Australia Limited
            DY9DBNI4W8J63Z298033
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG (India)
            529900XJG4R4MYZD2W75
            IN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            HSBC Bank (Taiwan) Limited
            549300SG184IVNYDMN03
            TW
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UniCredit Bank Austria AG
            D1HEB8VEU6D9M8ZUXG17
            AT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Helsinki Branch
            F3JS33DEI6XQ4ZBPTN86
            FI
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC NOMINEES (NEW ZEALAND) LIMITED
            213800NHDWIZKO5KIH05
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Jakarta
            254900XBQBHM0QPI0V70
            ID
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibanamex
            5493004NLEXB8DK06353
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            HSBC Shenzhen
            213800H3TEBTFHD5JR69
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear France
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            DBS Bank Ltd, Singapore
            ATUEL7OJR5057F2PV266
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Shanghai
            2CZOJRADNJXBLT55G526
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC (Portugal)
            N1FBEDJ5J41VKZLO2475
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Vilniaus Bankas
            F3JS33DEI6XQ4ZBPTN86
            LT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
        
        Y
        
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Feldstein Financial Group, LLC
            8-53388
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
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            N
            N
          
          
            Garden State Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Hennion & Walsh, Inc.
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            SEC FILE NUMBER
            
            N
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            Searle & Co.
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            SEC FILE NUMBER
            
            N
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            ICMA-RC Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
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            N
            N
          
          
            Nations Financial Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
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            SEC FILE NUMBER
            
            N
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            Capital Portfolio Management, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
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            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
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            Polar Investment Counsel, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
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            N
            Y
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
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            SEC FILE NUMBER
            
            N
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            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
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            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
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            N
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            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Rockefeller Financial, LLC
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            SEC FILE NUMBER
            
            N
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            First Citizens Investor Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
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            SEC FILE NUMBER
            
            N
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            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
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            Arque Capital, Ltd.
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            N
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            Umpqua Investments, Inc.
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            SEC FILE NUMBER
            
            N
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            Securities America, Inc.
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            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            World Capital Brokerage, Inc.
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            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            L.O. Thomas & Co. Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Arvest Investments, Inc.
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            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
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            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
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            N
            N
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC FILE NUMBER
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
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            SEC FILE NUMBER
            
            N
            Y
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            The Windmill Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            PNC Capital Markets LLC
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            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            DWS Distributors, Inc.
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            N
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            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            White Mountain Capital, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Standard Insurance Company
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            N
            Y
          
          
            Securities Research, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
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            SEC FILE NUMBER
            
            N
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            Carl M. Hennig, Inc.
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            N
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            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Avantax Wealth Management, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            L.M. Kohn & Company
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            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Northland Securities, Inc.
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            N
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            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
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            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            Investshares, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Great Pacific Securities
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            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
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            N
            N
          
          
            Northwest Investment Advisors, Inc.
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            SEC FILE NUMBER
            
            N
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            L.S.Y., Inc.
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            Associated Investment Services, Inc.
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            N
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            Riversource Distributors, Inc.
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            SEC FILE NUMBER
            
            N
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            G.L.S. & Associates, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
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            SEC FILE NUMBER
            
            N
            N
          
          
            E. E. Powell & Company Inc.
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            N
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            Paradigm Equities, Inc.
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            SEC FILE NUMBER
            
            N
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            Worth Financial Group Inc.
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            SEC FILE NUMBER
            
            N
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            Perryman Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            MML Investors Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            The Leaders Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            NPB Financial Group, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            BFT Financial Group, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
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            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
        
        N
        
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            CITIGROUP GLOBAL MARKETS INC.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            2255.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            5366.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            8245.00000000
          
          
            INSTINET, LLC
            008-23669
            000007897
            549300MGMN3RKMU8FT57
            
            2500.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            14602.00000000
          
          
            LIQUIDNET, INC.
            008-52461
            000103987
            213800HSKBBO1GCVRG79
            
            2775.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            17475.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            6531.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            6921.00000000
          
          
            Cowen and Company, LLC
            008-22522
            000007616
            549300WR155U7DVMIW58
            
            2576.00000000
          
        
        83603.00000000
        
          
            Direct Access Partners LLC
            008-65361
            000120950
            N/A
            
            2588125.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            171608044.00000000
          
        
        174196169.00000000
        N
        240957038.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Commodity Strategies Fund
        S000033601
        P7WNZ2Q36SS1IIU5DB52
        N
        4
        0
        0
        
          
          
          
          
        
        N/A
        N
        
          
        
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Other
          Revenue sharing split
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        5223310.00000000
        77581.00000000
        
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 17a-6 (17 CFR 270.17a-6)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 17a-7 (17 CFR 270.17a-7)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 12d1-4 (17 CFR 270.12d1-4)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BlackRock International Limited
            801-51087
            000106843
            5493008YUGP5E01IBD70
            Y
            GB
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Bloomberg Finance L.P.
            5493001KJTIIGC8Y1R12
            
            N
          
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
        
        N
        
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Saudi Arabia
            558600MV09XWUB38H245
            SA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibanamex
            5493004NLEXB8DK06353
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco de Chile
            8B4EZFY8IHJC44TT2K84
            CL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Helsinki Branch
            F3JS33DEI6XQ4ZBPTN86
            FI
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Stanbic Bank Botswana Limited
            254900CFACP5V9H8W758
            BW
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG (India)
            529900XJG4R4MYZD2W75
            IN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank del Peru S.A.
            MYTK5NHHP1G8TVFGT193
            PE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            Citibank International Limited (Portugal)
            31OGKFG0Y1795OV0AK56
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Copenhagen Branch
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Brazilian Branch
            N/A
            BR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Clearstream Banking AG
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Seoul Branch
            N/A
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Bank Australia Limited
            DY9DBNI4W8J63Z298033
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Manila Branch
            N/A
            PH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC NOMINEES (NEW ZEALAND) LIMITED
            213800NHDWIZKO5KIH05
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            BNP Paribas Securities Services (Athens)
            549300WCGB70D06XZS54
            GR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            DBS Bank Ltd, Singapore
            ATUEL7OJR5057F2PV266
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank (Malaysia) Berhad
            529900DLWFR8HK7DR278
            MY
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            PJSC ROSBANK
            HOXMZG026UQNRK6J0C60
            RU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Argentina
            579100KKDGKCFFKKF005
            AR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch
            2HI3YI5320L3RW6NJ957
            TH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UniCredit Bank Austria AG
            D1HEB8VEU6D9M8ZUXG17
            AT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC, Hungarian Branch Office
            N1FBEDJ5J41VKZLO2475
            HU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Jakarta
            N/A
            ID
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear
            549300CBNW05DILT6870
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Bank Polska Kasa Opieki S.A.
            5493000LKS7B3UTF7H35
            PL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Bank Bermuda Limited
            0W1U67PTV5WY3WYWKD79
            BM
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
        
        Y
        
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            Equitable Advisors, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            B.C. Ziegler & Company
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            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Highlander Capital Group, Inc.
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            SEC FILE NUMBER
            
            N
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            World Choice Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            S.L. Reed & Company
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            SEC FILE NUMBER
            
            N
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            Mutual of Omaha Investor Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            ValMark Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            Weston Securities Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            SWBC Investment Services, LLC
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            N
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            Stonecrest Capital Markets, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
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            N
            N
          
          
            Healthcare Community Securities Corporation
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            SEC FILE NUMBER
            
            N
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            American Global Wealth Management, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
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            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            SEI Private Trust Company
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            SEC FILE NUMBER
            
            N
            Y
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            D.A. Davidson & Co.
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            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
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            N
            N
          
          
            World Capital Brokerage, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
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            SEC FILE NUMBER
            
            N
            Y
          
          
            World Equity Group, Inc.
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            N
            N
          
          
            Beaconsfield Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Network Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Proequities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
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            N
            N
          
          
            Capital Management Securities, Inc.
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            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
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            First Mercantile Trust Company
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            SEC FILE NUMBER
            
            N
            Y
          
          
            TransAm Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            M. S. Howells & Co.
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            N
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            Hennion & Walsh, Inc.
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            N
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            Verity Investments, Inc.
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            N
            N
          
          
            Morgan Stanley & Co. LLC
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            N
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            Pacific Financial Associates, Inc.
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            N
            N
          
          
            Avisen Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            MGO Securities Corp.
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            N
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            Muriel Seibert & Co., Inc.
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            N
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            Globalink Securities, Inc.
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            Principal Securities, Inc.
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            N
            N
          
          
            Herndon Plant Oakley, LTD
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            N
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            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
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            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
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            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
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            N
            N
          
          
            E*Trade Securities
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            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
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            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Invicta Capital, LLC
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            N
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            Principled Advisors, Inc.
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            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Vorpahl Wing Securities
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            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
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            N
            N
          
          
            Rothschild Investment Corporation
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            Zions Direct, Inc.
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            N
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            Sentinel Securities, Inc.
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            N
            N
          
          
            Investshares, Inc
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            N
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            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
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            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
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            Avondale Partners, LLC
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            N
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            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
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            N
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            R. Seelaus & Co., Inc.
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            N
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            The Strategic Financial Alliance, Inc.
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            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
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            N
            Y
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            Great Pacific Securities
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            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
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            SEC FILE NUMBER
            
            N
            N
          
          
            First Horizon Advisors, Inc.
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            N
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            Sunset Financial Services, Inc.
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            Cape Securities Inc.
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            Landolt Securities, Inc.
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            N
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            Portfolio Resources Group, Inc.
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            N
            N
          
          
            Portsmouth Financial Services
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            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
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            N
            N
          
          
            Commonwealth Equity Services, Inc.
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            N
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            Southeast Investments, N.C., Inc.
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            N
            N
          
          
            Allstate Financial Services, LLC
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            N
            N
          
          
            Joseph Gunnar & Co. LLC
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            N
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            Gardner Financial Services, Inc.
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            H. Beck, Inc.
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            N
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            Valley National Investments, Inc.
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            Woodbury Financial Services, Inc.
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            N
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            Allegheny Investments, Ltd.
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            Gregory J. Schwartz & Co., Inc.
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            Riversource Distributors, Inc.
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            N
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            Umpqua Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Wescom Financial Services, LLC
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            N
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            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
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            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            Alexander Capital, L.P.
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            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
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            N
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            Arvest Investments, Inc.
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            Dorn & Co., Inc.
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            American Century Investment Services, Inc.
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            American Heritage Securities, Inc.
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            FSB Warner Financial, Inc.
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            Intercam Securiteis, Inc.
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            Charles Schwab & Co., Inc.
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            Y
          
          
            Next Financial Group, Inc.
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            N
          
          
            Nationwide Financial Services, Inc.
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            N
            Y
          
          
            Syndicated Capital, Inc.
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            N
            N
          
          
            B.B. Graham & Company, Inc.
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            Infinex Investments, Inc.
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            N
          
          
            Center Street Securities, Inc.
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            Capital Investment Group, Inc.
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            N
          
          
            USI Securities, Inc.
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            N
            N
          
          
            LaSalle St. Securities, L.L.C.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
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            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            SECU Brokerage Services
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            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            James I. Black & Company
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            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
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            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Crescent Securities Group
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            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Hand Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
        
        N
        
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
        
        
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            26285.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            28999.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            57171.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            30938.00000000
          
          
            NATIONAL BANK OF CANADA FINANCIAL INC.
            008-39947
            000022698
            549300K66TF1ST7A3V76
            
            17238.00000000
          
          
            RBC CAPITAL MARKETS, LLC
            008-45411
            000031194
            549300LCO2FLSSVFFR64
            
            56034.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            37892.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            51177.00000000
          
          
            TD SECURITIES (USA) LLC
            008-36747
            000018476
            SUVUFHICNZMP2WKHG940
            
            28075.00000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            59927.00000000
          
        
        560194.00000000
        
          
            WELLS FARGO SECURITIES, LLC
            008-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            485072148.00000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            199524990.00000000
          
          
            CITADEL SECURITIES LLC
            008-53574
            000116797
            12UUJYTN7D3SW8KCSG25
            
            290814443.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            104799002.00000000
          
          
            DEUTSCHE BANK SECURITIES, INC.
            008-17822
            000002525
            9J6MBOOO7BECTDTUZW19
            
            135902135.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            1765360361.00000000
          
          
            BMO Nesbitt Burns Securities Ltd.
            008-50538
            000044057
            54JEJPF5RL5INKZRDO43
            CA
            167770060.00000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            291196080.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            1005350384.00000000
          
          
            NOMURA SECURITIES INTERNATIONAL, INC.
            008-15255
            000004297
            OXTKY6Q8X53C9ILVV871
            
            254884995.00000000
          
        
        4902757942.00000000
        N
        1708958004.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Advantage Small Cap Core Fund
        S000039982
        5493008Z7VT7J84WYF17
        N
        4
        0
        0
        
          
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Revenue sharing split
          Other
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        153548257.00000000
        1051429.00000000
        
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 17a-7 (17 CFR 270.17a-7)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Bloomberg Finance L.P.
            5493001KJTIIGC8Y1R12
            
            N
          
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
        
        N
        
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
        
        N
        
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Planned Financial Programs, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            M Holdings Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Bolton Securities Corp.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            DMK Advisor Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
            8-53388
            SEC FILE NUMBER
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
        
        N
        
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            78221.00000000
          
          
            HSBC SECURITIES (USA) INC.
            008-41562
            000019585
            CYYGQCGNHMHPSMRL3R97
            
            75633.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            220946.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            134437.00000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            91531.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            188398.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            122282.00000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            82541.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            105559.00000000
          
          
            BMO Nesbitt Burns Securities Ltd.
            008-50538
            000044057
            54JEJPF5RL5INKZRDO43
            CA
            128347.00000000
          
        
        2117600.00000000
        
          
            HSBC SECURITIES (USA), INC.
            008-41562
            000019585
            CYYGQCGNHMHPSMRL3R97
            
            1720213.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            16574793.00000000
          
          
            GREAT PACIFIC SECURITIES
            008-44398
            000029251
            254900QRZ90SUI8C4W84
            
            4196212.00000000
          
          
            GUZMAN & COMPANY
            008-38646
            000021013
            549300E7R8O8EHE8SN83
            
            1345975.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            7668054.00000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            490752.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            1865984135.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            255576.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            6670646.00000000
          
        
        1904906356.00000000
        Y
        4322823797.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Infrastructure Sustainable Opportunities Fund
        S000073490
        549300MLDVQ0HAKPS503
        Y
        3
        0
        0
        
          
          
          
        
        N/A
        Y
        N
        Y
        N
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Revenue sharing split
          Cash collateral reinvestment fee
          Other
          Rebates paid to borrowers
        
        N/A
        N/A
        
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 22d-1 (17 CFR 270.22d-1)
        
        Y
        Y
        Y
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BlackRock International Limited
            801-51087
            000106843
            5493008YUGP5E01IBD70
            Y
            GB
            N
          
          
            BlackRock (Singapore) Limited
            801-76926
            000164594
            549300UZGBQ6FHD2X729
            Y
            SG
            
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            N/A
            
            N
          
        
        N
        
          
            EUROCLEAR BANK SA/NV
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            UniCredit Bank Austria AG
            D1HEB8VEU6D9M8ZUXG17
            AT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banque Nationale de Belgique SA/NV
            CGYP50QBGGR6NCHTSN68
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Deutsche Bank (Malaysia) Berhad
            529900DLWFR8HK7DR278
            MY
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibanamex, Mexico City
            5493004NLEXB8DK06353
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank (Istanbul)
            789000N5SE3LWDK7OI11
            TR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CACEIS BANK SPAIN S.A.
            95980020140005970915
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            BNP Paribas Securities Services (Athens)
            549300WCGB70D06XZS54
            GR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch
            2HI3YI5320L3RW6NJ957
            TH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Helsinki Branch
            F3JS33DEI6XQ4ZBPTN86
            FI
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Stockholm
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Hongkong and Shanghai Banking Corporation
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Copenhagen Branch
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Seoul Branch
            529900BSQ2VSODGMGR72
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Brazilian Branch
            1P0UUG7LC1S92QTNHG39
            BR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Deutsche Bank AG, Manila Branch
            7LTWFZYICNSX8D621K86
            PH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch
            2HI3YI5320L3RW6NJ957
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear France
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Clearstream Banking AG
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Deutsche Bank AG (Indonesia)
            529900BYFVEGGOM24P36
            ID
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch
            2HI3YI5320L3RW6NJ957
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC (Portugal)
            N1FBEDJ5J41VKZLO2475
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Australia Branch
            2HI3YI5320L3RW6NJ957
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UBS Group AG
            549300SZJ9VS8SGXAN81
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
        
        N
        
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Feldstein Financial Group, LLC
            8-53388
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
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            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
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            N
            N
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Feltl & Company
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            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
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            N
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            Harbour Investments, Inc.
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            N
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            Rogan & Associates, Inc.
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            N
            N
          
