Consolidated Schedule of Investments - USD ($)
|
12 Months Ended |
|
Dec. 31, 2023 |
Dec. 31, 2022 |
Dec. 31, 2021 |
| Investment cost |
|
$ 1,106,849,000
|
|
$ 1,150,602,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 1,067,009,000
|
|
$ 1,126,309,000
|
|
|
| Percentage of Net Assets |
|
195.04%
|
|
195.52%
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments |
|
|
|
|
|
|
| Investment cost |
|
$ 58,861,000
|
|
$ 4,551,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 51,456,000
|
[1] |
$ 2,084,000
|
[2] |
|
| Percentage of Net Assets |
|
9.41%
|
|
0.36%
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Debt Investments |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
[1] |
$ 23,586,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Debt Investments Coginiti Corp |
|
|
|
|
|
|
| Investment Floor Rate |
|
|
|
10.81%
|
|
|
| Investment Interest PIK |
|
|
|
9.50%
|
|
|
| Maturity Date |
|
|
|
Dec. 15, 2022
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Debt Investments Health Care Technology |
|
|
|
|
|
|
| Investment cost |
|
25,897,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 23,586,000
|
|
|
|
|
| Percentage of Net Assets |
|
4.31%
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Debt Investments Health Care Technology Gynesonics, Inc. Investment Type Senior Secured SOFR+8.75%, 8.00% ceiling, 5.00% ETP Initial Acquisition Date 3/1/2023 Maturity Date 11/30/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
8.75%
|
|
|
|
|
| Investment Ceiling Rate |
|
8.00%
|
|
|
|
|
| Investment Interest ETP |
|
5.00%
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 01, 2023
|
|
|
|
|
| Maturity Date |
|
Nov. 30, 2026
|
|
|
|
|
| Principal Amount |
|
$ 25,595
|
|
|
|
|
| Investment cost |
|
25,897,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 23,586,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Debt Investments Senior Secured Gynesonics, Inc. |
|
|
|
|
|
|
| Investment, Spread |
|
8.75%
|
|
|
|
|
| Investment Ceiling Rate |
|
8.00%
|
|
|
|
|
| Investment Interest ETP |
|
5.00%
|
|
|
|
|
| Maturity Date |
|
Nov. 30, 2026
|
|
|
|
|
| Investment Owned, at Fair Value |
[1] |
$ 23,586,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Debt investments |
|
|
|
|
|
|
| Investment cost |
|
25,897,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 23,586,000
|
|
|
|
|
| Percentage of Net Assets |
|
4.31%
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity Investments |
|
|
|
|
|
|
| Investment cost |
|
|
|
$ 4,551,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 26,894,000
|
[1] |
$ 1,174,000
|
[2] |
|
| Percentage of Net Assets |
|
|
|
0.20%
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity Investments Application Software |
|
|
|
|
|
|
| Investment cost |
|
4,551,000
|
|
$ 4,551,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 856,000
|
|
$ 1,174,000
|
|
|
| Percentage of Net Assets |
|
0.16%
|
|
0.20%
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity Investments Application Software Coginiti Corp Common Stock Initial Acquisition Date 3/9/2020 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 09, 2020
|
|
|
| Principal/ Shares |
|
|
|
1,040,160
|
|
|
| Investment cost |
|
|
|
$ 4,551,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
1,174,000
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity Investments Coginiti Corp |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
[2] |
|
|
1,174,000
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity Investments Coginiti Corp Common Stock |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 856,000
|
[1] |
1,174,000
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity Investments Gynesonics, Inc. Series A-1 Preferred Stock |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
[1] |
4,577,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity Investments Gynesonics, Inc. Series A-2 Preferred Stock |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
[1] |
21,461,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity investments |
|
|
|
|
|
|
| Investment cost |
|
32,651,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 26,894,000
|
|
|
|
|
| Percentage of Net Assets |
|
4.92%
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity investments Application Software Coginiti Corp, Investment Type Equity Common Stock Initial Acquisition Date 3/9/2020 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 09, 2020
|
|
|
|
|
| Principal/ Shares |
|
1,040,160
|
|
|
|
|
| Investment cost |
|
$ 4,551,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
856,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity investments Health Care Technology |
|
|
|
|
|
|
| Investment cost |
|
28,100,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 26,038,000
|
|
|
|
|
| Percentage of Net Assets |
|
4.76%
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity investments Health Care Technology Gynesonics, Inc. Investment Type Equity Series A-1 Preferred Stock Initial Acquisition Date 10/24/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 24, 2023
|
|
|
|
|
| Principal/ Shares |
|
3,100,000
|
|
|
|
|
| Investment cost |
|
$ 3,100,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 4,577,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Equity investments Health Care Technology Gynesonics, Inc. Investment Type Equity Series A-2 Preferred Stock Initial Acquisition Date 3/1/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 01, 2023
|
|
|
|
|
| Principal/ Shares |
|
3,266,668
|
|
|
|
|
| Investment cost |
|
$ 25,000,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
21,461,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Warrants |
|
|
|
|
|
|
| Investment cost |
|
313,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 976,000
|
[1] |
$ 910,000
|
[2] |
|
| Percentage of Net Assets |
|
0.18%
|
|
0.16%
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Warrants Application Software |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 663,000
|
|
$ 910,000
|
|
|
| Percentage of Net Assets |
|
0.12%
|
|
0.16%
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Warrants Application Software Coginiti Corp Common Stock Initial Acquisition Date 3/9/2020 Maturity Date 3/9/2030 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 09, 2020
|
|
|
| Maturity Date |
|
|
|
Mar. 09, 2030
|
|
|
| Principal/ Shares |
|
|
|
811,770
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 910,000
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Warrants Application Software Coginiti Corp Investment Type Warrants Common Stock Initial Acquisition Date 3/9/2020 Maturity Date 3/9/2030 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 09, 2020
|
|
|
|
|
| Maturity Date |
|
Mar. 09, 2030
|
|
|
|
|
| Principal/ Shares |
|
811,770
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 663,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Warrants Coginiti Corp |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
|
663,000
|
[1] |
910,000
|
[2] |
|
| Investment, Identifier [Axis]: Affiliate Investments Warrants Gynesonics, Inc. |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
[1] |
313,000
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Warrants Health Care Technology |
|
|
|
|
|
|
| Investment cost |
|
313,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 313,000
|
|
|
|
|
| Percentage of Net Assets |
|
0.06%
|
|
|
|
|
| Investment, Identifier [Axis]: Affiliate Investments Warrants Health Care Technology Gynesonics, Inc. Investment Type Warrants Success Fee Initial Acquisition Date 3/1/2023 Maturity Date 3/1/2030 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 01, 2023
|
|
|
|
|
| Maturity Date |
|
Mar. 01, 2030
|
|
|
|
|
| Investment cost |
|
$ 313,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
313,000
|
|
|
|
|
| Investment, Identifier [Axis]: Control Investments |
|
|
|
|
|
|
| Investment cost |
|
950,000
|
|
19,172,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 950,000
|
[1] |
$ 9,290,000
|
[2] |
$ 29,131,000
|
| Percentage of Net Assets |
|
0.17%
|
|
1.61%
|
|
|
| Investment, Identifier [Axis]: Control Investments Debt Investments |
|
|
|
|
|
|
| Investment cost |
|
|
|
$ 19,172,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 9,290,000
|
[2] |
28,261,000
|
| Percentage of Net Assets |
|
|
|
1.61%
|
|
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Data Processing & Outsourced Services |
|
|
|
|
|
|
| Investment cost |
|
|
|
$ 19,172,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 9,290,000
|
|
|
| Percentage of Net Assets |
|
|
|
1.61%
|
|
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Data Processing & Outsourced Services Pivot3, Inc. LIBOR+8.50% PIK, 11.00% floor, 4.00% ETP Initial Acquisition Date 5/13/2019 Maturity Date 1/15/2023 |
|
|
|
|
|
|
| Investment Floor Rate |
|
|
|
11.00%
|
|
|
| Investment Interest PIK |
|
|
|
8.50%
|
|
|
| Investment Interest ETP |
|
|
|
4.00%
|
|
|
| Initial Acquisition Date |
|
|
|
May 13, 2019
|
|
|
| Maturity Date |
|
|
|
Jan. 15, 2023
|
|
|
| Principal Amount |
|
|
|
$ 18,598,000
|
|
|
| Investment cost |
|
|
|
19,172,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 9,290,000
|
|
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Mojix, Inc Five |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
12.00%
|
|
|
| Investment Interest Cash Cap |
|
|
|
12.00%
|
|
|
| Investment Interest ETP |
|
|
|
5.00%
|
|
|
| Maturity Date |
|
|
|
Jan. 15, 2025
|
|
|
| Investment Owned, at Fair Value |
|
|
|
|
|
1,253,000
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Mojix, Inc Four |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
12.00%
|
|
|
| Investment Interest Cash Cap |
|
|
|
12.00%
|
|
|
| Investment Interest ETP |
|
|
|
5.00%
|
|
|
| Maturity Date |
|
|
|
Jan. 15, 2025
|
|
|
| Investment Owned, at Fair Value |
|
|
|
|
|
629,000
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Mojix, Inc One |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
12.00%
|
|
|
| Investment Interest Cash Cap |
|
|
|
12.00%
|
|
|
| Investment Interest ETP |
|
|
|
5.00%
|
|
|
| Maturity Date |
|
|
|
Jan. 15, 2025
|
|
|
| Investment Owned, at Fair Value |
|
|
|
|
|
7,568,000
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Mojix, Inc Six |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
12.00%
|
|
|
| Investment Interest Cash Cap |
|
|
|
12.00%
|
|
|
| Investment Interest ETP |
|
|
|
5.00%
|
|
|
| Maturity Date |
|
|
|
Jan. 15, 2025
|
|
|
| Investment Owned, at Fair Value |
|
|
|
|
|
1,008,000
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Mojix, Inc Three |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
12.00%
|
|
|
| Investment Interest Cash Cap |
|
|
|
12.00%
|
|
|
| Investment Interest ETP |
|
|
|
5.00%
|
|
|
| Maturity Date |
|
|
|
Jan. 15, 2025
|
|
|
| Investment Owned, at Fair Value |
|
|
|
|
|
630,000
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Mojix, Inc Two |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
12.00%
|
|
|
| Investment Interest Cash Cap |
|
|
|
12.00%
|
|
|
| Investment Interest ETP |
|
|
|
5.00%
|
|
|
| Maturity Date |
|
|
|
Jan. 15, 2025
|
|
|
| Investment Owned, at Fair Value |
|
|
|
|
|
2,523,000
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Pivot3, Inc |
|
|
|
|
|
|
| Investment Floor Rate |
|
|
|
11.00%
|
|
|
| Investment Interest PIK |
|
|
|
8.50%
|
|
|
| Maturity Date |
|
|
|
Nov. 15, 2022
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 9,290,000
|
[2] |
14,650,000
|
| Investment, Identifier [Axis]: Control Investments Debt Investments Pivot3, Inc. |
|
|
|
|
|
|
| Investment Floor Rate |
|
11.00%
|
|
|
|
|
| Investment Interest PIK |
|
8.50%
|
|
|
|
|
| Investment Interest ETP |
|
4.00%
|
|
|
|
|
| Maturity Date |
|
Oct. 15, 2023
|
|
|
|
|
| Investment Owned, at Fair Value |
|
|
|
9,290,000
|
|
|
| Investment, Identifier [Axis]: Control Investments Equity Investments |
|
|
|
|
|
|
| Investment cost |
|
$ 950,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 950,000
|
[1] |
|
|
870,000
|
| Percentage of Net Assets |
|
0.17%
|
|
|
|
|
| Investment, Identifier [Axis]: Control Investments Equity Investments Data Processing & Outsourced Services |
|
|
|
|
|
|
| Investment cost |
|
$ 950,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 950,000
|
|
|
|
|
| Percentage of Net Assets |
|
0.17%
|
|
|
|
|
| Investment, Identifier [Axis]: Control Investments Equity Investments Data Processing & Outsourced Services Pivot3, Inc. Investment Type Equity Equity Interest Initial Acquisition Date 12/31/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 31, 2023
|
|
|
|
|
| Investment cost |
|
$ 950,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
950,000
|
|
|
|
|
| Investment, Identifier [Axis]: Control Investments Equity Investments Mojix, Inc. Series A-1 Preferred Stock |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
|
|
|
|
|
$ 870,000
|
| Investment, Identifier [Axis]: Control Investments Equity Investments Pivot3, Inc. |
|
|
|
|
|
|
| Investment Owned, at Fair Value |
[1] |
$ 950,000
|
|
|
|
|
