Name
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Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted
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Philip Kadinsky-Cade
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Director of BXLC. Independent trader since 2007. Previously, Mr. Kadinsky-Cade was a founder and Managing Member of Bluehaven Management Group, LLC and co-organizer/manager of Grey Owl Partners, LP.
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John C. Hitchcock
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Director of BXLC. Managing Director & Vice President, Energy Intelligence
Group. Mr. Hitchcock is an officer of a 60-plus-year-old company whose core lines include web-based newsletters, conferences and research. Direct reports have included general counsel, circulation and billing,
compliance and sales and marketing. He previously held editorial and executive positions with Dow Jones & Co. and Institutional Investor Inc.
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Thomas B. Winmill
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President, Chief Executive Officer, Chief Legal Officer, and a Director or Trustee of the Issuer, Foxby Corp., and Midas Series Trust (“MST”) (collectively, the “Funds”), BAL and Midas Management Corporation
(registered investment advisers, collectively, the “Advisers”), BSL and MSG (registered broker-dealer, the “Broker Dealer”), BXLC, and WCI. He is also a Director of Global Self Storage, Inc. (“SELF”).
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William M. Winmill
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Trustee of the issuer. Director of BXLC and WCI since 2021 and Investor at Chester Holdings, a family investment office in Greenwich, CT, 2021 – present. Previously, he served as Vice President and/or in such
other capacities of BXLC, WCI, its affiliates, and the Issuer, from 2014 – 2019. He graduated from Columbia University Graduate School of Business in 2021.
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Woodworth B. Winmill
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Associate at Labaton Keller Sucharow LLP from 2024 – present, director of Foxby Corp. 2024 – present director of WCI 2021 – present, and director of BXLC 2023 – present. Previously, he served in various
employment or other capacities of the BXLC, WCI, its affiliates, and the Issuer, from 2016 – 2017. He graduated from Columbia Law School in 2021.
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John Arbolino
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Director of WCI. Mr. Arbolino has also served as Vice President of Corporate Development at Solomon Page Group, LLC, 2014 – 2017 and is principal at Boothroyd & Co, 2017 – present.
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Mark Hansen
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Director of WCI. Mr. Hansen also serves as Diocesan Missioner for Latino Ministry and Ecumenical Officer, 2022 - present.
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North Sturtevant
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Director of WCI. Mr. Sturtevant also serves as Principal/CEO of JSA Inc. Architects.
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Roger Atkinson
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Trustee of the Issuer. Since 2007, Mr. Atkinson has served as a manager with Cell-Mark Inc., a pulp and paper trading company. His responsibilities include directing trading activity, acquisitions, and risk
management.
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Peter K. Werner
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Trustee of the Issuer. Retired. Previously Mr. Werner taught, directed, and coached many programs at The Governor’s Academy of Byfield, MA. He also previously held the position of Vice President in the Fixed
Income Departments of Lehman Brothers and First Boston. His responsibilities included trading sovereign debt instruments, currency arbitrage, syndication, medium term note trading, and money market trading.
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Jon Tomasson
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Trustee of the Issuer. Mr. Tomasson serves as Chief Executive Officer of Vinland Capital Investments, LLC (since 2002), a real estate investment company that he founded, and Chief Investment Officer of NRE
Capital Partners LLC (since 2019), a private real estate lending company. Prior to starting Vinland, Mr. Tomasson was a principal with Cardinal Capital Partners, a leading investor in single-tenant net-leased property, and served as a Vice
President at Citigroup in the Global Real Estate Equity and Structured Finance group, part of the Real Estate Investment Bank, with both transactional and various management responsibilities.
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Mark C. Winmill
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President, Chief Executive Officer, and a Director of SELF and Tuxis Corporation (“TUXS”). Executive Vice President and a Director of WCI. Vice President of the Funds and Midas Management Corporation. He is a
principal of MSG.
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Thomas O’Malley
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Chief Accounting Officer, Chief Financial Officer, Vice President, and Treasurer of the Funds, the Advisers, the Broker-Dealer, BXLC, BSL, WCI, SELF, and TUXS.
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Donald Klimoski II
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Assistant Secretary, Assistant General Counsel, and Assistant Chief Compliance Officer of the Funds, the Advisers, the Broker-Dealer, BXLC, and BSL. Chief Compliance Officer, Secretary, and General Counsel of
SELF, and TUXS. He is Chief Compliance Officer, Secretary, and Co-General Counsel of WCI.
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Heidi Keating
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Vice President of the Funds, the Advisers, the Broker Dealer, BXLC, BSL, WCI, SELF, and TUXS.
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Russell L. Kamerman
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Chief Compliance Officer, General Counsel, and Secretary of the Funds, the Advisers, the Broker-Dealer, BXLC, and BAL. He is Assistant Chief Compliance Officer, Assistant General Counsel, and Assistant
Secretary of SELF and TUXS. He is Co-General Counsel, Assistant Chief Compliance Officer, and Assistant Secretary of WCI.
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Louis Soulios
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Vice President, Finance, of the Funds, the Advisers, the Broker-Dealer, BXLC, SELF, TUXS, and WCI. He is a certified public accountant.
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Name
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Present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted
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Thomas B. Winmill
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Trustee. See biographical information above.
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Mark C. Winmill
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Trustee. See biographical information above.
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William M. Winmill
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Trustee. See biographical information above.
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Woodworth B. Winmill
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Trustee. See biographical information above.
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Name of Officer or Director
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Number of Shares
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Philip Kadinsky-Cade
|
0
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John C. Hitchcock
|
0
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Thomas B. Winmill
|
1,857,454.71
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William M. Winmill
|
1,814,076.71
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Woodworth B. Winmill
|
1,818,776.71
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John Arbolino
|
0
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Mark Hansen
|
0
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North Sturtevant
|
0
|
Roger Atkinson
|
20,000
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Peter K. Werner
|
1,000
|
Jon Tomasson
|
0
|
Mark C. Winmill
|
1,806,376.71
|
Thomas O’Malley
|
5,000
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Donald Klimoski II
|
100
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Heidi Keating
|
0
|
Russell Kamerman
|
0
|
Louis Soulios
|
0
|