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Owner
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Individual Owner first name
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MI
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Last name
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Jr., Sr., III
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Mailing address
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Email address
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City
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State
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ZIP code
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Home telephone number
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|
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City
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State
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ZIP code
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Cell phone number
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Gender
Male Female
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Date of birth (mm/dd/yyyy)
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Are you a non-resident alien? Yes No
(If yes, then you are not eligible for this product.)
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||
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First name
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MI
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Last name
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Jr., Sr., III
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Mailing address
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Email address
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|||||
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City
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State
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ZIP code
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Home telephone number
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|||
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Gender
Male Female
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Date of birth (mm/dd/yyyy)
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Are you a non-resident alien? Yes No
(If yes, then you are not eligible for this product.)
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||||
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Relationship to Owner
Spouse under a legally recognized marriage Other:
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Social Security Number/TIN
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|||||
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First name
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MI
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Last name
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Jr., Sr., III
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Mailing address
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Email address
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|||||
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City
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State
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ZIP code
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Home telephone number
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|||
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City
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State
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ZIP code
|
Cell phone number
|
|||
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Gender
Male Female
|
Social Security Number/TIN
|
Date of birth (mm/dd/yyyy)
|
Are you a non-resident alien? Yes No
(If yes, then you are not eligible for this product.)
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|||
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3. Plan specifics (This
section must be completed to indicate how this Contract should be issued. These are the only available options.)
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Nonqualified:
Qualified plans:
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Nonqualified
401(a) defined contribution plan
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401(a) one person defined benefit plan
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IRA:
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Traditional IRA SEP IRA
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Roth IRA Roth IRA (conversion of existing IRA)
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Inherited IRA:
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Inherited Traditional IRA
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Inherited Roth IRA
|
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By checking “yes”, I am authorizing and directing Allianz Life of NY to act on electronic instructions from me to transfer and allocate Contract Value among the Allocation
Options. Allianz Life of NY will use reasonable procedures to confirm that these electronic instructions are genuine. We reserve the right to deny any electronic transfer request or allocation instruction change, and to discontinue or modify
our electronic instruction privileges at any time for any reason.
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By checking “yes”, I am authorizing and directing Allianz Life of NY to act on electronic instructions from my Financial Professional and/or anyone authorized by him/her to
transfer and allocate Contract Value among the Allocation Options. Allianz Life of NY will use reasonable procedures to confirm that these electronic instructions are genuine. We reserve the right to deny any electronic transfer request or
allocation instruction change, and to discontinue or modify our electronic instruction privileges at any time for any reason.
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•
|
The Index Effective Date cannot be the 29th, 30th, or 31st of a month. If the
Index Effective Date would occur on the 29th, 30th, or 31st of a month, we change the Index Effective Date to be the next available Business Day.
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•
|
If the Index Effective Date is not the Issue Date, Purchase Payments allocated to the Index Option(s) will be
placed in the AZL® Government Money Market Fund until the Index Effective Date.
|
|
•
|
Allocations must be in whole percentages (e.g. 33.3% or dollars are not permitted) which total 100%. You are
allowed 12 free transfers each contract year.
|
|
•
|
If Purchase Payments are received before the Index Effective Date and you select an Index Option, the following will occur:
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-
|
Your Purchase Payments will be placed in the AZL® Government Money Market Fund.
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|
-
|
Then, on the Index Effective Date we will rebalance your Contract Value among your selected Allocation Options below.
|
|
•
|
If additional Purchase Payments are received after the Index Effective Date and you select an Index Option, then
your Purchase Payment will be placed in the AZL® Government Money Market Fund until the next Index Anniversary.
|
|
•
|
We only allow allocations (both Purchase Payments and transfers of Contract Value) into the Index Options on the
Index Effective Date and on subsequent Index Anniversaries.
|
|
•
|
We only allow transfers of Index Option Value from the Index Options to the Variable Options on every Index Anniversary.
|
|
•
|
Please see the current prospectus for Allocation Option requirements and allocation of additional Purchase
Payments received after the Index Effective Date.
|
| 3-Year Term |
Index Performance Strategy
|
| 6-Year Term |
Index Performance Strategy
|
|
•
|
sponsor, endorse, sell or promote Allianz Life of NY products.
|
|
•
|
recommend that any person invest in Allianz Life of NY products or any other securities.
|
|
•
|
have any responsibility or liability for or make any decisions about the timing, amount or pricing of Allianz Life
of NY products.
|
|
•
|
have any responsibility or liability for the administration, management or marketing of Allianz Life of NY
products.
|
|
•
|
consider the needs of Allianz Life of NY products or the owners of Allianz Life of NY products
in determining, composing or calculating the EURO STOXX 50 or have any obligation to do so.