          
            Gerwin Group, Inc.
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            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
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            GB
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
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            N
            Y
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Buell Securities Corp
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            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
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            N
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            APW Capital, Inc.
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            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
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            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
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            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
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            Profinancial, Inc.
            8-32026
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            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
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            N
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            Place Trade Financial, Inc.
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            N
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            Great American Investors, Inc.
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            N
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            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
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            N
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            Ausdal Financial Partners, Inc.
            8-24519
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            N
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            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Crown Capital Securities, L.P.
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            N
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            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
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            N
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            Folio Investments, Inc.
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            N
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            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
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            N
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            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
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            Nestlerode & Loy, Inc.
            8-12629
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            N
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            J. Alden Associates, Inc.
            8-48938
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            Newport Group, Inc.
            N/A
            
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            Y
          
          
            Omega Securities, Inc.
            8-20225
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            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
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            TRG Advisors, Inc.
            8-50449
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            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
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            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
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            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
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            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
        
        N
        
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
        
        
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            468.00000000
          
          
            RBC CAPITAL MARKETS, LLC
            008-45411
            000031194
            549300LCO2FLSSVFFR64
            
            219.00000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            552.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            252.00000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            324.00000000
          
          
            EXANE, INC.
            008-49569
            000041784
            6SDWK6FV8H98XAGSYS75
            
            899.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            258.00000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            479.00000000
          
          
            LOOP CAPITAL MARKETS LLC
            008-50140
            000043098
            254900FPPM2WN90D4786
            
            246.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            213.00000000
          
        
        5023.00000000
        
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            34978945.00000000
          
        
        34978945.00000000
        N
        10064596.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Mid-Cap Growth Equity Portfolio
        S000001505
        549300VLQD7ENY3MA898
        N
        6
        0
        0
        
          
          
          
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Other
          Revenue sharing split
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        396907108.00000000
        1384390.00000000
        
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 22d-1 (17 CFR 270.22d-1)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Bloomberg Finance L.P.
            5493001KJTIIGC8Y1R12
            
            N
          
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
        
        N
        
          
            The Hongkong and Shanghai Banking Corporation Limited, Australia Branch
            2HI3YI5320L3RW6NJ957
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CLEARSTREAM BANKING AKTIENGESELLSCHAFT (Germany)
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Euroclear France
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Bank SA/NV (Belgium)
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
        
        N
        
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            The Windmill Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Aufhaser Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            VBC Securities, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            XP Securities, LLC
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            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Carter, Terry & Company, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Lebenthal Financial Services, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Profinancial, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            FSB Warner Financial, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            TRG Advisors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            American Portfolios Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
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            N
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            Cardinal Investments, Inc.
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            N
            N
          
          
            Highlander Capital Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Morris Group, Inc.
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            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
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            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
        
        N
        
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
        
        
          
            WELLS FARGO SECURITIES, LLC
            008-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            109618.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            388791.00000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            156339.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            261212.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            378568.00000000
          
          
            VIRTU AMERICAS LLC
            008-68193
            000149823
            549300RA02N3BNSWBV74
            
            163186.00000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            343557.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            158829.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            164087.00000000
          
          
            OPPENHEIMER & CO. INC.
            008-04077
            000000249
            254900VH02JQR2L8XD64
            
            324076.00000000
          
        
        2686139.00000000
        
          
            VIRTU AMERICAS LLC
            008-68193
            000149823
            549300RA02N3BNSWBV74
            
            57763280.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            32672852.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            6573641714.00000000
          
        
        6664077846.00000000
        Y
        17308384422.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Energy Opportunities Fund
        S000001869
        GU5M3WA7Y5ONXJPK4R58
        N
        3
        0
        2
        
          
          
          
        
        N/A
        Y
        N
        Y
        N
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Other
          Cash collateral reinvestment fee
          Revenue sharing split
          Rebates paid to borrowers
        
        N/A
        N/A
        
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BlackRock International Limited
            801-51087
            000106843
            5493008YUGP5E01IBD70
            Y
            GB
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
        
        N
        
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            PJSC ROSBANK
            HOXMZG026UQNRK6J0C60
            RU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC, Hungarian Branch Office
            N1FBEDJ5J41VKZLO2475
            HU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG (India)
            529900XJG4R4MYZD2W75
            IN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank International Limited (Portugal)
            31OGKFG0Y1795OV0AK56
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch
            2HI3YI5320L3RW6NJ957
            TH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Cititrust Colombia S A Sociedad Fiduciaria
            549300242J3IJCOSGI49
            CO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Bank Australia Limited
            DY9DBNI4W8J63Z298033
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Shenzhen
            213800H3TEBTFHD5JR69
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Shanghai-Hong Kong Stock Connect SPSA
            2CZOJRADNJXBLT55G526
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            DBS Bank Ltd, Singapore
            ATUEL7OJR5057F2PV266
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Skandinaviska Enskilda Banken AB, Copenhagen Branch
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Argentina
            579100KKDGKCFFKKF005
            AR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Saudi Arabia
            558600MV09XWUB38H245
            SA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Manila Branch
            N/A
            PH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Helsinki Branch
            F3JS33DEI6XQ4ZBPTN86
            FI
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UniCredit Bank Austria AG
            D1HEB8VEU6D9M8ZUXG17
            AT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Bank SA/NV (Belgium)
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Deutsche Bank (Malaysia) Berhad
            529900DLWFR8HK7DR278
            MY
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Polska Kasa Opieki S.A.
            5493000LKS7B3UTF7H35
            PL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            ESES FRANCE BEARER
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Citibanamex
            5493004NLEXB8DK06353
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            HSBC NOMINEES (NEW ZEALAND) LIMITED
            213800NHDWIZKO5KIH05
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Jakarta
            N/A
            ID
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC (Czech Republic)
            N1FBEDJ5J41VKZLO2475
            CZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            HSBC Shanghai
            2CZOJRADNJXBLT55G526
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Seoul Branch
            N/A
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
        
        N
        
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
            8-53388
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC FILE NUMBER
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
        
        N
        
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            5917.00000000
          
          
            SG AMERICAS SECURITIES LLC
            008-66125
            000128351
            549300F35UE0BOM1WJ55
            
            4802.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            7702.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            5264.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            5065.00000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            5125.00000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            13685.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            10976.00000000
          
          
            RBC CAPITAL MARKETS, LLC
            008-45411
            000031194
            549300LCO2FLSSVFFR64
            
            6498.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            6722.00000000
          
        
        97808.00000000
        
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            479140.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            306016206.00000000
          
        
        306495346.00000000
        N
        228272373.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Technology Opportunities Fund
        S000001510
        549300ED38YSMGQKQY06
        N
        6
        0
        0
        
          
          
          
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Cash collateral reinvestment fee
          Other
          Revenue sharing split
          Rebates paid to borrowers
        
        210532360.00000000
        11577126.00000000
        
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 12d1-4 (17 CFR 270.12d1-4)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
        
        N
        
          
            The Hongkong and Shanghai Banking Corporation Limited, Australia Branch
            2HI3YI5320L3RW6NJ957
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank (Malaysia) Berhad
            529900DLWFR8HK7DR278
            MY
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Brazilian Branch
            1P0UUG7LC1S92QTNHG39
            BR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear France
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch
            2HI3YI5320L3RW6NJ957
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Indonesia Branch
            254900XBQBHM0QPI0V70
            ID
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Manila Branch Philippines
            7LTWFZYICNSX8D621K86
            PH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch
            2HI3YI5320L3RW6NJ957
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Bank SA/NV (Belgium)
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Citibank International Limited (Portugal)
            31OGKFG0Y1795OV0AK56
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Skandinaviska Enskilda Banken AB, Helsinki Branch
            F3JS33DEI6XQ4ZBPTN86
            FI
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Bank (Taiwan) Limited
            549300SG184IVNYDMN03
            TW
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            CLEARSTREAM BANKING AKTIENGESELLSCHAFT (Germany)
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Citibank N.A., Argentina
            579100KKDGKCFFKKF005
            AR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibanamex
            5493004NLEXB8DK06353
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Shanghai
            2CZOJRADNJXBLT55G526
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC, Hungarian Branch Office
            N1FBEDJ5J41VKZLO2475
            HU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG (South Korea)
            529900BSQ2VSODGMGR72
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Copenhagen Branch
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG (India)
            529900XJG4R4MYZD2W75
            IN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UniCredit Bank Austria AG
            D1HEB8VEU6D9M8ZUXG17
            AT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch
            2HI3YI5320L3RW6NJ957
            TH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            PEKAO Bank Hipoteczny S.A.
            259400XMADFBWNS6OM54
            PL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            BNP Paribas Securities Services (Athens)
            549300WCGB70D06XZS54
            GR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            HSBC Shenzhen
            213800H3TEBTFHD5JR69
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
        
        Y
        
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Buell Securities Corp
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            SEC FILE NUMBER
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Cape Securities Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
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            N
            Y
          
          
            Northland Securities, Inc.
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            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Duncan-Williams, Inc.
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            N
            N
          
          
            GRF Capital Investors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Hunter Associates, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            H. Beck, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            TCAdvisors Network Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
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            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            ING Financial Markets LLC
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            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            City National Bank
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            N
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            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
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            SEC FILE NUMBER
            
            N
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            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
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            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
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            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
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            N
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            Western Equity Group, Inc.
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            SEC FILE NUMBER
            
            N
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            Classic LLC
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            SEC FILE NUMBER
            
            N
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            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
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            Ustocktrade Securities, Inc.
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            SEC FILE NUMBER
            
            N
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            Muriel Seibert & Co., Inc.
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            SEC FILE NUMBER
            
            N
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            Lincoln Investment Planning, Inc.
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            N
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            BancWest Investment Services, Inc.
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            N
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            Paradigm Equities, Inc.
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            N
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            First Honolulu Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
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            N
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            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            Maxim Group LLC
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            N
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            Cresap, Inc.
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            N
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            American Portfolios Financial Services, Inc.
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            N
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            Southeast Investments, N.C., Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Marsco Investment Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            RBC Capital Markets, LLC
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            N
            Y
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            Intervest International Equities Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            Eagles Coast Capital
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            SEC FILE NUMBER
            
            N
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            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
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            N
          
          
            Allegiance Capital, L.L.C.
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            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            G.A. Repple & Company
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            SEC FILE NUMBER
            
            N
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            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
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            N
            Y
          
          
            Lombard Securities, Inc.
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            N
            N
          
          
            Monex Securities, Inc.
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            N
            N
          
          
            Sisung Securities Corporation
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            N
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            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
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            N
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            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
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            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
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            N
            N
          
          
            Deutsche Bank Securities Inc.
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            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
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            N
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            TFS Securities, Inc.
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            N
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            Capital Synergy Partners, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
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            N
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            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
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            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
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            N
            N
          
          
            U.S. Bancorp Investments, Inc.
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            N
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            FMSBonds, Inc.
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            The Leaders Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
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            SEC FILE NUMBER
            
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            Multiple Financial Services, Inc.
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            N
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            Raymond James & Associates, Inc.
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            N
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            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            TRG Advisors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
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            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
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            SEC FILE NUMBER
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
        
        N
        
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            69805.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            191508.00000000
          
          
            CITIGROUP GLOBAL MARKETS INC.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            121365.00000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            78567.00000000
          
          
            SG AMERICAS SECURITIES LLC
            008-66125
            000128351
            549300F35UE0BOM1WJ55
            
            196052.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            180941.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            892603.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            138102.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            181097.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            100146.00000000
          
        
        2256214.00000000
        
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            52194350.00000000
          
          
            Joby Aviation, Inc.
            N/A
            N/A
            N/A
            
            24735240.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            72256255.00000000
          
          
            CITIGROUP GLOBAL MARKETS INC
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            26501117.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            61131483.00000000
          
          
            Grab Holdings Ltd.
            N/A
            N/A
            N/A
            SG
            40000000.00000000
          
          
            Microvast Holdings, Inc.
            N/A
            N/A
            549300J4UX9OMHSTKS35
            
            45000000.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            3153301535.00000000
          
          
            Rocket Lab USA, Inc.
            N/A
            N/A
            N/A
            
            24000000.00000000
          
          
            Lucid Group, Inc.
            N/A
            N/A
            N/A
            
            50795580.00000000
          
        
        3621272540.00000000
        Y
        7960367228.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock High Equity Income Fund
        S000001509
        5P4Q4JLCZIQPV2V8P740
        N
        4
        0
        2
        
          
          
          
          
        
        N/A
        N
        N
        Y
        N
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Cash collateral reinvestment fee
          Other
          Revenue sharing split
          Rebates paid to borrowers
        
        N/A
        N/A
        
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 22d-1 (17 CFR 270.22d-1)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
          
            IHS Markit Ltd.
            549300HLPTRASHS0E726
            
            N
          
        
        N
        
          
            Skandinaviska Enskilda Banken AB, Copenhagen Branch
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            HSBC Bank Australia Limited
            DY9DBNI4W8J63Z298033
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear France
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            HSBC Bank (Taiwan) Limited
            549300SG184IVNYDMN03
            TW
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Clearstream Banking AG
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Bank SA/NV (Belgium)
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
        
        Y
        
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
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            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
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            N
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            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Moors & Cabot, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Pensionmark Securities, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            The GMS Group, LLC
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            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            Alexander Capital, L.P.
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            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            SFA Financial, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
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            N
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            Equity Services, Inc.
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            N
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            Country Club Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
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            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
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            Rogan & Associates, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
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            N
            N
          
          
            Snowden Account Services, Inc.
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            N
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            Crews & Associates, Inc.
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            N
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            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Security Distributors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Northern Capital Securities Corporation
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            N
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            MWA Financial Services Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
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            SEC FILE NUMBER
            
            N
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            Dorn & Co., Inc.
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            N
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            E. E. Powell & Company Inc.
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            N
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            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
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            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Distributors LLC
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            SEC FILE NUMBER
            
            N
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            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
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            N
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            Arque Capital, Ltd.
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            N
            N
          
          
            Amerant Investments, Inc.
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            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
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            Investshares, Inc
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            SEC FILE NUMBER
            
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            Harbour Investments, Inc.
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            N
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            TRG Advisors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Cannon Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
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            Standard Insurance Company
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            N
            Y
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
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            SEC FILE NUMBER
            
            N
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            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Hartford Funds Management Company, LLC
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            SEC FILE NUMBER
            
            N
            Y
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Lesko Securities Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Union Capital Company
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            SEC FILE NUMBER
            
            N
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            Bley Investments Group, Inc.
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            SEC FILE NUMBER
            
            N
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            M Holdings Securities, Inc.
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            Capital Synergy Partners, Inc.
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            N
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            International Money Management Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
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            McDonald Partners LLC
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            N
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            Next Financial Group, Inc.
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            N
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            Hazlett, Burt & Watson, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
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            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Planmember Securities Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            Avantax Wealth Management, Inc
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            N
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            Ace Diversified Capital, Inc.
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            N
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            Commerce Brokerage Services, Inc.
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            SEC FILE NUMBER
            
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            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Wintrust Investments, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Capitol Securities Management, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
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            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
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            Capital Management Securities, Inc.
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            N
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            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
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            N
            Y
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Capital Markets LLC
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            N
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            Oberweis Securities, Inc.
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            N
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            Geneos Wealth Management, Inc.
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            SEC FILE NUMBER
            
            N
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            Kalos Capital, Inc.
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            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
        
        N
        
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            58767.00000000
          
          
            SG AMERICAS SECURITIES LLC
            008-66125
            000128351
            549300F35UE0BOM1WJ55
            
            39323.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            25122.00000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            21204.00000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            37180.00000000
          
          
            GUZMAN & COMPANY
            008-38646
            000021013
            549300E7R8O8EHE8SN83
            
            24879.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            79488.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            41023.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            41932.00000000
          
          
            CITIGROUP GLOBAL MARKETS INC.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            94226.00000000
          
        
        531864.00000000
        
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            358196966.00000000
          
          
            BMO CAPITAL MARKETS CORP.
            008-34344
            000016686
            RUC0QBLBRPRCU4W1NE59
            
            240899897.00000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            327138936.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            2565144087.00000000
          
          
            TD SECURITIES (USA) LLC
            008-36747
            000018476
            SUVUFHICNZMP2WKHG940
            
            196728379.00000000
          
          
            RBC CAPITAL MARKETS LLC
            008-45411
            000031194
            549300LCO2FLSSVFFR64
            
            505072190.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            359754786.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            409260156.00000000
          
          
            BNP PARIBAS SECURITIES CORP.
            008-32682
            000015794
            RCNB6OTYUAMMP879YW96
            
            413808435.00000000
          
          
            SG AMERICAS SECURITIES, LLC
            008-66125
            000128351
            549300V79250T2WT2F29
            
            386272582.00000000
          
        
        6190885648.00000000
        Y
        736797353.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Advantage International Fund
        S000008399
        6B2DG15MO7JVCQHOAI53
        N
        5
        0
        1
        
          
          
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Other
          Revenue sharing split
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        2797982.00000000
        25182.00000000
        
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 17a-7 (17 CFR 270.17a-7)
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 22d-1 (17 CFR 270.22d-1)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
          
