EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024
| Type of |
State of |
State of |
Federal |
Number of |
Parent’s |
Comments |
Address |
CityStZip | ||||||||||
| Equitable Holdings, Inc. |
DE | NY | 90-0226248 | |||||||||||||||
| Alpha Units Holdings, Inc |
HCO | DE | NY | 83-2796390 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| Alpha Units Holdings II, Inc |
HCO | DE | NY | 68-0461436 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| 787 Holdings, LLC |
HCO | DE | NY | See Note 19 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| 1285 Holdings, LLC |
HCO | DE | NY | 46-1106388 | — |
100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||
| Equitable Financial Services, LLC (Notes 2 &16) |
DE | NY | 52-2197822 | — |
100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| CS Life Re Company |
Insurance | AZ | 46-5697182 | 250,000 |
100.00% | 8501 IBM Dr | Charlotte, NC 28262 | |||||||||||
| Equitable Financial Investment Management, LLC |
Investment | DE | NY | 87-1424173 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| Equitable Investment Management, LLC |
Investment | DE | NY | 88-2794295 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| EQ AZ Life Re Company |
Insurance | AZ | AZ | 82-3971925 | 250,000 |
100.00% | NAIC # 16234 | 3030 N. Third Street Suite 790 | Phoenix, AZ 85012 | |||||||||
| Equitable Distribution Holding Corporation (Note 2) |
DE | NY | 13-4078005 | 1,000 |
100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| Equitable Advisors, LLC (Note 5) |
DE | NY | 13-4071393 | — |
100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| Equitable Network, LLC (Note 6) |
Operating | DE | NY | 06-1555494 | — |
100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||
| Equitable Network of Puerto Rico, Inc. |
Operating | P.R. | P.R. | 66-0577477 | 100.00% | |||||||||||||
| Penn Investment Advisors, Inc |
Operating | NY | NY | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||||
| PlanConnect, LLC |
Operating | DE | NY | 27-1540220 | 100.00% | 100 Madison Street | Syracuse, NY 13221 | |||||||||||
| Equitable Financial Life Insurance Company (Note 2 & 9) * |
Insurance | NY | NY | 13-5570651 | 2,000,000 |
100.00% | NAIC # 62944; General Partner of Equitable Managed Asset | |||||||||||
| Equitable Investment Management Group LLC |
Operating | DE | NY | 27-5373651 | 100.00% | |||||||||||||
| VA Capital Company LLC |
Investment | DE | NY | 9.10% | EIM owns 9.1% | |||||||||||||
| Broad Vista Partners, LLC |
Investment | DE | NY | 81-3019204 | — |
70.00% | 70% by Equitable Financial & 30% by AXA France | |||||||||||
| 200 East 87th Street Company, LLC |
Investment | DE | NY | 86-3691523 | 100.00% | |||||||||||||
| Westory 14th Street LLC |
Investment | DE | Washington, DC | 99-1043155 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| EQ European Commercial Real Estate Debt Holdings LLC |
Investment | DE | NY | 85-3881722 | 100.00% | |||||||||||||
| EQ European Commercial Real Estate Debt Holdings |
Investment | Luxembourg | Luxembourg | |||||||||||||||
| EQ European Commercial Real Estate Debt,SICAV-RAIF |
Investment | Luxembourg | Luxembourg | Jointly owned by both EQ European Commercial Real Estate Debt Holdings LLC and EQ European Real Estate Debt Holdings GP S.a.r.l. | ||||||||||||||
| EQ ECRED Investments I S.à r.l. |
Investment | Luxembourg | Luxembourg | |||||||||||||||
| EQ ECRED Investments II S.à r.l. |
Investment | Luxembourg | Luxembourg | |||||||||||||||
| EQ Holdings, LLC (Notes 3 & 4) |
HCO | NY | NY | 22-2766036 | — |
100.00% | ||||||||||||
| See Attached Listing A |
||||||||||||||||||
| Equitable Managed Assets, L.P. |
Investment | DE | NY | 13-3385080 | — |
— |
General Partner of Equitable Deal Flow Fund | |||||||||||
| EVSA, Inc. |
Investment | DE | PA | 23-2671508 | 50 |
100.00% | ||||||||||||
| ECA Residential LLC |
Investment | DE | DE | 92-0830868 | 100.00% | |||||||||||||
| Real Estate Partnership Equities (various) |
Investment | ** | — | — |
— |
** | ||||||||||||
| Separate Account 166, LLC |