|
|
•
|
STOXX, Deutsche Börse Group and their licensors, research partners or data providers do not
give any warranty, express or implied, and exclude any liability about:
|
|
•
|
The results to be obtained by Allianz Life of NY products, the owner of Allianz Life of NY
products or any other person in connection with the use of the EURO STOXX 50 and the data included in the EURO STOXX 50;
|
|
•
|
The accuracy, timeliness, and completeness of the EURO STOXX 50 and its data;
|
|
•
|
The merchantability and the fitness for a particular purpose or use of the EURO STOXX 50 and its data;
|
|
•
|
The performance of Allianz Life of NY products generally.
|
|
•
|
STOXX, Deutsche Börse Group and their licensors, research partners or data providers give no
warranty and exclude any liability, for any errors, omissions or interruptions in the EURO STOXX 50 or its data;
|
|
•
|
Under no circumstances will STOXX, Deutsche Börse Group or their licensors, research partners
or data providers be liable (whether in negligence or otherwise) for any lost profits or indirect, punitive, special or consequential damages or losses, arising as a result of such errors, omissions or interruptions in the EURO STOXX 50 or
its data or generally in relation to Allianz Life of NY products, even in circumstances where STOXX, Deutsche Börse Group or their licensors, research partners or data providers are aware that such loss or damage may occur.
|
|
8. Beneficiary designation (If additional space is needed, attach a complete
list signed and dated by Owner(s).)
|
|||||||||
|
Primary Contingent
|
Percentage
|
Relationship
|
Social Security Number/TIN
|
Phone number
|
|||||
|
Individual first name
|
MI
|
Last name
|
Date of birth (mm/dd/yyyy)
|
Gender Male
|
Female
|
||||
|
Qualified plan
|
Custodian
|
Trust (Include the date of trust in the name.)
|
Charitable Trust
|
Email
|
|||||
|
Non-individual Beneficiary name
|
|||||||||
|
Street address
|
City
|
State
|
ZIP code
|
||||||
|
Primary Contingent
|
Percentage
|
Relationship
|
Social Security Number/TIN
|
Phone number
|
|||||
|
Individual first name
|
MI
|
Last name
|
Date of birth (mm/dd/yyyy)
|
Gender Male
|
Female
|
||||
|
Qualified plan
|
Custodian
|
Trust (Include the date of trust in the name.)
|
Charitable Trust
|
Email
|
|||||
|
Non-individual Beneficiary name
|
|||||||||
|
Street address
|
City
|
State
|
ZIP code
|
||||||
|
Primary Contingent
|
Percentage
|
Relationship
|
Social Security Number/TIN
|
Phone number
|
|||||
|
Individual first name
|
MI
|
Last name
|
Date of birth (mm/dd/yyyy)
|
Gender Male
|
Female
|
||||
|
Qualified plan Custodian Trust (Include the date of trust in the
name.) Charitable Trust Non-individual Beneficiary name
|
Email
|
||||||||
|
Street address
|
City
|
State
|
ZIP code
|
||||||
|
•
|
I received a prospectus and have determined, to the best of my knowledge and belief, that the variable annuity
applied for is not unsuitable for my investment objectives, financial situation, and financial needs. It is a long-term commitment to meet my financial needs and goals.
|
|
•
|
I understand that the Contract Value may increase or decrease depending on the investment
results of the Allocation Options and that there is no guaranteed minimum Variable Account Value. Investment in the contract may result in a loss of Purchase Payments.
|
|
•
|
I understand that I can lose money that I allocate to the Index Options. This may result in a
loss of Purchase Payments.
|
|
•
|
To the best of my knowledge and belief, all statements and answers in this application are complete and true.
|
|
•
|
No representative is authorized to modify this agreement or waive any Allianz Life of NY rights or requirements.
|
|
•
|
If this contract is being funded by an indirect rollover, I have complied with the requirement that only one
rollover is permitted within a one year period from all of the IRAs I own.
|
|
&
|
Contract owner’s signature: Date:
|
|
&
|
Joint contract owner’s signature: Date:
|
|
•
|
I am FINRA registered and state licensed for variable annuity contracts in all required jurisdictions; and I
provided the Owner(s) with the most current prospectus.
|
|
•
|
I certify that the statements of the Owner have been correctly recorded.
|
|
Yes No Does the Owner have an existing life insurance policy or an existing annuity contract?
|
|||
|
Yes
|
No Does the Owner intend to replace or change an existing life insurance policy or annuity contract?
|
||
|
•I hereby certify that I only used sales materials that were
previously approved by Allianz Life of NY in my presentation.
|
|||
|
•I further certify that I left a copy of all sales material
used during my presentation with the applicant.
|
|||
|
•I have provided the Owner with all
|
appropriate disclosure
|
and replacement requirements prior to the completion of this application.
|
|
|
•If this is a
replacement, include a copy of each disclosure statement and a list of companies involved.
Financial Professional’s signature B/D Rep. ID
Financial Professional’s first and last name (please print) Percent split
|
|||