JACKSON FINANCIAL INC.
Restricted Securities/Affiliates List
Effective April 1, 20241
Restricted Securities
| COMPANY |
| Jackson Financial Inc. |
| Jackson National Life Global Funding |
| PPM Funds |
Minority Interest Holders
| Company |
Country of Organization |
Control/Ownership |
| The Vanguard Group | United States (Pennsylvania) | 13.41% Minority Interest held in Jackson Financial Inc.2 |
| BlackRock, Inc. | United States (Delaware) | 9.8% Minority Interest held in Jackson Financial Inc3 |
| BlackRock Life Limited | United Kingdom | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| Aperio Group, LLC | California | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Advisors, LLC | Delaware | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock (Netherlands) B.V. | Netherlands | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Institutional Trust Company, National Association | California | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Asset Management Ireland Limited | Ireland | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Financial Management, Inc. | Delaware | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Asset Management Schweiz AG | Switzerland | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Investment Management, LLC | Delaware | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Investment Management (UK) Limited | United Kingdom | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Asset Management Canada Limited | Canada | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock (Luxembourg) S.A. | Luxembourg | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Investment Management (Australia) Limited | Australia | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Fund Advisors | California | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| BlackRock Fund Managers Ltd | United Kingdom | 5% or more Minority Interest held in Jackson Financial Inc. 3 |
| Dimensional Fund Advisors LP | Delaware | 5.3% Minority Interest held in Jackson Financial Inc.4 |
1 Information as of April 1, 2024, except where otherwise indicated, based on information contained in public filings on EDGAR. To the extent entities have not amended their beneficial ownership filings on EDGAR, actual percentages may differ.
-1-
As of April 1, 2024
updated by: Jackson Legal, Office of the Corporate Secretary
2. Percentage held as of February 13, 2024, as reported on SC 13G/A (Amendment No. 3) filed by The Vanguard Group on EDGAR, subject to change. For a more detailed description, please see Jackson Financial Inc.’s Proxy Statement filed on EDGAR on April 9, 2024.
3. Percentage held as of March 7, 2024, as reported on SC 13G/A (Amendment No. 2) filed by BlackRock, Inc. on EDGAR, subject to change. For a more detailed description, please see Jackson Financial Inc.’s Proxy Statement filed on EDGAR on April 9, 2024.
4. Percentage held as of February 9, 2024, as reported on SC 13G filed by Dimensional Fund Advisors LP on EDGAR, subject to change. For a more detailed description, please see Jackson Financial Inc.’s Proxy Statement filed on EDGAR on April 9, 2024.
Affiliates
| Company |
State / Country of Organization |
Control/Ownership Publicly Traded indicated in red Broker/Dealer indicated in green |
Allied Life Brokerage Agency, Inc. |
Iowa | 100% Jackson National Life Insurance Company |
| Brier Capital LLC | Michigan | 100% Brooke Life Insurance Company |
| Brooke Life Insurance Company | Michigan | 100% Jackson Holdings LLC |
| Brooke Life Reinsurance Company | Michigan | 100% Brooke Life Insurance Company |
