EX-99.g.2.v
AMENDMENT NO. 5 TO SECURITIES LENDING AUTHORIZATION AGREEMENT
This AMENDMENT NO. 5 TO SECURITIES LENDING AUTHORIZATION AGREEMENT is made and effective as of the 10th day of August, 2016 (the “Effective Date”), by and between each investment company listed on Schedule 1 attached hereto (referred to herein, individually, as a “Client” and, collectively, as the “Clients”) on behalf of one or more of its series funds listed below such investment company on Schedule 1 attached hereto (referred to herein, individually, as a “Fund” and, collectively, as the “Funds”) and THE BANK OF NEW YORK MELLON, successor by operation of law to Mellon Bank, N.A (the “Lending Agent”).
WHEREAS, the Client and Mellon Bank, N.A., have entered into a certain Securities Lending Authorization Agreement dated as of July 20, 2007 with respect to certain lendable securities held by each Fund (as amended, modified or supplemented from time to time, the “Agreement”); and
WHEREAS, The Bank of New York Mellon has succeeded by operation of law to all right, title and interest of Mellon Bank, N.A., in, to and under the Agreement; and
WHEREAS, the Client and the Lending Agent desire to amend the Agreement in certain respects as hereinafter provided:
NOW, THEREFORE, the parties hereto, each intending to be legally bound, do hereby agree as follows:
1. From and after the Effective Date, the Agreement is hereby amended by deleting Schedule 1 therefrom in its entirety and substituting in lieu thereof a new Schedule 1 identical to that which is attached hereto as Attachment 1.
2. Except as expressly amended hereby, all of the provisions of the Agreement shall continue in full force and effect; and are hereby ratified and confirmed in all respects. Upon the effectiveness of this Amendment, all references in the Agreement to “this Agreement” (and all indirect references such as “herein”, “hereby”, “hereunder” and “hereof”) shall be deemed to refer to the Agreement as amended by this Amendment.
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date set forth above.
| THE BANK OF NEW YORK MELLON | ||
| By: | /s/ Todd Levy | |
| Title: | Todd Levy | |
| Director, Securities Finance | ||
| BNY Mellon | ||
DELAWARE GROUP ADVISER FUNDS, on
behalf of its Funds identified on Schedule 1
DELAWARE GROUP CASH RESERVE, on
behalf of its Funds identified on Schedule 1
DELAWARE GROUP EQUITY FUNDS I, on
behalf of its Funds identified on Schedule 1
DELAWARE GROUP EQUITY FUNDS II, on
behalf of its Funds identified on Schedule 1
DELAWARE GROUP EQUITY FUNDS IV, on
behalf of its Funds identified on Schedule 1
DELAWARE GROUP EQUITY FUNDS V, on
behalf of its Funds identified on Schedule 1
DELAWARE GROUP FOUNDATION FUNDS,
on behalf of its Funds identified on Schedule 1
DELAWARE GROUP GLOBAL &
INTERNATIONAL FUNDS, on behalf of its Funds identified on Schedule 1
DELAWARE GROUP GOVERNMENT FUND,
on behalf of its Funds identified on Schedule 1
DELAWARE GROUP INCOME FUNDS, on
behalf of its Funds identified on Schedule 1
DELAWARE GROUP LIMITED-TERM
GOVERNMENT FUNDS, on behalf of its Funds identified on Schedule 1
DELAWARE GROUP TAX-FREE FUND, on
behalf of its Funds identified on Schedule 1
DELAWARE POOLED TRUST, on behalf of its Funds identified on Schedule 1
DELAWARE VIP TRUST, on behalf of its Funds identified on Schedule 1
VOYAGEUR MUTUAL FUNDS III, on behalf of its Funds identified on Schedule 1
| 1 |
|
DELAWARE INVESTMENTS DIVIDEND AND INCOME FUND, INC. | ||
|
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND | ||
| By: | /s/ Richard Salus | |
| Title: | Chief Financial Officer | |
| 2 |
Attachment 1 to
AMENDMENT NO. 5 TO SECURITIES LENDING AUTHORIZATION AGREEMENT
SCHEDULE 1
which Amendment is made and effective as of July_, 2016, by and between THE BANK OF NEW YORK MELLON, successor by operation of law to Mellon Bank, (the “Lending Agent”) and the Clients on behalf of their respective Funds.
