X0405 TA-1/A 0000794265 XXXXXXXX 084-01406 true LIVE SEC AMERICAN CENTURY SERVICES LLC /TA TWENTIETH CENTURY SERVICES INC /TA 378752 4500 Main Street Kansas City MO 64111 Y P O BOX 410141 Kansas City MO 64141 816-531-5575 Y 4400 Main Street Kansas City MO 64111 4917 Town Center Drive Leawood KS 66211 777 NW Blue Parkway Lee's Summit MO 64063 N Y SS&C GIDS, Inc. 084-00448 1055 Broadway 7th Fl Kansas City MO 64105 N Other American Century Investment Management, Inc. 07/16/2010 Sole Member 100% owner Limited Liability Company Y American Century Companies 100% owner of American Century Investment Management, Inc., which is the Sole Member of American Century Services, LLC (ACS LLC). Greg Barner President Patrick Bannigan Chief Financial Officer Amy Shelton Chief Compliance Officer John Pak General Counsel N N N N N N N N N N Y American Century Investment Services, Inc. (A Control Affiliate of Registrant) Docket Case Number 94-009-5 03/01/1994 Commissioner, Vermont Department of Banking, Insurance & Securities Commissioner alleged that the Control Affiliate inadvertently allowed its securities registration to lapse on January 1, 1994, resulting in unregistered sales of securities until a renewal registration was filed on February 16, 1994. Without any finding or determination of a violation, Control Affiliate paid a $3000 administrative penalty and $500 in costs. Benham National Tax-Free Trust (A commonly controlled Affiliate of Registrant) Unknown 04/20/1988 Department of Banking and Finance, Nebraska Bureau of Securities Affiliate made offers and sales of its shares in the state of Nebraska without prior registration of such shares in violation of Section 8-1104 of the Nebraska Securities Act. Settled on 08/22/1988 - $3588.88 penalty assessed and paid. Affiliate ordered to maintain current registration statement with the Bureau at all times thereafter that offers and sales are made. American Century Investment Services, Inc. (A Control Affiliate of Registrant) Consent Order 198 Q-M.T. 741 04/16/1973 Commissioner of Securities of the State of Missouri Twentieth Century Growth Fund and Select Fund, each a series of shares of a mutual fund under distributed by the Control Affiliate, sold more securities in the state of Missouri than they had registered under the Missouri Securities Act. Control Affiliate ordered to initiate procedures to insure that sales of unregistered securities do no not occur in the future and to pay fees due the Commissioner of Securities in the amount of $627.09. Fee paid. Benham National Tax-Free Trust (A commonly controlled Affiliate of Registrant) Docket No. 5-2467-1 / Decision No. 55835 01/04/1988 Chairman & Commissioners of the Arizona Corporate Commissioner Benham National Tax-Free Trust offered for sale and sold shares to Arizona residents prior to such securities being registered, in violation of A.R.S. Section 44-1841. Affiliate paid a penalty of $2000 and made a rescission offer to any Arizona Investor who purchased unregistered securities. N N N N N Y American Century Investment Services, Inc. (A Control Affiliate of Registrant) Administrative File No. 3-4080 11/01/1972 National Association of Security Dealers NASD alleged that the Control Affiliate joined with a non-member of the NASD in a public distribution of securities. On 11/01/1972, the NASD found that the Control Affiliate violated Sections 1 and 25 of Article 3 of the NASD's Rules of Fair Practice and imposed censure and suspension. On 2/14/1974, the SEC set aside the NASD action. See SEC Release 34-10643. N Y American Century Investment Services, Inc. (A Control Affiliate of Registrant) Administrative File No. 3-4080 11/01/1972 National Association of Security Dealers NASD alleged that the Control Affiliate joined with a non-member of the NASD in the public distribution of securities. NASD found that the Control Affiliate violated Sections 1 & 25 of Article 3 of the NASD's Rules of Fair Practice and imposed censure and suspension. The SEC set aside the NASD's action on 2/14/1974. See SEC Release 34-10643. N N N N Greg Barner 816-340-3936 Vice President, Chief Privacy Officer 11/03/2025