Investment | DE | NY | 47-4180335 | 100.00% | |||||||||||||
| Equitable Financial Life and Annuity Company * (Note 10,17 & 18) |
Insurance | Colorado | Colorado | 13-3198083 | 1,000,000 |
100.00% | ||||||||||||
| MONY International Holdings, LLC |
HCO | DE | NY | 13-3790446 | 100.00% | |||||||||||||
| MONY International Life Insurance Co. Seguros de Vida S.A.* |
Insurance | Argentina | Argentina | 98-0157781 | 100.00% | |||||||||||||
| MONY Financial Resources of the Americas Limited |
Insurance | Jamaica | Jamaica | 13-3790446 | 1,000 |
100.00% | ||||||||||||
| MBT, Ltd. |
Operating | Cayman Islands | Cayman Islands | 98-0152047 | 633 |
100.00% | 79% by MONY Int’l Holdings & 21% by MONY Financial Resources | |||||||||||
| MONY Participacoes LTDA (f/k/a MONY Consultoria e Corretagem de Seguros Ltda) |
Operating | Brazil | Brazil | 99.00% | ||||||||||||||
| Equitable Financial Life Insurance Company of America* |
Insurance | AZ | NY | 86-0222062 | 100.00% | |||||||||||||
| Equitable Financial Investment Management America, LLC |
Investment | DE | NY | 93-2098229 | 100.00% | |||||||||||||
| ECA AZ Residential LLC |
Investment | DE | DE | 93-3718520 | 100.00% | |||||||||||||
| MONY Financial Services, Inc. |
HCO | DE | NY | 11-3722370 | 1,000 |
100.00% | ||||||||||||
| Financial Marketing Agency, Inc. |
Operating | OH | OH | 31-1465146 | 99 |
99.00% | ||||||||||||
| 1740 Advisers, Inc. |
Operating | NY | NY | 13-2645490 | 15,000 |
100.00% |
Page 1 of 5
EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024
| * | Affiliated Insurer |
| ** | Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department. |
| *** | All subsidiaries are corporations, except as otherwise noted. |
| 1. | The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999. |
| 2. | Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999. |
Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.
Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.
Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.
Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.
| 3. | Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997. Equitable Holdings, LLC had its name changed to EQ Holdings, LLC, effective November 4, 2019. |
| 4. | In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”). |
As of June 30, 2024 Equitable Holdings, Inc and its subsidiaries own 61.15% of the issued and outstanding public and private units in AllianceBernstein (the “AllianceBernstein Units”), as follows:
Equitable Holdings, held directly 56,347,068 AllianceBernstein Units (19.45%),
Alpha Units Holdings owns 75,851,289 AllianceBernstein Units (26.19%)
GP (GP owned by Alpha Units), owns 2,996,705 (1.03%), and
Alpha Units Holdings II owns 41,934,582 (14.48%)
As of September 26, 2019, Certificate of Cancellation filed for ACMC, LLC
| 5. | EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999. |
| 6. | Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC. EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC. Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC. |
| 7. | Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB. |
| 8. | Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC. |
| 9. | Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company. |
| 10. | Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company. |
| 11. | Effective February 18, 2005, MONY Realty Capital, Inc. was sold. |
| 12. | Effective May 26, 2005, Matrix Capital Markets Group was sold. |
| 12. | Effective May 26, 2005, Matrix Private Equities was sold. |
| 13. | Effective December 2, 2005, Advest Group was sold. |
| 14. | Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation. |
| 15. | Effective July 11, 2007, Frontier Trust Company, FSB was sold. |
| 16. | Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC. |
| 17. | Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC. |
| 18. | Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company. |
| 19. | The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes. |
For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.