| Investment, Identifier [Axis]: Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software Blueshift Labs, Inc. Investment Type Senior Secured Interest Rate SOFR+6.25%, 11.25% floor, 2.00% PIK, 1.50% ETP Initial Acquisition Date 12/19/2023 Maturity Date 12/15/2028 |
|
|
|
|
|
|
| Investment, Spread |
|
6.25%
|
|
|
|
|
| Investment Floor Rate |
|
11.25%
|
|
|
|
|
| Investment Interest PIK |
|
2.00%
|
|
|
|
|
| Investment Interest ETP |
|
1.50%
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 19, 2023
|
|
|
|
|
| Maturity Date |
|
Dec. 15, 2028
|
|
|
|
|
| Principal Amount |
|
$ 25,500,000
|
|
|
|
|
| Investment cost |
|
25,083,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 25,083,000
|
|
|
|
|
| Investment, Identifier [Axis]: Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services Interactions Corporation Investment Type Senior Secured Interest Rate SOFR+9.26%, 9.76% floor, 3.4375% ETP Initial Acquisition Date 6/24/2022 Maturity Date 6/15/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
9.26%
|
|
|
|
|
| Investment Floor Rate |
|
9.76%
|
|
|
|
|
| Investment Interest ETP |
|
3.4375%
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 24, 2022
|
|
|
|
|
| Maturity Date |
|
Jun. 15, 2027
|
|
|
|
|
| Principal Amount |
|
$ 40,000,000
|
|
|
|
|
| Investment cost |
|
39,907,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
39,945,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments |
|
|
|
|
|
|
| Investment cost |
|
1,005,024,000
|
|
1,126,879,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 972,604,000
|
|
$ 1,114,935,000
|
|
|
| Percentage of Net Assets |
|
177.78%
|
|
193.55%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments |
|
|
|
|
|
|
| Investment cost |
|
|
|
$ 1,091,206,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 1,084,485,000
|
|
|
| Percentage of Net Assets |
|
|
|
188.26%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments |
|
|
|
|
|
|
| Investment cost |
|
$ 966,328,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 954,912,000
|
|
|
|
|
| Percentage of Net Assets |
|
174.54%
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software |
|
|
|
|
|
|
| Investment cost |
|
$ 203,979,000
|
|
$ 180,759,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 196,540,000
|
|
$ 176,582,000
|
|
|
| Percentage of Net Assets |
|
35.92%
|
|
30.66%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software Circadence Corporation Investment Type Senior Secured Interest Rate SOFR+9.50% PIK, 12.26% floor, 7.50% ETP Initial Acquisition Date 12/20/2018 Maturity Date 12/15/2023 |
|
|
|
|
|
|
| Investment Floor Rate |
|
|
|
12.26%
|
|
|
| Investment Interest PIK |
|
|
|
9.50%
|
|
|
| Investment Interest ETP |
|
|
|
7.50%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 20, 2018
|
|
|
| Maturity Date |
|
|
|
Dec. 15, 2023
|
|
|
| Principal Amount |
|
|
|
$ 19,928,000
|
|
|
| Investment cost |
|
|
|
21,260,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 17,083,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software Circadence Corporation Investment Type Senior Secured Interest Rate SOFR+9.50%, 12.26% floor, 10.00% cash cap, 7.50% ETP Initial Acquisition Date 12/20/2018 Maturity Date 3/15/2024 |
|
|
|
|
|
|
| Investment, Spread |
|
9.50%
|
|
|
|
|
| Investment Floor Rate |
|
12.26%
|
|
|
|
|
| Investment Interest Cash Cap |
|
10.00%
|
|
|
|
|
| Investment Interest ETP |
|
7.50%
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 20, 2018
|
|
|
|
|
| Maturity Date |
|
Mar. 15, 2024
|
|
|
|
|
| Principal Amount |
|
$ 23,147,000
|
|
|
|
|
| Investment cost |
|
24,281,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 19,028,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software Dtex Systems, Inc. Investment Type Senior Secured Interest Rate SOFR+9.25%, 9.75% floor, 1.75% ETP Initial Acquisition Date 6/1/2021 Maturity Date 6/1/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
9.25%
|
|
|
| Investment Floor Rate |
|
|
|
9.75%
|
|
|
| Investment Interest ETP |
|
|
|
1.75%
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 01, 2021
|
|
|
| Maturity Date |
|
|
|
Jun. 01, 2025
|
|
|
| Principal Amount |
|
|
|
$ 10,000,000
|
|
|
| Investment cost |
|
|
|
10,033,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 10,033,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software FiscalNote, Inc. Investment Type Senior Secured Interest Rate PRIME+5.00%, 9.00% floor, 1.00% PIK, 4.25% ETP Initial Acquisition Date 10/19/2020 Maturity Date 7/15/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
5.00%
|
|
|
| Investment Floor Rate |
|
|
|
9.00%
|
|
|
| Investment Interest PIK |
|
|
|
1.00%
|
|
|
| Investment Interest ETP |
|
|
|
4.25%
|
|
|
| Initial Acquisition Date |
|
|
|
Oct. 19, 2020
|
|
|
| Maturity Date |
|
|
|
Jul. 15, 2027
|
|
|
| Principal Amount |
|
|
|
$ 65,251,000
|
|
|
| Investment cost |
|
|
|
64,466,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 64,466,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software FiscalNote, Inc. Investment Type Senior Secured Interest Rate PRIME+5.00%, 9.00% floor, 1.00% PIK, 5.75% ETP Initial Acquisition Date 10/19/2020 Maturity Date 7/15/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
5.00%
|
|
|
|
|
| Investment Floor Rate |
|
9.00%
|
|
|
|
|
| Investment Interest PIK |
|
1.00%
|
|
|
|
|
| Investment Interest ETP |
|
5.75%
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 19, 2020
|
|
|
|
|
| Maturity Date |
|
Jul. 15, 2027
|
|
|
|
|
| Principal Amount |
|
$ 65,916,000
|
|
|
|
|
| Investment cost |
|
65,868,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 64,615,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software VTX Intermediate Holdings, Inc. (dba VertexOne) Investment Type Senior Secured Interest Rate SOFR+9.00%, 9.50% floor, 10.00% cash cap, 4.50% ETP Initial Acquisition Date 12/28/2021 Maturity Date 12/28/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
9.00%
|
|
|
|
|
| Investment Floor Rate |
|
9.50%
|
|
|
|
|
| Investment Interest Cash Cap |
|
10.00%
|
|
|
|
|
| Investment Interest ETP |
|
4.50%
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 28, 2021
|
|
|
|
|
| Maturity Date |
|
Dec. 28, 2026
|
|
|
|
|
| Principal Amount |
|
$ 87,971,000
|
|
|
|
|
| Investment cost |
|
88,747,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
87,814,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Application Software VTX Intermediate Holdings, Inc. (dba VertexOne) Investment Type Senior Secured Interest Rate SOFR+9.00%, 9.50% floor, 4.50% ETP Initial Acquisition Date 12/28/2021 Maturity Date 12/28/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
9.00%
|
|
|
| Investment Floor Rate |
|
|
|
9.50%
|
|
|
| Investment Interest ETP |
|
|
|
4.50%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 28, 2021
|
|
|
| Maturity Date |
|
|
|
Dec. 28, 2026
|
|
|
| Principal Amount |
|
|
|
$ 85,000,000
|
|
|
| Investment cost |
|
|
|
85,000,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
85,000,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Asset Management & Custody Banks |
|
|
|
|
|
|
| Investment cost |
|
7,888,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 7,860,000
|
|
|
|
|
| Percentage of Net Assets |
|
1.44%
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Asset Management & Custody Banks Betterment Holdings, Inc. Investment Type Senior Secured Interest Rate PRIME+4.50%, 8.50% floor Initial Acquisition Date 10/6/2023 Maturity Date 10/6/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
4.50%
|
|
|
|
|
| Investment Floor Rate |
|
8.50%
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 06, 2023
|
|
|
|
|
| Maturity Date |
|
Oct. 06, 2027
|
|
|
|
|
| Principal Amount |
|
$ 8,000,000
|
|
|
|
|
| Investment cost |
|
7,888,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
7,860,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Biotechnology |
|
|
|
|
|
|
| Investment cost |
|
|
|
39,504,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 39,709,000
|
|
|
| Percentage of Net Assets |
|
|
|
6.89%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Biotechnology Mustang Bio, Inc. Investment Type Senior Secured Interest Rate SOFR+8.75%, 9.25% floor, 3.50% ETP Initial Acquisition Date 3/4/2022 Maturity Date 4/15/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
8.75%
|
|
|
| Investment Floor Rate |
|
|
|
9.25%
|
|
|
| Investment Interest ETP |
|
|
|
3.50%
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 04, 2022
|
|
|
| Maturity Date |
|
|
|
Apr. 15, 2027
|
|
|
| Principal Amount |
|
|
|
$ 30,000,000
|
|
|
| Investment cost |
|
|
|
29,709,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 29,709,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Biotechnology TRACON Pharmaceuticals, Inc. Investment Type Senior Secured Interest Rate PRIME+5.00%, 8.50% floor, 4.25% ETP Initial Acquisition Date 9/2/2022 Maturity Date 9/1/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
5.00%
|
|
|
| Investment Floor Rate |
|
|
|
8.50%
|
|
|
| Investment Interest ETP |
|
|
|
4.25%
|
|
|
| Initial Acquisition Date |
|
|
|
Sep. 02, 2022
|
|
|
| Maturity Date |
|
|
|
Sep. 01, 2026
|
|
|
| Principal Amount |
|
|
|
$ 10,000,000
|
|
|
| Investment cost |
|
|
|
9,795,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
10,000,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services |
|
|
|
|
|
|
| Investment cost |
|
105,581,000
|
|
86,551,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 104,581,000
|
|
$ 86,182,000
|
|
|
| Percentage of Net Assets |
|
19.12%
|
|
14.96%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services Elevate Services, Inc. Investment Type Senior Secured Interest Rate SOFR+7.50%, 12.78% floor Initial Acquisition Date 7/10/2023 Maturity Date 7/10/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
7.50%
|
|
|
|
|
| Investment Floor Rate |
|
12.78%
|
|
|
|
|
| Initial Acquisition Date |
|
Jul. 10, 2023
|
|
|
|
|
| Maturity Date |
|
Jul. 10, 2027
|
|
|
|
|
| Principal Amount |
|
$ 20,000,000
|
|
|
|
|
| Investment cost |
|
19,424,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 19,424,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services Interactions Corporation Investment Type Senior Secured Interest Rate SOFR+9.26%, 9.76% floor, 3.4375% ETP Initial Acquisition Date 6/24/2022 Maturity Date 6/15/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
9.26%
|
|
|
| Investment Floor Rate |
|
|
|
9.76%
|
|
|
| Investment Interest ETP |
|
|
|
3.4375%
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 24, 2022
|
|
|
| Maturity Date |
|
|
|
Jun. 15, 2027
|
|
|
| Principal Amount |
|
|
|
$ 40,000,000
|
|
|
| Investment cost |
|
|
|
39,504,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 39,504,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services ShareThis, Inc. Investment Type Senior Secured Interest Rate SOFR+8.25%, 10.86% floor, 3.00% ETP Initial Acquisition Date 8/18/2020 Maturity Date 7/15/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
8.25%
|
|
|
| Investment Floor Rate |
|
|
|
10.86%
|
|
|
| Investment Interest ETP |
|
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Aug. 18, 2020
|
|
|
| Maturity Date |
|
|
|
Jul. 15, 2025
|
|
|
| Principal Amount |
|
|
|
$ 1,000,000
|
|
|
| Investment cost |
|
|
|
1,026,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 1,007,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services ShareThis, Inc. Investment Type Senior Secured Interest Rate SOFR+8.25%, 10.86% floor, 3.00% ETP Initial Acquisition Date 8/18/2020 Maturity Date 9/30/2024 |
|
|
|
|
|
|
| Investment, Spread |
|
8.25%
|
|
|
|
|
| Investment Floor Rate |
|
10.86%
|
|
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 18, 2020
|
|
|
|
|
| Maturity Date |
|
Sep. 30, 2024
|
|
|
|
|
| Principal Amount |
|
$ 950,000
|
|
|
|
|
| Investment cost |
|
978,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 947,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services ShareThis, Inc. Investment Type Senior Secured Interest Rate SOFR+9.25%, 11.86% floor, 3.00% ETP Initial Acquisition Date 12/3/2018 Maturity Date 7/15/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
9.25%
|
|
|
| Investment Floor Rate |
|
|
|
11.86%
|
|
|
| Investment Interest ETP |
|
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 03, 2018
|
|
|
| Maturity Date |
|
|
|
Jul. 15, 2025
|
|
|
| Principal Amount |
|
|
|
$ 21,000,000
|
|
|
| Investment cost |
|
|
|
21,500,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 21,150,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services ShareThis, Inc. Investment Type Senior Secured Interest Rate SOFR+9.25%, 11.86% floor, 3.00% ETP Initial Acquisition Date 12/3/2018 Maturity Date 9/30/2024 |
|
|
|
|
|
|
| Investment, Spread |
|
9.25%
|
|
|
|
|
| Investment Floor Rate |
|
11.86%
|
|
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 03, 2018
|
|
|
|
|
| Maturity Date |
|
Sep. 30, 2024
|
|
|
|
|
| Principal Amount |
|
$ 19,950,000
|
|
|
|
|
| Investment cost |
|
