MA-I/A 0001617177 XXXXXXXX Richard Malone 916-444-5100 rich@gfsi.com N 0001617177-25-000005 N Lori NMN Raineri N 1 0001617177 Government Financial Strategies inc. 11-15-1988 N 867-00775 LOCATED SUPERVISED 01-02-1990 1228 N STREET, #13 SACRAMENTO CA 95814 Lori Marcia Sherman 11-1988 Government Financial Strategies inc. Sacramento CA 95814 Y N President Y 07-2007 Yolo County District Attorney 301 2nd Street Woodland CA 95696 N N Government - County District Attorney Community Panelist 8 Yolo Restorative Justce Partnership Community Panelist 07-2019 Davis Sunrise Rotary Club 1756 Picasso Avenue, Suite B Davis CA 95618 N N Nonprofit public benefit corporation Program Chair 16 Program Chair 08-2017 Tellus Title 540 Howard Street, 2nd Floor, #130 San Francisco CA 94105 N Y Blockchain-based real estate title services Advisory Board Member 0 Advisor 11-2019 Yolo Community Foundation 724 Main Street, #101 Woodland CA 95695 N N Nonprofit public benefit corporation Board Member and Treasurer 10 Board Member and Treasurer 01-2023 Government Financial Services Joint Powers Authority 9800 Old Placerville Road, Suite 300 Sacramento CA 95827 N N Local goverment agency providing financial consulting services to public agencies Chief Executive Officer 180 Chief Executive Officer 04-2024 Securities Experts Roundtable, Inc. 1429 Twisted Oaks Drive Chapel Hill NC 27516 N N Non-profit 501c(6) providing continuing professional education and promoting ethics and integrity among its members Board Member 2 Board Member N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-09-2025 Richard Malone Chief Compliance Officer