X0405 TA-1/A 0000899635 XXXXXXXX 084-05441 false LIVE SEC INTEGRITY FUND SERVICES LLC INTEGRITY FUND SERVICES INC /TA 455071 1 Main Street North 3rd Floor Minot ND 58703 Y PO Box 759 Minot ND 58702-0759 701-852-5292 N Y N N Not Applicable N N N N N N Y Integrity Funds Distributor, Inc. SEC Administrative Proceeding 04/12/2002 Securities and Exchange Commission Pursuant to section 203(E) of The Advisers Act and section 15(B) of The Exchange Act, that Ranson Capital be censured, pursuant to section 203(K) of The Advisers Act and section 9(F) of The Investment Company Act, that Ranson Capital cease and desist from committing or causing any violation and any future violation of sections 204 and 206(2) of The Advisers Act and Rule 204-2(A)(12) thereunder and sections 17(J) and 34(B) of the Investment Company Act and rules 17J-1(c) and (D) thereunder, and from causing any violation and any future violation of section 12(D)(1)(A) of the Investment Company Act; pursuant to section 203(I) of The Advisers Act, section 9(D) of The Investment Company Act and section 21B of the Exchange Act, that Ranson Capital, shall, within thirty (30) days of the entry of the order, pay a civil money penalty in the amount of $10,000 cont in comment section. Respondents willfully aided and abetted and caused their violations of section 206(2) of The Investment Advisers Act of 1940 (Advisers Act) by permitting the funds to make investments which materially deviated from investment restrictions set forth in the Funds' respective prospectuses and SAIs. The Commission also found that respondents willfully violated and caused their violations of section 34(b) of the Investment Company Act by filing false and misleading registration statements with the Commission. The Commission also found that the respondents willfully aided and abetted and caused the Funds' violations of section 12(D)(1)(A)(1) of the Investment Company Act by acquiring for the Funds the securities of another investment company, the value of which exceeded 5% of the Funds' net assets. Cease and Desist Order, Monetary Fine and Censure Y Integrity Funds Distributor, Inc. SEC Administrative Proceeding 04/12/2002 Securities and Exchange Commission Pursuant to section 203(E) of The Advisers Act and section 15(B) of The Exchange Act, that Ranson Capital be censured. pursuant to section 203(K) of The Advisers Act and section 9(F) of The Investment Company Act, that Ranson Capital cease and desist from committing or causing any violation and any future violation of sections 204 and 206(2) of The Advisers Act and Rule 204-2(A)(12) thereunder and sections 17(J) and 34(B) of the Investment Company Act and rules 17J-1(c) and (D) thereunder. and from causing any violation and any future violation of section 12(D)(1)(A) of the Investment Company Act; pursuant to section 203(I) of The Advisers Act, section 9(D) of The Investment Company Act and section 21B of the Exchange Act, that Ranson Capital, shall, within. thirty (30) days of the entry of the order, pay a civil money penalty in the amount of $10,000 cont in comment section. Respondents willfully aided and abetted and caused their violations of section 206(2) of The Investment Advisers Act of 1940 (Advisers Act) by permitting the funds to make investments which materially deviated from investment restrictions set forth in the Funds' respective prospectuses and SAls. The Commission also found that respondents willfully violated and caused their violations of section 34(b) of the Investme:nt Company Act by filing false and misleading registration statements with the Commission. The Commission also found that the respondents willfully aided and abetted and caused the Funds' violations of section 12(D)(1)(A)(1) of the Investment Company Act by acquiring for the Funds the securities of another investment company, the value of which exceeded 5% of the Funds' net assets. Cease and Desist Order, Monetary Fine and Censure N Y Integrity Funds Distributor, Inc. SEC Administrative Proceeding 04/12/2002 Securities and Exchange Commission Pursuant to section 203(E) of The Advisers Act and section 15(B) of The Exchange Act, that Ranson Capital be censured, pursuant to section 203(K) of The Advisers Act and section 9(F) of The Investment Company Act, that Ranson Capital cease and desist from committing or causing any violation and any future violation of sections 204 and 206(2) of The Advisers Act and Rule 204-2(A)(12) thereunder and sections 17(J) and 34(B) of the Investment Company Act and rules 17J-1(c) and (D) thereunder, and from causing any violation and any future violation of section 12(D)(1)(A) of the Investment Company Act; pursuant to section 203(I) of The Advisers Act, section 9(D) of The Investment Company Act and section 21B of the Exchange Act, that Ranson Capital, shall, within thirty (30) days of the entry of the order, pay a civil money penalty in the amount of $10,000 cont in comment section. Respondents willfully aided and abetted and caused their violations of section 206(2) of The Investment Advisers Act of 1940 (Advisers Act) by permitting the funds to make investments which materially deviated from investment restrictions set forth in the Funds' respective prospectuses and SAIs. The Commission also found that respondents willfully violated and caused their violations of section 34(b) of the Investment Company Act by filing false and misleading registration statements with the Commission. The Commission also found that the respondents willfully aided and abetted and caused the Funds' violations of section 12(D)(1)(A)(1) of the Investment Company Act by acquiring for the Funds the securities of another investment company, the value of which exceeded 5% of the Funds' net assets. Cease and Desist order, Monetary fine and Censure N N N N N N N Y Integrity Funds Distributor, Inc. Acceptance, Waiver & Consent 06/16/1997 FINRA (NASD) Ranson failed to file Form's G-37/G-38 for calendar quarter ending June 30, 1994, September 30, 1995, and December 31, 1995 within the required 30-day period following the end of the calendar quarter. We acquired Ranson Capital Corporation January 5, 1996, and this violation was prior to being acquired by ND Holdings. Monetary fine and Censure (AWC) N N N N N N Shannon Radke 701-852-5292 President 06/24/2025