            Bloomberg Finance L.P.
            5493001KJTIIGC8Y1R12
            
            N
          
        
        N
        
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Citibanamex
            5493004NLEXB8DK06353
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            BNP Paribas Securities Services (Athens)
            549300WCGB70D06XZS54
            GR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            HSBC Shenzhen
            213800H3TEBTFHD5JR69
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe plc, pobocka zahranicnej banky
            N1FBEDJ5J41VKZLO2475
            SK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Helsinki Branch
            F3JS33DEI6XQ4ZBPTN86
            FI
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Bank (Taiwan) Limited
            549300SG184IVNYDMN03
            TW
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC, Hungarian Branch Office
            N1FBEDJ5J41VKZLO2475
            HU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Cititrust Colombia S A Sociedad Fiduciaria
            549300242J3IJCOSGI49
            CO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Jakarta
            N/A
            ID
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            DBS Bank Ltd, Singapore
            ATUEL7OJR5057F2PV266
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Australia Branch
            2HI3YI5320L3RW6NJ957
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            CLEARSTREAM BANKING AKTIENGESELLSCHAFT (Germany)
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB, Copenhagen Branch
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco de Chile
            8B4EZFY8IHJC44TT2K84
            CL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Brazilian Branch
            N/A
            BR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            ESES FRANCE BEARER
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            HSBC Shanghai
            2CZOJRADNJXBLT55G526
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch
            2HI3YI5320L3RW6NJ957
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Bank SA/NV (Belgium)
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            ESES Belgium
            N/A
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Citibank International Limited (Portugal)
            31OGKFG0Y1795OV0AK56
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank (Malaysia) Berhad
            529900DLWFR8HK7DR278
            MY
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Polska Kasa Opieki S.A.
            5493000LKS7B3UTF7H35
            PL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch
            2HI3YI5320L3RW6NJ957
            TH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank A.S. (Turkey)
            789000N5SE3LWDK7OI11
            TR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC (Czech Republic)
            N1FBEDJ5J41VKZLO2475
            CZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UniCredit Bank Austria AG
            D1HEB8VEU6D9M8ZUXG17
            AT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Manila Branch
            N/A
            PH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Argentina
            579100KKDGKCFFKKF005
            AR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Seoul Branch
            N/A
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
        
        Y
        
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
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            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
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            SEC FILE NUMBER
            
            N
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            GRF Capital Investors, Inc.
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            SEC FILE NUMBER
            
            N
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            Wood (Arthur W.) Company, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
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            N
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            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            CFS Securities, Inc.
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            SEC FILE NUMBER
            
            N
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            The Strategic Financial Alliance, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
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            N
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            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Cuso Financial Services, L.P.
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            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
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            American Century Investment Services, Inc.
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            SEC FILE NUMBER
            
            N
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            ValMark Securities, Inc.
            8-45463
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            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Equitable Advisors, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
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            SEC FILE NUMBER
            
            N
            Y
          
          
            David Lerner Associates, Inc.
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            N
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            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Sage, Rutty & Co., Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Capital Investment Brokerage, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            SECU Brokerage Services
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            N
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            Smith, Brown & Groover, Inc.
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            SEC FILE NUMBER
            
            N
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            Lincoln Financial Distributors, Inc.
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            N
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            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
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            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
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            Valley National Investments, Inc.
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            N
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            Schlitt Investor Services, Inc.
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            SEC FILE NUMBER
            
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            Globalink Securities, Inc.
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            N
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            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
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            SEC FILE NUMBER
            
            N
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            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
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            Client One Securities LLC
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            SEC FILE NUMBER
            
            N
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            Avisen Securities, Inc.
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            N
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            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Investshares, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
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            N
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            DMK Advisor Group, Inc.
            8-49279
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            N
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            NYLife Distributors LLC
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            Hand Securities, Inc.
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            N
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            The Windmill Group, Inc.
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            N
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            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Brighton Securities Corp.
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            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
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            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
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            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
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            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
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            N
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            Worth Financial Group Inc.
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            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
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            BTS Securities Corporation
            8-26818
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            N
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            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            NBC Securities, Inc.
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            N
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            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
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            N
            N
          
          
            G.L.S. & Associates, Inc.
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            N
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            Folio Investments, Inc.
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            N
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            N.E. Private Client Advisors, Ltd.
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            N
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            Mutual of Omaha Investor Services, Inc.
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            N
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            VALIC Financial Advisors, Inc.
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            N
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            Dorn & Co., Inc.
            8-08707
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            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
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            Investment Network Inc.
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            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
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            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
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            Securities Research, Inc.
            8-23699
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            N
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            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
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            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
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            Private Client Services, LLC
            8-68183
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            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            The GMS Group, LLC
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            N
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            SEC FILE NUMBER
            
            N
            N
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
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            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
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            American Heritage Securities, Inc.
            8-44466
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            N
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            First Command Financial Planning, Inc.
            8-07072
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            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            BancWest Investment Services, Inc.
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            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Alexander Capital, L.P.
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            N
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            Western Growers Financial Services, Inc.
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            N
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            International Money Management Group, Inc.
            8-30417
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            N
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            Westport Resources Investment Services, Inc.
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            N
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            Beaconsfield Financial Services, Inc.
            8-30993
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            N
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            NYLife Securities LLC
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            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
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            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
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            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
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            CBIZ Financial Solutions, Inc.
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            N
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            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
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            Proequities, Inc.
            8-32590
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            Security Distributors, Inc.
            8-10781
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            Halliday Financial, LLC
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            First Western Securities, Inc.
            8-37613
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            N
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            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
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            N
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            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
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            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
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            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
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            N
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            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
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            Chalice Capital Partners, LLC
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            KCD Financial, Inc.
            8-66005
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            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
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            Y
          
          
            Exeter Trust Company
            028-04279
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            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
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            E. E. Powell & Company Inc.
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            Consolidated Financial Investments, Inc.
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            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
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            Sovereign Legacy Securities, Inc.
            8-00621
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            Verity Investments, Inc.
            8-49474
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            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
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            Cadaret, Grant & Co., Inc.
            8-27844
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            N
          
          
            Newport Group, Inc.
            N/A
            
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            Y
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
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            Glen Eagle Advisors LLC
            8-65678
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            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
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            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
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            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
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            N
          
          
            Access Financial Group, Inc.
            8-46065
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            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
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            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
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            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
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            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
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            Benefit Plans Administrative Services, Inc.
            N/A
            
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            Y
          
          
            Pacific Financial Associates, Inc.
            8-40712
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            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
        
        N
        
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            86365.19000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            73333.14000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            50156.38000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            27021.19000000
          
          
            KEPLER CAPITAL MARKETS, INC.
            008-67194
            000139148
            254900VCHS9DMDUVZN16
            
            34426.41000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            55155.24000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            81403.00000000
          
          
            EXANE, INC.
            008-49569
            000041784
            6SDWK6FV8H98XAGSYS75
            
            28139.85000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            43674.82000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            42722.10000000
          
        
        624292.00000000
        
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            33.00000000
          
          
            UBS SECURITIES LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            26.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            269530301.00000000
          
        
        269530360.00000000
        Y
        1134809734.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Advantage Large Cap Growth Fund
        S000001871
        EVCJKT79X4HLD4TDG380
        N
        5
        0
        1
        
          
          
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Revenue sharing split
          Other
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        1801477.00000000
        36657.00000000
        
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 17a-7 (17 CFR 270.17a-7)
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 12d1-4 (17 CFR 270.12d1-4)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
          
            Bloomberg Finance L.P.
            5493001KJTIIGC8Y1R12
            
            N
          
        
        N
        
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            Deutsche Bank AG, Manila Branch
            N/A
            PH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Argentina
            579100KKDGKCFFKKF005
            AR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Deutsche Bank A.S. (Turkey)
            789000N5SE3LWDK7OI11
            TR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch
            2HI3YI5320L3RW6NJ957
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibanamex
            5493004NLEXB8DK06353
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            HSBC Bank (Taiwan) Limited
            549300SG184IVNYDMN03
            TW
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank International Limited (Portugal)
            31OGKFG0Y1795OV0AK56
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            BNP Paribas Securities Services (Athens)
            549300WCGB70D06XZS54
            GR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG, Seoul Branch
            N/A
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            CLEARSTREAM BANKING AKTIENGESELLSCHAFT (Germany)
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Bank Polska Kasa Opieki S.A.
            5493000LKS7B3UTF7H35
            PL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank (Malaysia) Berhad
            529900DLWFR8HK7DR278
            MY
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Skandinaviska Enskilda Banken AB
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            DBS Bank Ltd, Singapore
            ATUEL7OJR5057F2PV266
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Bangkok Branch
            2HI3YI5320L3RW6NJ957
            TH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
        
        Y
        
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            J.W. Cole Financial, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Conover Securities Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
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            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            Colorado Financial Service Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
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            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Globalink Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Capital Institutional Services, Inc.
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            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
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            N
            Y
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
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            N
            N
          
          
            GWN Securities Inc.
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            N
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            E. E. Powell & Company Inc.
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            SEC FILE NUMBER
            
            N
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            BD4RIA, Inc.
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            N
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            Carty & Company, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Integrity Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            TRG Advisors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
            8-53388
            SEC FILE NUMBER
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
        
        N
        
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
        
        
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            16244.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            10532.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            10360.00000000
          
          
            WELLS FARGO SECURITIES, LLC
            008-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            11356.00000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            13474.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            18565.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            23372.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            12869.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            18508.00000000
          
          
            BMO Nesbitt Burns Securities Ltd.
            008-50538
            000044057
            54JEJPF5RL5INKZRDO43
            CA
            11801.00000000
          
        
        262896.00000000
        
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            405240.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            216111967.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            2844364.00000000
          
        
        219361571.00000000
        Y
        1073376043.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock SMID-Cap Growth Equity Fund
        S000072352
        5493009D7F3YTZW02T35
        Y
        3
        0
        0
        
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Revenue sharing split
          Other
          Cash collateral reinvestment fee
          Rebates paid to borrowers
        
        223422.00000000
        7320.00000000
        
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 32a-4 (17 CFR 270.32a-4)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            N/A
            
            N
          
          
            Bloomberg Finance L.P.
            5493001KJTIIGC8Y1R12
            
            N
          
        
        N
        
          
            EUROCLEAR BANK SA/NV
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Banco Bilbao Vizcaya Argentaria SA, Madrid
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Hongkong and Shanghai Banking Corporation
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB, Stockholm
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Australia Branch
            2HI3YI5320L3RW6NJ957
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            UBS Group AG
            549300SZJ9VS8SGXAN81
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch
            2HI3YI5320L3RW6NJ957
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Clearstream Banking AG
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Deutsche Bank AG (India)
            529900XJG4R4MYZD2W75
            IN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear France
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Brazilian Branch
            1P0UUG7LC1S92QTNHG39
            BR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Argentina
            579100KKDGKCFFKKF005
            AR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
        
        N
        
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            American Wealth Management
            8-41807
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            Dorn & Co., Inc.
            8-08707
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            Planned Financial Programs, Inc.
            8-05727
            SEC FILE NUMBER
            
            N
            N
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            Lesko Securities Inc.
            8-26408
            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Cardinal Investments, Inc.
            8-47493
            SEC FILE NUMBER
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            Center Street Securities, Inc.
            8-42786
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
            549300XZ7YYT3Y0SU530
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
            N
          
          
            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
            N
          
          
            Oriental Financial Services Corp.
            8-44516
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            Variable Investment Advisors, Inc.
            8-50699
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
            8-53731
            SEC FILE NUMBER
            GB
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Planmember Securities Corporation
            8-25065
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinex Investments, Inc.
            8-46661
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
            8-31206
            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
            8-68905
            SEC FILE NUMBER
            
            N
            N
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Excel Securities & Associates, Inc.
            8-34261
            SEC FILE NUMBER
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbor Investment Advisory, LLC
            8-68334
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Benjamin F. Edwards & Company, Inc.
            8-68023
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            Axiom Capital Management, Inc.
            254900WW7SK1IMK6NO54
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Harold W. Dance Inc.
            8-12160
            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
            8-18860
            SEC FILE NUMBER
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            Lantern Investments, Inc.
            8-45285
            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
            8-69777
            SEC FILE NUMBER
            
            N
            N
          
          
            Saxony Securities, Inc.
            8-53490
            SEC FILE NUMBER
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            G.L.S. & Associates, Inc.
            8-51808
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
            8-65698
            SEC FILE NUMBER
            
            N
            N
          
          
            Gill Capital Partners, LLC
            8-30563
            SEC FILE NUMBER
            
            N
            N
          
          
            Nelson Ivest Brokerage Services, Inc.
            8-26448
            SEC FILE NUMBER
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
            8-13846
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Hand Securities, Inc.
            8-51001
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            First Southern, LLC
            8-69733
            SEC FILE NUMBER
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            Wells Fargo Bank, N.A.
            KB1H1DSPRFMYMCUFXT09
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Whitehall-Parker Securities, Inc.
            8-27688
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Cadaret, Grant & Co., Inc.
            8-27844
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            U.S. Bancorp Investments, Inc.
            H85Z6XZP8B10ES0M2G89
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Henley & Company LLC
            8-66463
            SEC FILE NUMBER
            
            N
            N
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
            8-25452
            SEC FILE NUMBER
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC FILE NUMBER
            
            N
            N
          
          
            Beaconsfield Financial Services, Inc.
            8-30993
            SEC FILE NUMBER
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Boenning & Scattergood, Inc.
            2549005FER5A7K7II574
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            Conover Securities Corporation
            8-35085
            SEC FILE NUMBER
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
            8-67239
            SEC FILE NUMBER
            
            N
            N
          
          
            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Club Financial Services, Inc.
            8-44574
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Brown & Groover, Inc.
            8-13079
            SEC FILE NUMBER
            
            N
            N
          
          
            Navaid Financial Services, Inc.
            8-49897
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            Dominion Investor Services, Inc.
            8-39029
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            McNally Financial Services Corporation
            8-65388
            SEC FILE NUMBER
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
            8-29577
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            Arvest Investments, Inc.
            8-49677
            SEC FILE NUMBER
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
            8-53388
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Horan Securities, Inc.
            8-49192
            SEC FILE NUMBER
            
            N
            N
          
          
            XP Securities, LLC
            549300HDFLS7P433PO89
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            BFT Financial Group, LLC
            8-53487
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            CapFinancial Securities, LLC
            8-65870
            SEC FILE NUMBER
            
            N
            N
          
          
            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
            8-51899
            SEC FILE NUMBER
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
            8-21023
            SEC FILE NUMBER
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            Boreal Capital Securities LLC
            549300NMHK6HTSKCG696
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
            8-67635
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Investment Services, Inc.
            8-35355
            SEC FILE NUMBER
            
            N
            N
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            Smith, Moore & Co.
            8-27480
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            Anovest Financial Services, Inc.
            8-66742
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Client One Securities LLC
            8-68494
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Securities America, Inc.
            8-26602
            SEC FILE NUMBER
            
            N
            N
          
          
            OneAmerica Securities, Inc.
            8-15009
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            John Hancock Life Insurance Company of New York
            5493007RYG4GXIKSQI18
            CA
            N
            Y
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            M Holdings Securities, Inc.
            8-50214
            SEC FILE NUMBER
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Proequities, Inc.
            8-32590
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            Consolidated Financial Investments, Inc.
            8-37004
            SEC FILE NUMBER
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            Coker & Palmer, Inc.
            254900V1KTPDN88TDS68
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            CFD Investments, Inc.
            8-41727
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
            254900B2XEQ2HZGN7K90
            
            N
            N
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Verity Investments, Inc.
            8-49474
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            Highlander Capital Group, Inc.
            8-37169
            SEC FILE NUMBER
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            Royal Alliance Associates, Inc.
            8-40218
            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
            8-47830
            SEC FILE NUMBER
            
            N
            N
          
          
            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            The Leaders Group, Inc.
            8-47639
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
            8-66278
            SEC FILE NUMBER
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
            8-44162
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            Zions Direct, Inc.
            8-35721
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            Federated Securities, Inc.
            8-15644
            SEC FILE NUMBER
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Neuberger Berman LLC
            PWDS3JJ631D5N70JXG61
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Abacus Investments, Inc.
            8-46571
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrity Investments, Inc.
            8-45302
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            ADP Broker-Dealer, Inc.
            8-47885
            SEC FILE NUMBER
            
            N
            Y
          
          
            VALIC Financial Advisors, Inc.
            8-50018
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            Advanced Advisor Group, LLC
            8-67313
            SEC FILE NUMBER
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Perryman Securities, Inc.
            8-53546
            SEC FILE NUMBER
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Sycamore Financial Group
            8-30302
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            International Research Securities, Inc.
            8-37954
            SEC FILE NUMBER
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            Capitol Securities Management, Inc.
            8-30353
            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            BTS Securities Corporation
            8-26818
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
            549300094RQ5A7DYLF51
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Stephens Inc.
            213800LH6T9XDYZCA534
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Tocqueville Securities L.P.
            8-42223
            SEC FILE NUMBER
            