| Hermitage Management, LLC | Michigan | 100% Jackson National Life Insurance Company |
| Jackson Charitable Foundation, Inc. | Michigan | 100% Jackson National Life Insurance Company |
| Jackson Finance LLC | Michigan | 100% Jackson Financial Inc. |
| Jackson Holdings LLC | Delaware | 100% Jackson Financial Inc. |
| Jackson National Asset Management, LLC | Michigan | 100% Jackson National Life Insurance Company |
| Jackson National Life (Bermuda) Ltd. | Bermuda | 100% Jackson National Life Insurance Company |
| Jackson National Life Distributors LLC | Delaware |
Broker/Dealer / Identifiers: CRD#: 40178; SEC#: 8-48984 100% Jackson National Life Insurance Company |
| Jackson National Life Insurance Agency, LLC | Illinois | 100% Jackson National Life Distributors LLC |
| Jackson National Life Insurance Company | Michigan | 100% Brooke Life Insurance Company |
| Jackson National Life Insurance Company of New York | New York | 100% Jackson National Life Insurance Company |
| Mission Plans of America, Inc. | Texas | 100% Jackson National Life Insurance Company |
| National Planning Holdings LLC | Delaware | 100% Jackson National Life Insurance Company |
| PGDS (US One) LLC | Delaware | 100% Jackson National Life Insurance Company |
| PPM America Capital Partners III, LLC | Delaware | 60.50% PPM America, Inc. |
| PPM America Capital Partners IV, LLC | Delaware | 34.50% PPM America, Inc. |
| PPM America Capital Partners V, LLC | Delaware | 34% PPM America, Inc. |
-2-
As of April 1, 2024
updated by: Jackson Legal, Office of the Corporate Secretary
| PPM America Capital Partners VI, LLC | Delaware | 32% PPM America, Inc. |
| PPM America Capital Partners VII, LLC | Delaware | 15.18% PPM America, Inc. |
| PPM America Capital Partners VIII, LLC | Delaware | 68.56% PPM America, Inc. |
| PPM Pomona Capital Partners, LLC | Delaware | 66.88% PPM America, Inc. |
| PPM America, Inc. | Delaware | 100% PPM Holdings, Inc. |
| PPM Funds | Massachusetts |
Publicly Traded / Company Number: 1298727 84.18% Jackson National Life Insurance Company; 15.82% PPM America, Inc. |
| PPM Holdings, Inc. | Delaware | 100% Jackson Holdings LLC |
| PPM Loan Management Company 2, LLC | Delaware |
Management and Originator Series: 100% PPM America, Inc. Any Retention Series: 100% Jackson National Life Insurance Company |
| REALIC of Jacksonville Plans, Inc. | Texas | 100% Jackson National Life Insurance Company |
| ROP, Inc. | Delaware | 100% Jackson National Life Insurance Company |
| Squire Capital I LLC | Michigan | 100% Jackson National Life Insurance Company |
| Squire Capital II LLC | Michigan | 100% Jackson National Life Insurance Company |
| Squire Reassurance Company II, Inc. | Michigan | 100% Jackson National Life Insurance Company |
| Squire Reassurance Company LLC | Michigan | 100% Jackson National Life Insurance Company |
| VFL International Life Company SPC, Ltd. | Cayman Islands | 100% Jackson National Life Insurance Company |
| PPM’s Investment Products and related Entities where ultimate JFI ownership is greater than 5%5 | State / Country of Organization |
| AA GP Solutions Fund, L.P. | Delaware |
| AA MMF 1 Holdco L.P. | Delaware |
| AA Pencil Holdings LP | Delaware |
| AA WH Holdco, L.P. | Delaware |
| AG Essential Housing Fund II, L.P. | Delaware |
| AHVF II (AIV II) LP | Delaware |
| AIOF II ELECTRA AIV (MF), L.P. | Delaware |
| AIOF II VANIR AIV (MF), L.P. | Delaware |
| Apollo Core Infrastructure Feeder Fund, L.P. | Delaware |
| Apollo Infrastructure Opportunities Fund II, L.P. | Delaware |
| Apollo Royalties Fund I, L.P. | Delaware |
| AOP Finance Partners, L.P. | Delaware |
-3-
As of April 1, 2024