| 20. | Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company. |
| 21. | Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed. |
| 22. | Effective April 4, 2018, AXA America Corporate Solutions Inc was sold to AXA US Holdings Inc. |
| 23. | AXA RE Arizona Company was merged into AXA Equitable Life Insurance Company 4/12/18 |
| 24. | EQ AZ Life Re Company was formed on 1/3/18 |
| 25. | AXA Technology Services America, Inc merged into AXA Equitable Holdings, Inc. effective 11/30/19 |
| 26. | Effective December 13, 2019, MONY Life Insurance Company of America changed its name to Equitable Financial Life Insurance Company of America |
| 27. | Effective January 13, 2020, AXA Equitable Holdings, Inc. changed its name to Equitable Holdings, Inc. |
| 28. | Effective April 1, 2020, US Financial Life Insurance was sold |
| 29. | Effective April 1, 2020, MONY Life Insurance Company of the Americas, Ltd was sold |
| 30. | Effective June 15, 2020, AXA-IM Holding U.S., Inc changed its name to Alpha Units Holdings II, Inc |
| 31. | Effective June 15, 2020, AXA Equitable Life Insurance Company changed its name to Equitable Financial Life Insurance Company |
| 32. | Effective June 1, 2021, Corporate Solutions Life Reinsurance Co was sold to Venerable Insurance and Annuity Company |
| 33. | Effective June 1, 2021, CS Life Re owned 100% by Equitable Financial Services, LLC |
| 34. | Effective December 30, 2022 Equitable Investment Management, LLC (EIMC, LLC) changed its name to Equitable Financial Investment Management, LLC |
| 35. | Effective December 30, 2022 Equitable Investment Management II, LLC (EIMC II, LLC) changed its name to Equitable Investment Management, LLC |
2 of 5
EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024
| Dissolved or | - On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group. | |
| Merged | - 100 Federal Street Funding Corporation was dissolved August 31, 1998. | |
| - 100 Federal Street Realty Corporation was dissolved December 20, 2001. | ||
| - CCMI Corp. was dissolved on October 7, 1999. | ||
| - ELAS Realty, Inc. was dissolved January 29, 2002. | ||
| - EML Associates, L.P. was dissolved March 27, 2001. | ||
| - EQ Services, Inc. was dissolved May 11, 2001. | ||
| - Equitable BJVS, Inc. was dissolved October 3, 1999. | ||
| - Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999. | ||
| - Equitable JV Holding Corp. was dissolved on June 1, 2002.F142 | ||
| - Equitable JVS II, Inc. was dissolved December 4, 1996 | ||
| - Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000. | ||
| - EREIM LP Associates (L.P.) was dissolved March 27, 2001. | ||
| - EREIM Managers Corporation was dissolved March 27, 2001. | ||
| - EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001 | ||
| - EVLICO, Inc. was dissolved in 1999. | ||
| - Franconom, Inc. was dissolved on December 4, 2000. | ||
| - GP/EQ Southwest, Inc. was dissolved October 21, 1997 | ||
| - HVM Corp. was dissolved on Feb. 16, 1999. | ||
| - ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001. | ||
| - Prime Property Funding, Inc. was dissolved in Feb. 1999. | ||
| - Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC. | ||
| - Six-Pac G.P., Inc. was dissolved July 12,1999 | ||
| - Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003 | ||
| - Equitable Rowes Wharf, Inc. was dissolved October 12, 2004 | ||
| - ECLL Inc. was dissolved July 15, 2003 | ||
| - MONY Realty Partners, Inc. was dissolved February 2005. | ||