| 3 |
DELAWARE GROUP ADVISER FUNDS, a Delaware statutory trust
SEC Registration No. 811-07972 (1940 Act)
033-67490 (1933 Act)
Registrant CIK# 0000910682
Tax Year End: October 31
|
Name of Series and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
|
Delaware Diversified Income Fund Class A Class C Class R Class R6 Institutional Class |
07/20/2007 |
246248744 246248595 246248553 245917612 246248587 |
DPDFX DPCFX DPRFX DPZRX DPFFX |
[TIN OMITTED] |
S000003911 |
|
Delaware U.S. Growth Fund Class A Class C Class R Class R6 Institutional Class |
07/20/2007 |
245917505 245917703 245917711 245917596 245917802 |
DUGAX DEUCX DEURX DUZRX DEUIX |
[TIN OMITTED] | S000003912 |
|
Delaware Global Real Estate Opportunities Fund Class A Class C Class R Institutional Class |
09/28/2012 |
245917653 245917646 245917638 245917620 |
DGRPX DLPCX DLPRX DGROX |
[TIN OMITTED] | S000037873 |
| 4 |
DELAWARE GROUP CASH RESERVE, a Delaware statutory trust
SEC Registration No. 811-02806 (1940 Act)
2-60770 (1933 Act)
Registrant CIK# 230173
Tax Year End: March 31
|
Name of Series and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier # |
|
Delaware Investments Ultrashort Fund Class A Class C Class L Institutional Class |
11/19/2015 |
245910609 245910708 245910807 245910500 |
DLTAX DLTCX DLTLX DULTX |
[TIN OMITTED] | S000003913 |
| 5 |
DELAWARE GROUP EQUITY FUNDS I, a Delaware statutory trust
SEC Registration No. 811-249 (1940 Act)
2-10765 (1933 Act)
Registrant CIK# 027801
Tax Year End: October 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
|
Delaware Mid Cap Value Fund Class A Class C Class R Institutional Class |
02/01/2008 |
246093868 246093850 246093843 246093835 |
DLMAX DLMCX DLMRX DLMIX |
[TIN OMITTED] | S000020812 |
| 6 |
DELAWARE GROUP EQUITY FUNDS II, a Delaware statutory trust
SEC Registration No. 811-750 (1940 Act)
2-13017 (1933 Act)
Registrant CIK# 027574
Tax Year End: November 30
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
|
Delaware Value Fund Class A Class C Class R Class R6 Institutional Class |
07/20/2007 |
24610C881 24610C865 245907860 24610C840 24610C857 |
DDVAX DDVCX DDVRX DDZRX DDVIX |
[TIN OMITTED] | S000002391 |
| 7 |
DELAWARE GROUP EQUITY FUNDS IV, a Delaware statutory trust
SEC Registration No. 811-4413 (1940 Act)
033-442 (1933 Act)
Registrant CIK# 778108
Tax Year End: March 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio} or Class Identifier# |
Delaware Healthcare Fund Class A Class C Class R Institutional Class |
08/15/2007 | 24610E101 24610E200 24610E309 24610E408 |
DLHAX N/A N/A DLHIX |
[TIN OMITTED] |
S000018873 |
Delaware Smid Cap Growth Fund Class A Class C Class R Class R6 Institutional Class |
7/20/2007 |
245906409 245906508 24610A505 245906201 |
DEEVX DFRIX DFZRX DFDIX |
[TIN OMITTED] |
S000003914 |
Delaware Small Cap Growth Fund Class A Class C Class R Institutional Class |
6/30/2016 |
24610A604 24610A703 24610A885 24610A802 |
DSGDX DSGEX DSGFX DSGGX |
[TIN OMITTED] |
- |
| 8 |
DELAWARE GROUP EQUITY FUNDS V, a Delaware statutory trust
SEC Registration No. 811-4997 (1940 Act)
33-11419 (1933 Act)
Registrant CIK# 809821
Tax Year End: November 30
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
