X0405 TA-1/A 0001550840 XXXXXXXX 084-06469 true LIVE SEC SS&C (Canada) Ltd CACEIS (Canada) Ltd 347419 1 Robert Speck Parkway Suite 1400 Mississauga A6 L4Z3M3 N 905-281-0001 N N N N Corporation Patrick J. Pedonti 05/31/2018 Chief Financial Officer NA true 10/04/2023 Adam Girard 05/31/2018 Tax Officer NA true Jason White 11/01/2021 Secretary NA true Christopher Kundro 03/17/2023 President NA true Rahul Kanwar 03/17/2023 Authorized Signatory NA true Brian N. Schell 10/04/2023 Chief Financial Officer NA true Y SS&C Fund Administration Company SS&C (Canada) Limited is a wholly owned subsidiary of SS&C Fund Administration Company SS&C Technologies Holdings, Inc. SS&C (Canada) Limited is a wholly owned indirect subsidiary of SS&C Technologies Inc. N N N N N N Y DST Asset Manager Solutions, Inc. Order Instituting Administrative and Cease and Desist Proceedings / File No. 3-21565 / Release No. 98153 08/17/2023 United States Securities and Exchange Commission The SEC alleged that DST Asset Manager Solutions, Inc. ("DST AMS"), who is an SEC registered transfer agent, violated Exchange Act Rule 17Ad-17 related to searching for lost securityholders, by requiring a database search match to the lost securityholders name in addition to social security number as a condition to sending outreach letters to potentially better mailing addresses in an attempt to locate lost securityholders. Pursuant to the Order, in addition to a $500,000 civil monetary penalty and a censure, DST AMS agreed to undertake to (a) take reasonable steps to locate lost securityholders to whom it did not send outreach letters after receiving an SSN match after database searches and who experienced escheatment during the period covered by the investigation, (b) request its mutual fund clients to periodically send out notifications to their shareholders informing them of the risk of escheatment, and (c) provide written certification annually for five years that its written policies and procedures have complied with the requirements of Rule 17Ad-17 and that it has followed those written policies and procedures in practice. N N N N N N N N N N N N N N N N Christopher Kundro 646-827-2145 President 03/26/2024