| - Wil-Gro, Inc. was dissolved June, 2005. | ||
| - Sagamore Financial LLC was dissolved August 31, 2006. | ||
| - Equitable JVS was dissolved August, 2007. | ||
| - Astor Times Square Corp. dissolved as of April 2007. | ||
| - Astor/Broadway Acquisition Corp. dissolved as of August 2007. | ||
| - PC Landmark, Inc. has been administratively dissolved. | ||
| - EJSVS, Inc. has been administratively dissolved. | ||
| - STCS, Inc. was dissolved on August 15, 2007. | ||
| - AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011 | ||
| - AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on November 17, 2011 | ||
| - AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17, 2011 | ||
| - AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012. | ||
| - AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012. | ||
| - Equitable Deal Flow Fund, L.P. dissolved effective December 2013. | ||
| - ACMC, LLC dissolved September 26, 2019 |
3 of 5
EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024
LISTING A - EQ Holdings, LLC
| Type of |
State of |
State of |
Federal |
Number of |
Parent’s |
Comments |
Address |
CityStZip | ||||||||||
| Equitable Holdings, Inc. |
||||||||||||||||||
| Equitable Equitable Financial Services, LLC (Note 2) |
||||||||||||||||||
| Equitable Financial Equitable Life Insurance Company * |
||||||||||||||||||
| EQ Holdings, LLC |
||||||||||||||||||
| Equitable Casualty Insurance Company * |
Operating | VT | VT | 06-1166226 | 1,000 | 100.00% | KeyState Captive Management, LLC 100 Main Street, Suite 1 | Burlington, VT 05402 | ||||||||||
| AllianceBernstein Corporation (See Note 4 on Page 2) |
Operating | DE | NY | 13-3633538 | 100 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||
| See Attached Listing B |
||||||||||||||||||
| Equitable Distributors, LLC |
Operating | DE | NY | 52-2233674 | — | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||
| J.M.R. Realty Services, Inc. |
Operating | DE | NY | 13-3813232 | 1,000 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||
| Equitable Structured Settlement Corp. (See Note 8 on Page 2) |
Operating | DE | NJ | 22-3492811 | 100 | 100.00% |
| * | Affiliated Insurer |
| Dissolved or | Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999. | |
| Merged | Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999. | |
| Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. | ||
| Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC. | ||
| AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011. | ||
| AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011. | ||
| AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011. | ||
| AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011. | ||
| ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012 |
EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024
LISTING B - AllianceBernstein Corporation
| Type of |
State of |
State of |
Federal |
Number of |
Parent’s |
Comments |
Address |
CityStZip | ||||||||||
| Equitable Holdings, Inc. | ||||||||||||||||||
| Alpha Units Holdings, Inc. |
||||||||||||||||||
| Equitable Financial Services, LLC (Note 2) |
||||||||||||||||||
| AllianceBernstein Corporation |
DE | NY | 13-3633538 | owns 1% GP interest in AllianceBernstein L.P. and 100,000 GP units in AllianceBernstein Holding L.P. | 1345 Avenue of the Americas | New York, New York 10105 | ||||||||||||
| AllianceBernstein Holding L.P. (See Note 4 on Page 2) |