| Delaware Wealth Builder Fund | 07/20/2007 | [TIN OMITTED] | S000002399 | ||
| Class A | 24610B107 | DDIAX | |||
| Class C | 24610B305 | DDICX | |||
|
Class R Institutional Class |
24610B842 24610B404 |
DDDRX DDIIX |
|||
| Delaware Small Cap Core Fund | 07/20/2007 | [TIN OMITTED] | S000002400 | ||
| Class A | 24610B883 | DCCAX | |||
| Class C | 24610B867 | DCCCX | |||
| Class R | 24610B834 | DCCRX | |||
| Class R6 | 24610B826 | DCZRX | |||
| Institutional Class | 24610B859 | DCCIX | |||
| Delaware Small Cap Value Fund | 07/20/2007 | [TIN OMITTED] | S000002401 | ||
| Class A | 246097109 | DEVLX | |||
| Class C | 246097406 | DEVCX | |||
| Class R | 246097505 | DVLRX | |||
| Class R6 | 24610B818 | DVZRX | |||
| Institutional Class | 246097208 | DEVIX |
| 9 |
DELAWARE GROUP FOUNDATION FUNDS, a Delaware statutory trust
SEC Registration No. 811-08457 (1940 Act)
333-38801 (1933 Act)
Registrant CIK# 1048133
Tax Year End: March 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
|
Delaware Foundation Growth Allocation Fund Class A Class C Class R Institutional Class |
05/22/2008
|
245918883 245918867 245918826 245918859 |
DFGAX DFGCX DFGRX DFGIX |
[TIN OMITTED] | S000004197 |
|
Delaware Foundation Conservative Allocation Fund Class A Class C Class R Institutional Class |
05/22/2008
|
245918107 245918305 245918818 245918404 |
DFIAX DFICX DFIRX DFIIX |
[TIN OMITTED] | S000004198 |
|
Delaware Foundation Moderate Allocation Fund Class A Class C Class R Institutional Class |
05/22/2008
|
245918503 245918701 245918834 245918800 |
DFBAX DFBCX DFBRX DFFIX |
[TIN OMITTED] | S000004196 |
| 10 |
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS, a Delaware statutory trust
SEC Registration No. 811-6324 (1940 Act)
33-41034 ()933 Act)
Registrant CIK# 875610
Tax Year End: November 30
| Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP | TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier # |
|
Delaware Emerging Markets Fund Class A Class C Class R Class R6 Institutional Class |
07/20/2007 |
245914841 245914825 245914569 245914510 245914817 |
DEMAX DEMCX DEMRX DEMZX DEMIX |
[TIN OMITTED] | S000003916 |
|
Delaware Global Value Fund Class A Class C Class R Institutional Class |
07/20/2007 |
245914718 245914684 N/A 245914676 |
DABAX DABCX N/A DABIX |
[TIN OMITTED] | S000003917 |
|
Delaware International Value Equity Fund Class A Class C Class R Institutional Class |
07/20/2007 |
245914106 245914858 245914577 245914403 |
DEGIX DEGCX DIVRX DEQIX |
[TIN OMITTED] | S000003918 |
|
Delaware Focus Global Growth Fund Class A Class C Class R Institutional Class |
11/19/2008 |
246118541 246118533 246118525 246118517 |
DGGAX N/A N/A DGGIX |
[TIN OMITTED] | S000024716 |
| 11 |
| Name of Fund and any Share Classes | Date added to the Agreement |
CUSIP | TICKER SYMBOL | Taxpayer Identification Number (Portfolio) | SEC Series (Portfolio) or Class Identifier# |
|
Delaware Asia Select Fund Class A Class C Institutional Class |
11/19/2015 |
24610H401 24610H500 24610H609 |
DMAAX DMACX DMSIX |
[TIN OMITTED] | S000051734 |
(Execution page to follow)
| 12 |
DELAWARE GROUP GOVERNMENT FUND, a Delaware statutory trust
SEC Registration No. 811-4304 (1940 Act)
2-97889 (1933 Act)