            N
            N
          
          
            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            Securities Research, Inc.
            8-23699
            SEC FILE NUMBER
            
            N
            N
          
          
            Deutsche Bank Securities Inc.
            9J6MBOOO7BECTDTUZW19
            
            N
            N
          
          
            OFG Financial Services, Inc.
            8-40770
            SEC FILE NUMBER
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
            8-49711
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Management Securities, Inc.
            8-27779
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            Cantella & Co., Inc.
            254900Z33Q34HCFGHO19
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
            549300QRRF2NAV5G3869
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            Teachers Insurance and Annuity Association of America
            O06YD7BJ4EPYNABVFN69
            
            N
            Y
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            Arete Wealth Management, LLC
            8-50854
            SEC FILE NUMBER
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
            549300JW32XCZSHI0878
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            Dinosaur Financial Group, LLC
            549300CCV3H232GBUN83
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            J. Alden Associates, Inc.
            8-48938
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            Callaway Financial Services, Inc.
            8-52474
            SEC FILE NUMBER
            
            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
            254900VH02JQR2L8XD64
            
            N
            N
          
          
            BancWest Investment Services, Inc.
            5493001GJYTESEZEBA51
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            FSC Securities Corporation
            8-21770
            SEC FILE NUMBER
            
            N
            N
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
            8-44034
            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
            N
          
          
            M. S. Howells & Co.
            8-52558
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
            8-69183
            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
            EQTWLK1G7ODGC2MGLV11
            
            N
            N
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            Allstate Financial Services, LLC
            8-36365
            SEC FILE NUMBER
            
            N
            N
          
          
            Amuni Financial, Inc
            8-25338
            SEC FILE NUMBER
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
            8-29671
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            BNY Mellon Securities Corporation
            8-13801
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
        
        N
        
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
        
        
          
            VIRTU AMERICAS LLC
            008-68193
            000149823
            549300RA02N3BNSWBV74
            
            943.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            1638.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            1917.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            781.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            1218.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            735.00000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            747.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            2270.00000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            666.00000000
          
          
            SG AMERICAS SECURITIES LLC
            008-66125
            000128351
            549300F35UE0BOM1WJ55
            
            698.00000000
          
        
        12410.00000000
        
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            33726.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            32985366.00000000
          
          
            CitiGroup Global Markets Inc.
            008-08177
            000007059
            MBNUM2BPBDO7JBLYG310
            
            85315.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            20606.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            242327.00000000
          
        
        33367340.00000000
        Y
        12963376.00000000
        0.00000000
        
          
            
              Committed
              1750000000.00000000
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
                
              
              N
            
          
        
        N
        N
        N
      
      
        BlackRock Health Sciences Opportunities Portfolio
        S000001877
        VN6DJGBO8DKY0GTM4883
        N
        6
        0
        0
        
          
          
          
          
          
          
        
        N/A
        N
        N
        Y
        
          N
          N
        
        
          
            BlackRock Investment Management, LLC
            5493006MRTEZZ4S4CQ20
            Y
            
              
                
              
              N
            
          
        
        
          Cash collateral reinvestment fee
          Revenue sharing split
          Other
          Rebates paid to borrowers
        
        129015370.00000000
        780942.00000000
        
          Rule 32a-4 (17 CFR 270.32a-4)
          Rule 12d1-1 (17 CFR 270.12d1-1)
          Rule 12d1-4 (17 CFR 270.12d1-4)
          Rule 22d-1 (17 CFR 270.22d-1)
          Rule 17a-6 (17 CFR 270.17a-6)
        
        Y
        Y
        N
        N
        
          
            BlackRock Advisors, LLC
            801-47710
            000106614
            5493001LN9MRM6A35J74
            
            N
          
        
        
          
            BNY Mellon Investment Servicing (US) Inc.
            084-01761
            549300CFZQLI9QMJ1Z03
            
            N
            N
          
        
        N
        
          
            Intercontinental Exchange, Inc.
            5493000F4ZO33MV32P92
            
            N
          
        
        N
        
          
            CLEARSTREAM BANKING AKTIENGESELLSCHAFT (Germany)
            549300298FD7AS4PPU70
            DE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB, Vilniaus Bankas
            F3JS33DEI6XQ4ZBPTN86
            LT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe PLC, Hungarian Branch Office
            N1FBEDJ5J41VKZLO2475
            HU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Bank Hapoalim B.M.
            B6ARUI4946ST4S7WOU88
            IL
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UBS Securities LLC
            T6FIZBDPKLYJKFCRVK44
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Euroclear Nederland (Netherlands)
            549300CBNW05DILT6870
            NL
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Deutsche Bank AG (India)
            529900XJG4R4MYZD2W75
            IN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Skandinaviska Enskilda Banken AB
            F3JS33DEI6XQ4ZBPTN86
            SE
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited
            2HI3YI5320L3RW6NJ957
            HK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear France
            54930060MY6S68NEUP16
            FR
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            The Bank of New York Mellon
            HPFHU0OQ28E4N0NFVK49
            
            N
            N
            Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
          
          
            Euroclear Bank SA/NV (Belgium)
            549300OZ46BRLZ8Y6F65
            BE
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB, Oslo Branch
            F3JS33DEI6XQ4ZBPTN86
            NO
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Banco Bilbao Vizcaya Argentaria SA
            K8MS7FD7N5Z2WQ51AZ71
            ES
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank Europe Plc, Sucursal em Portugal
            N1FBEDJ5J41VKZLO2475
            PT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Deutsche Bank AG (South Korea)
            529900BSQ2VSODGMGR72
            KR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, New Zealand Branch
            2HI3YI5320L3RW6NJ957
            NZ
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MONTE TITOLI S.P.A.
            8156009CEEE1B8C7C646
            IT
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            Skandinaviska Enskilda Banken AB, Copenhagen Branch
            F3JS33DEI6XQ4ZBPTN86
            DK
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            Skandinaviska Enskilda Banken AB, Helsinki Branch
            F3JS33DEI6XQ4ZBPTN86
            FI
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Shanghai
            2CZOJRADNJXBLT55G526
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse Securities (USA) LLC
            1V8Y6QCX6YMJ2OELII46
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            The Standard Bank of South Africa Limited
            QFC8ZCW3Q5PRXU1XTM60
            ZA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            CIBC Mellon Trust Company
            549300IYUUH221WBZ505
            CA
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            MUFG Bank, Ltd.
            C3GTMMZIHMY46P4OIX74
            JP
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibank N.A., Brazilian Branch
            1P0UUG7LC1S92QTNHG39
            BR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            HSBC Shenzhen
            213800H3TEBTFHD5JR69
            CN
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citibanamex
            5493004NLEXB8DK06353
            MX
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            UniCredit Bank Austria AG
            D1HEB8VEU6D9M8ZUXG17
            AT
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            BNP Paribas Securities Services (Athens)
            549300WCGB70D06XZS54
            GR
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Credit Suisse (Switzerland) Ltd.
            549300CWR0W0BCS9Q144
            CH
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Euroclear UK & Ireland Limited
            549300M5MYAD51WHJD55
            GB
            N
            Y
            Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Australia Branch
            2HI3YI5320L3RW6NJ957
            AU
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            Y
            Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
          
          
            The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch
            2HI3YI5320L3RW6NJ957
            SG
            N
            Y
            Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
          
        
        Y
        
          
            Coinbase Capital Markets Corporation
            8-28032
            SEC FILE NUMBER
            
            N
            N
          
          
            North South Capital, LLC
            549300ODEKJCRN2AM859
            
            N
            N
          
          
            PNC Capital Markets LLC
            7OGNSSLOQJ8U3B9Y5F18
            
            N
            N
          
          
            SECU Brokerage Services
            8-37927
            SEC FILE NUMBER
            
            N
            N
          
          
            Lombard Securities, Inc.
            8-43340
            SEC FILE NUMBER
            
            N
            N
          
          
            Multiple Financial Services, Inc.
            8-52017
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegheny Investments, Ltd.
            8-22183
            SEC FILE NUMBER
            
            N
            N
          
          
            Park Avenue Securities LLC
            8-51324
            SEC FILE NUMBER
            
            N
            N
          
          
            Gradient Securities, LLC
            8-66032
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Douglas Investments LLC
            8-68728
            SEC FILE NUMBER
            
            N
            N
          
          
            TFS Securities, Inc.
            8-38377
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Synergy Partners, Inc.
            8-68060
            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Advisors Life Insurance Company
            F1PLTWZ8OU4HQGZQAP31
            
            N
            N
          
          
            Securian Financial Services, Inc.
            8-31955
            SEC FILE NUMBER
            
            N
            N
          
          
            Finance 500, Inc.
            8-28302
            SEC FILE NUMBER
            
            N
            N
          
          
            Packerland Brokerage Services, Inc.
            8-47572
            SEC FILE NUMBER
            
            N
            N
          
          
            Rogan & Associates, Inc.
            8-49995
            SEC FILE NUMBER
            
            N
            N
          
          
            Somerset Securities, Inc.
            8-11539
            SEC FILE NUMBER
            
            N
            N
          
          
            Dempsey Lord Smith, LLC
            8-67469
            SEC FILE NUMBER
            
            N
            N
          
          
            Kovack Securities Inc.
            25490070RG17Z4I70I82
            
            N
            N
          
          
            BTG Pactual US Capital, LLC
            549300EUEDL5GKQW8U35
            
            N
            N
          
          
            Wiley Bros.-Aintree Capital, LLC
            8-03774
            SEC FILE NUMBER
            
            N
            N
          
          
            PNC Bank, N.A.
            AD6GFRVSDT01YPT1CS68
            
            N
            N
          
          
            Gerwin Group, Inc.
            8-40282
            SEC FILE NUMBER
            
            N
            N
          
          
            Nest Investments BD, LLC
            8-70117
            SEC FILE NUMBER
            
            N
            N
          
          
            Geneos Wealth Management, Inc.
            8-65357
            SEC FILE NUMBER
            
            N
            N
          
          
            Carty & Company, Inc.
            8-19082
            SEC FILE NUMBER
            
            N
            N
          
          
            Comerica Securities, Inc.
            5493009QV211JEW7ZV59
            
            N
            N
          
          
            Access Investments, Inc.
            8-49750
            SEC FILE NUMBER
            
            N
            N
          
          
            Crescent Securities Group
            8-53457
            SEC FILE NUMBER
            
            N
            N
          
          
            World Capital Brokerage, Inc.
            8-06805
            SEC FILE NUMBER
            
            N
            N
          
          
            James I. Black & Company
            8-12077
            SEC FILE NUMBER
            
            N
            N
          
          
            Fieldpoint Private Securities, LLC
            8-37105
            SEC FILE NUMBER
            
            N
            N
          
          
            B.C. Ziegler & Company
            549300NLEOFP92P38Q71
            
            N
            N
          
          
            Rothschild Investment Corporation
            8-16429
            SEC FILE NUMBER
            
            N
            N
          
          
            Broadridge Business Process Outsourcing, LLC
            8-53412
            SEC FILE NUMBER
            
            N
            Y
          
          
            Ausdal Financial Partners, Inc.
            8-24519
            SEC FILE NUMBER
            
            N
            N
          
          
            State Farm VP Management Corp
            8-50128
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercam Securiteis, Inc.
            8-67840
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Security Corporation
            8-51832
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Trust Co. of America Securities
            254900PUBUB7IS4GNY27
            
            N
            N
          
          
            SFA Financial, LLC
            8-68156
            SEC FILE NUMBER
            
            N
            N
          
          
            Actinver Securities, Inc.
            254900FT947VQZ1WHT28
            
            N
            N
          
          
            Pershing, LLC
            8-17574
            SEC FILE NUMBER
            
            N
            Y
          
          
            Arive Capital Markets
            8-43350
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Distributors, Inc.
            8-13431
            SEC FILE NUMBER
            
            N
            N
          
          
            Amerant Investments, Inc.
            254900M8G8SSAIMHET60
            
            N
            N
          
          
            Santander Securities LLC
            8-49571
            SEC FILE NUMBER
            
            N
            N
          
          
            Adcap Securities, LLC
            254900EMZBEIM1FAO022
            
            N
            N
          
          
            Stonecrest Capital Markets, Inc.
            8-48754
            SEC FILE NUMBER
            
            N
            N
          
          
            Rhodes Securities, Inc.
            8-37689
            SEC FILE NUMBER
            
            N
            N
          
          
            Stifel, Nicolaus & Company, Incorporated
            5WUVMA08EYG4KEUPW589
            
            N
            Y
          
          
            BestVest Investments, Ltd.
            254900SL6FW130BMS922
            
            N
            N
          
          
            Western International Securities, Inc.
            8-48572
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Trust Company
            N/A
            
            N
            Y
          
          
            Essex Securities LLC
            8-51472
            SEC FILE NUMBER
            
            N
            N
          
          
            L.S.Y., Inc.
            8-17613
            SEC FILE NUMBER
            
            N
            N
          
          
            Darwood Associates Incorporated
            8-16560
            SEC FILE NUMBER
            
            N
            N
          
          
            Mesirow Financial, Inc.
            549300BIV46SUHPOFE54
            
            N
            N
          
          
            Rehmann Financial Network
            8-69134
            SEC FILE NUMBER
            
            N
            N
          
          
            American Century Investment Services, Inc.
            8-35220
            SEC FILE NUMBER
            
            N
            N
          
          
            Alliant Securities, Inc. Turner, Nord, Kienbaum
            8-23305
            SEC FILE NUMBER
            
            N
            N
          
          
            Hightower Securities, LLC
            549300F189LKWDZLP954
            
            N
            N
          
          
            Horace Mann Investors, Inc.
            8--6082
            SEC FILE NUMBER
            
            N
            N
          
          
            Concorde Investment Services, LLC
            8-68388
            SEC FILE NUMBER
            
            N
            N
          
          
            Southeast Investments, N.C., Inc.
            8-50127
            SEC FILE NUMBER
            
            N
            N
          
          
            Barclays Capital Inc.
            AC28XWWI3WIBK2824319
            
            N
            N
          
          
            Cambridge Investment Research, Inc.
            8-48740
            SEC FILE NUMBER
            
            N
            N
          
          
            Riversource Distributors, Inc.
            8-67196
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorsby Financial Corp.
            8-48718
            SEC FILE NUMBER
            
            N
            N
          
          
            Chalice Capital Partners, LLC
            8-69967
            SEC FILE NUMBER
            
            N
            N
          
          
            Purshe Kaplan Sterling Investments
            8-46844
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley & Co. LLC
            9R7GPTSO7KV3UQJZQ078
            
            N
            N
          
          
            Northwest Investment Advisors, Inc.
            8-65282
            SEC FILE NUMBER
            
            N
            N
          
          
            Jack V. Butterfield Investment Company
            8-12454
            SEC FILE NUMBER
            
            N
            N
          
          
            Teckmeyer Financial Services, L.L.C.
            8-48501
            SEC FILE NUMBER
            
            N
            N
          
          
            ViewTrade Securities, Inc.
            549300CHLQDUD0NL5851
            
            N
            N
          
          
            Loria Financial Group, LLC
            8-52128
            SEC FILE NUMBER
            
            N
            N
          
          
            McClurg Capital Corporation
            8-34473
            SEC FILE NUMBER
            
            N
            N
          
          
            Monere Investments, Inc.
            8-52982
            SEC FILE NUMBER
            
            N
            N
          
          
            American Financial Associates, Inc.
            8-44065
            SEC FILE NUMBER
            
            N
            N
          
          
            Intervest International Equities Corporation
            8-38156
            SEC FILE NUMBER
            
            N
            N
          
          
            CFS Securities, Inc.
            8-51330
            SEC FILE NUMBER
            
            N
            N
          
          
            Carter, Terry & Company, Inc.
            8-33797
            SEC FILE NUMBER
            
            N
            N
          
          
            Moloney Securities Co., Inc.
            8-48326
            SEC FILE NUMBER
            
            N
            N
          
          
            Fidelity Investments Institutional Operations Company, Inc.
            549300XVSM8LN3LQOK63
            
            N
            Y
          
          
            Vision Financial Markets LLC
            549300J0X8HK9GUADL55
            
            N
            N
          
          
            Superior Financial Services, Inc.
            549300BK1DNLS1A2MZ43
            
            N
            N
          
          
            First Kentucky Securities Corporation
            8-22224
            SEC FILE NUMBER
            
            N
            N
          
          
            Classic LLC
            8-68981
            SEC FILE NUMBER
            
            N
            N
          
          
            Westminster Financial Securities, Inc.
            8-38426
            SEC FILE NUMBER
            
            N
            N
          
          
            Sorrento Pacific Financial, LLC
            8-66046
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Portfolio Management, Inc.
            8-44225
            SEC FILE NUMBER
            