HCO (NYSE: AB) | DE | NY | 13-3434400 | 1345 Avenue of the Americas | New York, New York 10105 | ||||||||||||
| AllianceBernstein L.P. (See Note 4 on Page 2) |
Operating | DE | NY | 13-4064930 | 1345 Avenue of the Americas | New York, New York 10105 | ||||||||||||
| AllianceBernstein Investments Taiwan Limited |
Operating | Taiwan | Taiwan | — | 75.12% | AllianceBernstein Hong Kong Limited owns 24.88% | ||||||||||||
| AB Trust Company, LLC |
Operating | NH | NY | — | 100.00% | Sole member interest | ||||||||||||
| AB Distribution Vehicle LLC (100% owned by ABLP) |
||||||||||||||||||
| Alliance Capital Management LLC |
HCO | DE | NY | — | 100.00% | |||||||||||||
| AllianceBernstein Real Estate Investments LLC |
Operating | DE | NY | — | 100.00% | Sole member interest | ||||||||||||
| AB Private Credit Investors LLC |
Operating | DE | NY | 47-1265381 | 100.00% | Sole member interest | ||||||||||||
| AB Custom Alternative Solutions LLC |
Operating | DE | NY | — | 100.00% | Sole member interest (formerly known as RASL) | 1345 Avenue of the Americas | New York, New York 10105 | ||||||||||
| Sanford C. Bernstein & Co., LLC |
Operating | DE | NY | 13-4132953 | 100.00% | |||||||||||||
| Autonomous Research US LP [‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP] |
NY | NY | ‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP | |||||||||||||||
| AnchorPath Financial, LLC |
DE | NY | 100.00% | |||||||||||||||
| AnchorPath GP, LLC |
DE | NY | 100.00% | |||||||||||||||
| AB Broadly Syndicated Loan Manager LLC |
DE | NY | 100.00% | |||||||||||||||
| SCB Global Holdings LLC (100% owned by Alliance Capital Mgmt. LLC) |
DE | NY | 100.00% | Owned by Alliance Capital Mgmt. LLC | ||||||||||||||
| Bernstein North America Holdings LLC (66.7% (Class A)/95.01 (Class B) owned by |
DE | NY | 100.00% | SCB Global Holdings LLC | ||||||||||||||
| Bernstein Institutional Services LLC (100% owned by Bernstein North America Holdings LLC) |
DE | NY | 100.00% | SCB Global Holdings LLC 0 | ||||||||||||||
| Sanford C. Bernstein (Canada) Limited (100% owned by Bernstein North America Holdings LLC) |
100.00% | Owned by SCB Global Holdings | ||||||||||||||||
| AllianceBernstein Business Services Private Limited |
||||||||||||||||||
| Sanford C. Bernstein Japan KK (FSA approved. Japan Investment Advisers Association membership completed) |
Japan | Tokyo | 100.00% | Sanford C. Bernstein Global Holdings LLC | ||||||||||||||
| AllianceBernstein International LLC |
HCO | DE | NY | — | 100.00% | Owned by AllianceBernstein L.P. | 1345 Avenue of the Americas | New York, New York 10105 | ||||||||||
| Sanford C. Bernstein (Australia) Pty Limited (‘100% ownership changed to AB International LLC) |
Operating | Switzerland | Switzerland | — | 100.00% | Owned by AllianceBernstein International LLC. | ||||||||||||
| Sanford C. Bernstein Holdings Limited (43.89% owned by AB International LLC, 5.11% by SCB Global Holdings LLC & 51% by Societe Generale) |
U.K. | London | 33.33% | owned each by AB International LLC, AB Corp. of Delaware & SCB Glbl. Holdings LLC | ||||||||||||||
| Sanford C. Bernstein (Hong Kong) Limited (100% owned by SCB Holdings Limited) (2) |
||||||||||||||||||
| Sanford C. Bernstein Japan KK (100% owned by SCB Holdings Limited) |
||||||||||||||||||
| Sanford C. Bernstein (Singapore) Private Limited (100% owned by SCB Holdings Limited) |
||||||||||||||||||
| Sanford C. Bernstein Ireland Limited (100% owned by SCB Holdings Limited) (no Spain branch) |
||||||||||||||||||