20,503,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 19,895,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Data Processing & Outsourced Services Vesta Payment Solutions, Inc. Investment Type Senior Secured Interest Rate SOFR+7.00%, 9.00% floor, 3.00% ETP Initial Acquisition Date 11/29/2022 Maturity Date 11/15/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
7.00%
|
|
7.00%
|
|
|
| Investment Floor Rate |
|
9.00%
|
|
9.00%
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
Nov. 29, 2022
|
|
Nov. 29, 2022
|
|
|
| Maturity Date |
|
Nov. 15, 2026
|
|
Nov. 15, 2026
|
|
|
| Principal Amount |
|
$ 25,000,000
|
|
$ 25,000,000
|
|
|
| Investment cost |
|
24,769,000
|
|
24,521,000
|
|
|
| Investment Owned, at Fair Value |
|
24,370,000
|
|
24,521,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Education Services |
|
|
|
|
|
|
| Investment cost |
|
25,702,000
|
|
25,305,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 25,796,000
|
|
$ 25,305,000
|
|
|
| Percentage of Net Assets |
|
4.72%
|
|
4.39%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Education Services Turning Tech Intermediate, Inc. (dba Echo 360, Inc.) Investment Type Senior Secured Interest Rate SOFR+8.50%, 9.00% floor, 13.00% cash cap, 3.00% ETP Initial Acquisition Date 6/22/2021 Maturity Date 12/14/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
8.50%
|
|
8.50%
|
|
|
| Investment Floor Rate |
|
9.00%
|
|
9.00%
|
|
|
| Investment Interest Cash Cap |
|
13.00%
|
|
13.00%
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
Jun. 22, 2021
|
|
Jun. 22, 2021
|
|
|
| Maturity Date |
|
Dec. 14, 2025
|
|
Dec. 14, 2025
|
|
|
| Principal Amount |
|
$ 25,218,000
|
|
$ 25,000,000
|
|
|
| Investment cost |
|
25,702,000
|
|
25,305,000
|
|
|
| Investment Owned, at Fair Value |
|
25,796,000
|
|
25,305,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Electronic Equipment & Instruments |
|
|
|
|
|
|
| Investment cost |
|
26,323,000
|
|
77,551,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 26,790,000
|
|
$ 77,551,000
|
|
|
| Percentage of Net Assets |
|
4.90%
|
|
13.46%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Electronic Equipment & Instruments Brivo, Inc. Investment Type Senior Secured Interest Rate SOFR+6.85%, 10.89% floor, 3.00% ETP Initial Acquisition Date 10/20/2022 Maturity Date 10/20/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
6.85%
|
|
|
|
|
| Investment Floor Rate |
|
10.89%
|
|
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 20, 2022
|
|
|
|
|
| Maturity Date |
|
Oct. 20, 2027
|
|
|
|
|
| Principal Amount |
|
$ 26,293,000
|
|
|
|
|
| Investment cost |
|
26,323,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
26,790,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Electronic Equipment & Instruments Brivo,Inc. Investment Type Senior Secured Interest Rate SOFR+6.85%, 10.89% floor, 50% of interest PIK, 3.00% ETP Initial Acquisition Date 10/20/2022 Maturity Date 10/20/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
6.85%
|
|
|
| Investment Floor Rate |
|
|
|
10.89%
|
|
|
| Investment Interest PIK |
|
|
|
50.00%
|
|
|
| Investment Interest ETP |
|
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Oct. 20, 2022
|
|
|
| Maturity Date |
|
|
|
Oct. 20, 2027
|
|
|
| Principal Amount |
|
|
|
$ 44,378,000
|
|
|
| Investment cost |
|
|
|
43,912,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 43,912,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Electronic Equipment & Instruments Intellisite Holdings, Inc. (dba Epic IO Technologies, Inc.) Investment Type Senior Secured Interest Rate SOFR+9.75%, 10.25% floor, 2.00% ETP Initial Acquisition Date 12/17/2021 Maturity Date 12/17/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
9.75%
|
|
|
| Investment Floor Rate |
|
|
|
10.25%
|
|
|
| Investment Interest ETP |
|
|
|
2.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 17, 2021
|
|
|
| Maturity Date |
|
|
|
Dec. 17, 2025
|
|
|
| Principal Amount |
|
|
|
$ 34,000,000
|
|
|
| Investment cost |
|
|
|
33,639,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
33,639,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Equipment |
|
|
|
|
|
|
| Investment cost |
|
14,919,000
|
|
27,149,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 15,284,000
|
|
$ 27,149,000
|
|
|
| Percentage of Net Assets |
|
2.79%
|
|
4.71%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Equipment Moximed, Inc. Investment Type Senior Secured Interest Rate PRIME+5.25%, 8.75% floor, 3.50% ETP Initial Acquisition Date 6/24/2022 Maturity Date 7/1/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
5.25%
|
|
5.25%
|
|
|
| Investment Floor Rate |
|
8.75%
|
|
8.75%
|
|
|
| Investment Interest ETP |
|
3.50%
|
|
3.50%
|
|
|
| Initial Acquisition Date |
|
Jun. 24, 2022
|
|
Jun. 24, 2022
|
|
|
| Maturity Date |
|
Jul. 01, 2027
|
|
Jul. 01, 2027
|
|
|
| Principal Amount |
|
$ 15,000,000
|
|
$ 15,000,000
|
|
|
| Investment cost |
|
14,919,000
|
|
14,772,000
|
|
|
| Investment Owned, at Fair Value |
|
15,284,000
|
|
$ 14,772,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Equipment Revelle Aesthetics, Inc. Investment Type Senior Secured Interest Rate PRIME+5.50%, 8.75% floor, 4.00% ETP Initial Acquisition Date 3/30/2022 Maturity Date 4/1/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
5.50%
|
|
|
| Investment Floor Rate |
|
|
|
8.75%
|
|
|
| Investment Interest ETP |
|
|
|
4.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 30, 2022
|
|
|
| Maturity Date |
|
|
|
Apr. 01, 2027
|
|
|
| Principal Amount |
|
|
|
$ 12,500,000
|
|
|
| Investment cost |
|
|
|
12,377,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
12,377,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology |
|
|
|
|
|
|
| Investment cost |
|
124,096,000
|
|
226,709,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 126,204,000
|
|
$ 225,915,000
|
|
|
| Percentage of Net Assets |
|
23.06%
|
|
39.22%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology Allurion Technologies, Inc. Investment Type Senior Secured Interest Rate PRIME+6.44%, 9.50% floor, 3.00% ETP Initial Acquisition Date 12/30/2021 Maturity Date 12/30/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
6.44%
|
|
|
| Investment Floor Rate |
|
|
|
9.50%
|
|
|
| Investment Interest ETP |
|
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 30, 2021
|
|
|
| Maturity Date |
|
|
|
Dec. 30, 2026
|
|
|
| Principal Amount |
|
|
|
$ 55,000,000
|
|
|
| Investment cost |
|
|
|
54,715,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 54,715,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology EBR Systems, Inc. Investment Type Senior Secured Interest Rate PRIME+4.90%, 8.90% floor, 4.50% ETP Initial Acquisition Date 6/30/2022 Maturity Date 6/15/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
4.90%
|
|
4.90%
|
|
|
| Investment Floor Rate |
|
8.90%
|
|
8.90%
|
|
|
| Investment Interest ETP |
|
4.50%
|
|
4.50%
|
|
|
| Initial Acquisition Date |
|
Jun. 30, 2022
|
|
Jun. 30, 2022
|
|
|
| Maturity Date |
|
Jun. 15, 2027
|
|
Jun. 15, 2027
|
|
|
| Principal Amount |
|
$ 40,000,000
|
|
$ 20,000,000
|
|
|
| Investment cost |
|
39,496,000
|
|
19,648,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 40,337,000
|
|
$ 19,648,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology Gynesonics, Inc. Investment Type Senior Secured Interest Rate SOFR+8.75%, 9.25% floor, 3.50% ETP Initial Acquisition Date 12/1/2020 Maturity Date 12/1/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
8.75%
|
|
|
| Investment Floor Rate |
|
|
|
9.25%
|
|
|
| Investment Interest ETP |
|
|
|
3.50%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 01, 2020
|
|
|
| Maturity Date |
|
|
|
Dec. 01, 2025
|
|
|
| Principal Amount |
|
|
|
$ 50,000,000
|
|
|
| Investment cost |
|
|
|
50,022,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 50,022,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology Mingle Healthcare Solutions, Inc. Investment Type Senior Secured Interest Rate SOFR+9.50%, 12.01% floor, .25% PIK, 10.50% ETP Initial Acquisition Date 8/15/2018 Maturity Date 12/15/2023 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
9.50%
|
|
|
| Investment Floor Rate |
|
|
|
12.01%
|
|
|
| Investment Interest PIK |
|
|
|
0.25%
|
|
|
| Investment Interest ETP |
|
|
|
10.50%
|
|
|
| Initial Acquisition Date |
|
|
|
Aug. 15, 2018
|
|
|
| Maturity Date |
|
|
|
Dec. 15, 2023
|
|
|
| Principal Amount |
|
|
|
$ 4,015,000
|
|
|
| Investment cost |
|
|
|
4,615,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 3,821,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology Mingle Healthcare Solutions, Inc. Investment Type Senior Secured Interest Rate SOFR+9.75%, 12.26% floor, 10.50% ETP Initial Acquisition Date 8/15/2018 Maturity Date 12/15/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
9.75%
|
|
|
|
|
| Investment Floor Rate |
|
12.26%
|
|
|
|
|
| Investment Interest ETP |
|
10.50%
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 15, 2018
|
|
|
|
|
| Maturity Date |
|
Dec. 15, 2026
|
|
|
|
|
| Principal Amount |
|
$ 4,322,000
|
|
|
|
|
| Investment cost |
|
4,952,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 3,791,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology Nalu Medical, Inc. Investment Type Senior Secured Interest Rate PRIME+2.70%, 6.70% floor, 2.00% PIK, 4.50% ETP Initial Acquisition Date 10/12/2022 Maturity Date 10/12/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
2.70%
|
|
2.70%
|
|
|
| Investment Floor Rate |
|
6.70%
|
|
6.70%
|
|
|
| Investment Interest PIK |
|
2.00%
|
|
2.00%
|
|
|
| Investment Interest ETP |
|
4.50%
|
|
4.50%
|
|
|
| Initial Acquisition Date |
|
Oct. 12, 2022
|
|
Oct. 12, 2022
|
|
|
| Maturity Date |
|
Oct. 12, 2027
|
|
Oct. 12, 2027
|
|
|
| Principal Amount |
|
$ 20,482,000
|
|
$ 20,071,000
|
|
|
| Investment cost |
|
20,395,000
|
|
19,756,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 21,191,000
|
|
$ 19,756,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology Route 92 Medical, Inc. Investment Type Senior Secured Interest Rate SOFR+8.48%, 8.98% floor, 3.95% ETP Initial Acquisition Date 8/17/2021 Maturity Date 7/1/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
8.48%
|
|
8.48%
|
|
|
| Investment Floor Rate |
|
8.98%
|
|
8.98%
|
|
|
| Investment Interest ETP |
|
3.95%
|
|
3.95%
|
|
|
| Initial Acquisition Date |
|
Aug. 17, 2021
|
|
Aug. 17, 2021
|
|
|
| Maturity Date |
|
Jul. 01, 2026
|
|
Jul. 01, 2026
|
|
|
| Principal Amount |
|
$ 35,000,000
|
|
$ 13,000,000
|
|
|
| Investment cost |
|
34,239,000
|
|
12,843,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 35,435,000
|
|
$ 12,843,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology SetPoint Medical Corporation Investment Type Senior Secured Interest Rate SOFR+5.75%, 9.00% floor, 4.00% ETP Initial Acquisition Date 12/29/2022 Maturity Date 12/1/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
5.75%
|
|
5.75%
|
|
|
| Investment Floor Rate |
|
9.00%
|
|
9.00%
|
|
|
| Investment Interest ETP |
|
4.00%
|
|
4.00%
|
|
|
| Initial Acquisition Date |
|
Dec. 29, 2022
|
|
Dec. 29, 2022
|
|
|
| Maturity Date |
|
Dec. 01, 2027
|
|
Dec. 01, 2027
|
|
|
| Principal Amount |
|
$ 25,000,000
|
|
$ 25,000,000
|
|
|
| Investment cost |
|
25,014,000
|
|
24,802,000
|
|
|
| Investment Owned, at Fair Value |
|
25,450,000
|
|
$ 24,802,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Health Care Technology VERO Biotech LLC Investment Type Senior Secured Interest Rate SOFR+9.05%, 9.55% floor, 3.00% ETP Initial Acquisition Date 12/29/2020 Maturity Date 12/1/2024 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
9.05%
|
|
|
| Investment Floor Rate |
|
|
|
9.55%
|
|
|
| Investment Interest ETP |
|
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 29, 2020
|
|
|
| Maturity Date |
|
|
|
Dec. 01, 2024
|
|
|
| Principal Amount |
|
|
|
$ 40,000,000
|
|
|
| Investment cost |
|
|
|
40,308,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
40,308,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Human Resource & Employment Services |
|
|
|
|
|
|
| Investment cost |
|
116,109,000
|
|
97,267,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 112,006,000
|
|
$ 96,478,000
|
|
|
| Percentage of Net Assets |
|
20.47%
|
|
16.75%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Human Resource & Employment Services CloudPay, Inc. Investment Type Senior Secured Interest Rate PRIME+6.25%, 10.25% floor, 2.00% ETP Initial Acquisition Date 9/26/2022 Maturity Date 8/17/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
6.25%
|
|
6.25%
|
|
|
| Investment Floor Rate |
|
10.25%
|
|
10.25%
|
|
|
| Investment Interest ETP |
|
2.00%
|
|
2.00%
|
|
|
| Initial Acquisition Date |
|
Sep. 26, 2022
|
|
Sep. 26, 2022
|
|
|
| Maturity Date |
|
Aug. 17, 2027
|
|
Aug. 17, 2027
|
|
|
| Principal Amount |
|
$ 75,000,000
|
|
$ 60,000,000
|
|
|
| Investment cost |
|
74,939,000
|
|
59,693,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 75,465,000
|
|
$ 59,693,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Human Resource & Employment Services Snagajob.com, Inc. Investment Type Senior Secured Interest Rate SOFR+8.50% PIK, 9.00% floor, 2.75% ETP Initial Acquisition Date 9/29/2021 Maturity Date 9/1/2025 |
|
|
|
|
|
|
| Investment Floor Rate |
|
9.00%
|
|
|
|
|
| Investment Interest PIK |
|
8.50%
|
|
|
|
|