            N
            N
          
          
            Huntleigh Securities Corporation
            8-21893
            SEC FILE NUMBER
            
            N
            N
          
          
            Itau International Securities, Inc.
            54930086LDFU8Z86AH91
            
            N
            N
          
          
            Marsco Investment Corporation
            8-36754
            SEC FILE NUMBER
            
            N
            N
          
          
            Ladenburg Thalman & Co. Inc.
            2549000V3L2KK4L76W91
            
            N
            N
          
          
            TRG Advisors, Inc.
            8-50449
            SEC FILE NUMBER
            
            N
            N
          
          
            Charles Schwab Bank
            549300INFJ8TYNZ1G568
            
            N
            Y
          
          
            Fidelity Brokerage Services LLC
            549300OQFQ4NFIOD5695
            
            N
            Y
          
          
            Kalos Capital, Inc.
            8-50630
            SEC FILE NUMBER
            
            N
            N
          
          
            Sisung Securities Corporation
            254900KJI3EYKKPWT989
            
            N
            N
          
          
            Family Investors Company
            8-11190
            SEC FILE NUMBER
            
            N
            N
          
          
            The Lawrence D. Vitez Corp. DBA Consolidated Securities
            8-48642
            SEC FILE NUMBER
            
            N
            N
          
          
            Leigh Baldwin & Co., LLC
            8-48385
            SEC FILE NUMBER
            
            N
            N
          
          
            A.G.P/Alliance Global Partners
            549300QJQ08RJGC7D885
            
            N
            N
          
          
            Chapin Davis Inc
            8-43485
            SEC FILE NUMBER
            
            N
            N
          
          
            Piper Jaffray & Co.
            549300GRQCWQ3XGH0H10
            
            N
            N
          
          
            Signature Securities Group Corporation
            8-52697
            SEC FILE NUMBER
            
            N
            N
          
          
            MML Distributors, LLC
            8-48203
            SEC FILE NUMBER
            
            N
            N
          
          
            GRF Capital Investors, Inc.
            8-41494
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Brokerage Solutions LLC
            8-68549
            SEC FILE NUMBER
            
            N
            N
          
          
            American Trust Investment Services, Inc.
            8-14394
            SEC FILE NUMBER
            
            N
            N
          
          
            Regulus Advisors, LLC
            8-68275
            SEC FILE NUMBER
            
            N
            N
          
          
            AE Financial Services, LLC
            8-70214
            SEC FILE NUMBER
            
            N
            N
          
          
            Coastal Equities, Inc.
            8-40822
            SEC FILE NUMBER
            
            N
            N
          
          
            Cresap, Inc.
            8-42117
            SEC FILE NUMBER
            
            N
            N
          
          
            Nicol Investors Corporation
            8-65566
            SEC FILE NUMBER
            
            N
            N
          
          
            First Manhattan Co.
            549300NNJKVSO48I3G76
            
            N
            N
          
          
            Lockton Financial Advisors, LLC
            8-67090
            SEC FILE NUMBER
            
            N
            N
          
          
            Innovation Partners LLC
            549300IEQ78ON1HMTU71
            
            N
            N
          
          
            Aventura Securities, LLC
            8-67458
            SEC FILE NUMBER
            
            N
            N
          
          
            TrustFirst, Inc.
            8-48509
            SEC FILE NUMBER
            
            N
            N
          
          
            American National Trust And Investment Management Company
            028-00344
            SEC FILE NUMBER
            
            N
            N
          
          
            Allegiance Capital, L.L.C.
            8-52978
            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Trust Company
            N/A
            
            N
            Y
          
          
            DFPG Investments, Inc.
            8-68730
            SEC FILE NUMBER
            
            N
            N
          
          
            Money Concepts Capital Corp.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Woodbury Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            J.W. Cole Financial, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Landolt Securities, Inc.
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            N
            N
          
          
            CapFinancial Securities, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Financial Northeastern Securities, Inc.
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            N
            N
          
          
            Pacific Financial Associates, Inc.
            8-40712
            SEC FILE NUMBER
            
            N
            N
          
          
            Hartford Funds Management Company, LLC
            801-77209
            SEC FILE NUMBER
            
            N
            Y
          
          
            Ameriprise Financial Services, Inc.
            8-16791
            SEC FILE NUMBER
            
            N
            N
          
          
            Conduent HR Services LLC
            084-06035
            SEC FILE NUMBER
            
            N
            Y
          
          
            PNC Investments, LLC
            8-66195
            SEC FILE NUMBER
            
            N
            N
          
          
            ACP Securities, LLC
            254900GHLAGD9J81O211
            
            N
            N
          
          
            Chelsea Morgan Securities, Inc.
            8-51916
            SEC FILE NUMBER
            
            N
            N
          
          
            NTB Financial Corporation
            8-21884
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Financial Partners, LLC
            8-13987
            SEC FILE NUMBER
            
            N
            N
          
          
            Equitable Advisors, LLC
            8-17883
            SEC FILE NUMBER
            
            N
            N
          
          
            Avondale Partners, LLC
            254900799PKXEPTDRJ40
            
            N
            N
          
          
            First Citizens Investor Services, Inc.
            8-50696
            SEC FILE NUMBER
            
            N
            N
          
          
            RBC Capital Markets, LLC
            549300LCO2FLSSVFFR64
            
            N
            Y
          
          
            International Research Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Commonwealth Equity Services, Inc.
            8-24040
            SEC FILE NUMBER
            
            N
            N
          
          
            FMN Capital Corporation
            8-48082
            SEC FILE NUMBER
            
            N
            N
          
          
            Farmers Financial Solutions, LLC
            8-52361
            SEC FILE NUMBER
            
            N
            N
          
          
            Bolton Securities Corp.
            8-68187
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Capital Securities Corporation
            254900ZANH7XTB94LS53
            
            N
            N
          
          
            Cardinal Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            VALIC Financial Advisors, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Perryman Securities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            UMB Financial Services, Inc.
            254900GFVO9NGQ21JC37
            
            N
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            BNY Mellon Securities Corporation
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            SEC FILE NUMBER
            
            N
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            CFD Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            The Leaders Group, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Weston Securities Corporation
            8-32664
            SEC FILE NUMBER
            
            N
            N
          
          
            Calamar Financial Group
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            SEC FILE NUMBER
            
            N
            N
          
          
            Syndicated Capital, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Benefit Plans Administrative Services, Inc.
            N/A
            
            N
            Y
          
          
            Proequities, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Oppenheimer & Co. Inc.
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            N
            N
          
          
            Akar Capital Management, Inc.
            8-28026
            SEC FILE NUMBER
            
            N
            N
          
          
            Navy Federal Brokerage Services, LLC
            8-67161
            SEC FILE NUMBER
            
            N
            N
          
          
            Reliance Trust Company
            549300NV8FSQRNOUQO50
            
            N
            Y
          
          
            Hanson McClain Retirement Network, LP
            8-52250
            SEC FILE NUMBER
            
            N
            N
          
          
            McNally Financial Services Corporation
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            SEC FILE NUMBER
            
            N
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            Whitehall-Parker Securities, Inc.
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            SEC FILE NUMBER
            
            N
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            TD Ameritrade Clearing, Inc.
            MRK678VXOI09YSSN8X19
            
            N
            Y
          
          
            Smith, Moore & Co.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Larson Financial Securities, LLC
            8-68456
            SEC FILE NUMBER
            
            N
            N
          
          
            TimeCapital Securities Corporation
            8-18248
            SEC FILE NUMBER
            
            N
            N
          
          
            BTS Securities Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Navaid Financial Services, Inc.
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            N
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            Cadaret, Grant & Co., Inc.
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            SEC FILE NUMBER
            
            N
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            SunTrust Investment Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Tocqueville Securities L.P.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Fairport Capital, Inc.
            8-32162
            SEC FILE NUMBER
            
            N
            N
          
          
            Spire Securities, LLC
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            SEC FILE NUMBER
            
            N
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            Global Brokerage Services, Inc.
            8-47763
            SEC FILE NUMBER
            
            N
            N
          
          
            S.A. Stone Wealth Management
            8-36638
            SEC FILE NUMBER
            
            N
            N
          
          
            MWA Financial Services Inc.
            8-53255
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid Atlantic Capital Corporation
            549300HJL2LPNSC0JX96
            
            N
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            ADP Broker-Dealer, Inc.
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            SEC FILE NUMBER
            
            N
            Y
          
          
            Excel Securities & Associates, Inc.
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            SEC FILE NUMBER
            
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            Federated Securities, Inc.
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            N
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            OFG Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            B. Riley Wealth Management Holdings, Inc
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            SEC FILE NUMBER
            
            N
            N
          
          
            Arkadios Capital
            8-69729
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life Insurance Company of New York
            E5VAS7I8GX5B0SDBX010
            
            N
            Y
          
          
            Arete Wealth Management, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            LaBrunerie Financial Services, Inc.
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            SEC FILE NUMBER
            
            N
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            Coker & Palmer, Inc.
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            N
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            Allstate Financial Services, LLC
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            SEC FILE NUMBER
            
            N
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            Bankoh Investment Services, Inc.
            8-44201
            SEC FILE NUMBER
            
            N
            N
          
          
            Gill Capital Partners, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            American Wealth Management
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            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Planning Associates Inc.
            8-45310
            SEC FILE NUMBER
            
            N
            N
          
          
            LaSalle St. Securities, L.L.C.
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            Horan Securities, Inc.
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            N
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            Abacus Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            FSC Securities Corporation
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            N
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            Hudson Heritage Capital Management, Inc.
            8-50648
            SEC FILE NUMBER
            
            N
            N
          
          
            CNR Securities LLC
            8-36759
            SEC FILE NUMBER
            
            N
            N
          
          
            IFP Securities
            8-70150
            SEC FILE NUMBER
            
            N
            N
          
          
            Halliday Financial, LLC
            8-45529
            SEC FILE NUMBER
            
            N
            N
          
          
            Laidlaw & Company (UK) Ltd.
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            SEC FILE NUMBER
            GB
            N
            N
          
          
            Harold W. Dance Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            CIBC World Markets Corp.
            549300445CON3DBMU275
            
            N
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            Conover Securities Corporation
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            SEC FILE NUMBER
            
            N
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            Lantern Investments, Inc.
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            SEC FILE NUMBER
            
            N
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            U.S. Bancorp Investments, Inc.
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            N
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            Axiom Capital Management, Inc.
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            N
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            Callaway Financial Services, Inc.
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            N
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            Deutsche Bank Securities Inc.
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            N
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            Securities Research, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            MMC Securities Corp.
            2549001ZA93O65N2ZM60
            
            N
            N
          
          
            Nationwide Securities, LLC
            8-12500
            SEC FILE NUMBER
            
            N
            N
          
          
            T.R. Winston & Company, LLC
            8-27519
            SEC FILE NUMBER
            
            N
            N
          
          
            Feldstein Financial Group, LLC
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            Lesko Securities Inc.
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            Zions Direct, Inc.
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            N
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            Verity Investments, Inc.
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            N
            N
          
          
            Eagles Coast Capital
            8-70137
            SEC FILE NUMBER
            
            N
            N
          
          
            Ascensus Financial Services, LLC
            8-67891
            SEC FILE NUMBER
            
            N
            N
          
          
            Great Pacific Securities
            254900QRZ90SUI8C4W84
            
            N
            N
          
          
            The Huntington Investment Company
            5493004MEJ6IU9SR1R78
            
            N
            N
          
          
            Insigneo Securities, LLC
            254900P4TTO6PU1VDH88
            
            N
            N
          
          
            KW Securities Corporation
            8-24792
            SEC FILE NUMBER
            
            N
            N
          
          
            Cuso Financial Services, L.P.
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            SEC FILE NUMBER
            
            N
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            Heim, Young & Associates, Inc.
            8-48500
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisor Networks LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Advisors LLC
            8-26892
            SEC FILE NUMBER
            
            N
            N
          
          
            Omni Financial Securities
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            N
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            Umpqua Investments, Inc.
            8-02915
            SEC FILE NUMBER
            
            N
            N
          
          
            Thurston, Springer, Miller, Herd & Titak, Inc.
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            N
            N
          
          
            Center Street Securities, Inc.
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            N
            N
          
          
            Teachers Insurance and Annuity Association of America
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            N
            Y
          
          
            Variable Investment Advisors, Inc.
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            N
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            Arvest Investments, Inc.
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            N
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            Infinex Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            UBS AG, New York Branch
            BFM8T61CT2L1QCEMIK50
            
            N
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            Neuberger Berman LLC
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            N
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            Northland Securities, Inc.
            254900ZIK4MLVQAWLS15
            
            N
            N
          
          
            Boreal Capital Securities LLC
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            N
            N
          
          
            MML Investors Services, LLC
            8-27250
            SEC FILE NUMBER
            
            N
            N
          
          
            D.A. Davidson & Co.
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            N
            N
          
          
            Madison Avenue Securities, Inc.
            8-40426
            SEC FILE NUMBER
            
            N
            N
          
          
            ACA/Prudent Investors Planning Corporation
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            SEC FILE NUMBER
            
            N
            N
          
          
            Bankers Life Securities, Inc.
            549300YBBLCDP5GDSH97
            
            N
            N
          
          
            John Hancock Life Insurance Company of New York
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            CA
            N
            Y
          
          
            Hefren-Tillotson, Inc.
            8-10646
            SEC FILE NUMBER
            
            N
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            Harbor Investment Advisory, LLC
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            Smith, Brown & Groover, Inc.
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            Dominion Investor Services, Inc.
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            Planned Financial Programs, Inc.
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            Capitol Securities Management, Inc.
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            N
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            Anovest Financial Services, Inc.
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            N
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            XP Securities, LLC
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            N
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            Triad Advisors, Inc.
            8-42007
            SEC FILE NUMBER
            
            N
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            BFT Financial Group, LLC
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            Morris Group, Inc.
            549300JWKS0KMDOX5G12
            
            N
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            Henley & Company LLC
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            Caldwell Securities, Inc.
            549300ORF2FMHXODHJ66
            
            N
            N
          
          
            General Securities Corp.
            8-31654
            SEC FILE NUMBER
            
            N
            N
          
          
            M. S. Howells & Co.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Fortune Financial Services, Inc.
            8-49727
            SEC FILE NUMBER
            
            N
            N
          
          
            American United Life Insurance Company
            549300T82H2DXU80LV98
            
            N
            Y
          
          
            Beaconsfield Financial Services, Inc.
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            N
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            OneAmerica Securities, Inc.
            8-15009
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            Client One Securities LLC
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            Royal Alliance Associates, Inc.
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            Capital Management Securities, Inc.
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            Securities America, Inc.
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            N
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            Planmember Securities Corporation
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            N
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            American Portfolios Financial Services, Inc.
            8-37085
            SEC FILE NUMBER
            
            N
            N
          
          
            Inverness Securities, LLC
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            First Southern, LLC
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            Highlander Capital Group, Inc.
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            N
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            Tradition Securities and Derivatives Inc.
            WRYEFMSVQCH0EMD08461
            
            N
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            Nelson Ivest Brokerage Services, Inc.
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            N
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            R. Seelaus & Co., Inc.
            2138004J7AJDLCOJYA06
            
            N
            N
          
          
            Alight Solutions LLC
            084-01996
            SEC FILE NUMBER
            
            N
            Y
          
          
            Great-West Financial Retirement Plan Services, LLC
            N/A
            
            N
            Y
          
          
            Cetera Investment Services, LLC
            254900HBKNJ13M56N432
            
            N
            N
          
          
            Crown Capital Securities, L.P.
            8-17264
            SEC FILE NUMBER
            
            N
            N
          
          
            Sammons Financial Network, LLC
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            Integrity Investments, Inc.
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            SEC FILE NUMBER
            
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            Hand Securities, Inc.
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            Country Club Financial Services, Inc.
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            G.L.S. & Associates, Inc.
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            Boenning & Scattergood, Inc.
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            Consolidated Financial Investments, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            First Bankers' Banc Securities, Inc.
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            N
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            Muriel Seibert & Co., Inc.
            8-14900
            SEC FILE NUMBER
            
            N
            N
          
          
            USAA Investment Management Company
            549300VSPLQ1XBNPD479
            
            N
            N
          
          
            Advisory Group Equity Services, Ltd.
            8-32155
            SEC FILE NUMBER
            
            N
            N
          
          
            VectorGlobal WMG
            254900K52VRYBHUGBC64
            
            N
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            BancWest Investment Services, Inc.
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            N
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            Raymond James & Associates, Inc.
            U4ONQX15J3RO8XCKE979
            
            N
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            Sycamore Financial Group
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            N
          
          
            BCG Securities, Inc.
            8-12680
            SEC FILE NUMBER
            
            N
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            Amuni Financial, Inc
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            Profinancial, Inc.
            8-32026
            SEC FILE NUMBER
            
            N
            N
          
          
            Advanced Advisor Group, LLC
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            SEC FILE NUMBER
            
            N
            N
          
          
            Regions Bank
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            N
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            Cantella & Co., Inc.
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            N
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            Aufhaser Securities, Inc.
            8-48786
            SEC FILE NUMBER
            
            N
            N
          
          
            Brokers International Financial Services, LLC
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            N
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            J. Alden Associates, Inc.
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            SEC FILE NUMBER
            