Registrant CIK# 769220 Tax Year End: July 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio} or Class Identifier# |
|
Delaware Core Plus Bond Fund Class A Class C Class R Institutional Class |
07/20/2007 |
246094205 246094700 246094809 246094502 |
DEGGX DUGCX DUGRX DUGIX |
[TIN OMITTED] | S000003919 |
|
Delaware Emerging Markets Debt Fund Class A Class C Class R Institutional Class |
246094841 246094833 246094825 246094817 |
DEDAX DEDCX DEDRX DEDIX |
[TIN OMITTED] | S000041892 |
| 13 |
DELAWARE GROUP INCOME FUNDS, a Delaware statutory trust
SEC Registration No. 811-2071 (1940 Act)
2-37707 (1933 Act)
Registrant CIK# 027825 Tax Year End: July 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier # |
|
Delaware Corporate Bond Fund Class A Class C Class R Institutional Class |
07/20/2007 |
245908785 245908769 245908744 245908751 |
DGCAX DGCCX DGCRX DGCIX |
[TIN OMITTED] | S000003921 |
|
Delaware Extended Duration Bond Fund Class A Class C Class R Class R6 Institutional Class |
07/20/2007 |
245908835 245908819 245908728 245908629 245908793 |
DEEAX DEECX DEERX DEZRX DEEIX |
[TIN OMITTED] | S000003923 |
|
Delaware High-Yield Opportunities Fund Class A Class C Class R Institutional Class |
07/20/2007 |
245908876 245908850 245908736 245908843 |
DHOAX DHOCX DHIRX DHOIX |
[TIN OMITTED] | S000003924 |
|
Delaware Diversified Floating Rate Fund Class A Class C Class R Institutional Class |
10/01/2010 |
245908660 245908652 245908645 245908637 |
DDFAX DDFCX DDFFX DDFLX |
[TIN OMITTED] | S000028004 |
| 14 |
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS, a Delaware statutory trust
SEC Registration No. 811-3363 (1940 Act)
2-75526 (1933 Act)
Registrant CIK# 357059
Tax Year End: December 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
|
Delaware Limited-Term Diversified Income Fund Class A Class C Class R Institutional Class |
07/20/2007 |
245912308 245912704 245912803 245912506 |
DTRIX DTICX DLTRX DTINX |
[TIN OMITTED] | S000002397 |
| 15 |
DELAWARE GROUP TAX-FREE FUND, a Delaware statutory trust
SEC Registration No. 811-3850 (1940 Act)
2-86606 (1933 Act)
Registrant CIK# 728352 Tax Year End: August 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
|
Delaware Tax-Free USA Intermediate Fund Class A Class C Institutional Class |
07/20/2007 |
245909304 245909882 24610H203 |
DMUSX DUICX DUSIX |
[TIN OMITTED] | S000002404 |
| 16 |
DELAWARE POOLED TRUST, a Delaware statutory trust
SEC Registration No. 811-6322 (1940 Act)
33-40991 (1933 Act)
Registrant CIK# 875352 Tax Year End: October 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier # |
| The Large-Cap Growth Equity Portfolio | 07/20/2007 | 246248512 | DPLGX | [TIN OMITTED] | S000003930 |
|
The Large-Cap Value Equity Portfolio |
07/20/2007 | 246248108 | DPDEX | [TIN OMITTED] | S000003931 |
| The Focus Smid-Cap Growth Equity Portfolio | 07/20/2007 | 246248546 | DGCTX | [TIN OMITTED] | S000003935 |
|
The Real Estate Investment Trust Portfolio Class A Class B Class C Class R Institutional Class |
07/20/2007 |
246248868 246248819 246248793 246248561 246248777 |
DPREX DPRBX DPRCX DPRRX DPRSX |
[TIN OMITTED] | S000003937 |
| The Select 20 Portfolio | 07/20/2007 | 246248645 | DPCEX | [TIN OMITTED] | S000003928 |
