X0405 TA-1/A 0002037589 XXXXXXXX 084-06957 false LIVE SEC MV TRANSFER SOLUTIONS LLC 003765 2903 E 2ND ST AUSTIN TX 78702 N 5122121160 N N N N Other MICROVENTURES INC. 09/12/2024 LLC MEMBER OWNER WILLIAM MICHAEL CLARK 09/12/2024 CEO DIRECT & MANAGE APPLICANT TYLER RANDALL GRAY 09/12/2024 PRESIDENT DIRECT & MANAGE APPLICANT ELIZABETH MAGDALENA WILLMORE 09/12/2024 CCO APPLICANT COMPLIANCE OFFICER WILLIAM MICHAEL CLARK 09/12/2024 SHAREHOLDER MICROVENTURES INC. SHAREHOLDER 50%-75% LIMITED LIABILITY COMPANY N N N N N N N N N N N N N N N N N Y MICROVENTURE MARKETPLACE INC. - CONTROL AFFILIATE CASE NO. 2017052392101 12/30/2019 FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) ON DECEMBER 30, 2019, FINRA ISSUED A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT ("AWC") TO MICROVENTURE MARKETPLACE RELATED TO FINRA RULES 5123 AND 2010. WITHOUT ADMITTING OR DENYING THE FINDINGS, MICROVENTURE MARKETPLACE CONSENTED TO THE SANCTIONS AND ENTRY OF FINDINGS IN THE AWC. THE FINE WAS PAID IN FULL 1/6/2020. N N N N N N /s/ ELIZABETH M WILLMORE 5127173119 CHIEF COMPLIANCE OFFICER 02/18/2026