            N
            N
          
          
            American Heritage Securities, Inc.
            8-44466
            SEC FILE NUMBER
            
            N
            N
          
          
            Pershing Advisor Solutions, LLC
            549300KTC63JRN36GZ84
            
            N
            N
          
          
            Wells Fargo Bank, N.A.
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            N
            N
          
          
            Newport Group, Inc.
            N/A
            
            N
            Y
          
          
            Dinosaur Financial Group, LLC
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            N
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            ValMark Securities, Inc.
            8-45463
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Corporation
            549300GRNBWY8HIICT41
            
            N
            N
          
          
            Commerce Brokerage Services, Inc.
            8-35096
            SEC FILE NUMBER
            
            N
            N
          
          
            B.B. Graham & Company, Inc.
            8-49477
            SEC FILE NUMBER
            
            N
            N
          
          
            L. B. Fisher & Company
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            SEC FILE NUMBER
            
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            M Holdings Securities, Inc.
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            Stephens Inc.
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            Pruco Securities, LLC.
            8-16402
            SEC FILE NUMBER
            
            N
            N
          
          
            Pyramid Funds Corporation
            8-12769
            SEC FILE NUMBER
            
            N
            N
          
          
            N.I.S. Financial Services, Inc.
            8-15919
            SEC FILE NUMBER
            
            N
            N
          
          
            Lion Street Financial, LLC
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            SEC FILE NUMBER
            
            N
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            Oriental Financial Services Corp.
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            SEC FILE NUMBER
            
            N
            N
          
          
            Transamerica Financial Advisors, Inc.
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            N
            N
          
          
            Security Distributors, Inc.
            8-10781
            SEC FILE NUMBER
            
            N
            N
          
          
            BNP Paribas Securities Corp
            RCNB6OTYUAMMP879YW96
            
            N
            N
          
          
            The Jeffrey Matthews Financial Group, L.L.C.
            25490086M6MGMYYVOJ50
            
            N
            N
          
          
            First Financial Equity Corporation
            8-34082
            SEC FILE NUMBER
            
            N
            N
          
          
            Jacques Financial, LLC
            8-52675
            SEC FILE NUMBER
            
            N
            N
          
          
            Voya Institutional Plan Services, LLC
            N/A
            
            N
            N
          
          
            Lincoln Financial Securities Corporation
            8-14609
            SEC FILE NUMBER
            
            N
            N
          
          
            Polar Investment Counsel, Inc.
            8-50039
            SEC FILE NUMBER
            
            N
            N
          
          
            Harbour Investments, Inc.
            8-37373
            SEC FILE NUMBER
            
            N
            N
          
          
            Hantz Financial Services, Inc.
            8-51291
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunset Financial Services, Inc.
            8-14148
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Securities, Inc.
            8-28580
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Group, Inc.
            8-31225
            SEC FILE NUMBER
            
            N
            N
          
          
            Raymond James Financial Services, Inc.
            RGUZHJ05YTITL6D76949
            
            N
            N
          
          
            Sanctuary Securities, Inc.
            2549007WBAL2Z578XQ34
            
            N
            N
          
          
            Crews & Associates, Inc.
            5493001BWSV3E82LZ446
            
            N
            N
          
          
            Gold Coast Securities, Inc.
            8-53148
            SEC FILE NUMBER
            
            N
            N
          
          
            Cary Street Partners LLC
            8-66085
            SEC FILE NUMBER
            
            N
            N
          
          
            Wall Street Access
            549300Z0MOT47D6OQV22
            
            N
            N
          
          
            TransAm Securities, Inc.
            8-37065
            SEC FILE NUMBER
            
            N
            N
          
          
            RNR Securities, L.L.C.
            8-50366
            SEC FILE NUMBER
            
            N
            N
          
          
            Schlitt Investor Services, Inc.
            8-34202
            SEC FILE NUMBER
            
            N
            N
          
          
            Register Financial Associates, Inc.
            8-45012
            SEC FILE NUMBER
            
            N
            N
          
          
            Moors & Cabot, Inc.
            8-23060
            SEC FILE NUMBER
            
            N
            N
          
          
            The Windmill Group, Inc.
            8-25280
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Private Client Wealth LLC
            8-69105
            SEC FILE NUMBER
            
            N
            N
          
          
            The Tavenner Company
            8-41206
            SEC FILE NUMBER
            
            N
            N
          
          
            First Asset Financial, Inc.
            8-67191
            SEC FILE NUMBER
            
            N
            N
          
          
            Sanders Morris Harris Inc.
            254900ZNPYV465D1NZ47
            
            N
            N
          
          
            Voya Retirement Insurance and Annuity Company
            OK3MKCDYPD4NN6QDGK18
            
            N
            Y
          
          
            Citigroup Global Markets Inc.
            MBNUM2BPBDO7JBLYG310
            
            N
            N
          
          
            Bruderman Brothers, LLC
            8-51974
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Distributors LLC
            8-46655
            SEC FILE NUMBER
            
            N
            N
          
          
            E. E. Powell & Company Inc.
            8-01893
            SEC FILE NUMBER
            
            N
            N
          
          
            Leumi Investment Services Inc.
            5493005SJQ3VQ5DEE756
            
            N
            N
          
          
            NBC Securities, Inc.
            254900GIP7RJQGHH5S19
            
            N
            N
          
          
            Folio Investments, Inc.
            8-52009
            SEC FILE NUMBER
            
            N
            N
          
          
            Janney Montgomery Scott LLC
            549300QQRY1JCFQHYS08
            
            N
            N
          
          
            Regal Securities, Inc.
            8-21765
            SEC FILE NUMBER
            
            N
            N
          
          
            Chauner Securities, Inc.
            8-33980
            SEC FILE NUMBER
            
            N
            N
          
          
            Peak Brokerage Services, LLC
            8-68829
            SEC FILE NUMBER
            
            N
            N
          
          
            Oscar Gruss & Son Incorporated
            549300V78DH9XCK5UI63
            
            N
            N
          
          
            Wellington Shields & Co., LLC
            8-68098
            SEC FILE NUMBER
            
            N
            N
          
          
            Cape Securities Inc.
            8-20747
            SEC FILE NUMBER
            
            N
            N
          
          
            Synovus Securities, Inc.
            254900CM2K7N1E0JF171
            
            N
            N
          
          
            National Securities Corp.
            8-164
            SEC FILE NUMBER
            
            N
            N
          
          
            Interactive Brokers LLC
            50OBSE5T5521O6SMZR28
            
            N
            N
          
          
            APW Capital, Inc.
            8-50433
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Investment Services, Inc.
            8-25130
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Savings Bank
            549300DXPO50FJ75QA85
            
            N
            Y
          
          
            Samuel A Ramirez & Co., Inc.
            254900CBKVW7O2ENQA21
            
            N
            N
          
          
            Hunter Associates, Inc.
            8-44779
            SEC FILE NUMBER
            
            N
            N
          
          
            Ni Advisors
            8-66841
            SEC FILE NUMBER
            
            N
            N
          
          
            Bley Investments Group, Inc.
            8-42701
            SEC FILE NUMBER
            
            N
            N
          
          
            First Republic Securities Company, LLC
            5493000IMDFZDQYB2Q11
            
            N
            N
          
          
            Apex Clearing Corporation
            5493000418CITRF5BO80
            
            N
            N
          
          
            Investment Network Inc.
            8-66036
            SEC FILE NUMBER
            
            N
            N
          
          
            Watermark Securities, Inc.
            8-43902
            SEC FILE NUMBER
            
            N
            N
          
          
            Xml Securities, LLC
            8-67776
            SEC FILE NUMBER
            
            N
            N
          
          
            Morgan Stanley Smith Barney LLC
            7PDDXEMZ0ZV0CEDU4D16
            
            N
            N
          
          
            D.H. Hill Securities LLP
            8-49475
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Placement Group
            5493005L3RL45FY4HR07
            
            N
            N
          
          
            Jefferies, LLC
            58PU97L1C0WSRCWADL48
            
            N
            N
          
          
            Sammons Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Ace Diversified Capital, Inc.
            8-49555
            SEC FILE NUMBER
            
            N
            N
          
          
            FMSBonds, Inc.
            549300TUTBK58NSF2517
            
            N
            N
          
          
            Sovereign Legacy Securities, Inc.
            8-00621
            SEC FILE NUMBER
            
            N
            N
          
          
            Diversified Resources, LLC
            8-45497
            SEC FILE NUMBER
            
            N
            N
          
          
            Pensionmark Securities, LLC
            8-69773
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Life Insurance Company
            SDCMU2LVKGV2AF1KWP64
            
            N
            Y
          
          
            Ballew Investments, Inc.
            8-45660
            SEC FILE NUMBER
            
            N
            N
          
          
            World Choice Securities, Inc.
            8-45235
            SEC FILE NUMBER
            
            N
            N
          
          
            S.G. Long & Company
            8-51816
            SEC FILE NUMBER
            
            N
            N
          
          
            Harvest Financial Corporation
            8-26037
            SEC FILE NUMBER
            
            N
            N
          
          
            Maplewood Investment Advisors, Inc.
            8-52221
            SEC FILE NUMBER
            
            N
            N
          
          
            Colorado Financial Service Corporation
            8-52817
            SEC FILE NUMBER
            
            N
            N
          
          
            Monex Securities, Inc.
            254900VTZ3HYHNEJRX35
            
            N
            N
          
          
            Woodlands Securities Corporation
            8-39700
            SEC FILE NUMBER
            
            N
            N
          
          
            First Mercantile Trust Company
            028-10498
            SEC FILE NUMBER
            
            N
            Y
          
          
            Digital Retirement Solutions, Inc.
            N/A
            
            N
            Y
          
          
            Liberty Capital Investment Corporation
            8-42051
            SEC FILE NUMBER
            
            N
            N
          
          
            Exeter Trust Company
            028-04279
            SEC FILE NUMBER
            
            N
            N
          
          
            Herbert J. Sims & Co. Inc.
            254900SV6UESQBS8XP98
            
            N
            N
          
          
            State Street Bank and Trust Company
            571474TGEMMWANRLN572
            
            N
            N
          
          
            Portfolio Resources Group, Inc.
            549300TKCYL1XNXOL896
            
            N
            N
          
          
            First National Bank Alaska
            25490089V5DJHFQMOA03
            
            N
            N
          
          
            J.P. Morgan Institutional Investments Inc.
            8-52182
            SEC FILE NUMBER
            
            N
            N
          
          
            Hennion & Walsh, Inc.
            8-41988
            SEC FILE NUMBER
            
            N
            N
          
          
            Next Financial Group, Inc.
            8-51356
            SEC FILE NUMBER
            
            N
            N
          
          
            Edward D. Jones & Co., L.P.
            YZRCLX72FTV74B522G90
            
            N
            N
          
          
            Bolton Global Capital
            2549009M08YVOG46LO79
            
            N
            N
          
          
            Carl M. Hennig, Inc.
            8-14509
            SEC FILE NUMBER
            
            N
            N
          
          
            SEI Private Trust Company
            028-10625
            SEC FILE NUMBER
            
            N
            Y
          
          
            Emerson Equity LLC
            8-66296
            SEC FILE NUMBER
            
            N
            N
          
          
            DMK Advisor Group, Inc.
            8-49279
            SEC FILE NUMBER
            
            N
            N
          
          
            Portsmouth Financial Services
            8-30097
            SEC FILE NUMBER
            
            N
            N
          
          
            Ceros Financial Services, Inc.
            549300N2YQ0P5G0WE562
            
            N
            N
          
          
            Feltl & Company
            8-18435
            SEC FILE NUMBER
            
            N
            N
          
          
            Globalink Securities, Inc.
            8-44509
            SEC FILE NUMBER
            
            N
            N
          
          
            Landaas & Company
            8-51826
            SEC FILE NUMBER
            
            N
            N
          
          
            Brighton Securities Corp.
            8-14599
            SEC FILE NUMBER
            
            N
            N
          
          
            Keel Point Capital, LLC
            8-22990
            SEC FILE NUMBER
            
            N
            N
          
          
            ICMA-RC Services, Inc.
            8-40268
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital City Securities, LLC
            8-67771
            SEC FILE NUMBER
            
            N
            N
          
          
            Buell Securities Corp
            8-22058
            SEC FILE NUMBER
            
            N
            N
          
          
            Independent Financial Group, LLC
            254900KYWXHSQ7RMNP09
            
            N
            N
          
          
            Principled Advisors, Inc.
            8-66451
            SEC FILE NUMBER
            
            N
            N
          
          
            E*Trade Securities
            8-44112
            SEC FILE NUMBER
            
            N
            N
          
          
            Centaurus Financial, Inc.
            8-45185
            SEC FILE NUMBER
            
            N
            N
          
          
            Cannon Securities, Inc.
            8-68437
            SEC FILE NUMBER
            
            N
            N
          
          
            Principal Securities, Inc.
            8-13975
            SEC FILE NUMBER
            
            N
            N
          
          
            United Planners' Financial Services of America A Limited Partner
            8-38485
            SEC FILE NUMBER
            
            N
            N
          
          
            Allen C Ewing & Co.
            8-42393
            SEC FILE NUMBER
            
            N
            N
          
          
            MGO Securities Corp.
            8-47814
            SEC FILE NUMBER
            
            N
            N
          
          
            Middlegate Securities Ltd.
            549300ZVONUQ845QCH95
            
            N
            N
          
          
            Mid-Atlantic Securities, Inc.
            8-36997
            SEC FILE NUMBER
            
            N
            N
          
          
            BAC Florida Investments
            254900CAF9OPVE8VT408
            
            N
            N
          
          
            Founders Financial Securities LLC
            8-67137
            SEC FILE NUMBER
            
            N
            N
          
          
            SCF Securities, Inc.
            8-51760
            SEC FILE NUMBER
            
            N
            N
          
          
            Omega Securities, Inc.
            8-20225
            SEC FILE NUMBER
            
            N
            N
          
          
            BD4RIA, Inc.
            8-70022
            SEC FILE NUMBER
            
            N
            N
          
          
            Paradigm Equities, Inc.
            8-45593
            SEC FILE NUMBER
            
            N
            N
          
          
            First Horizon Advisors, Inc.
            8-35061
            SEC FILE NUMBER
            
            N
            N
          
          
            First Allied Securities, Inc.
            8-46167
            SEC FILE NUMBER
            
            N
            N
          
          
            Nationwide Financial Services, Inc.
            5493001H7AZNDS6BKJ36
            
            N
            Y
          
          
            HSBC Securities (USA), Inc.
            CYYGQCGNHMHPSMRL3R97
            
            N
            N
          
          
            Infinity Securities, Inc.
            8-67647
            SEC FILE NUMBER
            
            N
            N
          
          
            Country Capital Management Company
            8-12645
            SEC FILE NUMBER
            
            N
            N
          
          
            Arlington Securities, Inc.
            8-38098
            SEC FILE NUMBER
            
            N
            N
          
          
            White Mountain Capital, LLC
            8-52572
            SEC FILE NUMBER
            
            N
            N
          
          
            American Global Wealth Management, Inc.
            8-21584
            SEC FILE NUMBER
            
            N
            N
          
          
            Alexander Capital, L.P.
            8-48957
            SEC FILE NUMBER
            
            N
            N
          
          
            TradeStation Securities, Inc.
            549300T08P71XXBYLW62
            
            N
            N
          
          
            Ascensus Broker Dealer Services, Inc.
            8-47312
            SEC FILE NUMBER
            
            N
            Y
          
          
            Great Point Capital LLC
            254900HN4IGCO53HDK23
            
            N
            N
          
          
            GWFS Equities, Inc.
            8-33854
            SEC FILE NUMBER
            
            N
            N
          
          
            L.M. Kohn & Company
            8-43303
            SEC FILE NUMBER
            
            N
            N
          
          
            First Financial Securities of America, Inc.
            8-29565
            SEC FILE NUMBER
            
            N
            N
          
          
            Gardner Financial Services, Inc.
            8-38631
            SEC FILE NUMBER
            
            N
            N
          
          
            Wescom Financial Services, LLC
            8-66189
            SEC FILE NUMBER
            
            N
            N
          
          
            Gladowsky Capital Management Corp.
            8-51017
            SEC FILE NUMBER
            
            N
            N
          
          
            International Money Management Group, Inc.
            8-30417
            SEC FILE NUMBER
            
            N
            N
          
          
            Thoroughbred Financial Services, LLC
            8-51944
            SEC FILE NUMBER
            
            N
            N
          
          
            Valley National Investments, Inc.
            8-34427
            SEC FILE NUMBER
            
            N
            N
          
          
            TCFG Wealth Management, LLC
            8-69089
            SEC FILE NUMBER
            
            N
            N
          
          
            Intercarolina Financial Services, Inc.
            8-37519
            SEC FILE NUMBER
            
            N
            N
          
          
            World Equity Group, Inc.
            25490078J1OM7KOXR686
            
            N
            N
          
          
            Westco Investment Corp.
            8-38452
            SEC FILE NUMBER
            
            N
            N
          
          
            MMA Securities LLC
            8-50591
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Securities, Inc.
            2138006RAPI5PE2ZGW36
            