updated by: Jackson Legal, Office of the Corporate Secretary
| B2B Solutions, LLC | Delaware |
| Centre Capital Non-Qualified Investors V AIV-ELS LP | Delaware |
| Centre Capital Non-Qualified Investors V LP | Delaware |
| CEP IV-A CWV AIV Limited Partnership | Ontario |
| CEP IV-A Davenport AIV LP | Ontario |
| CEP IV-A NMR AIV Limited Partnership | Ontario |
| Clairvest Equity Partners IV-A Limited Partnership | Ontario |
| GCI Holding Corporation | Delaware |
| Island NYC Recovery Fund I, L.P. | Delaware |
| Haveli VC Gaming Fund I, LP | Delaware |
| Motive Capital Fund II-A, L.P. | Delaware |
| NewSpring Growth Capital III, L.P. | Delaware |
| NNN AGP Opportunities Fund, L.P. | Delaware |
| NNN AGP Opportunities Fund II, L.P. | Delaware |
| NNN AGP Opportunities Fund III, L.P. | Delaware |
| NOVA Infrastructure Fund I L.P. | Delaware |
| NOVA Infrastructure Holdings L.P. | Delaware |
| NSG III S2S Unblocked L.P. | Delaware |
| NSG V Unblocked AIV L.P. | Delaware |
| Old Hickory Fund I, LLC | Delaware |
| PP Napa Holdings, LLC | Delaware |
| PPM America Private Equity Fund VIII-A LP | Delaware |
| PPM CLO 2018-1 Ltd. | Cayman Islands |
| PPM CLO 2018-1, LLC | Delaware |
| PPM CLO 2 Ltd. | Cayman Islands |
| PPM CLO 2, LLC | Delaware |
| PPM CLO 3 Ltd. | Cayman Islands |
| PPM CLO 3, LLC | Delaware |
| PPM CLO 4 Ltd. | Cayman Islands |
| PPM CLO 4, LLC | Delaware |
| PPM CLO 5 Ltd. | Cayman Islands |
-4-
As of April 1, 2024
updated by: Jackson Legal, Office of the Corporate Secretary
| PPM CLO 5, LLC | Delaware |
| PPM CLO 6-R Ltd. | Jersey |
| PPM CLO 6, LLC | Delaware |
| Pretium Olympus JV, L.P. | Delaware |
| SFR Delos Partners, L.P. | Delaware |
| THMI, Inc. | Delaware |
| AA Tundra Investor, L.P. | Delaware |
| AIOF II Njord Debt Aggregator, L.P. | Delaware |
| Apollo USREF III Royce Holdings LP | Delaware |
| Calera XXIV, LLC | Delaware |
| Carlyle Infrastructure Credit Fund Note Issuer, L.P | Delaware |
| CEP V-A CS AIV Limited Partnership | Delaware |
| CEP V-A DMS AIV LP | Delaware |
| CEP V-A DR AIV Limited Partnership | Delaware |
| CEP V-A Mass AIV Limited Partnership | Delaware |
| CEP V-A WBLI AIV LP | Delaware |
| CEP VI-A AEP AIV Limited Partnership | Ontario |
| CEP VI-A NH GAMING AIV LIMITED PARTNERSHIP | Ontario |
| CEP VI-A SW AIV LP | Ontario |
| Chartwell Investments II, LP | Delaware |
| CIABB Holdings, LLC | Delaware |
| Clairvest Equity Partners VI-A | Canada |
| Family Bakery Holdings, LLC | Delaware |
| FH VH Co-Invest Aggregator, LP | Delaware |
| Lovell Minnick Equity Partners III, L.P. | Delaware |
| Tailwind Co-Invest I LP | Delaware |
| PT Co-Investor Holdings, L.P. | Delaware |
| Novacap TMT VI Co-Investment (Cadenza), L.P. | Quebec |
| Seidler Equity Partners IV, L.P. | Delaware |
| Seidler Equity Partners VII LP | Delaware |
| SEP VII RB Holdings, L.P. | Delaware |
-5-
As of April 1, 2024
updated by: Jackson Legal, Office of the Corporate Secretary
| WPP Fairway Aggregator A, L.P. | Delaware |
| Woodland Graham Holdings, LLC | Delaware |
5 Based on most recently available information.
|
Open-End Management Investment Companies Registered with the U.S. Securities and Exchange Commission, in accord with the provisions of the 1940 Act |
| JNL Investors Series Trust |
| JNL Series Trust |
| PPM Funds |
|
Closed-End Management Investment Companies Registered with the U.S. Securities and Exchange Commission, in accord with the provisions of the 1940 Act |
| Jackson Credit Opportunities Fund |
| Jackson Real Assets Fund6 |
6. Effective April 29, 2024.
-6-
As of April 1, 2024
updated by: Jackson Legal, Office of the Corporate Secretary