| Investment Interest ETP |
|
2.75%
|
|
|
|
|
| Initial Acquisition Date |
|
Sep. 29, 2021
|
|
|
|
|
| Maturity Date |
|
Sep. 01, 2025
|
|
|
|
|
| Principal Amount |
|
$ 40,825,000
|
|
|
|
|
| Investment cost |
|
41,170,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
36,541,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Human Resource & Employment Services Snagajob.com, Inc. Investment Type Senior Secured Interest Rate SOFR+8.50%, 9.00% floor, 9.00% cash cap, 2.75% ETP Initial Acquisition Date 9/29/2021 Maturity Date 9/1/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
8.50%
|
|
|
| Investment Floor Rate |
|
|
|
9.00%
|
|
|
| Investment Interest Cash Cap |
|
|
|
9.00%
|
|
|
| Investment Interest ETP |
|
|
|
2.75%
|
|
|
| Initial Acquisition Date |
|
|
|
Sep. 29, 2021
|
|
|
| Maturity Date |
|
|
|
Sep. 01, 2025
|
|
|
| Principal Amount |
|
|
|
$ 37,609,000
|
|
|
| Investment cost |
|
|
|
37,574,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
36,785,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet & Direct Marketing Retail |
|
|
|
|
|
|
| Investment cost |
|
55,620,000
|
|
55,853,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 55,309,000
|
|
$ 55,853,000
|
|
|
| Percentage of Net Assets |
|
10.11%
|
|
9.70%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet & Direct Marketing Retail Madison Reed, Inc. Investment Type Senior Secured Interest Rate PRIME+4.75%, 11.00% floor, 11.00% cash cap, 3.00% ETP Initial Acquisition Date 12/16/2022 Maturity Date 12/16/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
4.75%
|
|
|
|
|
| Investment Floor Rate |
|
11.00%
|
|
|
|
|
| Investment Interest Cash Cap |
|
11.00%
|
|
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 16, 2022
|
|
|
|
|
| Maturity Date |
|
Dec. 16, 2026
|
|
|
|
|
| Principal Amount |
|
$ 10,913,000
|
|
|
|
|
| Investment cost |
|
10,784,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 10,847,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet & Direct Marketing Retail Madison Reed, Inc. Investment Type Senior Secured Interest Rate PRIME+4.75%, 11.00% floor, 3.00% ETP Initial Acquisition Date 12/16/2022 Maturity Date 12/16/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
4.75%
|
|
|
| Investment Floor Rate |
|
|
|
11.00%
|
|
|
| Investment Interest ETP |
|
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 16, 2022
|
|
|
| Maturity Date |
|
|
|
Dec. 16, 2026
|
|
|
| Principal Amount |
|
|
|
$ 9,600,000
|
|
|
| Investment cost |
|
|
|
9,353,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 9,353,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet & Direct Marketing Retail Marley Spoon AG Investment Type Senior Secured Interest Rate SOFR+8.50%, 1.25% PIK, 9.26% floor Initial Acquisition Date 6/30/2021 Maturity Date 6/15/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
8.50%
|
|
|
| Investment Floor Rate |
|
|
|
9.26%
|
|
|
| Investment Interest PIK |
|
|
|
1.25%
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 30, 2021
|
|
|
| Maturity Date |
|
|
|
Jun. 15, 2025
|
|
|
| Principal Amount |
|
|
|
$ 46,754,000
|
|
|
| Investment cost |
|
|
|
46,500,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
46,500,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet & Direct Marketing Retail Marley Spoon SE Investment Type Senior Secured Interest Rate SOFR+7.50%, 8.26% floor, 1.25% PIK Initial Acquisition Date 6/30/2021 Maturity Date 6/15/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
7.50%
|
|
|
|
|
| Investment Floor Rate |
|
8.26%
|
|
|
|
|
| Investment Interest PIK |
|
1.25%
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 30, 2021
|
|
|
|
|
| Maturity Date |
|
Jun. 15, 2026
|
|
|
|
|
| Principal Amount |
|
$ 44,983,000
|
|
|
|
|
| Investment cost |
|
44,836,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
44,462,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services |
|
|
|
|
|
|
| Investment cost |
|
97,402,000
|
|
147,332,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 96,820,000
|
|
$ 146,535,000
|
|
|
| Percentage of Net Assets |
|
17.70%
|
|
25.44%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services Bombora, Inc. Investment Type Senior Secured Interest Rate SOFR+4.75%, 6.75% floor, 3.25% PIK, 0.96% ETP Initial Acquisition Date 12/26/2023 Maturity Date 1/15/2028 |
|
|
|
|
|
|
| Investment, Spread |
|
4.75%
|
|
|
|
|
| Investment Floor Rate |
|
6.75%
|
|
|
|
|
| Investment Interest PIK |
|
3.25%
|
|
|
|
|
| Investment Interest ETP |
|
0.96%
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 26, 2023
|
|
|
|
|
| Maturity Date |
|
Jan. 15, 2028
|
|
|
|
|
| Principal Amount |
|
$ 28,000,000
|
|
|
|
|
| Investment cost |
|
27,879,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 27,879,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services Bombora, Inc. Investment Type Senior Secured Interest Rate SOFR+5.00%, 5.76% floor, 3.75% PIK, 2.00% ETP Initial Acquisition Date 3/31/2021 Maturity Date 3/31/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
5.00%
|
|
|
| Investment Floor Rate |
|
|
|
5.76%
|
|
|
| Investment Interest PIK |
|
|
|
3.75%
|
|
|
| Investment Interest ETP |
|
|
|
2.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 31, 2021
|
|
|
| Maturity Date |
|
|
|
Mar. 31, 2025
|
|
|
| Principal Amount |
|
|
|
$ 21,341,000
|
|
|
| Investment cost |
|
|
|
21,337,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 21,337,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services Fidelis Cybersecurity, Inc. Investment Type Senior Secured Interest Rate SOFR+11.00%, 12.00% floor, 2.39% ETP Initial Acquisition Date 3/25/2022 Maturity Date 5/13/2024 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
11.00%
|
|
|
| Investment Floor Rate |
|
|
|
12.00%
|
|
|
| Investment Interest ETP |
|
|
|
2.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 25, 2022
|
|
|
| Maturity Date |
|
|
|
May 13, 2024
|
|
|
| Principal Amount |
|
|
|
$ 8,947,000
|
|
|
| Investment cost |
|
|
|
8,986,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 8,692,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services Fidelis Cybersecurity, Inc. Investment Type Senior Secured Interest Rate SOFR+11.00%, 12.00% floor, 2.39% ETP Initial Acquisition Date 5/13/2021 Maturity Date 5/13/2024 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
11.00%
|
|
|
| Investment Floor Rate |
|
|
|
12.00%
|
|
|
| Investment Interest ETP |
|
|
|
2.39%
|
|
|
| Initial Acquisition Date |
|
|
|
May 13, 2021
|
|
|
| Maturity Date |
|
|
|
May 13, 2024
|
|
|
| Principal Amount |
|
|
|
$ 12,205,000
|
|
|
| Investment cost |
|
|
|
12,360,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 11,857,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services INRIX, Inc. Investment Type Senior Secured Interest Rate SOFR+9.00%, 9.76% floor, 2.50% ETP Initial Acquisition Date 11/15/2021 Maturity Date 11/15/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
9.00%
|
|
|
| Investment Floor Rate |
|
|
|
9.76%
|
|
|
| Investment Interest ETP |
|
|
|
2.50%
|
|
|
| Initial Acquisition Date |
|
|
|
Nov. 15, 2021
|
|
|
| Maturity Date |
|
|
|
Nov. 15, 2025
|
|
|
| Principal Amount |
|
|
|
$ 45,000,000
|
|
|
| Investment cost |
|
|
|
45,329,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 45,329,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services Skillshare, Inc. Investment Type Senior Secured Interest Rate SOFR+6.50%, 10.72% floor, 3.00% ETP Initial Acquisition Date 11/8/2022 Maturity Date 11/8/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
6.50%
|
|
6.50%
|
|
|
| Investment Floor Rate |
|
10.72%
|
|
10.72%
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
Nov. 08, 2022
|
|
Nov. 08, 2022
|
|
|
| Maturity Date |
|
Nov. 08, 2026
|
|
Nov. 08, 2026
|
|
|
| Principal Amount |
|
$ 30,000,000
|
|
$ 25,000,000
|
|
|
| Investment cost |
|
29,765,000
|
|
24,414,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 29,183,000
|
|
$ 24,414,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services Synack, Inc. Investment Type Senior Secured Interest Rate PRIME+4.25%, 8.25% floor Initial Acquisition Date 6/30/2022 Maturity Date 6/30/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
4.25%
|
|
|
| Investment Floor Rate |
|
|
|
8.25%
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 30, 2022
|
|
|
| Maturity Date |
|
|
|
Jun. 30, 2027
|
|
|
| Principal Amount |
|
|
|
$ 35,000,000
|
|
|
| Investment cost |
|
|
|
34,906,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
34,906,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Internet Software and Services Synack, Inc. Investment Type Senior Secured Interest Rate SOFR+7.00%, 11.07% floor, 1.00% ETP Initial Acquisition Date 12/29/2023 Maturity Date 12/29/2028 |
|
|
|
|
|
|
| Investment, Spread |
|
7.00%
|
|
|
|
|
| Investment Floor Rate |
|
11.07%
|
|
|
|
|
| Investment Interest ETP |
|
1.00%
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 29, 2023
|
|
|
|
|
| Maturity Date |
|
Dec. 29, 2028
|
|
|
|
|
| Principal Amount |
|
$ 40,000,000
|
|
|
|
|
| Investment cost |
|
39,758,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
39,758,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Property & Casualty Insurance |
|
|
|
|
|
|
| Investment cost |
|
74,877,000
|
|
49,143,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 74,767,000
|
|
$ 49,143,000
|
|
|
| Percentage of Net Assets |
|
13.67%
|
|
8.53%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments Property & Casualty Insurance Kin Insurance, Inc. Investment Type Senior Secured Interest Rate PRIME+6.25%, 12.50% floor, 3.00% ETP Initial Acquisition Date 9/26/2022 Maturity Date 9/15/2026 |
|
|
|
|
|
|
| Investment, Spread |
|
6.25%
|
|
6.25%
|
|
|
| Investment Floor Rate |
|
12.50%
|
|
12.50%
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
Sep. 26, 2022
|
|
Sep. 26, 2022
|
|
|
| Maturity Date |
|
Sep. 15, 2026
|
|
Sep. 15, 2026
|
|
|
| Principal Amount |
|
$ 75,000,000
|
|
$ 50,000,000
|
|
|
| Investment cost |
|
74,877,000
|
|
49,143,000
|
|
|
| Investment Owned, at Fair Value |
|
74,767,000
|
|
49,143,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments System Software |
|
|
|
|
|
|
| Investment cost |
|
113,832,000
|
|
78,083,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 112,955,000
|
|
$ 78,083,000
|
|
|
| Percentage of Net Assets |
|
20.64%
|
|
13.55%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments System Software 3PL Central LLC Investment Type Senior Secured Interest Rate SOFR+4.50%, 6.50 floor, 2.50% PIK, 2.00% ETP Initial Acquisition Date 11/9/2022 Maturity Date 11/9/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
4.50%
|
|
4.50%
|
|
|
| Investment Floor Rate |
|
6.50%
|
|
6.50%
|
|
|
| Investment Interest PIK |
|
2.50%
|
|
2.50%
|
|
|
| Investment Interest ETP |
|
2.00%
|
|
2.00%
|
|
|
| Initial Acquisition Date |
|
Nov. 09, 2022
|
|
Nov. 09, 2022
|
|
|
| Maturity Date |
|
Nov. 09, 2027
|
|
Nov. 09, 2027
|
|
|
| Principal Amount |
|
$ 70,395,000
|
|
$ 65,163,000
|
|
|
| Investment cost |
|
70,064,000
|
|
64,429,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 69,066,000
|
|
$ 64,429,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments System Software Dejero Labs Inc. Investment Type Second Lien Interest Rate SOFR+8.00%, 8.50% floor, 2.00% PIK, 3.00% ETP Initial Acquisition Date 12/22/2021 Maturity Date 12/22/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
8.00%
|
|
|
|
|
| Investment Floor Rate |
|
8.50%
|
|
|
|
|
| Investment Interest PIK |
|
2.00%
|
|
|
|
|
| Investment Interest ETP |
|
3.00%
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 22, 2021
|
|
|
|
|
| Maturity Date |
|
Dec. 22, 2025
|
|
|
|
|
| Principal Amount |
|
$ 14,172,000
|
|
|
|
|
| Investment cost |
|
14,278,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 14,399,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments System Software Dejero Labs Inc. Investment Type Senior Lien Interest Rate SOFR+5.00%, 5.50 floor, 5.00% PIK, 3.00% ETP Initial Acquisition Date 12/22/2021 Maturity Date 12/22/2025 |
|
|
|
|
|
|
| Investment, Spread |
|
|
|
5.00%
|
|
|
| Investment Floor Rate |
|
|
|
5.50%
|
|
|
| Investment Interest PIK |
|
|
|
5.00%
|
|
|
| Investment Interest ETP |
|
|
|
3.00%
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 22, 2021
|
|
|
| Maturity Date |
|
|
|
Dec. 22, 2025
|
|
|
| Principal Amount |
|
|
|
$ 13,661,000
|
|
|
| Investment cost |
|
|
|
13,654,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
13,654,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Debt Investments System Software Linxup, LLC Investment Type Senior Secured Interest Rate PRIME+3.25%, 11.75% floor, 2.25% ETP Initial Acquisition Date 11/03/2023 Maturity Date 11/15/2027 |
|
|
|
|
|
|
| Investment, Spread |
|
3.25%
|
|
|
|
|
| Investment Floor Rate |
|
11.75%
|
|
|
|
|
| Investment Interest ETP |
|
2.25%
|
|
|
|
|
| Initial Acquisition Date |
|
Nov. 03, 2023
|
|
|
|
|
| Maturity Date |
|
Nov. 15, 2027
|
|
|
|
|
| Principal Amount |
|
$ 30,000,000
|
|
|
|
|
| Investment cost |
|
29,490,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
29,490,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments |
|
|
|
|
|
|
| Investment cost |
|
18,449,000
|
|
16,546,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 5,721,000
|
|
$ 14,605,000
|
|
|
| Percentage of Net Assets |
|
1.05%
|
|
2.54%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Advertising |
|
|
|
|
|
|
| Investment cost |
|
$ 136,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 136,000
|
|
|
|
|
| Percentage of Net Assets |
|
0.03%
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Advertising Minute Media Inc. Investment Type Equity Common Stock Initial Acquisition Date 12/13/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 13, 2023
|
|
|
|
|
| Principal/ Shares |
|
134
|
|
|
|
|
| Investment cost |
|
$ 16,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 16,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Advertising Minute Media Inc. Investment Type Equity Preferred Stock Initial Acquisition Date 12/13/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 13, 2023
|
|
|
|
|
| Principal/ Shares |
|
1,030
|
|
|
|
|
| Investment cost |
|
$ 120,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
120,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Application Software |
|
|
|
|
|
|
| Investment cost |
|
688,000
|
|
$ 688,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 390,000
|
|
$ 1,769,000
|
|
|
| Percentage of Net Assets |
|
0.07%
|
|
0.31%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Application Software Aria Systems, Inc. Investment Type Equity Series G Preferred Stock Initial Acquisition Date 7/10/2018 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jul. 10, 2018
|
|
Jul. 10, 2018
|
|
|
| Principal/ Shares |
|
289,419
|
|
289,419
|
|
|
| Investment cost |
|
$ 250,000
|
|
$ 250,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 127,000
|
|
$ 347,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Application Software FiscalNote, Inc. Investment Type Equity Common Stock Initial Acquisition Date 10/19/2020 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 19, 2020
|
|
Oct. 19, 2020
|
|
|
| Principal/ Shares |
|
230,881
|
|
230,881
|
|
|
| Investment cost |
|
$ 438,000
|
|
$ 438,000
|
|
|
| Investment Owned, at Fair Value |
|
263,000
|
|
1,422,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Health Care Technology |
|
|
|
|
|
|
| Investment cost |
|
12,132,000
|
|
12,132,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 3,553,000
|
|
$ 12,335,000
|
|
|
| Percentage of Net Assets |
|
0.65%
|
|
2.14%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Health Care Technology CareCloud, Inc. Investment Type Equity 11% Series A Cumulative Redeemable Perpetual Initial Acquisition Date 1/8/2020 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jan. 08, 2020
|
|
|
| Principal/ Shares |
|
|
|
462,064
|
|
|
| Investment cost |
|
|
|
$ 12,132,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 12,335,000
|
|
|
| Temporary equity, dividend rate percentage |
|
|
|
11.00%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Health Care Technology CareCloud, Inc. Investment Type Equity 11% Series A Cumulative Redeemable Perpetual Preferred Stock Initial Acquisition Date 1/8/2020 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jan. 08, 2020
|
|
|
|
|
| Principal/ Shares |
|
462,064
|
|
|
|
|
| Investment cost |
|
$ 12,132,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 3,553,000
|
|
|
|
|
| Temporary equity, dividend rate percentage |
|
11.00%
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Human Resource & Employment Services |
|
|
|
|
|
|
| Investment cost |
|
$ 1,357,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 1,357,000
|
|
|
|
|
| Percentage of Net Assets |
|
0.25%
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Human Resource & Employment Services Snagajob.com, Inc. Investment Type Equity Convertible Note Initial Acquisition Date 10/26/2023 Maturity Date 12/31/2026 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 26, 2023
|
|
|
|
|
| Maturity Date |
|
Dec. 31, 2026
|
|
|
|
|
| Principal/ Shares |
|
1,357
|
|
|
|
|
| Investment cost |
|
$ 1,357,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
1,357,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Internet & Direct Marketing Retail |
|
|
|
|
|
|
| Investment cost |
|
410,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 125,000
|
|
|
|
|
| Percentage of Net Assets |
|
0.02%
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Internet & Direct Marketing Retail Marley Spoon SE Investment Type Equity Common Stock Initial Acquisition Date 7/7/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jul. 07, 2023
|
|
|
|
|
| Principal/ Shares |
|
46,004
|
|
|
|
|
| Investment cost |
|
$ 410,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
125,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Technology Hardware, Storage & Peripherals |
|
|
|
|
|
|
| Investment cost |
|
3,726,000
|
|
$ 3,726,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 160,000
|
|
$ 501,000
|
|
|
| Percentage of Net Assets |
|
0.03%
|
|
0.09%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Technology Hardware, Storage & Peripherals Quantum Corporation Investment Type Equity Common Stock Initial Acquisition Date 8/13/2021 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 13, 2021
|
|
Aug. 13, 2021
|
|
|
| Principal/ Shares |
|
459,720
|
|
459,720
|
|
|
| Investment cost |
|
$ 2,607,000
|
|
$ 2,607,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 160,000
|
|
$ 501,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Equity Investments Technology Hardware, Storage & Peripherals zSpace, Inc. Investment Type Equity Common Stock Initial Acquisition Date 12/31/2020 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 31, 2020
|
|
Dec. 31, 2020
|
|
|
| Principal/ Shares |
|
6,078,499
|
|
6,078,499
|
|
|
| Investment cost |
|
$ 1,119,000
|
|
$ 1,119,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants |
|
|
|
|
|
|
| Investment cost |
|
20,247,000
|
|
19,127,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 11,971,000
|
|
$ 15,845,000
|
|
|
| Percentage of Net Assets |
|
2.19%
|
|
2.75%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Advertising |
|
|
|
|
|
|
| Investment cost |
|
|
|
$ 246,000
|
|
|
| Percentage of Net Assets |
|
|
|
0.00%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Advertising STN Video Inc. Class B Non-Voting Stock Initial Acquisition Date 6/30/2017 Maturity Date 6/30/2027 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 30, 2017
|
|
|
| Maturity Date |
|
|
|
Jun. 30, 2027
|
|
|
| Principal/ Shares |
|
|
|
191,500
|
|
|
| Investment cost |
|
|
|
$ 246,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software |
|
|
|
|
|
|
| Investment cost |
|
$ 6,400,000
|
|
5,928,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 2,196,000
|
|
$ 3,649,000
|
|
|
| Percentage of Net Assets |
|
0.40%
|
|
0.63%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software 3DNA Corp. (dba NationBuilder) Investment Type Warrants Series C-1 Preferred Stock Initial Acquisition Date 12/28/2018 Maturity Date 12/28/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 28, 2018
|
|
|
|
|
| Maturity Date |
|
Dec. 28, 2028
|
|
|
|
|
| Principal/ Shares |
|
273,164
|
|
|
|
|
| Investment cost |
|
$ 104,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software 3DNA Corp. (dba NationBuilder) Series C-1 Preferred Stock Initial Acquisition Date 12/28/2018 Maturity Date 12/28/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 28, 2018
|
|
|
| Maturity Date |
|
|
|
Dec. 28, 2028
|
|
|
| Principal/ Shares |
|
|
|
273,164
|
|
|
| Investment cost |
|
|
|
$ 104,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Aria Systems, Inc. Investment Type Warrants Series G Preferred Stock Initial Acquisition Date 6/29/2018 Maturity Date 6/29/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 29, 2018
|
|
|
|
|
| Maturity Date |
|
Jun. 29, 2028
|
|
|
|
|
| Principal/ Shares |
|
2,387,705
|
|
|
|
|
| Investment cost |
|
$ 1,048,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 1,048,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Aria Systems, Inc. Series G Preferred Stock Initial Acquisition Date 6/29/2018 Maturity Date 6/29/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 29, 2018
|
|
|
| Maturity Date |
|
|
|
Jun. 29, 2028
|
|
|
| Principal/ Shares |
|
|
|
2,387,705
|
|
|
| Investment cost |
|
|
|
$ 1,048,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 2,865,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Blueshift Labs, Inc. Investment Type Warrants Success fee Initial Acquisition Date 12/19/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 19, 2023
|
|
|
|
|
| Investment cost |
|
$ 167,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 167,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Circadence Corporation Investment Type Warrants Series A-6 Preferred Stock Initial Acquisition Date 10/31/2019 Maturity Date 10/31/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 31, 2019
|
|
|
|
|
| Maturity Date |
|
Oct. 31, 2029
|
|
|
|
|
| Principal/ Shares |
|
384,615
|
|
|
|
|
| Investment cost |
|
$ 846,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 12,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Circadence Corporation Investment Type Warrants Series A-6 Preferred Stock Initial Acquisition Date 12/20/2018 Maturity Date 12/20/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 20, 2018
|
|
|
|
|
| Maturity Date |
|
Dec. 20, 2028
|
|
|
|
|
| Principal/ Shares |
|
1,538,462
|
|
|
|
|
| Investment cost |
|
$ 3,630,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 48,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Circadence Corporation Investment Type Warrants Success fee Initial Acquisition Date 12/21/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 21, 2023
|
|
|
|
|
| Investment cost |
|
$ 304,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 283,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Circadence Corporation Series A-6 Preferred Stock Initial Acquisition Date 10/31/2019 Maturity Date 10/31/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Oct. 31, 2019
|
|
|
| Maturity Date |
|
|
|
Oct. 31, 2029
|
|
|
| Principal/ Shares |
|
|
|
384,615
|
|
|
| Investment cost |
|
|
|
$ 845,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 22,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Circadence Corporation Series A-6 Preferred Stock Initial Acquisition Date 12/20/2018 Maturity Date 12/20/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 20, 2018
|
|
|
| Maturity Date |
|
|
|
Dec. 20, 2028
|
|
|
| Principal/ Shares |
|
|
|
1,538,462
|
|
|
| Investment cost |
|
|
|
$ 3,630,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 87,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Dtex Systems, Inc. Investment Type Warrants Series C-Prime Preferred Stock Initial Acquisition Date 6/1/2018 Maturity Date 6/1/2025 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 01, 2018
|
|
|
|
|
| Maturity Date |
|
Jun. 01, 2025
|
|
|
|
|
| Principal/ Shares |
|
500,000
|
|
|
|
|
| Investment cost |
|
$ 59,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 233,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Dtex Systems, Inc. Series C-Prime Preferred Stock Initial Acquisition Date 6/1/2018 Maturity Date 6/1/2025 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 01, 2018
|
|
|
| Maturity Date |
|
|
|
Jun. 01, 2025
|
|
|
| Principal/ Shares |
|
|
|
500,000
|
|
|
| Investment cost |
|
|
|
$ 59,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 214,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Dtex Systems, Inc. Series C-Prime Preferred Stock Initial Acquisition Date 7/11/2019 Maturity Date 7/11/2026 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jul. 11, 2019
|
|
|
| Maturity Date |
|
|
|
Jul. 11, 2026
|
|
|
| Principal/ Shares |
|
|
|
833,333
|
|
|
| Investment cost |
|
|
|
$ 115,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 356,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Dtex Systems, Inc.Investment Type Warrants Series C-Prime Preferred Stock Initial Acquisition Date 7/11/2019 Maturity Date 7/11/2026 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jul. 11, 2019
|
|
|
|
|
| Maturity Date |
|
Jul. 11, 2026
|
|
|
|
|
| Principal/ Shares |
|
833,333
|
|
|
|
|
| Investment cost |
|
$ 115,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 389,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software FiscalNote, Inc. Earnout Initial Acquisition Date 7/29/2022 Maturity Date 7/29/2027 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jul. 29, 2022
|
|
|
| Maturity Date |
|
|
|
Jul. 29, 2027
|
|
|
| Investment cost |
|
|
|
$ 127,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 105,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software FiscalNote, Inc. Investment Type Warrants Earnout Initial Acquisition Date 7/29/2022 Maturity Date 7/29/2027 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jul. 29, 2022
|
|
|
|
|
| Maturity Date |
|
Jul. 29, 2027
|
|
|
|
|
| Investment cost |
|
$ 127,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