            N
            N
          
          
            Westport Resources Investment Services, Inc.
            8-40904
            SEC FILE NUMBER
            
            N
            N
          
          
            Allianz Life Financial Services, LLC
            5493008TSI0TRWDDGW79
            
            N
            N
          
          
            First Heartland Capital, Inc.
            8-46008
            SEC FILE NUMBER
            
            N
            N
          
          
            H. C. Denison Co.
            8-00044
            SEC FILE NUMBER
            
            N
            N
          
          
            Safra Securities LLC
            E51AOUORNWWT747CBW71
            
            N
            N
          
          
            Ustocktrade Securities, Inc.
            8-33132
            SEC FILE NUMBER
            
            N
            N
          
          
            Silver Oak Securities, Incorporated
            8-51601
            SEC FILE NUMBER
            
            N
            N
          
          
            Glen Eagle Advisors LLC
            8-65678
            SEC FILE NUMBER
            
            N
            N
          
          
            Access Financial Group, Inc.
            8-46065
            SEC FILE NUMBER
            
            N
            N
          
          
            Symphonic Securities LLC
            8-67220
            SEC FILE NUMBER
            
            N
            N
          
          
            Mack Investment Securities, Inc.
            8-35536
            SEC FILE NUMBER
            
            N
            N
          
          
            Berthel, Fisher & Company Financial Services, Inc.
            8-29426
            SEC FILE NUMBER
            
            N
            N
          
          
            Worth Financial Group Inc.
            8-29827
            SEC FILE NUMBER
            
            N
            N
          
          
            Merrill Lynch, Pierce, Fenner & Smith Incorporated
            8NAV47T0Y26Q87Y0QP81
            
            N
            N
          
          
            First Command Financial Planning, Inc.
            8-07072
            SEC FILE NUMBER
            
            N
            N
          
          
            The Oak Ridge Financial Services Group, Inc.
            2549003647MDU9F6QN39
            
            N
            N
          
          
            McDonald Partners LLC
            549300PEHG3UH7FAY193
            
            N
            N
          
          
            Midland Securities, Ltd.
            8-40685
            SEC FILE NUMBER
            
            N
            N
          
          
            William Blair & Company L.L.C.
            549300J0P7XYE8BMZ775
            
            N
            N
          
          
            USI Securities, Inc.
            8-50429
            SEC FILE NUMBER
            
            N
            N
          
          
            The O.N. Equity Sales Company
            8-14161
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Trust Company LLC
            549300W205WZCFZS6R51
            
            N
            Y
          
          
            SG Americas Securities, LLC
            549300F35UE0BOM1WJ55
            
            N
            N
          
          
            USCA Securities LLC
            254900GBMSP1Y45THR66
            
            N
            N
          
          
            The Investment Center, Inc.
            8-35826
            SEC FILE NUMBER
            
            N
            N
          
          
            United States Life Insurance Company in the City of New York
            549300C1JQGJ0MNUMG79
            
            N
            Y
          
          
            USA Financial Securities Corporation
            8-52342
            SEC FILE NUMBER
            
            N
            N
          
          
            Genworth Life & Annuity Insurance Company
            TAI340D9BWT9R77O0P03
            
            N
            N
          
          
            Wesbanco Securities, Inc.
            8-50220
            SEC FILE NUMBER
            
            N
            N
          
          
            Equity Services, Inc.
            8-14286
            SEC FILE NUMBER
            
            N
            N
          
          
            New England Pension Plan Systems, LLC
            N/A
            
            N
            Y
          
          
            DWS Distributors, Inc.
            5299007T18XBURKJ1V64
            
            N
            N
          
          
            BOK Financial Securities, Inc.
            2Q57THMJB7JL1206V012
            
            N
            N
          
          
            Hilltop Securities, Inc.
            549300IXU82PMU6XZT45
            
            N
            N
          
          
            Trustmont Financial Group, Inc.
            8-36439
            SEC FILE NUMBER
            
            N
            N
          
          
            Andbanc Brokerage, LLC
            213800E4CWGFMCDQZ792
            
            N
            N
          
          
            R. F. Lafferty & Co., Inc.
            254900KLPTMWPBZWH264
            
            N
            N
          
          
            AqGen Ascensus, Inc.
            549300K5MHNFPEU2RK82
            
            N
            Y
          
          
            CBIZ Financial Solutions, Inc.
            8-34205
            SEC FILE NUMBER
            
            N
            N
          
          
            Place Trade Financial, Inc.
            8-65915
            SEC FILE NUMBER
            
            N
            N
          
          
            Nestlerode & Loy, Inc.
            8-12629
            SEC FILE NUMBER
            
            N
            N
          
          
            Alight Financial Solutions LLC
            8-47344
            SEC FILE NUMBER
            
            N
            N
          
          
            The Garbacz Group Inc.
            8-42366
            SEC FILE NUMBER
            
            N
            N
          
          
            City National Bank
            549300MEMKSF7703ZQ25
            
            N
            N
          
          
            Wintrust Investments, LLC
            8-00484
            SEC FILE NUMBER
            
            N
            N
          
          
            Quincy Cass Associates, Incorporated
            8-05743
            SEC FILE NUMBER
            
            N
            N
          
          
            Coldstream Securities, Inc.
            8-51549
            SEC FILE NUMBER
            
            N
            N
          
          
            Lincoln Financial Advisors Corporation
            8-14685
            SEC FILE NUMBER
            
            N
            N
          
          
            UBATCO & Co.
            N/A
            
            N
            Y
          
          
            Parkland Securities, LLC
            8-53482
            SEC FILE NUMBER
            
            N
            N
          
          
            ING Financial Markets LLC
            KBVRJ5K57JZ3E2AVWX40
            
            N
            N
          
          
            Buckman, Buckman & Reid, Inc.
            254900D688L15B5HJB06
            
            N
            N
          
          
            Investshares, Inc
            8-68365
            SEC FILE NUMBER
            
            N
            N
          
          
            H. Beck, Inc.
            8-31165
            SEC FILE NUMBER
            
            N
            N
          
          
            Grant Williams L.P.
            8-51249
            SEC FILE NUMBER
            
            N
            N
          
          
            Investors Brokerage of Texas, Ltd.
            8-28644
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Clearing Services, LLC
            88KRVSOEKUGQZJ3DKW55
            
            N
            Y
          
          
            Prudential Insurance Company of America
            Y574KRZ6V5A7UBU45C31
            
            N
            Y
          
          
            Trade-PMR Inc.
            8-51390
            SEC FILE NUMBER
            
            N
            N
          
          
            The Strategic Financial Alliance, Inc.
            8-65885
            SEC FILE NUMBER
            
            N
            N
          
          
            Corinthian Partners, L.L.C.
            8-48461
            SEC FILE NUMBER
            
            N
            N
          
          
            Investment Planners, Inc.
            8-35642
            SEC FILE NUMBER
            
            N
            N
          
          
            Mutual Funds Associates, Inc.
            8-13026
            SEC FILE NUMBER
            
            N
            N
          
          
            Buckram Securities LTD
            8-65939
            SEC FILE NUMBER
            
            N
            N
          
          
            Vanderbilt Securities, LLC
            8-16712
            SEC FILE NUMBER
            
            N
            N
          
          
            Shareholders Service Group, Inc.
            8-65778
            SEC FILE NUMBER
            
            N
            N
          
          
            Thompson Davis & Co., Inc.
            8-49386
            SEC FILE NUMBER
            
            N
            N
          
          
            Michigan Securities, Inc. (dba Broadstone Securities)
            8-52094
            SEC FILE NUMBER
            
            N
            N
          
          
            GWN Securities Inc.
            8-66185
            SEC FILE NUMBER
            
            N
            N
          
          
            Gregory J. Schwartz & Co., Inc.
            8-20955
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunbelt Securities, Inc.
            8-49748
            SEC FILE NUMBER
            
            N
            N
          
          
            Northern Trust Securities, Inc.
            3CHSO99JSPHD9HGNYJ46
            
            N
            N
          
          
            Charles Schwab & Co., Inc.
            549300ZP8XN77GK5BS04
            
            N
            Y
          
          
            Great American Investors, Inc.
            8-44380
            SEC FILE NUMBER
            
            N
            N
          
          
            Goldman Sachs & Co. LLC
            FOR8UP27PHTHYVLBNG30
            
            N
            N
          
          
            Signal Securities, Inc.
            8-32948
            SEC FILE NUMBER
            
            N
            N
          
          
            People's Securities, Inc.
            8-29667
            SEC FILE NUMBER
            
            N
            N
          
          
            Duncan-Williams, Inc.
            25490045VHLUZ7H92Y27
            
            N
            N
          
          
            National Financial Services, LLC
            549300JRHF1MHHWUAW04
            
            N
            Y
          
          
            Healthcare Community Securities Corporation
            8-46981
            SEC FILE NUMBER
            
            N
            N
          
          
            Cutter & Company Brokerage, Inc.
            8-39590
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazard & Siegel, Inc.
            8-13942
            SEC FILE NUMBER
            
            N
            N
          
          
            JPMorgan Chase Bank, N.A.
            7H6GLYDRUGQFU57RNE97
            
            N
            N
          
          
            Nations Financial Group, Inc.
            8-50588
            SEC FILE NUMBER
            
            N
            N
          
          
            Sigma Financial Corporation
            8-30466
            SEC FILE NUMBER
            
            N
            N
          
          
            Citizens Bank
            254900MFWISYMJ04ZE93
            
            N
            N
          
          
            Amegy Investments, Inc. (Zions)
            8-65399
            SEC FILE NUMBER
            
            N
            N
          
          
            TD Ameritrade Trust Company
            028-15163
            SEC FILE NUMBER
            
            N
            N
          
          
            Logan Group Securities
            8-48995
            SEC FILE NUMBER
            
            N
            N
          
          
            St. Bernard Financial Services, Inc.
            8-47566
            SEC FILE NUMBER
            
            N
            N
          
          
            Rockefeller Financial, LLC
            8-70054
            SEC FILE NUMBER
            
            N
            N
          
          
            Kestra Investment Services, LLC
            8-49672
            SEC FILE NUMBER
            
            N
            N
          
          
            Arque Capital, Ltd.
            8-65390
            SEC FILE NUMBER
            
            N
            N
          
          
            NYLife Securities LLC
            8-15517
            SEC FILE NUMBER
            
            N
            N
          
          
            Wells Fargo Securities, LLC
            8-65876
            SEC FILE NUMBER
            
            N
            N
          
          
            N.E. Private Client Advisors, Ltd.
            8-66968
            SEC FILE NUMBER
            
            N
            N
          
          
            Sunstreet Securities, LLC
            8-67541
            SEC FILE NUMBER
            
            N
            N
          
          
            WBB Securities, LLC
            8-53660
            SEC FILE NUMBER
            
            N
            N
          
          
            FNBB Capital Markets, LLC
            8-66553
            SEC FILE NUMBER
            
            N
            N
          
          
            CGIS Securities LLC
            254900GOI7SHVRZ5BG90
            
            N
            N
          
          
            Vanguard Group, Inc., The
            5493002789CY3L0CJP65
            
            N
            Y
          
          
            Vanguard Marketing Corporation
            8-21570
            SEC FILE NUMBER
            
            N
            N
          
          
            AssetMark Trust Company
            N/A
            
            N
            N
          
          
            Lincoln Investment Planning, Inc.
            8-14354
            SEC FILE NUMBER
            
            N
            N
          
          
            Maxim Group LLC
            254900OJ6JZO6SDMHQ83
            
            N
            N
          
          
            United Brokerage Services, Inc.
            8-48685
            SEC FILE NUMBER
            
            N
            N
          
          
            First Western Securities, Inc.
            8-37613
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Securities, Inc.
            5493003IMO3TYX51WE43
            
            N
            N
          
          
            American Enterprise Investment Services Inc.
            549300NT7GLLVGTH0249
            
            N
            N
          
          
            American Financial Securities, Inc.
            8-53205
            SEC FILE NUMBER
            
            N
            N
          
          
            Aon Benfield Securities, Inc.
            5493002ME0O127QJJG03
            
            N
            N
          
          
            Calton & Associates, Inc.
            254900TDJ7LH64ZKRY86
            
            N
            N
          
          
            PTI Securities & Futures L.P.
            8-44412
            SEC FILE NUMBER
            
            N
            N
          
          
            Robinson & Robinson, Inc.
            8-17109
            SEC FILE NUMBER
            
            N
            N
          
          
            Invex, Inc.
            NPOTUCXQYGXX5PO6VH74
            
            N
            N
          
          
            Oak Tree Securities, Inc.
            8-36138
            SEC FILE NUMBER
            
            N
            N
          
          
            Investments For You, Inc.
            8-44179
            SEC FILE NUMBER
            
            N
            N
          
          
            M&T Securities, Inc.
            254900VRUF9FN7AZI864
            
            N
            N
          
          
            Integral Financial LLC
            2549000I2CBZTJRHG786
            
            N
            N
          
          
            IDB Capital Corp.
            254900SH3QL0IL3S9R34
            
            N
            N
          
          
            Brooklight Place Securities, Inc.
            8-32673
            SEC FILE NUMBER
            
            N
            N
          
          
            Blakeslee and Blakeslee Inc.
            8-32071
            SEC FILE NUMBER
            
            N
            N
          
          
            Fifth Third Bank
            QFROUN1UWUYU0DVIWD51
            
            N
            N
          
          
            Century Securities Associates, Inc.
            8-43514
            SEC FILE NUMBER
            
            N
            N
          
          
            VBC Securities, LLC
            8-44141
            SEC FILE NUMBER
            
            N
            N
          
          
            Planners Financial Services, Inc.
            8-18027
            SEC FILE NUMBER
            
            N
            N
          
          
            T.S. Phillips Investments, Inc.
            8-65661
            SEC FILE NUMBER
            
            N
            N
          
          
            Colliers Securities LLC
            549300OD1C69R64IVC38
            
            N
            N
          
          
            BBVA Securities Inc.
            549300RJFN0Z663VE860
            
            N
            N
          
          
            Oberweis Securities, Inc.
            5493008EZH6DO1631P71
            
            N
            N
          
          
            CUNA Brokerage Services, Inc.
            549300G6Y6BPF9ZL4706
            
            N
            N
          
          
            NorthWestern Mutual Investment Services, LLC
            CYO86L8D7HTXW9SOZX28
            
            N
            N
          
          
            Centennial Securities Company, LLC
            8-23406
            SEC FILE NUMBER
            
            N
            N
          
          
            Empire Asset Management Company
            8-67520
            SEC FILE NUMBER
            
            N
            N
          
          
            PTS Brokerage, LLC
            8-65173
            SEC FILE NUMBER
            
            N
            N
          
          
            Guardian Insurance & Annuity Company, Inc., The
            TGIU5N0SIMULU6I57R64
            
            N
            Y
          
          
            Mutual of Omaha Investor Services, Inc.
            8-47290
            SEC FILE NUMBER
            
            N
            N
          
          
            Mid-Atlantic Clearing & Settlement Corp.
            8-47758
            SEC FILE NUMBER
            
            N
            N
          
          
            VOYA Financial Advisors, LLC
            8-46451
            SEC FILE NUMBER
            
            N
            N
          
          
            Cetera Financial Specialists LLC
            8-27082
            SEC FILE NUMBER
            
            N
            N
          
          
            T. Rowe Price Retirement Plan Services, Inc.
            084-06219
            SEC FILE NUMBER
            
            N
            Y
          
          
            Benchmark Investments, Inc.
            8-52280
            SEC FILE NUMBER
            
            N
            N
          
          
            Sentinel Securities, Inc.
            8-53142
            SEC FILE NUMBER
            
            N
            N
          
          
            Lebenthal Financial Services, Inc
            8-67140
            SEC FILE NUMBER
            
            N
            N
          
          
            SagePoint Financial, Inc.
            8-66771
            SEC FILE NUMBER
            
            N
            N
          
          
            Avisen Securities, Inc.
            8-65833
            SEC FILE NUMBER
            
            N
            N
          
          
            Saturna Brokerage Services, Inc.
            8-36558
            SEC FILE NUMBER
            
            N
            N
          
          
            Private Client Services, LLC
            8-68183
            SEC FILE NUMBER
            
            N
            N
          
          
            Snowden Account Services, Inc.
            254900WVSS0BX602UF45
            
            N
            N
          
          
            Davenport & Company LLC
            254900GN2SAXJGLMS075
            
            N
            N
          
          
            VALIC Retirement Services Company
            84-06057
            SEC FILE NUMBER
            
            N
            N
          
          
            Talcott Resolution Life Insurance Company
            8CE7JPU9IU72L3PPD756
            
            N
            Y
          
          
            Massachusetts Mutual Life Insurance Company
            R6ZXK5P01NP6HXSY1S07
            
            N
            Y
          
          
            Securities Equity Group
            8-51706
            SEC FILE NUMBER
            
            N
            N
          
          
            L.O. Thomas & Co. Inc.
            8-40875
            SEC FILE NUMBER
            
            N
            N
          
          
            Rodgers Brothers, Inc.
            8-33475
            SEC FILE NUMBER
            
            N
            N
          
          
            Herndon Plant Oakley, LTD
            8-50912
            SEC FILE NUMBER
            
            N
            N
          
          
            Devenir, LLC
            8-65837
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Investment Brokerage, Inc.
            8-49118
            SEC FILE NUMBER
            
