X0405 TA-1/A 0001533120 XXXXXXXX 084-6453 LIVE SEC Equity Stock Transfer, LLC 347104 237 West 37th Street Suite 602 New York NY 10018 N 212-575-5757 N N N N Other NANT GLOBAL FINANCE, INC. 01/02/2026 Owner 75% up to 100% Renee Kesner 01/01/2023 Owner 50% 01/02/2026 Mohit Bhansali 11/11/2011 CEO 45% 01/02/2026 Nora Marckwordt 01/01/2015 Director of Operations 5% 01/02/2026 LLC Y Mark Elenowitz CEO and Director of Nant Global Finance, Inc Michael Boswell CFO of Nant Global Finance, Inc Vincent Molinari Director of Nant Global Finance, Inc Brian Collins Chief Technology Officer and Director of Nant Global Finance, Inc William Gordon McBean Director of Nant Global Finance, Inc Y Nant Global Finance, Inc Parent Company N N N N N N N N N N N N N N N Y Mark Elenowitz Disciplinary Proceeding No. 2017053409201 07/27/2020 FINRA Disciplinary Proceeding Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension Michael Boswell Disciplinary Proceeding No. 2015048172801 03/05/2019 FINRA Disciplinary Proceeding Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension N Y Mark Elenowitz Disciplinary Proceeding No. 2017053409201 07/27/2020 FINRA Disciplinary Proceeding Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension Michael Boswell Disciplinary Proceeding No. 2015048172801 03/05/2019 FINRA Disciplinary Proceeding Civil and Administrative Penalty(ies)/Fine(s), Requalification, Suspension N N N N Mohit Bhansali 212-575-5757 CEO 03/03/2026