16,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Application Software Porch Group, Inc. Earnout Initial Acquisition Date 12/23/2020 Maturity Date 12/23/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 23, 2020
|
|
|
| Maturity Date |
|
|
|
Dec. 23, 2023
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Asset Management & Custody Banks |
|
|
|
|
|
|
| Investment cost |
|
75,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 161,000
|
|
|
|
|
| Percentage of Net Assets |
|
0.03%
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Asset Management & Custody Banks Betterment Holdings, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 10/6/2023 Maturity Date 10/6/2033 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 06, 2023
|
|
|
|
|
| Maturity Date |
|
Oct. 06, 2033
|
|
|
|
|
| Principal/ Shares |
|
7,680
|
|
|
|
|
| Investment cost |
|
$ 35,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 146,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Asset Management & Custody Banks Betterment Holdings, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 10/6/2023 Maturity Date 10/6/2033 one |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 06, 2023
|
|
|
|
|
| Maturity Date |
|
Oct. 06, 2033
|
|
|
|
|
| Principal/ Shares |
|
9,818
|
|
|
|
|
| Investment cost |
|
$ 40,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
15,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Biotechnology |
|
|
|
|
|
|
| Investment cost |
|
541,000
|
|
$ 541,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 51,000
|
|
$ 216,000
|
|
|
| Percentage of Net Assets |
|
0.01%
|
|
0.04%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Biotechnology Mustang Bio, Inc. Common Stock Initial Acquisition Date 3/4/2022 Maturity Date 3/4/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 04, 2022
|
|
|
| Maturity Date |
|
|
|
Mar. 04, 2032
|
|
|
| Principal/ Shares |
|
|
|
748,036
|
|
|
| Investment cost |
|
|
|
$ 315,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 59,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Biotechnology Mustang Bio, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 3/4/2022 Maturity Date 3/4/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 04, 2022
|
|
|
|
|
| Maturity Date |
|
Mar. 04, 2032
|
|
|
|
|
| Principal/ Shares |
|
748,036
|
|
|
|
|
| Investment cost |
|
$ 315,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 39,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Biotechnology TRACON Pharmaceuticals, Inc. Common Stock Initial Acquisition Date 9/2/2022 Maturity Date 9/2/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Sep. 02, 2022
|
|
|
| Maturity Date |
|
|
|
Sep. 02, 2032
|
|
|
| Principal/ Shares |
|
|
|
150,753
|
|
|
| Investment cost |
|
|
|
$ 226,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
157,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Biotechnology TRACON Pharmaceuticals, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 9/2/2022 Maturity Date 9/2/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Sep. 02, 2022
|
|
|
|
|
| Maturity Date |
|
Sep. 02, 2032
|
|
|
|
|
| Principal/ Shares |
|
150,753
|
|
|
|
|
| Investment cost |
|
$ 226,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
12,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Computer & Electronics Retail |
|
|
|
|
|
|
| Investment cost |
|
$ 183,000
|
|
183,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 68,000
|
|
|
| Percentage of Net Assets |
|
0.00%
|
|
0.01%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Computer & Electronics Retail Massdrop, Inc. Investment Type Warrants Series B Preferred Stock Initial Acquisition Date 7/22/2019 Maturity Date 7/22/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jul. 22, 2019
|
|
|
|
|
| Maturity Date |
|
Jul. 22, 2029
|
|
|
|
|
| Principal/ Shares |
|
848,093
|
|
|
|
|
| Investment cost |
|
$ 183,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Computer & Electronics Retail Massdrop, Inc. Series B Preferred Stock Initial Acquisition Date 7/22/2019 Maturity Date 7/22/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jul. 22, 2019
|
|
|
| Maturity Date |
|
|
|
Jul. 22, 2029
|
|
|
| Principal/ Shares |
|
|
|
848,093
|
|
|
| Investment cost |
|
|
|
$ 183,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
68,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Data Processing & Outsourced Services |
|
|
|
|
|
|
| Investment cost |
|
2,828,000
|
|
2,381,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 1,254,000
|
|
$ 1,932,000
|
|
|
| Percentage of Net Assets |
|
0.23%
|
|
0.34%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Data Processing & Outsourced Services Elevate Services, Inc. Investment Type Warrants Series C Preferred Stock Initial Acquisition Date 7/10/2023 Maturity Date 7/10/2033 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jul. 10, 2023
|
|
|
|
|
| Maturity Date |
|
Jul. 10, 2033
|
|
|
|
|
| Principal/ Shares |
|
248,997
|
|
|
|
|
| Investment cost |
|
$ 447,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 384,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Data Processing & Outsourced Services Interactions Corporation Common Stock Initial Acquisition Date 6/24/2022 Maturity Date 6/24/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 24, 2022
|
|
|
| Maturity Date |
|
|
|
Jun. 24, 2032
|
|
|
| Principal/ Shares |
|
|
|
189,408
|
|
|
| Investment cost |
|
|
|
$ 219,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 204,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Data Processing & Outsourced Services Interactions Corporation Investment Type Warrants Common Stock Initial Acquisition Date 6/24/2022 Maturity Date 6/24/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 24, 2022
|
|
|
|
|
| Maturity Date |
|
Jun. 24, 2032
|
|
|
|
|
| Principal/ Shares |
|
189,408
|
|
|
|
|
| Investment cost |
|
$ 219,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 67,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Data Processing & Outsourced Services ShareThis, Inc. Investment Type Warrants Series D-3 Preferred Stock Initial Acquisition Date 12/3/2018 Maturity Date 12/3/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 03, 2018
|
|
|
|
|
| Maturity Date |
|
Dec. 03, 2028
|
|
|
|
|
| Principal/ Shares |
|
647,615
|
|
|
|
|
| Investment cost |
|
$ 2,162,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
803,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Data Processing & Outsourced Services ShareThis, Inc. Series D-3 Preferred Stock Initial Acquisition Date 12/3/2018 Maturity Date 12/3/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 03, 2018
|
|
|
| Maturity Date |
|
|
|
Dec. 03, 2028
|
|
|
| Principal/ Shares |
|
|
|
647,615
|
|
|
| Investment cost |
|
|
|
$ 2,162,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
1,728,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Electronic Equipment & Instruments |
|
|
|
|
|
|
| Investment cost |
|
603,000
|
|
528,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 745,000
|
|
$ 563,000
|
|
|
| Percentage of Net Assets |
|
0.14%
|
|
0.10%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Electronic Equipment & Instruments Brivo, Inc. Investment Type Warrants Series A-2 Preferred Stock Initial Acquisition Date 10/20/2022 Maturity Date 10/20/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 20, 2022
|
|
|
|
|
| Maturity Date |
|
Oct. 20, 2032
|
|
|
|
|
| Principal/ Shares |
|
201,000
|
|
|
|
|
| Investment cost |
|
$ 98,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 322,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Electronic Equipment & Instruments Brivo, Inc. Series A-2 Preferred Stock Initial Acquisition Date 10/20/2022 Maturity Date 10/20/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Oct. 20, 2022
|
|
|
| Maturity Date |
|
|
|
Oct. 20, 2032
|
|
|
| Principal/ Shares |
|
|
|
201,000
|
|
|
| Investment cost |
|
|
|
$ 98,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 107,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Electronic Equipment & Instruments Epic IO Technologies, Inc. Investment Type Warrants Success fee Initial Acquisition Date 12/17/2021 Maturity Date 12/17/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 17, 2021
|
|
|
|
|
| Maturity Date |
|
Dec. 17, 2028
|
|
|
|
|
| Investment cost |
|
$ 505,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
423,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Electronic Equipment & Instruments Epic IO Technologies, Inc. Success fee Initial Acquisition Date 12/17/2021 Maturity Date 12/17/2024 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 17, 2021
|
|
|
| Maturity Date |
|
|
|
Dec. 17, 2024
|
|
|
| Investment cost |
|
|
|
$ 430,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
456,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Equipment |
|
|
|
|
|
|
| Investment cost |
|
301,000
|
|
302,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 240,000
|
|
$ 284,000
|
|
|
| Percentage of Net Assets |
|
0.04%
|
|
0.05%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Equipment Moximed, Inc. Investment Type Warrants Series C Preferred Stock Initial Acquisition Date 6/24/2022 Maturity Date 6/24/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 24, 2022
|
|
|
|
|
| Maturity Date |
|
Jun. 24, 2032
|
|
|
|
|
| Principal/ Shares |
|
214,285
|
|
|
|
|
| Investment cost |
|
$ 175,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 138,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Equipment Moximed, Inc. Series C Preferred Stock Initial Acquisition Date 6/24/2022 Maturity Date 6/24/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 24, 2022
|
|
|
| Maturity Date |
|
|
|
Jun. 24, 2032
|
|
|
| Principal/ Shares |
|
|
|
214,285
|
|
|
| Investment cost |
|
|
|
$ 175,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 163,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Equipment Revelle Aesthetics, Inc. Investment Type Warrants Series A-2 Preferred Stock Initial Acquisition Date 3/30/2022 Maturity Date 3/30/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 30, 2022
|
|
|
|
|
| Maturity Date |
|
Mar. 30, 2032
|
|
|
|
|
| Principal/ Shares |
|
115,591
|
|
|
|
|
| Investment cost |
|
$ 126,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
102,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Equipment Revelle Aesthetics, Inc. Series A-2 Preferred Stock Initial Acquisition Date 3/30/2022 Maturity Date 3/30/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 30, 2022
|
|
|
| Maturity Date |
|
|
|
Mar. 30, 2032
|
|
|
| Principal/ Shares |
|
|
|
115,591
|
|
|
| Investment cost |
|
|
|
$ 127,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
121,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology |
|
|
|
|
|
|
| Investment cost |
|
3,137,000
|
|
3,415,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 2,506,000
|
|
$ 2,594,000
|
|
|
| Percentage of Net Assets |
|
0.46%
|
|
0.45%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Allurion Technologies, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 09/15/2022 Maturity Date 1/22/2025 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Sep. 15, 2022
|
|
|
|
|
| Maturity Date |
|
Jan. 22, 2025
|
|
|
|
|
| Principal/ Shares |
|
46,256
|
|
|
|
|
| Investment cost |
|
$ 144,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Allurion Technologies, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 3/30/2021 Maturity Date 1/22/2025 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 30, 2021
|
|
|
|
|
| Maturity Date |
|
Jan. 22, 2025
|
|
|
|
|
| Principal/ Shares |
|
132,979
|
|
|
|
|
| Investment cost |
|
$ 282,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 15,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Allurion Technologies, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 6/14/2022 Maturity Date 1/22/2025 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 14, 2022
|
|
|
|
|
| Maturity Date |
|
Jan. 22, 2025
|
|
|
|
|
| Principal/ Shares |
|
46,256
|
|
|
|
|
| Investment cost |
|
$ 141,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Allurion Technologies, Inc. Investment Type Warrants Earnout Initial Acquisition Date 8/2/2023 Maturity Date 8/1/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 02, 2023
|
|
|
|
|
| Maturity Date |
|
Aug. 01, 2028
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 77,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Allurion Technologies, Inc. Series C Preferred Stock Initial Acquisition Date 3/30/2021 Maturity Date 3/30/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 30, 2021
|
|
|
| Maturity Date |
|
|
|
Mar. 30, 2031
|
|
|
| Principal/ Shares |
|
|
|
132,979
|
|
|
| Investment cost |
|
|
|
$ 283,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 632,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Allurion Technologies, Inc. Series D-1 Preferred Stock Initial Acquisition Date 6/14/2022 Maturity Date 3/30/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 14, 2022
|
|
|
| Maturity Date |
|
|
|
Mar. 30, 2031
|
|
|
| Principal/ Shares |
|
|
|