| Sanford C. Bernstein (Schweiz) GmbH (100% owned by SCB Holdings Limited) |
||||||||||||||||||
| Sanford C. Bernstein Limited (100% owned by SCB Holdings Limited) |
||||||||||||||||||
| Sanford C. Bernstein (Autonomous UK) 1 Limited (100% owned by SCB Limited) |
||||||||||||||||||
| Bernstein Autonomous LLP (100% by SCB (Autonomous UK) 1 Ltd.) (3) |
||||||||||||||||||
| Autonomous Research Limited (100% by SCB (Autonomous UK) 1 Ltd.) |
||||||||||||||||||
| Procensus Limited (100% owned by SCB (Autonomous UK) 1 Ltd.) |
4 of 5
| Type of |
State of |
State of |
Federal |
Number of |
Parent’s |
Comments |
Address |
CityStZip | ||||||||||
| Sanford C. Bernstein (CREST Nominees) Ltd. (100% by SCB Limited) |
||||||||||||||||||
| Sanford C. Bernstein (India) Private Limited (99.99% owned by SCB Holdings Limited & 0.01% by SCB Limited) |
||||||||||||||||||
| BSG France S.A. (100% by SCB Holdings Limited) (4) |
||||||||||||||||||
| AllianceBernstein (Europe) Limited (*Pending Central Bank of Ireland authorization of MiFID investment firm application) |
Dublin | Ireland | 100.00% | AB International LLC owns the other 50% by AB Corp. of Delaware | ||||||||||||||
| AllianceBernstein Holdings Limited |
HCO | U.K. | London | — | 100.00% | Owned by AllianceBernstein International LLC. | ||||||||||||
| AllianceBernstein ECRED Managment Limited |
U.K. | London | 100.00% | Owned by AB International LLC | ||||||||||||||
| AllianceBernstein ECRED Co-Investment Limited |
U.K. | London | 100.00% | Owned by AB International LLC | ||||||||||||||
| AllianceBernstein Corporation of Delaware |
HCO | DE | NY | 13-2778645 | 10 | 100.00% | 1345 Avenue of the Americas | New York, New York 10105 | ||||||||||
| AllianceBernstein (Argentina) S.R.L. |
Operating | Argentina | Buenos Aires | — | 99.00% | AllianceBernstein Oceanic Corporation owns 1% and 99% by AB Corporation of Delaware | ||||||||||||
| AB Germany GmbH |
Germany | Frankfurt | 100.00% | AB Corporation of Delaware | ||||||||||||||
| AllianceBernstein (Chile) SpA |
Operating | Chile | Santiago | — | 100.00% | |||||||||||||
| AllianceBernstein Japan Ltd. |
Operating | Japan | Tokyo | — | 100.00% | |||||||||||||
| AllianceBernstein Invest. Manage. Australia Limited |
Operating | Australia | Sydney & Melbourne | — | 100.00% | |||||||||||||
| AllianceBernstein Administradora de Carteiras (Brasil) Ltda. |
Operating | Brazil | Sao Paulo | — | 99.99% | AllianceBernstein Oceanic Corporation owns 0.01% and 99.99% by AB Corporation of Delaware | Rua Jaoquim No. 72, Suite 62 | Sao Paulo, Brazil | ||||||||||
| AllianceBernstein Holdings (Cayman) Ltd. |
HCO | Cayman Isles | Cayman Isles | 100.00% | ||||||||||||||
| AllianceBernstein Preferred Limited |
HCO | U.K. | London | — | 100.00% | Owned by AllianceBernstein Holdings (Cayman) Ltd. | ||||||||||||
| CPH Capital Fondsmaeglerselskab A/S (100% by AB Preferred) |
Operating | Denmark | Copenhagen | — | 100.00% | Owned by AB Preferred | ||||||||||||
| AB Bernstein Israel Ltd. |
Operating | Israel | Tel Aviv | — | 100.00% | AB Preferred | ||||||||||||
| AllianceBernstein Limited |
Operating | U.K. | London | — | 250,000 | 100.00% | AB Preferred owns 100% of preference shares (50.05% of ABL issued shares) & AB Holdings Limited owns 100% of ordinary shares (49.95% of ABL issues shares) | |||||||||||
| AllianceBernstein (DIFC) Limited (100% owned by AB Ltd.) |
United Arib Emirates | Dubai | — | 100.00% | AB Limited | |||||||||||||
| AllianceBernstein Schweiz AG |
Operating |
Switzerland |