| The Labor Select International Equity Portfolio | 07/20/2007 | 246248876 | DELPX | [TIN OMITTED] | S000003929 |
| The Emerging Markets Portfolio | 07/20/2007 | 246248843 | DPEMX | [TIN OMITTED] | S000003940 |
| The High-Yield Bond Portfolio | 07/20/2007 | 246248850 | DPHYX | [TIN OMITTED] | S000003942 |
| The Core Plus Fixed Income Portfolio | 07/20/2007 | 246248538 | DCPFX | [TIN OMITTED] | S000003939 |
| The Emerging Markets Portfolio II | 10/01/2010 | 246248470 | DPEGX | [TIN OMITTED] | S000025841 |
| 17 |
DELAWARE VIP TRUST, a Delaware statutory trust
SEC Registration No. 811-5162 (1940 Act)
33-14363 (1933 Act)
Registrant CIK# 814230
Tax Year End: December 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio} or Class Identifier # |
|
Delaware VIP Limited-Term Diversified Income Series Standard Class Service Class |
07/20/2007 |
246493563 246493571 |
N/A | [TIN OMITTED] | S000002479 |
|
Delaware VIP Diversified Income Series Standard Class Service Class |
07/20/2007 |
246493548 246493555 |
N/A | [TIN OMITTED] | S000002481 |
|
Delaware VIP Emerging Markets Series Standard Class Service Class |
07/20/2007 |
246493878 246493886 |
N/A | [TIN OMITTED] | S000002482 |
|
Delaware VIP High Yield Series Standard Class Service Class |
07/20/2007 |
246493811 246493829 |
N/A | [TIN OMITTED] | S000002485 |
|
Delaware VIP International Value Equity Series Standard Class Service Class |
07/20/2007 |
246493761 246493779 |
N/A | [TIN OMITTED] | S000002486 |
|
Delaware VIP REIT Series Standard Class Service Class |
07/20/2007 |
246493720 246493738 |
N/A | [TIN OMITTED] | S000002473 |
|
Delaware VIP Small Cap Value Series Standard Class |
07/20/2007 |
246493670 |
N/A | [TIN OMITTED] | S000002475 |
| 18 |
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
| Service Class | 246493688 | ||||
|
Delaware VIP U.S. Growth Series Standard Class Service Class |
07/20/2007 |
246493589 246493597 |
N/A | [TIN OMITTED] | S000002477 |
Delaware VIP Value Series Standard Class Service Class |
07/20/2007 |
246493746 246493753 |
N/A | [TIN OMITTED] | S000002478 |
|
Delaware VIP Smid Cap Growth Series Standard Class Service Class |
7/20/2007 |
246493837 246493845 |
N/A | [TIN OMITTED] | S000002484 |
| 19 |
VOYAGEUR MUTUAL FUNDS III, a Delaware statutory trust
SEC Registration No. 811-4547 (1940 Act)
2-95928 (1933 Act)
Registrant CIK# 763749
Tax Year End: October 31
|
Name of Fund and any Share Classes |
Date added to the Agreement |
CUSIP |
TICKER SYMBOL |
Taxpayer Identification Number (Portfolio) |
SEC Series (Portfolio) or Class Identifier# |
|
Delaware Select Growth Fund Class A Class C Class R Institutional Class |
07/20/2007 |
928931104 928931203 928931740 928931757 |
DVEAX DVECX DFSRX VAGGX |
[TIN OMITTED] | S000003946 |
DELAWARE INVESTMENTS DIVIDEND AND INCOME FUND, INC., a Maryland corporation
SEC Registration No. 811-7460 (1940 Act)
33-57808 (1933 Act)
Registrant CIK# 896923
Tax Year End: November 30
CUSIP: 245915103
Tax ID#: [TIN OMITTED]
DELAWARE INVESTMENTS ENHANCED GLOBAL DIVIDEND AND INCOME FUND, a Delaware statutory trust
SEC Registration No. 811-22050 (1940 Act)
333-142103 (1933 Act)
Registrant CIK# 1396167
Tax Year End: November 30
CUSIP: 246060107
Tax ID#: [TIN OMITTED]
| 20 |