88,440
|
|
|
| Investment cost |
|
|
|
$ 284,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 259,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology CareCloud, Inc. Common Stock Initial Acquisition Date 1/8/2020 Maturity Date 1/8/2023 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jan. 08, 2020
|
|
|
| Maturity Date |
|
|
|
Jan. 08, 2023
|
|
|
| Principal/ Shares |
|
|
|
1,000,000
|
|
|
| Investment cost |
|
|
|
$ 837,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology EBR Systems, Inc. Investment Type Warrants Success fee Initial Acquisition Date 6/30/2022 Maturity Date 6/30/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 30, 2022
|
|
|
|
|
| Maturity Date |
|
Jun. 30, 2032
|
|
|
|
|
| Investment cost |
|
$ 605,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 690,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology EBR Systems, Inc. Success fee Initial Acquisition Date 6/30/2022 Maturity Date 6/30/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 30, 2022
|
|
|
| Maturity Date |
|
|
|
Jun. 30, 2032
|
|
|
| Investment cost |
|
|
|
$ 292,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 305,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Gynesonics, Inc. Series G Convertible Preferred Stock Initial Acquisition Date 11/19/2021 Maturity Date 11/19/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Nov. 19, 2021
|
|
|
| Maturity Date |
|
|
|
Nov. 19, 2031
|
|
|
| Principal/ Shares |
|
|
|
27,978,115
|
|
|
| Investment cost |
|
|
|
$ 341,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 446,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Mingle Healthcare Solutions, Inc. Investment Type Warrants Series CC Preferred Stock Initial Acquisition Date 8/15/2018 Maturity Date 8/15/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 15, 2018
|
|
|
|
|
| Maturity Date |
|
Aug. 15, 2028
|
|
|
|
|
| Principal/ Shares |
|
1,770,973
|
|
|
|
|
| Investment cost |
|
$ 492,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Mingle Healthcare Solutions, Inc. Series CC Preferred Stock Initial Acquisition Date 8/15/2018 Maturity Date 8/15/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Aug. 15, 2018
|
|
|
| Maturity Date |
|
|
|
Aug. 15, 2028
|
|
|
| Principal/ Shares |
|
|
|
1,770,973
|
|
|
| Investment cost |
|
|
|
$ 492,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Nalu Medical, Inc. Investment Type Warrants Series D-2 Preferred Stock Initial Acquisition Date 10/12/2022 Maturity Date 10/12/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 12, 2022
|
|
|
|
|
| Maturity Date |
|
Oct. 12, 2032
|
|
|
|
|
| Principal/ Shares |
|
91,717
|
|
|
|
|
| Investment cost |
|
$ 173,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 99,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Nalu Medical, Inc. Series D-2 Preferred Stock Initial Acquisition Date 10/12/2022 Maturity Date 10/12/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Oct. 12, 2022
|
|
|
| Maturity Date |
|
|
|
Oct. 12, 2032
|
|
|
| Principal/ Shares |
|
|
|
91,717
|
|
|
| Investment cost |
|
|
|
$ 173,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 137,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Route 92 Medical, Inc. Investment Type Warrants Success Fee Initial Acquisition Date 8/17/2021 Maturity Date 8/17/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 17, 2021
|
|
|
|
|
| Maturity Date |
|
Aug. 17, 2031
|
|
|
|
|
| Investment cost |
|
$ 835,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 897,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology Route 92 Medical, Inc. Success fee Initial Acquisition Date 8/17/2021 Maturity Date 8/17/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Aug. 17, 2021
|
|
|
| Maturity Date |
|
|
|
Aug. 17, 2031
|
|
|
| Investment cost |
|
|
|
$ 248,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 297,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology SetPoint Medical Corporation Investment Type Warrants Series B Preferred Stock Initial Acquisition Date 12/29/2022 Maturity Date 12/29/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 29, 2022
|
|
|
|
|
| Maturity Date |
|
Dec. 29, 2032
|
|
|
|
|
| Principal/ Shares |
|
600,000
|
|
|
|
|
| Investment cost |
|
$ 74,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 199,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology SetPoint Medical Corporation Investment Type Warrants Series B Preferred Stock Initial Acquisition Date 6/29/2021 Maturity Date 6/29/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 29, 2021
|
|
|
|
|
| Maturity Date |
|
Jun. 29, 2031
|
|
|
|
|
| Principal/ Shares |
|
400,000
|
|
|
|
|
| Investment cost |
|
$ 14,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 133,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology SetPoint Medical Corporation Series B Preferred Stock Initial Acquisition Date 12/29/2022 Maturity Date 12/29/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 29, 2022
|
|
|
| Maturity Date |
|
|
|
Dec. 29, 2032
|
|
|
| Principal/ Shares |
|
|
|
600,000
|
|
|
| Investment cost |
|
|
|
$ 74,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 74,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology SetPoint Medical Corporation Series B Preferred Stock Initial Acquisition Date 6/29/2021 Maturity Date 6/29/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 29, 2021
|
|
|
| Maturity Date |
|
|
|
Jun. 29, 2031
|
|
|
| Principal/ Shares |
|
|
|
400,000
|
|
|
| Investment cost |
|
|
|
$ 14,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 50,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology VERO Biotech LLC Investment Type Warrants Success Fee Initial Acquisition Date 12/29/2020 Maturity Date 12/29/2025 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 29, 2020
|
|
|
|
|
| Maturity Date |
|
Dec. 29, 2025
|
|
|
|
|
| Investment cost |
|
$ 377,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
396,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Health Care Technology VERO Biotech LLC Success fee Initial Acquisition Date 12/29/2020 Maturity Date 12/29/2025 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 29, 2020
|
|
|
| Maturity Date |
|
|
|
Dec. 29, 2025
|
|
|
| Investment cost |
|
|
|
$ 377,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
394,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Human Resource & Employment Services |
|
|
|
|
|
|
| Investment cost |
|
789,000
|
|
721,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 1,239,000
|
|
$ 1,310,000
|
|
|
| Percentage of Net Assets |
|
0.23%
|
|
0.23%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Human Resource & Employment Services CloudPay, Inc. Investment Type Warrants Series B Preferred Stock Initial Acquisition Date 6/30/2020 Maturity Date 6/30/2030 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 30, 2020
|
|
|
|
|
| Maturity Date |
|
Jun. 30, 2030
|
|
|
|
|
| Principal/ Shares |
|
11,273
|
|
|
|
|
| Investment cost |
|
$ 218,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 1,001,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Human Resource & Employment Services CloudPay, Inc. Investment Type Warrants Series D Preferred Stock Initial Acquisition Date 8/17/2021 Maturity Date 8/17/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 17, 2021
|
|
|
|
|
| Maturity Date |
|
Aug. 17, 2031
|
|
|
|
|
| Principal/ Shares |
|
3,502
|
|
|
|
|
| Investment cost |
|
$ 52,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 95,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Human Resource & Employment Services CloudPay, Inc. Investment Type Warrants Series D Preferred Stock Initial Acquisition Date 9/26/2022 Maturity Date 9/26/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Sep. 26, 2022
|
|
|
|
|
| Maturity Date |
|
Sep. 26, 2032
|
|
|
|
|
| Principal/ Shares |
|
5,252
|
|
|
|
|
| Investment cost |
|
$ 176,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 143,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Human Resource & Employment Services CloudPay, Inc. Series B Preferred Stock Initial Acquisition Date 6/30/2020 Maturity Date 6/30/2030 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 30, 2020
|
|
|
| Maturity Date |
|
|
|
Jun. 30, 2030
|
|
|
| Principal/ Shares |
|
|
|
11,273
|
|
|
| Investment cost |
|
|
|
$ 218,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 920,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Human Resource & Employment Services CloudPay, Inc. Series D Preferred Stock Initial Acquisition Date 8/17/2021 Maturity Date 8/17/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Aug. 17, 2021
|
|
|
| Maturity Date |
|
|
|
Aug. 17, 2031
|
|
|
| Principal/ Shares |
|
|
|
6,129
|
|
|
| Investment cost |
|
|
|
$ 160,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 170,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Human Resource & Employment Services Snagajob.com, Inc. Investment Type Warrants Warrant for Series B-1 Preferred Stock Initial Acquisition Date 9/29/2021 Maturity Date 9/29/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Sep. 29, 2021
|
|
|
|
|
| Maturity Date |
|
Sep. 29, 2031
|
|
|
|
|
| Principal/ Shares |
|
763,269
|
|
|
|
|
| Investment cost |
|
$ 343,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Human Resource & Employment Services Snagajob.com, Inc. Series B-1 Preferred Stock Initial Acquisition Date 9/29/2021 Maturity Date 9/29/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Sep. 29, 2021
|
|
|
| Maturity Date |
|
|
|
Sep. 29, 2031
|
|
|
| Principal/ Shares |
|
|
|
763,269
|
|
|
| Investment cost |
|
|
|
$ 343,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
220,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet & Direct Marketing Retail |
|
|
|
|
|
|
| Investment cost |
|
143,000
|
|
132,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 154,000
|
|
$ 133,000
|
|
|
| Percentage of Net Assets |
|
0.03%
|
|
0.02%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet & Direct Marketing Retail Madison Reed, Inc. Investment Type Warrants Success fee Initial Acquisition Date 12/16/2022 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 16, 2022
|
|
|
|
|
| Investment cost |
|
$ 143,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
154,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet & Direct Marketing Retail Madison Reed, Inc. Success fee Initial Acquisition Date 12/16/2022 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 16, 2022
|
|
|
| Investment cost |
|
|
|
$ 132,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
133,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services |
|
|
|
|
|
|
| Investment cost |
|
1,313,000
|
|
1,193,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 1,642,000
|
|
$ 3,245,000
|
|
|
| Percentage of Net Assets |
|
0.30%
|
|
0.56%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Bombora, Inc. Common Stock Initial Acquisition Date 3/31/2021 Maturity Date 3/31/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 31, 2021
|
|
|
| Maturity Date |
|
|
|
Mar. 31, 2031
|
|
|
| Principal/ Shares |
|
|
|
121,581
|
|
|
| Investment cost |
|
|
|
$ 175,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 248,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Bombora, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 12/26/2023 Maturity Date 12/26/2033 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 26, 2023
|
|
|
|
|
| Maturity Date |
|
Dec. 26, 2033
|
|
|
|
|
| Principal/ Shares |
|
48,632
|
|
|
|
|
| Investment cost |
|
$ 43,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 41,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Bombora, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 3/31/2021 Maturity Date 3/31/2031 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 31, 2021
|
|
|
|
|
| Maturity Date |
|
Mar. 31, 2031
|
|
|
|
|
| Principal/ Shares |
|
121,581
|
|
|
|
|
| Investment cost |
|
$ 174,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 104,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Fidelis Cybersecurity, Inc. Common Stock Initial Acquisition Date 3/25/2022 Maturity Date 3/25/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 25, 2022
|
|
|
| Maturity Date |
|
|
|
Mar. 25, 2032
|
|
|
| Investment cost |
|
|
|
$ 79,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 100,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Fidelis Cybersecurity, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 3/25/2022 Maturity Date 3/25/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 25, 2022
|
|
|
|
|
| Maturity Date |
|
Mar. 25, 2032
|
|
|
|
|
| Investment cost |
|
$ 79,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services INRIX, Inc. Common Stock Initial Acquisition Date 7/26/2019 Maturity Date 7/26/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jul. 26, 2019
|
|
|
| Maturity Date |
|
|
|
Jul. 26, 2029
|
|
|
| Principal/ Shares |
|
|
|
150,804
|
|
|
| Investment cost |
|
|
|
$ 522,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 2,198,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services INRIX, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 7/26/2019 Maturity Date 7/26/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jul. 26, 2019