Zurich |
— |
100.00% | |||||||||||||
| AllianceBernstein (Luxembourg) S.a.r.l. (1) |
Operating |
Lux. |
Lux. |
— |
3,999 | 100.00% |
AB Holdings Limited owns 79.75% class b ordinary & AB Preferred owns 20.25% preference shares | |||||||||||
| AllianceBernstein (Mexico) S. de R.L. de C.V. |
Operating |
Mexico |
Mexico City | — |
99.00% | AllianceBernstein Oceanic Corp. owns 1% and 99 & by AB Corp of Delaware | ||||||||||||
| AllianceBernstein Australia Limited |
Operating |
Australia |
Sydney & Melbourne |
— |
50.00% | AB International LLC owns the other 50% by AB Corp. of Delaware |
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| AllianceBernstein Canada, Inc. |
Operating |
Canada |
Toronto |
13-3630460 |
18,750 |
100.00% |
EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2024
LISTING B - AllianceBernstein Corporation
| Type of |
State of |
State of |
Federal |
Number of |
Parent's |
Comments |
Address |
CityStZip | ||||||||||
| Equitable Holdings, Inc. |
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| Equitable Financial Services, LLC (Note 2) |
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| AllianceBernstein Corporation |
DE | NY | 13-3633538 | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||||
| AllianceBernstein L.P. |
Operating | DE | NY | 13-4064930 | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||||
| AllianceBernstein International LLC |
HCO | DE | NY | 100.00% | Owned by AllianceBernstein L.P. | 1345 Avenue of the Americas | New York, NY 10105 | |||||||||||
| AllianceBernstein Corporation of Delaware (Cont'd) |
HCO | DE | NY | 13-2778645 | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||||
| AllianceBernstein (Singapore) Ltd. |
Operating | Singapore | Singapore | — | 100.00% | |||||||||||||
| AllianceBernstein Portugal, Unipessoal LDA. |
Operating | Portugal | Lisbon | 100.00% | ||||||||||||||
| Alliance Capital (Mauritius) Private Ltd. |
HCO | Mauritius | Port Louis | — | 100.00% | |||||||||||||
| AllianceBernstain Solutions (India) Private Limited (Formerly Alliance Capital Asset Man. (India) Private Ltd) |
Dormant | India | Mumbai | — | 99.99% AC (Muaritius) and 0.01% ABCD | |||||||||||||
| AllianceBernstein Invest. Res. & Man. (India) Pvt. Ltd. |
Operating | India | Mumbai | — | 99.99% AC (Muaritius) and 0.01% ABCD | |||||||||||||
| Sanford C. Bernstein (India) Private Limited |
Operating | India | Mumbai | — | 99.90% | 0.1% owned by AB Corp. of DE and 99.99% AC Mauritius | ||||||||||||
| AllianceBernstein Oceanic Corporation |
HCO | DE | NY | 13-3441277 | 1,000 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||
| AllianceBernstein Asset Management (Korea) Ltd. |
Operating | Korea | Seoul | — | 100.00% | 14th Floor, Seoul Finance Center, 84 Taepyungro 1-ga, Jung-gu | ||||||||||||
| AllianceBernstein Investments, Inc. |
Operating | DE | NY | 13-3191825 | 100 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||
| AllianceBernstein Investor Services, Inc. |
Operating | DE | TX | 13-3211780 | 100 | 100.00% | 1345 Avenue of the Americas | New York, NY 10105 | ||||||||||
| AllianceBernstein Hong Kong Limited |
Operating | Hong Kong | Hong Kong | — | 100.00% | |||||||||||||
| AllianceBernstein Management Consulting (Shanghai) Co., Ltd. (Name chage-formerly AB (Shanghai) Investment Ma |
Operating | China | Shanghai | — | 100.00% | |||||||||||||
| AllianceBernstein Fund Management Co., Ltd. (CSRC license issued) |
China | Shanghai | 100.00% | |||||||||||||||
