X0405 TA-1/A 0000005076 XXXXXXXX 084-00316 true LIVE SEC AMERICAN FUNDS SERVICE Co AMERICAN FUNDS SERVICE CO /TA 403444 6455 Irvine Center Drive Irvine CA 92618 Y P.O. Box 7118 Indianapolis IN 46206-7118 949-975-5000 Y 3500 Wiseman Blvd. San Antonio TX 78251-4321 5300 Robin Hood Road Norfolk VA 23513-2430 12711 N. Meridian Street Carmel IN 46032 N Y DST Asset Manager Solutions, Inc. 084-00896 2000 Crown Colony Drive Quincy MA 00896 N Corporation Capital Research and Management Company 07/01/1985 Stockholder E true Richard P. Prior 11/20/2019 Director NA true Steven Guida 11/20/2019 Director & Senior VP NA true Dana C. McCollum 11/20/2019 Director & Senior VP NA true Canise M. Arredondo 11/20/2019 Director NA true Timothy W. McHale 07/01/2022 Director & Chairman NA true Stephanie D.S. McNeely 11/01/2022 Secretary NA Susi Michele Silverman 02/08/2023 Treasurer NA Ryan R. Rue 05/10/2023 President and Director NA true N N N Y Capital International, Inc. Section 6(A)(2) Import and Export Ordinance Violation 11/22/2021 WEST KOWLOON MAGISTRATES' COURT, KOWLOON, HONG KONG ON NOVEMBER 22, 2021 CAPITAL INTERNATIONAL, INC ("CIINC") PLEADED GUILTY TO THREE CHARGES OF IMPORTING INTERNET ROUTERS INTO HONG KONG WITHOUT AN IMPORT LICENSE IN VIOLATION OF SECTION 6(A)(2) OF THE IMPORT AND EXPORT ORDINANCE, CAP.60, UNDER THE LAWS OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION. HONG KONG LAW DOES NOT DISTINGUISH BETWEEN FELONIES AND MISDEMEANORS. THE CHARGES AROSE FROM SHIPMENTS MADE IN APRIL 2020 TO SUPPORT THE WORK-FROM-HOME EFFORTS OF CIINC EMPLOYEES IN RESPONSE TO THE COVID-19 PANDEMIC AND ASSOCIATED GOVERNMENT LOCKDOWNS. CIINC FAILED TO TIMELY COMPLETE APPLICABLE IMPORT PAPERWORK IN CONNECTION WITH THE SHIPMENTS. THE WEST KOWLOON MAGISTRATES' COURT ORDERED CIINC TO PAY A FINE OF HK$ 40,000 (APPROXIMATELY USD 5,150). CAPITAL INTERNATIONAL, INC. ENTERED A GUILTY PLEA ON NOVEMBER 22, 2021 AND PAID A FINE OF HK$ 40,000 (APPROXIMATELY USD 5,150) ON NOVEMBER 25, 2021 N N N N N N N N N N N N N N N N N N N N Stephanie D.S. McNeely 3177065856 Secretary 05/10/2023