|
|
|
|
|
| Maturity Date |
|
Jul. 26, 2029
|
|
|
|
|
| Principal/ Shares |
|
150,804
|
|
|
|
|
| Investment cost |
|
$ 522,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 735,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Longtail Ad Solutions, Inc. (dba JW Player) Common Stock Initial Acquisition Date 12/12/2019 Maturity Date 12/12/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 12, 2019
|
|
|
| Maturity Date |
|
|
|
Dec. 12, 2029
|
|
|
| Principal/ Shares |
|
|
|
387,596
|
|
|
| Investment cost |
|
|
|
$ 47,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 345,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Longtail Ad Solutions, Inc. (dba JW Player) Investment Type Warrants Common Stock Initial Acquisition Date 12/12/2019 Maturity Date 12/12/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 12, 2019
|
|
|
|
|
| Maturity Date |
|
Dec. 12, 2029
|
|
|
|
|
| Principal/ Shares |
|
387,596
|
|
|
|
|
| Investment cost |
|
$ 47,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 321,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Skillshare, Inc. Investment Type Warrants Success Fee Initial Acquisition Date 11/8/2022 Maturity Date 11/8/2026 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Nov. 08, 2022
|
|
|
|
|
| Maturity Date |
|
Nov. 08, 2026
|
|
|
|
|
| Investment cost |
|
$ 301,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 294,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Skillshare, Inc. Success fee Initial Acquisition Date 11/8/2022 Maturity Date 11/8/2026 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Nov. 08, 2022
|
|
|
| Maturity Date |
|
|
|
Nov. 08, 2026
|
|
|
| Investment cost |
|
|
|
$ 243,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 225,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Synack, Inc. Common Stock Initial Acquisition Date 6/30/2022 Maturity Date 6/30/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 30, 2022
|
|
|
| Maturity Date |
|
|
|
Jun. 30, 2032
|
|
|
| Principal/ Shares |
|
|
|
100,645
|
|
|
| Investment cost |
|
|
|
$ 127,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
129,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Internet Software and Services Synack, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 12/29/2023 Maturity Date 6/30/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 29, 2023
|
|
|
|
|
| Maturity Date |
|
Jun. 30, 2032
|
|
|
|
|
| Principal/ Shares |
|
116,908
|
|
|
|
|
| Investment cost |
|
$ 147,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
147,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Property & Casualty Insurance |
|
|
|
|
|
|
| Investment cost |
|
426,000
|
|
302,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 438,000
|
|
$ 297,000
|
|
|
| Percentage of Net Assets |
|
0.08%
|
|
0.05%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Property & Casualty Insurance Kin Insurance, Inc. Investment Type Warrants Series D-3 Preferred Stock Initial Acquisition Date 5/5/2023 Maturity Date 9/26/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
May 05, 2023
|
|
|
|
|
| Maturity Date |
|
Sep. 26, 2032
|
|
|
|
|
| Principal/ Shares |
|
11,549
|
|
|
|
|
| Investment cost |
|
$ 69,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 81,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Property & Casualty Insurance Kin Insurance, Inc. Investment Type Warrants Series D-3 Preferred Stock Initial Acquisition Date 8/25/2023 Maturity Date 9/26/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 25, 2023
|
|
|
|
|
| Maturity Date |
|
Sep. 26, 2032
|
|
|
|
|
| Principal/ Shares |
|
9,239
|
|
|
|
|
| Investment cost |
|
$ 55,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 65,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Property & Casualty Insurance Kin Insurance, Inc. Investment Type Warrants Series D-3 Preferred Stock Initial Acquisition Date 9/26/2022 Maturity Date 9/26/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Sep. 26, 2022
|
|
|
|
|
| Maturity Date |
|
Sep. 26, 2032
|
|
|
|
|
| Principal/ Shares |
|
41,576
|
|
|
|
|
| Investment cost |
|
$ 302,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
292,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Property & Casualty Insurance Kin Insurance, Inc. Series D-3 Preferred Stock Initial Acquisition Date 9/26/2022 Maturity Date 9/26/2032 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Sep. 26, 2022
|
|
|
| Maturity Date |
|
|
|
Sep. 26, 2032
|
|
|
| Principal/ Shares |
|
|
|
41,576
|
|
|
| Investment cost |
|
|
|
$ 302,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
297,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Specialized Consumer Services |
|
|
|
|
|
|
| Investment cost |
|
2,175,000
|
|
2,175,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 373,000
|
|
$ 796,000
|
|
|
| Percentage of Net Assets |
|
0.07%
|
|
0.14%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Specialized Consumer Services AllClear ID, Inc. Common Stock Initial Acquisition Date 9/1/2017 Maturity Date 9/1/2027 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Sep. 01, 2017
|
|
|
| Maturity Date |
|
|
|
Sep. 01, 2027
|
|
|
| Principal/ Shares |
|
|
|
870,514
|
|
|
| Investment cost |
|
|
|
$ 1,750,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Specialized Consumer Services AllClear ID, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 10/17/2018 Maturity Date 8/31/2027 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 17, 2018
|
|
|
|
|
| Maturity Date |
|
Aug. 31, 2027
|
|
|
|
|
| Principal/ Shares |
|
346,621
|
|
|
|
|
| Investment cost |
|
$ 697,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Specialized Consumer Services AllClear ID, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 8/31/2017 Maturity Date 8/31/2027 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Aug. 31, 2017
|
|
|
|
|
| Maturity Date |
|
Aug. 31, 2027
|
|
|
|
|
| Principal/ Shares |
|
523,893
|
|
|
|
|
| Investment cost |
|
$ 1,053,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Specialized Consumer Services Credit Sesame, Inc. Common Stock Initial Acquisition Date 1/7/2020 Maturity Date 1/7/2030 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jan. 07, 2020
|
|
|
| Maturity Date |
|
|
|
Jan. 07, 2030
|
|
|
| Principal/ Shares |
|
|
|
191,601
|
|
|
| Investment cost |
|
|
|
$ 425,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
796,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Specialized Consumer Services Credit Sesame, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 1/7/2020 Maturity Date 1/7/2030 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jan. 07, 2020
|
|
|
|
|
| Maturity Date |
|
Jan. 07, 2030
|
|
|
|
|
| Principal/ Shares |
|
191,601
|
|
|
|
|
| Investment cost |
|
$ 425,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
373,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants System Software |
|
|
|
|
|
|
| Investment cost |
|
791,000
|
|
538,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 562,000
|
|
$ 191,000
|
|
|
| Percentage of Net Assets |
|
0.10%
|
|
0.03%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants System Software Dejero Labs Inc. Common Stock Initial Acquisition Date 5/31/2019 Maturity Date 5/31/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
May 31, 2019
|
|
|
| Maturity Date |
|
|
|
May 31, 2029
|
|
|
| Principal/ Shares |
|
|
|
333,621
|
|
|
| Investment cost |
|
|
|
$ 192,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 191,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants System Software Dejero Labs Inc. Investment Type Warrants Common Stock Initial Acquisition Date 5/31/2019 Maturity Date 5/31/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
May 31, 2019
|
|
|
|
|
| Maturity Date |
|
May 31, 2029
|
|
|
|
|
| Principal/ Shares |
|
333,621
|
|
|
|
|
| Investment cost |
|
$ 192,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 268,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants System Software Linxup, LLC Investment Type Warrants Success Fee Initial Acquisition Date 11/3/2023 Maturity Date 11/3/2033 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Nov. 03, 2023
|
|
|
|
|
| Maturity Date |
|
Nov. 03, 2033
|
|
|
|
|
| Investment cost |
|
$ 253,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 294,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants System Software Scale Computing, Inc. Common Stock Initial Acquisition Date 3/29/2019 Maturity Date 3/29/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Mar. 29, 2019
|
|
|
| Maturity Date |
|
|
|
Mar. 29, 2029
|
|
|
| Principal/ Shares |
|
|
|
9,665,667
|
|
|
| Investment cost |
|
|
|
$ 346,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants System Software Scale Computing, Inc. Investment Type Warrants Common Stock Initial Acquisition Date 3/29/2019 Maturity Date 3/29/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Mar. 29, 2019
|
|
|
|
|
| Maturity Date |
|
Mar. 29, 2029
|
|
|
|
|
| Principal/ Shares |
|
9,665,667
|
|
|
|
|
| Investment cost |
|
$ 346,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Technology Hardware, Storage & Peripherals |
|
|
|
|
|
|
| Investment cost |
|
542,000
|
|
542,000
|
|
|
| Investment Owned, at Fair Value |
|
$ 410,000
|
|
$ 567,000
|
|
|
| Percentage of Net Assets |
|
0.07%
|
|
0.10%
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Technology Hardware, Storage & Peripherals RealWear, Inc. Investment Type Warrants Series A Preferred Stock Initial Acquisition Date 10/5/2018 Maturity Date 10/5/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Oct. 05, 2018
|
|
|
|
|
| Maturity Date |
|
Oct. 05, 2028
|
|
|
|
|
| Principal/ Shares |
|
112,451
|
|
|
|
|
| Investment cost |
|
$ 136,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 178,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Technology Hardware, Storage & Peripherals RealWear, Inc. Investment Type Warrants Series A Preferred Stock Initial Acquisition Date 12/28/2018 Maturity Date 10/5/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 28, 2018
|
|
|
|
|
| Maturity Date |
|
Oct. 05, 2028
|
|
|
|
|
| Principal/ Shares |
|
22,491
|
|
|
|
|
| Investment cost |
|
$ 25,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 36,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Technology Hardware, Storage & Peripherals RealWear, Inc. Investment Type Warrants Series A Preferred Stock Initial Acquisition Date 6/27/2019 Maturity Date 6/27/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Jun. 27, 2019
|
|
|
|
|
| Maturity Date |
|
Jun. 27, 2029
|
|
|
|
|
| Principal/ Shares |
|
123,894
|
|
|
|
|
| Investment cost |
|
$ 381,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
196,000
|
|
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Technology Hardware, Storage & Peripherals RealWear, Inc. Series A Preferred Stock Initial Acquisition Date 10/5/2018 Maturity Date 10/5/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Oct. 05, 2018
|
|
|
| Maturity Date |
|
|
|
Oct. 05, 2028
|
|
|
| Principal/ Shares |
|
|
|
112,451
|
|
|
| Investment cost |
|
|
|
$ 136,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 246,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Technology Hardware, Storage & Peripherals RealWear, Inc. Series A Preferred Stock Initial Acquisition Date 12/28/2018 Maturity Date 12/28/2028 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Dec. 28, 2018
|
|
|
| Maturity Date |
|
|
|
Dec. 28, 2028
|
|
|
| Principal/ Shares |
|
|
|
22,491
|
|
|
| Investment cost |
|
|
|
$ 25,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 49,000
|
|
|
| Investment, Identifier [Axis]: Non-Control/Non-Affiliate Investments Warrants Technology Hardware, Storage & Peripherals RealWear, Inc. Series A Preferred Stock Initial Acquisition Date 6/27/2019 Maturity Date 6/27/2029 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
|
|
Jun. 27, 2019
|
|
|
| Maturity Date |
|
|
|
Jun. 27, 2029
|
|
|
| Principal/ Shares |
|
|
|
123,894
|
|
|
| Investment cost |
|
|
|
$ 381,000
|
|
|
| Investment Owned, at Fair Value |
|
|
|
$ 272,000
|
|
|
| Investment, Identifier [Axis]: Total Investments, Excluding U.S. Treasury Bills |
|
|
|
|
|
|
| Investment cost |
|
1,064,835,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 1,025,010,000
|
|
|
|
|
| Percentage of Net Assets |
|
187.36%
|
|
|
|
|
| Investment, Identifier [Axis]: Total U.S. Treasury |
|
|
|
|
|
|
| Investment cost |
|
$ 42,014,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 41,999,000
|
|
|
|
|
| Percentage of Net Assets |
|
7.68%
|
|
|
|
|
| Investment, Identifier [Axis]: U.S. Treasury U.S. Treasury Bill, 4.324% Initial Acquisition Date 12/29/2023 Maturity Date 1/4/2024 |
|
|
|
|
|
|
| Initial Acquisition Date |
|
Dec. 29, 2023
|
|
|
|
|
| Maturity Date |
|
Jan. 04, 2024
|
|
|
|
|
| Principal Amount |
|
$ 42,029
|
|
|
|
|
| Investment cost |
|
42,014,000
|
|
|
|
|
| Investment Owned, at Fair Value |
|
$ 41,999,000
|
|
|
|
|
| Investment interest percentage |
|
4.324%
|
|
|
|
|
|
|