| AB (Shanghai) Overseas Investment Fund Management Co., Ltd. |
China | Shanghai | 100.00% | |||||||||||||||
| Sanford C. Bernstein Limited (2) |
Operating | U.K. | London | — | 100.00% | |||||||||||||
| Sanford C. Bernstein (Autonomous UK) 1 Limited (now 100% owned by SCB Limited) |
U.K. | London | 100.00% | |||||||||||||||
| Bernstein Autonomous LLP (50% by SCB (Autonomous UK) 1 Ltd. and 50% by SCB Ltd.) (3) |
U.K. | London | 100.00% | |||||||||||||||
| Autonomous Research Limited |
Dormant | U.K. | London | 100.00% | ||||||||||||||
| Procensus Limited (24.4% owned by SCB (Autonomous UK) 1 Limited) |
U.K. | London | (24.4% owned by SCB (Autonomous UK) 1 Limited) | |||||||||||||||
| Sanford C. Bernstein (CREST Nominees) Ltd. |
Operating | U.K. | London | — | 100.00% | Devonshire House, 1 Mayfair Place | London, UK W1J8SB | |||||||||||
| Sanford C. Bernstein (Canada) Limited |
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| W.P. Stewart & Co., LLC. |
Operating | DE | NY | 98-0201080 | 100.00% | |||||||||||||
| WPS Advisors, LLC. |
Operating | DE | NY | 13-4008818 | 100.00% | |||||||||||||
| W.P. Stewart Asset Management LLC |
Operating | DE | NY | 98-0201079 | 100.00% | |||||||||||||
| W.P. Stewart Securities LLC |
Dormant | DE | NY | 27-2713894 | 100.00% | |||||||||||||
| W.P. Stewart Asset Management (NA), LLC. |
Operating | NY | NY | 11-2650769 | 100.00% | |||||||||||||
| AB CarVal Investors L.P. |
DE | 99.9% AllianceBernstein L.P. (98.9% LP / 1% GP interests) and AB Corp. of Del. (0.1% preferred LP interest) | ||||||||||||||||
| CarVal CLO Management GP, LLC |
DE | 100% by ABCarVal Investors L.P. | ||||||||||||||||
| CarVal CLO Management Holdings, L.P. |
DE | — | 10% by CarVal CLO Mgmt GP, LLC and 90% by ABCarVal Invstrs LP | |||||||||||||||
| CarVal CLO Management, LLC |
DE | 100% CarVal CLO Mgmt Hldngs LP | ||||||||||||||||
| CarVal Carry GP Corp. |
Cayman | — | 100% ABCarVal Invstrs LP | |||||||||||||||
| CVI General Partner, LLC |
DE | — | 100% CarVal Carry GP Corp. | |||||||||||||||
| CVI Resi Manager, LLC (100% owned by CarVal Carry GP Corp.) |
DE | — | 100% CarVal Carry GP Corp. | |||||||||||||||
| CarVal Investors Luxembourg S.a.r.l. |
Luxembourg | 100% ABCarVal Invstrs LP | ||||||||||||||||
| CarVal Investors Ireland DAC |
Ireland | 100% ABCArVal Invstrs LP | ||||||||||||||||
| CarVal Investors UK Limited |
U.K. | 100% ABCarVal Invstrs LP | ||||||||||||||||
| CarVal Investors GB LLP |
U.K. | 97.9% by CarVal Invstrs UK Ltd. and 2.1% by 5 UK members | ||||||||||||||||
| CarVal Portugal LDA (now 100% owned by ABCarVal Invstrs LP) |
Portugal | 100% by ABCarVal Invstrs LP | ||||||||||||||||
| CarVal Investors Pte Ltd. |
Singapore | 100% ABCarVal Invstrs LP | ||||||||||||||||
| CarVal Investors PRC Holdings Pte. Ltd. |
Singapore | 100% ABCarVal Invstrs LP | ||||||||||||||||
| CarVal Wensheng Private Fund Management (Shanghai) Co., Ltd. |
China | 80% by ABCarVal Invstrs PRC Hldns Pte Ltd. and 20% by Third Party Parnter |
| (1) | AB (Luxembourg) S.a. r.l. has branch offices in Amsterdam Netherlands; Milan, Italy; Paris, France; Munich, Germany (frankfort satellite office opened) and Stockholm, Sweden. |
| (2) | SCBL has branch offices in Amesterdam, Netherlands; Frankfurt, Germany; Milan, Italy; and Stockholm, Sweden. |
| (3) | Bernstein Autonomous LLP has representative office in Switzerland. |
| (4) | Sanford C. Bernstein Ireland Limited has barnch office in Spain. |
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