            N
            N
          
          
            American Independent Securities Group, LLC
            8-66905
            SEC FILE NUMBER
            
            N
            N
          
          
            Sabadell Securities USA, Inc.
            2549002UK8JK82ABGD45
            
            N
            N
          
          
            Fidelity Investments Life
            54930024AKTQGTIV1P93
            
            N
            N
          
          
            SunTrust Bank
            IYDOJBGJWY9T8XKCSX06
            
            N
            N
          
          
            Woodmen Financial Services, Inc.
            8-53592
            SEC FILE NUMBER
            
            N
            N
          
          
            Invicta Capital, LLC
            549300QY87LR84LRLL97
            
            N
            N
          
          
            1st Discount Brokerage, Inc.
            8-48557
            SEC FILE NUMBER
            
            N
            N
          
          
            Girard Investment Services, LLC
            8-14145
            SEC FILE NUMBER
            
            N
            N
          
          
            LifeMark Securities Corp.
            8-33478
            SEC FILE NUMBER
            
            N
            N
          
          
            Hazlett, Burt & Watson, Inc.
            8-17737
            SEC FILE NUMBER
            
            N
            N
          
          
            John Hancock Life Insurance Company
            QQ0OZ8J9C4B5QT1XDG31
            CA
            N
            Y
          
          
            FinTrust Brokerage Services, LLC
            8-49514
            SEC FILE NUMBER
            
            N
            N
          
          
            Integrated Financial Planning Services
            8-35120
            SEC FILE NUMBER
            DE
            N
            N
          
          
            Insight Securities, Inc.
            2549007I5MCG270G9341
            
            N
            N
          
          
            Joseph Gunnar & Co. LLC
            2549001XBRI5XQ0ZDA12
            
            N
            N
          
          
            Prudential Investment Management Services LLC
            8-36540
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Equity Group, Inc.
            8-66403
            SEC FILE NUMBER
            
            N
            N
          
          
            Associated Investment Services, Inc.
            8-00099
            SEC FILE NUMBER
            
            N
            N
          
          
            D.M. Kelly & Company
            8-48398
            SEC FILE NUMBER
            
            N
            N
          
          
            S.L. Reed & Company
            8-49178
            SEC FILE NUMBER
            
            N
            N
          
          
            LPL Financial LLC
            5493005NM7F0H1N3EQ39
            
            N
            Y
          
          
            Wood (Arthur W.) Company, Inc.
            8-03368
            SEC FILE NUMBER
            
            N
            N
          
          
            Fiduciary Trust International
            N1YKEWO2IYPRS4742F57
            
            N
            N
          
          
            K. W. Chambers & CO.
            8-10533
            SEC FILE NUMBER
            
            N
            N
          
          
            Hornor, Townsend & Kent, Inc.
            8-14715
            SEC FILE NUMBER
            
            N
            N
          
          
            J.P. Morgan Securities LLC
            ZBUT11V806EZRVTWT807
            
            N
            N
          
          
            Impact U. Investments, LLC
            8-65527
            SEC FILE NUMBER
            
            N
            N
          
          
            MSEC, LLC
            8-68627
            SEC FILE NUMBER
            
            N
            N
          
          
            Institutional Securities Corporation
            2549007EJ1PSLA8XVA50
            
            N
            N
          
          
            Ameritas Investment Corp.
            549300913B54XKSRM258
            
            N
            N
          
          
            American Capital Partners, LLC
            254900I8NH46ZJJ4Z956
            
            N
            N
          
          
            FSB Warner Financial, Inc.
            8-44865
            SEC FILE NUMBER
            
            N
            N
          
          
            Hancock Whitney Investment Services, Inc.
            8-49106
            SEC FILE NUMBER
            
            N
            N
          
          
            Camden Financial Services
            8-37303
            SEC FILE NUMBER
            
            N
            N
          
          
            TCAdvisors Network Inc.
            8-46909
            SEC FILE NUMBER
            
            N
            N
          
          
            Etico Partners, LLC
            8-65500
            SEC FILE NUMBER
            
            N
            N
          
          
            Vorpahl Wing Securities
            8-51823
            SEC FILE NUMBER
            
            N
            N
          
          
            SKA Securities, Inc.
            8-53366
            SEC FILE NUMBER
            
            N
            N
          
          
            Prospera Financial Services, Inc.
            8-28164
            SEC FILE NUMBER
            
            N
            N
          
          
            David Lerner Associates, Inc.
            8-20746
            SEC FILE NUMBER
            
            N
            N
          
          
            First Honolulu Securities, Inc.
            8-23919
            SEC FILE NUMBER
            
            N
            N
          
          
            Unionbanc Investment Services, LLC
            254900Y9HI2TG6D79N41
            
            N
            N
          
          
            Horace Mann Life Insurance Co.
            5493000HR2JKKNH2FL09
            
            N
            N
          
          
            Uhlmann Price Securities, LLC
            8-50041
            SEC FILE NUMBER
            
            N
            N
          
          
            CoreCap Investments, Inc.
            8-47783
            SEC FILE NUMBER
            
            N
            N
          
          
            Sage, Rutty & Co., Inc.
            8-00533
            SEC FILE NUMBER
            
            N
            N
          
          
            The GMS Group, LLC
            254900OXZT27TA5CGU56
            
            N
            N
          
          
            GLP Investment Services
            8-41868
            SEC FILE NUMBER
            
            N
            N
          
          
            Garden State Securities, Inc.
            8-25790
            SEC FILE NUMBER
            
            N
            N
          
          
            TIAA-CREF Individual & Institutional Services, LLC
            8-44454
            SEC FILE NUMBER
            
            N
            N
          
          
            R.M. Stark & Co., Inc.
            8-22543
            SEC FILE NUMBER
            
            N
            N
          
          
            G. W. & Wade Asset Management Company, LLC
            8-42013
            SEC FILE NUMBER
            
            N
            N
          
          
            International Assets Advisory, LLC
            254900ARMOHQNS987S09
            
            N
            N
          
          
            MidWestern Securities Trading Company, LLC
            8-52074
            SEC FILE NUMBER
            
            N
            N
          
          
            Robert W. Baird & Co. Incorporated
            549300772UJAHRD6LO53
            
            N
            N
          
          
            Avantax Wealth Management, Inc
            8-29533
            SEC FILE NUMBER
            
            N
            N
          
          
            McLaughlin Ryder Investments, Inc.
            8-67911
            SEC FILE NUMBER
            
            N
            N
          
          
            G.A. Repple & Company
            8-35315
            SEC FILE NUMBER
            
            N
            N
          
          
            Liberty Partners Financial Services, LLC
            8-66335
            SEC FILE NUMBER
            
            N
            N
          
          
            J.D. Seibert & Company, Inc.
            8-23604
            SEC FILE NUMBER
            
            N
            N
          
          
            Titleist Asset Management, Ltd.
            8-65859
            SEC FILE NUMBER
            
            N
            N
          
          
            SWBC Investment Services, LLC
            254900YIJJWABADWZ455
            
            N
            N
          
          
            VOYA Investments Distributors, LLC
            8-48020
            SEC FILE NUMBER
            
            N
            N
          
          
            Griffinest Asia Securities, LLC
            8-66571
            SEC FILE NUMBER
            
            N
            N
          
          
            Mercer HR Services, LLC
            N/A
            
            N
            Y
          
          
            Folger Nolan Fleming Douglas Incorporated
            8-03335
            SEC FILE NUMBER
            
            N
            N
          
          
            Cabot Lodge Securities, LLC
            8-69009
            SEC FILE NUMBER
            
            N
            N
          
          
            Western Growers Financial Services, Inc.
            8-53458
            SEC FILE NUMBER
            
            N
            N
          
          
            Union Capital Company
            8-53127
            SEC FILE NUMBER
            
            N
            N
          
          
            Wright Investors' Service Distributors, Inc.
            8-29579
            SEC FILE NUMBER
            
            N
            N
          
          
            Abacus International Capital Corp.
            8-46418
            SEC FILE NUMBER
            
            N
            N
          
          
            American Equity Investment Corporation
            8-49078
            SEC FILE NUMBER
            
            N
            N
          
          
            SecureVest Financial Group
            254900LG3HPQV4J0WH27
            
            N
            N
          
          
            UBS Financial Services Inc.
            ETYRV6ORNFJB5NONI676
            
            N
            N
          
          
            Veritas Independent Partners, LLC
            8-69363
            SEC FILE NUMBER
            
            N
            N
          
          
            JHW Financial Services Inc.
            8-45304
            SEC FILE NUMBER
            
            N
            N
          
          
            Capital Institutional Services, Inc.
            54930061X8RDWFDJIS05
            
            N
            N
          
          
            San Blas Securities LLC
            25490079436TZN10JD83
            
            N
            N
          
          
            Standard Insurance Company
            549300KVA8DBYKHPXO21
            
            N
            Y
          
          
            Coordinated Capital Securities, Inc.
            8-31173
            SEC FILE NUMBER
            
            N
            N
          
          
            Searle & Co.
            8-28600
            SEC FILE NUMBER
            
            N
            N
          
          
            Independence Capital Co., Inc.
            8-41331
            SEC FILE NUMBER
            
            N
            N
          
          
            NPB Financial Group, LLC
            8-67113
            SEC FILE NUMBER
            
            N
            N
          
          
            Key Investment Services LLC
            8-66999
            SEC FILE NUMBER
            
            N
            N
          
          
            Lieblong & Associates, Inc.
            8-49880
            SEC FILE NUMBER
            
            N
            N
          
          
            KCD Financial, Inc.
            8-66005
            SEC FILE NUMBER
            
            N
            N
          
          
            Roberts & Ryan Investments Inc.
            254900A6VIVO4DP1T126
            
            N
            N
          
          
            TD Ameritrade, Inc.
            CWQYQU0TV2NLMLZKNB44
            
            N
            Y
          
          
            Davinci Capital Management Inc.
            8-51580
            SEC FILE NUMBER
            
            N
            N
          
        
        Y
        
          
            BLACKROCK ADVISORS, LLC
            5493001LN9MRM6A35J74
            
            Y
            N
          
          
            BNY Mellon Investment Servicing (US) Inc.
            549300CFZQLI9QMJ1Z03
            
            N
            Y
          
        
        N
        
          
            BLACKROCK INVESTMENTS, LLC
            008-48436
            000038642
            54930061FBHCKXL2G714
            
            0.00000000
          
          
            BLACKROCK EXECUTION SERVICES
            008-48719
            000039438
            549300HFCRQ0NT5KY652
            
            0.00000000
          
        
        
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            164888.00000000
          
          
            CREDIT SUISSE SECURITIES (USA) LLC
            008-00422
            000000816
            1V8Y6QCX6YMJ2OELII46
            
            178839.00000000
          
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            314171.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            591614.00000000
          
          
            WELLS FARGO SECURITIES, LLC
            008-65876
            000126292
            VYVVCKR63DVZZN70PB21
            
            76161.00000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            166704.00000000
          
          
            VIRTU AMERICAS LLC
            008-68193
            000149823
            549300RA02N3BNSWBV74
            
            119981.00000000
          
          
            UBS Securities LLC
            008-22651
            000007654
            T6FIZBDPKLYJKFCRVK44
            
            203474.00000000
          
          
            BARCLAYS CAPITAL, INC.
            008-41342
            000019714
            AC28XWWI3WIBK2824319
            
            316508.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            314852.00000000
          
        
        2771799.00000000
        
          
            J.P. Morgan Securities LLC
            008-35008
            000000079
            ZBUT11V806EZRVTWT807
            
            17687577.00000000
          
          
            JEFFERIES LLC
            008-15074
            000002347
            58PU97L1C0WSRCWADL48
            
            12338067.00000000
          
          
            Cano Health, Inc.
            N/A
            N/A
            N/A
            
            29000000.00000000
          
          
            Exo Imaging, Inc.
            N/A
            N/A
            N/A
            
            11178997.00000000
          
          
            BlackRock Liquidity Funds T-Fund
            N/A
            N/A
            5493002L9DNZ83RX7V61
            
            5552642654.00000000
          
          
            VIRTU AMERICAS LLC
            008-68193
            000149823
            549300RA02N3BNSWBV74
            
            64734835.00000000
          
          
            Carbon Health Technologies, Inc.
            N/A
            N/A
            N/A
            
            16855000.00000000
          
          
            BOFA SECURITIES, INC.
            008-69787
            000283942
            549300HN4UKV1E2R3U73
            
            12357008.00000000
          
          
            GOLDMAN SACHS & CO. LLC
            008-00129
            000000361
            FOR8UP27PHTHYVLBNG30
            
            25543232.00000000
          
          
            MORGAN STANLEY & CO. LLC
            008-15869
            000008209
            9R7GPTSO7KV3UQJZQ078
            
            104272332.00000000
          
        
        5891972466.00000000
        Y
        10573880302.00000000
        0.00000000
        
          
            
              Committed
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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM  

To the Shareholders of BlackRock Commodity Strategies Fund and the Board of Trustees of BlackRock Funds:  

In planning and performing our audit of the financial statements of BlackRock Commodity Strategies Fund of BlackRock Funds (the “Fund”) as of and for the year ended May 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.  

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements.  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.  

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of May 31, 2022.  

This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.  

Deloitte & Touche LLP  
Boston, Massachusetts  
July 21, 2022 


REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM  

To the Shareholders of BlackRock SMID-Cap Growth Equity Fund and the Board of Trustees of BlackRock Funds: 

In planning and performing our audit of the financial statements of BlackRock SMID-Cap Growth Equity Fund of BlackRock Funds (the “Fund”) as of and for the year ended May 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.  

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements.  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.  

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of May 31, 2022.  

This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.  

Deloitte & Touche LLP  
Boston, Massachusetts  
July 21, 2022 


REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM  

To the Shareholders of BlackRock Energy Opportunities Fund, BlackRock High Equity Income Fund, and BlackRock International Dividend Fund and the Board of Trustees of BlackRock Funds: 

In planning and performing our audits of the financial statements of BlackRock Energy Opportunities Fund, BlackRock High Equity Income Fund, and BlackRock International Dividend Fund of BlackRock Funds (the “Funds”) as of and for the year ended May 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we express no such opinion.  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements.  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.  

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of May 31, 2022.  

This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.  

Deloitte & Touche LLP  
Boston, Massachusetts  
July 21, 2022 


REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM  

To the Shareholders of BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund, and BlackRock Advantage Small Cap Core Fund and the Board of Trustees of BlackRock Funds: 

In planning and performing our audits of the financial statements of BlackRock Advantage International Fund, BlackRock Advantage Large Cap Growth Fund, and BlackRock Advantage Small Cap Core Fund of BlackRock Funds (the “Funds”) as of and for the year ended May 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we express no such opinion.  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements.  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.  

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of May 31, 2022.  

This report is intended solely for the information and use of management and the Board of Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.  

Deloitte & Touche LLP  
Boston, Massachusetts  
July 21, 2022 


REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM  

To the Shareholders and Board of Directors of BlackRock Capital Appreciation Fund, Inc., and the Shareholders of BlackRock Health Sciences Opportunities Portfolio, BlackRock Infrastructure Sustainable Opportunities Fund, BlackRock Mid-Cap Growth Equity Portfolio, and BlackRock Technology Opportunities Fund, and the Board of Trustees of BlackRock Funds: 

In planning and performing our audits of the financial statements of BlackRock Capital Appreciation Fund, Inc., and BlackRock Health Sciences Opportunities Portfolio, BlackRock Infrastructure Sustainable Opportunities Fund, BlackRock Mid-Cap Growth Equity Portfolio, and BlackRock Technology Opportunities Fund of BlackRock Funds (the “Funds”) as of and for the period ended May 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we express no such opinion.  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements.  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.  

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of May 31, 2022.  

This report is intended solely for the information and use of management and the Board of Directors/Trustees of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.  

Deloitte & Touche LLP  
Boston, Massachusetts  
July 21, 2022 


blk2.htm - Generated by SEC Publisher for SEC Filing

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

To the Shareholders of BlackRock Sustainable Advantage Large Cap Core Fund and the Board of Trustees of BlackRock FundsSM:

In planning and performing our audit of the financial statements of BlackRock Sustainable Advantage Large Cap Core Fund of BlackRock FundsSM (the “Fund”) as of and for the year ended May 31, 2022, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Fund’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we express no such opinion.

 

The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of a company's assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Fund’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Fund’s internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be a material weakness, as defined above, as of May 31, 2022.

This report is intended solely for the information and use of management and the Board of Trustees of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/Deloitte & Touche LLP

Boston, Massachusetts

July 21, 2022